Literature DB >> 30250303

Prospective research in infants with mild encephalopathy identified in the first six hours of life: neurodevelopmental outcomes at 18-22 months.

Lina F Chalak1, Kim-Anh Nguyen2, Chatchay Prempunpong3, Roy Heyne4, Sudhin Thayyil5, Seetha Shankaran6, Abbot R Laptook7, Nancy Rollins4, Athina Pappas6, Louise Koclas2, Birju Shah7, Paolo Montaldo5, Benyachalee Techasaensiri3, Pablo J Sánchez8, Guilherme Sant'Anna2.   

Abstract

BACKGROUND: Studies of early childhood outcomes of mild hypoxic-ischemic encephalopathy (HIE) identified in the first 6 h of life are lacking.
OBJECTIVE: To evaluate neurodevelopmental outcomes at 18-22 months of PRIME study. STUDY
DESIGN: Multicenter, prospective study of mild HIE defined as ≥1 abnormality using the modified Sarnat within 6 h of birth and not meeting cooling criteria. Primary outcome was disability with mild: Bayley III cognitive 70-84 or ≥85 and either Gross Motor Function Classification System (GMFCS) 1 or 2, seizures, or hearing deficit; moderate: cognitive 70-84 and either GMFCS 2, seizures, or hearing deficit; severe: cognitive <70, GMFCS 3-5.
RESULTS: Of the 63 infants enrolled, 51 (81%) were evaluated at 19 ± 2 months and 43 (68%) completed Bayley III. Of the 43 infants, 7 (16%) were diagnosed with disability, including 1 cerebral palsy and 2 autism. Bayley scores < 85 in either cognition, motor, or language were detected in 17 (40%): 14 (32%) language, 7 (16%) cognitive, and 6 (14%) motor domain. Infants with disability had more abnormalities on discharge examination and brain MRI, with longer hospital stay (p < 0.001).
CONCLUSIONS: In this contemporary untreated cohort of mild HIE, disability occurred in 16% of infants at 18-22 months.

Entities:  

Mesh:

Year:  2018        PMID: 30250303      PMCID: PMC6445543          DOI: 10.1038/s41390-018-0174-x

Source DB:  PubMed          Journal:  Pediatr Res        ISSN: 0031-3998            Impact factor:   3.756


Neonatal hypoxic-ischemic encephalopathy (HIE) remains an important cause of neurodevelopmental impairment and death.(1) While newborns with moderate and severe HIE have been the focus of neuroprotective trials utilizing hypothermia therapy, infants with mild HIE usually have been excluded due to a perceived low risk of death or major disability based on data from the pre-hypothermia era.(2–7) In the original description of the Sarnat scores (8), neonatal encephalopathy following asphyxia was determined based on serial clinical evaluations and electroencephalographic signals during the first week of age. In the current era of therapeutic hypothermia, the assessment of encephalopathy has changed to a more focused neurological examination (i.e. modified Sarnat score) performed within the first six hours of age with or without the use of the amplitude-integrated EEG (aEEG) due to a narrow therapeutic window. This short time window is particularly challenging to identify and define mild HIE. Recent reports suggest that infants with mild HIE may have hypoxic-ischemic injury detected on brain magnetic resonance imaging (MRI) and higher rates of disability at 5 years when compared to historical controls.(9–12) Knowledge gaps remain to be addressed regarding the definition of mild HIE within 6 hours and the need of contemporary prospective studies using current psychometric tools such as the Bayley Scales of Infant and Toddler Development III.(13, 14) We have reported short-term abnormalities in 52% of infants with mild HIE identified in the first 6 hours after birth and enrolled in the Prospective Research on Infants with Mild Encephalopathy (PRIME) study.(15) The primary aim of this current study was to describe the neurodevelopmental outcomes of these infants at 18–22 months and associations between neonatal variables and outcomes.

Methods

Study design and population

PRIME was a multicenter, international, observational cohort study conducted from December 2012 to October 2015 (NCT01747863) that started with four and extended to six academic centers (McGill University Health Center, Montreal, Canada; University of Texas Southwestern Medical Center, Dallas, Texas; Brown University, Providence, Rhode Island; Wayne State University, Detroit, Michigan; London Imperial College, London, UK; Mahidol University, Bangkok, Thailand). As previously published (14), newborns were eligible for enrollment in the first 6 hours of age if they were ≥ 36 weeks’ gestational age, had severe perinatal acidosis or received delivery room resuscitation as defined by the National Institute of Child Health and Human Development (NICHD) Neonatal Research Network (3), and had abnormalities consistent with mild HIE on the modified Sarnat examination performed by a certified examiner (Table 1).(3)
Table 1.

Modified Sarnat scoring system for categorizing encephalopathy.

Each of the six main categories is assigned a score based on severity (0–3). When findings are common or overlapped in a category (Spontaneous activity and Suck overlap for mild and moderate HIE), the score assigned is one that corresponds to the level of consciousness.

CategoryNormal (0)Mild(1)Moderate (2)Severe(3)
Level of consciousnessAlert(responsive to external stimuli)Hyper-alert (responsive to minimal stimuli)LethargicStupor/Coma
Spontaneous activityNormalNormal or decreasedDecreasedNone
PosturePredominantly flexedMild flexion of distal jointsDistal flexion or complete extensionDecerebrate
ToneStrong flexor tone in all extremitiesNormal or slightly increaseda. Hypotonia (focal or general)Flaccid
b. HypertoniaRigid
Primitive reflexes
SuckStrong, easily illicitWeak or IncompleteWeak or incomplete and/or biteAbsent
MoroCompleteIntact (low threshold)IncompleteAbsent
Autonomic Nervous System (ANS)
PupilsNormalMydriasisMyosisVariable or Nonreactive
Heart rate100–160 bpmTachycardiaBradycardiaVariable
RespirationsRegular respirationsHyperventilationPeriodic breathApnea or need ventilation
Mild HIE was defined within 6 hours of age as the presence of any (≥ 1) abnormality in any of the six categories of the modified Sarnat scoring system in infants that did not meet the NICHD criteria for cooling, i.e. ≥ 3 categories as moderate or severe. Exclusion criteria included the inability to enroll at ≤ 6 hours of age, presence of a major congenital abnormality, severe growth restriction (birth weight <1800 g), hypothermia therapy instituted at ≤ 6 hours of age, or a completely normal neurological examination. The Institutional Review Board of each center approved the study and written informed consent was obtained from parents.

Study procedures and data collection

All infants enrolled were treated according to the standard of care of each center and none of them received therapeutic hypothermia. As previously published, the short-term outcomes of PRIME were any abnormality on: early aEEG (< 9h of age) or clinical seizures, brain MRI < 30 days of age, or neurological exam at NICU discharge or transfer. The aEEG was recorded for ≥ 60 min. aEEG background patterns were classified by two blinded examiners. An abnormal aEEG was defined by the presence of non-continuous background pattern (discontinuous normal voltage = DNV, burst suppression = BS, continuous low voltage = CLV, or flat tracing = FT).(16–18) MRI studies were obtained without sedation before discharge (T1 and T2 weighted sequences and diffusion weighted images) and were scored by an independent pediatric neuroradiologist blinded to the clinical outcomes and using the NICHD scoring (19, 20): 0 = normal MRI; 1a = minimal cerebral lesions only with no involvement of basal ganglia and thalami (BGT), anterior limb of the internal capsule (ALIC), posterior limb of the internal capsule (PLIC), or watershed (WS) infarction; 1b = more extensive cerebral lesions only with no involvement of BGT, ALIC, PLIC, or WS infarction; 2a = any BGT, ALIC, PLIC, or WS infarction noted without any other cerebral lesions; 2b = involvement of either BGT, ALIC, PLIC, or area of infarction and additional cerebral lesions; and 3 = cerebral hemispheric devastation. The standardized neurological exam was performed by certified investigators at ≤ 6 h of age, 24 ± 6 h of age, and as close as possible to NICU discharge/transfer. The physical examination at discharge/transfer consisted of an extended exam which included the modified Sarnat and the following items: gag reflex, clonus, fisted hands, abnormal movement, and persistent asymmetric tonic neck reflex (ATNR) which has been reported to be associated with abnormal outcomes in asphyxiated newborns.(21)

Neurodevelopmental outcomes

Infants were evaluated at 18 to 22 months of age with a detailed neurological examination performed by trained examiners to establish the diagnosis of cerebral palsy (CP). The Gross Motor Function Classification System (GMFCS) was used to classify the functional motor impairment (22, 23): a) Level 1 = walk but gait is not fluent; b) Level 2 = unable to walk but can sit on his/her own, creep or crawl and may pull to stand and take steps holding on to furniture; c) Level 3 = require low back support for sitting, can roll and creep and may crawl, d) Level 4 = head control present but requires trunk support for sitting; and e) Level 5 = requires adult assistance to roll. Psychometric testing was performed by one trained psychometrician at each site, blinded to the clinical details of the children, and included the Bayley III cognitive, language, and motor evaluations (mean = 100 [SD 15]; cognitive scale range = 55–155, language range = 45–155, and motor range = 46–154).(23) Additional subscales in language (expressive and receptive) and motor scores (fine and gross) also were done. The English version of the Bayley Scales of Infant and Toddler Development®, Third Edition (Bayley-III®) III was administered at all sites except at McGill University. The French version was administered by one bilingual psychometrician per standard practice at McGill when French was the primary language. Data on growth, vision, and hearing were obtained from history and medical records. Families of those who did not return for follow-up were contacted by telephone with a scripted interview form to screen for neurological problems, seizures, developmental delay, hearing loss, or blindness. The primary outcome was any disability at 18–22 months of age as defined by the NICHD Neonatal Research Network (24, 25) and determined as: a) Mild: cognitive score of 70–84 alone, or a cognitive score ≥ 85 and GMFCS Level 1 or 2, seizure disorder (without antiepileptic medication), or hearing deficit with ability to follow commands without amplification; b) Moderate: cognitive score from 70–84 and GMFCS Level 2, active seizure disorder (receiving anti-epileptic medication), or hearing deficit with the ability to follow commands after amplification; and c) Severe: cognitive score < 70, GMFCS Level 3–5, blindness, or hearing impairment with inability to follow commands in spite of amplification. Secondary exploratory outcomes included the individual domains of the Bayley III scores (cognitive, language, or motor scores), CP, GMFCS, vision and hearing, as well as exploratory analysis of the associations between early neonatal variables and disability.

Statistical analysis

Data were described as mean ± standard deviation, number (%) or median [interquartile range, IQR] where appropriate. The neurodevelopmental outcomes assessed at 18–22 months of age were further categorized as “no disability” or “any disability,” whether the latter was mild, moderate, or severe. Comparisons between these two groups were made with Fisher’s Exact or Cochran Armitage trend tests for categorical variables and Student t-tests for continuous variables. Analysis was conducted with SAS 9.4 (SAS Institute, Cary, NC) and a two-sided pvalue of < 0.05 was considered statistically significant.

Results

Of the 63 infants enrolled, 51 (81%) were examined for neurodevelopmental outcomes at a mean age (±SD) of 19 ± 2 months and 43 (68%) completed the Bayley III evaluations (Figure 1). There were no differences in maternal and perinatal characteristics between infants with complete follow-up at 18–22 months and those with limited (n=8) or no follow-up (n=12; Table 2). Of the 8 infants with limited follow-up (Figure 1), 5 had a neurological exam done at the follow-up visit but the Bayley III could not be completed and another 3 had telephone scripted interviews. This allowed exclusion of CP, developmental delays, seizures, hearing loss, or blindness in 81% of the cohort. The remaining 12 infants were lost to follow-up due to relocation.
Figure 1.

Flowchart of infants enrolled in PRIME. 5 Infants had incomplete Bayley evaluations and 12 (19%) infants were completely lost to follow up.

Table 2.

Maternal and perinatal characteristics of the PRIME cohort.

Complete Follow-up 18–22m (n=43)Incomplete Follow-up (n=20)
Maternal Characteristics
Race
    Black5 (12)6 (30)
    White (non-Hispanic)19 (44)4 (20)
    Other19 (44)10 (50)
High school graduate36 (84)14 (70)
Hypertension1 (2)2 (10)
PPROM >18 hours7 (16)3 (15)
Maternal pyrexia4 (9)1 (5)
Chorioamnionitis4 (9)3 (15)
Antepartum hemorrhage4 (9)3 (15)
Abnormal fetal heart rate34 (79)14 (70)
Meconium-stained amniotic fluid21 (49)10 (50)
Umbilical cord accidents2 (5)0
Shoulder dystocia2 (5)0
Cesarean delivery22 (51)9 (45)
Perinatal Characteristics
Gestational age, weeks39.5 ± 1.439.7 ± 1.4
Birth weight, grams3386 ± 5343148 ± 667
Male25 (58)15 (75)
Delivery room resuscitation
    Intubation19 (44)6 (30)
    Epinephrine1 (2)0
    Chest compression6 (14)2 (10)
Apgar scores
    1 minute2 [1–3]2 [1–4]
    5 minutes6 [3–6]5 [3–7]
Umbilical cord blood - pH7.0 ± 0.17.0 ± 0.2
Umbilical cord blood - base deficit, mmol/L13 ± 514 ± 7
1st hour blood gas - pH7.2 ± 0.27.2 ± 0.1
1st hour blood gas - base deficit11 ± 611 ± 5

PPROM, prolonged premature rupture of membranes; SGA, small for gestational age. Results are expressed as n (%), mean ± standard deviation or median [IQR]. *p≤ 0.05. Infants are listed as completed all evaluations at 18–22 months (n=43) and incomplete or lost to follow-up (n=20).

Infants with incomplete follow up had a neurological exam and evaluations performed at 18–22 months (n=5) or scripted phone interviews (n=3) but no Bayley III evaluations.

Primary outcome.

Among the 43 infants who completed the neurodevelopmental assessment, 7 (16%) were diagnosed with disability (Table 3a): 4 (9%) mild and 3 (7%) severe. None of the infants died or had vision or hearing impairments or seizures. Details of the initial neurological examination and outcomes of the infants who developed disability are described in Table 3b. Of the 3 infants with severe disability, one had CP (mixed type) with a GMFCS Level = 4, and 2 others were diagnosed with autism spectrum disorder (ASD). The 2 ASD cases also had a Bayley III composite motor score <70. The diagnosis of ASD was confirmed subsequently by a developmental health care specialist at 36 months of age.
Table 3.

Neurodevelopmental Outcomes using the Bayley Scales of Infant and Toddler Development (Bayley-III).

a. Cohort Results(n=43)
Age at evaluation, months19 [18–22]
Disability7 (16 %)
    Mild4 (9%)
    Moderate0
    Severe3 (7%)
Cognitive score95 [90 – 106]
    ≥ 8536 (84%)
    70–844 (9 %)
    <703 (7%)
Language score89 [79 – 100]
    ≥ 8529 (67%)
    70–8410 (23%)
    <704 (10%)
    Language subtypes: Receptive communication9 [7–10]
    Expressive communication8 [7–10]
Motor score*100 [88 – 105]
    ≥8537 (86%)
    70–843 (7%)
    <701 (2%)
    Motor subtypes: Fine motor10 [9–12]
    Gross motor9 [8–10]
Cerebral palsy1 (2%)
Autism2 (5%)

Disability at 18–22 months of age as defined by the NICHD Neonatal Research Network: a) Mild: cognitive score of 70–84 alone, or a cognitive score ≥ 85 and GMFCS Level 1 or 2, seizure disorder (without anti-epileptic medication), or hearing deficit with ability to follow commands without amplification; b) Moderate: cognitive score from 70–84 and GMFCS Level 2, active seizure disorder or hearing deficit; and c) Severe: cognitive score < 70, GMFCS Level 3–5, blindness, or hearing impairment. Results are expressed as n (%), mean ± standard deviation or median [IQR].

Two cases with autism were excluded from the motor scores due to inability to complete testing.

Sarnat at admission included 6 categories that could be scored as Normal 0, mild=1, moderate=2 or severe=3 (Table 1). SA, spontaneous activity; LOC, level of consciousness; ANS, autonomic nervous system (all abnormalities were need of intubation: score 3); aEEG, amplitude integrated electroencephalogram; CNV, continuous normal voltage; MRI, magnetic resonance image; GMFCS, Gross motor function classification score:

mixed cerebral palsy.

Both Cases with a diagnosis of autism were followed beyond 36 months to confirm the diagnosis.

Secondary outcomes.

Bayley scores < 85 occurred in 17 (40%) infants: language = 14 (33%), cognitive = 7 (16%), and motor = 6 (14%) (Table 3a). None of the infants with Bayley scores < 85 had only one abnormal Sarnat category on neurological examination at < 6 hours of age, and none had three moderate or severe categories needed to institute hypothermia therapy. Their neurological examination in the first six hours consisted of a combination of mild and moderate scores (Table 1) involving multiple categories, with a median of 3 abnormal categories (range, 2– 6). Five infants had isolated language scores < 85, and their early examination showed only mild abnormalities in 2 categories. Bayley scores < 70 occurred in 4 infants (9%): 3 (7%) in all domains and 1 (2%) in the language domain only. The remaining 26 infants (60%) had Bayley scores > 85. The evolution of individual abnormalities on the serial Sarnat scores during the nursery hospitalization in infants with disability and without any disability at 18–22 months is presented on Figure 2. A higher percentage of abnormalities affecting most categories of the neurological examination were noted on the discharge examination in the group with disability at 18–22 months (highest percentage of abnormalities were in tone, followed by spontaneous activity and level of consciousness).
Figure 2.

Evolution of neonatal examination among infants with mild HIE with (2a) and without disability at 18–22 months (2b). The % of infants with Sarnat abnormalities is plotted on the y axis, while serial exams are plotted on x axis: in the first 6 hours, at 24 hours and at discharge.

Infants with disability were therefore significantly more likely to have persistent abnormalities on the neurological exam performed at discharge (5/7, 71%) when compared to infants without disability (6/36, 17%; p=0.01). Of note, the exam trends overall improved after 24 hours, except for 1 infant in the disability group who had clinical seizures diagnosed at 36 h of life but at discharge had a Sarnat score of 1. Other factors associated with disability in the exploratory analyses (Table 4) were lower level of maternal education, abnormal MRI at < 30 days (43% vs. 17%; p=0.04), and longer hospitalization (14 [8-19] vs. 4 [2-6] days; median [IQR], p=0.003). There were no statistically significant differences in Apgar scores at 5 and 10 minutes, blood gas analysis within 1 hour after birth, or outborn status (43% vs. 61%). The median time of MRI performance was 12 days in both groups of infants with or without disability. Also, the time of the initial neurological examination was similar in infants with or without disability (4 ± 1 h). No genetic or metabolic syndromes or other confounding diagnosis were observed in any of the infants diagnosed with disability.
Table 4.

Mild HIE Infants with and without Disability at 18–22 months.

Disability (n = 7)No Disability (n = 36)
Maternal age29 ± 630± 5
Maternal Education level*
    Less than High School1 (14)6/35 (17)
    High School – completed5 (72)5/35 (14)
    College – incomplete1 (14)11/35(32)
    College or post-graduation013/35 (37)
Maternal illness
    Diabetes mellitus1 (14)2 (6)
    Thyroid dysfunction1 (14)1(3)
Apgar Scores
    1min1± 13 ± 2
    5min5 ± 25 ± 2
    10min7 ± 27± 2
Cord blood gas
    pH6.9±0.16.9±0.2
    PCO278±2075±38
    Base deficit13±515±7
First hour blood gas
    pH7.2±0.27.2±0.1
    Base deficit, mmol/L13±810±6
Age at exam, hours4.6± 14.6± 1
Abnormal exam at discharge*5(71%)6(17%)
Abnormal MRI*3(43%)6 (17%)
Hospital stay, hours*229 (101–544)98(57–171)

Legend: MRI, magnetic resonance image; PCO2, partial pressure of carbon dioxide.

Results are expressed as n (%), mean ± SD (n), and median [interquartile range]

p≤0.01

Discussion

This contemporary prospective observational multicenter study reports the 18 to 22 months neurodevelopmental outcomes of infants with mild HIE diagnosed at < 6 hours of age and not treated with therapeutic hypothermia. Key findings were an overall rate of disability of 16%, of which 7% were classified as severe. Any Bayley III cognitive, motor, or language score < 85 was noted in 40% of the infants with the most commonly affected being the language domain, while Bayley motor score < 70 was seen in four (9%) infants. In an exploratory analysis, we observed that infants with disability at 18–22 months were more likely to have abnormal brain MRI findings at < 30 days of age, abnormal neurological examinations at discharge/transfer (mostly an abnormal tone), and longer hospitalization when compared to infants without disability, characterizing a higher risk group of infants within our mild HIE cohort. The PRIME 18–22 months outcomes are timely, as national and international registries have reported a consistent shift in therapeutic hypothermia practice to include mild HIE. The change in practice is attributed to reports of abnormal short-term outcomes, yet there are no contemporary studies reporting the long-term efficacy of hypothermia in the mild HIE population.(26, 27) Indeed, a recent survey in the United Kingdom demonstrated that 75% of centers are offering hypothermia for infants with mild HIE, with significant variability in cooling practices.(28) Before therapeutic hypothermia was established as the standard of care, death or major disability were not reported to occur in infants with mild HIE.(2–7) Subsequent follow-up of some of these cohorts at 9–10 years of age revealed that IQ was slightly lower (98.1±12.3) when compared to controls (109.0±12.0).(29) Subtle language and behavioral problems were also noted. However, definitions of mild HIE in these early studies were based on serial Sarnat examinations during the first week of life. Furthermore, these studies were performed before implementation of Bayley III Scales of Infant Development and used varied definitions of impaired gas exchange precluding direct comparisons with the current investigation. The diagnosis of neonatal encephalopathy requires training and the neurological status might change over time. Despite the above mentioned clinical confounders and the differences in study design, a recent systematic review of mild HIE has reported abnormal neurological outcomes in 25% of infants.(13) Abnormal outcomes were defined as CP or any standardized neurodevelopmental test score > 1 standard deviation below the mean. To facilitate comparisons with contemporary moderate to severe HIE litterature, we elected to apply the same definition of disability used by recent therapeutic hypothermia trials performed by the NICHD Neonatal Research Network.(24–25) The definition uses solely the cognitive scores of the Bayley III thereby mitigating any possible bias in language scores that could occur in multilingual settings.(30) However, the observed high incidence (33%) of Bayley language scores < 85 in the present study needs further study and follow-up. Evidence of mild disability may be more easily identified at school age or later, further emphasizing the importance of long-term follow-up among infants with mild HIE. Unexpectedly, 2 infants in this cohort were diagnosed with autism spectrum disorder (ASD). Similarly, a large Australian cohort reported 5% of ASD in 239 HIE survivors (31), but a comprehensive meta-analysis demonstrated inconclusive evidence that exposure to perinatal conditions could increase the risk of ASD.(32, 33) These observations if replicated in other HIE cohorts would merit further investigation. A higher rate of abnormal neurological exam at discharge was observed in the group of infants with disability compared to those without. Interestingly, an abnormal tone was the most commonly affected component of the discharge exam. This study of mild HIE identified in the first 6 hours correlates short-term outcomes such as abnormal brain MRI findings at < 30 days of age, lower level of maternal education, longer length of hospitalization, and abnormal neurological examination at discharge with disability at 18–22 months. Since this study has a small sample size, associations should be interpreted with caution. Other study limitations include a higher than desired loss to follow-up, despite the academic centers’ experience in dealing with follow-up attrition. To mitigate concerns of bias, we compared the neonatal characteristics of infants with and without complete follow-up and performed neurological exam and/or phone interviews in another 8 infants, tracking a total of 51 (81%) of the 63 enrolled patients. Such knowledge of the status of these 51 infants made it unlikely that any had a disability and thus, the overall estimated rate of disability would be 14%. However, it also is posible that the rate of disability was under-estimated due to difficulties in measuring the true cognitive ability at the age of 2 years. Indeed, another cohort study (20032005) that defined mild HIE based on full channel EEG performed at ≤ 6 hours also reported normal neurodevelopmental outcomes at 24 months in all infants with mild HIE.(34) However, the same group of investigators reported that when infants were assessed at 5 years of age, lower IQ scores (median, IQR) were seen in infants with mild HIE (99 [94-112]) when compared to historical controls (117 [110-124]).(10) The gap between intact infants and those with developmental problems may widen over time due to improved detection suggesting that unrecognized disability may be greater than documented at 2 years of age.(35) This discrepancy is likely related to the improved diagnostic ability to detect academic delays and subtle cognitive problems at the older ages. Given the lack of a uniform consensus on how best to classify mild HIE within the limited 6 hours after birth, the study investigators used the NICHD uniform screening of all infants with an acute perinatal event, fetal acidosis, and any neurological abnormality on the modified Sarnat score that did not qualify for cooling. The mild HIE definition used in this study included a broad spectrum of infants who did not meet evidence-based cooling criteria, and was uniformly applied across all sites in the first six hours after birth by centrally trained examiners. Using this contemporary definition of mild HIE in the first six hours, a mix of mild and moderate scores in multiple Sarnat categories was observed in all infants who had any Bayley score <85. This information, although based on exploratory analysis, could be useful in planning future trials of neuroprotection. Despite the limitations, the PRIME study fills important knowledge gaps regarding the prospective outcomes of mild HIE infants diagnosed at < 6 h of age with a contemporary followup at 18–22 months of age. Other study strengths include the use of blinded central readers to evaluate the brain MRIs and standardized neurodevelopmental outcomes using Bayley III. In conclusion, the PRIME multicenter cohort study demonstrated that 16% of infants with mild HIE diagnosed at < 6 hours of age had disability at 18–22 months of age. Furthermore, a Bayley III score < 85 that mostly affected the language component was observed in 40% of the whole cohort, highlighting the need for long-term follow-up of this population. Large multicenter trials will be required to test whether abnormal neurodevelopmental outcomes can be mitigated by neuroprotective strategies in mild HIE infants. Hence, the PRIME prospective contemporary uncooled cohort provides important data needed for planning of these trials which should include larger populations and long-term evaluations of neurodevelopmental outcomes up to 6–7 years of age.
  32 in total

1.  Analysis of Item-Level Bias in the Bayley-III Language Subscales: The Validity and Utility of Standardized Language Assessment in a Multilingual Setting.

Authors:  Shaun K Y Goh; Elaine K H Tham; Iliana Magiati; Litwee Sim; Shamini Sanmugam; Anqi Qiu; Mary L Daniel; Birit F P Broekman; Anne Rifkin-Graboi
Journal:  J Speech Lang Hear Res       Date:  2017-09-18       Impact factor: 2.297

2.  Hypothermia therapy for neonatal hypoxic ischemic encephalopathy in the state of California.

Authors:  Bernardo Kracer; Susan R Hintz; Krisa P Van Meurs; Henry C Lee
Journal:  J Pediatr       Date:  2014-06-11       Impact factor: 4.406

3.  Whole-body hypothermia for term and near-term newborns with hypoxic-ischemic encephalopathy: a randomized controlled trial.

Authors:  Susan E Jacobs; Colin J Morley; Terrie E Inder; Michael J Stewart; Katherine R Smith; Patrick J McNamara; Ian M R Wright; Haresh M Kirpalani; Brian A Darlow; Lex W Doyle
Journal:  Arch Pediatr Adolesc Med       Date:  2011-04-04

Review 4.  Long-term follow-up of term neonates with perinatal asphyxia.

Authors:  C M Robertson; N N Finer
Journal:  Clin Perinatol       Date:  1993-06       Impact factor: 3.430

5.  Effect of Therapeutic Hypothermia Initiated After 6 Hours of Age on Death or Disability Among Newborns With Hypoxic-Ischemic Encephalopathy: A Randomized Clinical Trial.

Authors:  Abbot R Laptook; Seetha Shankaran; Jon E Tyson; Breda Munoz; Edward F Bell; Ronald N Goldberg; Nehal A Parikh; Namasivayam Ambalavanan; Claudia Pedroza; Athina Pappas; Abhik Das; Aasma S Chaudhary; Richard A Ehrenkranz; Angelita M Hensman; Krisa P Van Meurs; Lina F Chalak; Amir M Khan; Shannon E G Hamrick; Gregory M Sokol; Michele C Walsh; Brenda B Poindexter; Roger G Faix; Kristi L Watterberg; Ivan D Frantz; Ronnie Guillet; Uday Devaskar; William E Truog; Valerie Y Chock; Myra H Wyckoff; Elisabeth C McGowan; David P Carlton; Heidi M Harmon; Jane E Brumbaugh; C Michael Cotten; Pablo J Sánchez; Anna Maria Hibbs; Rosemary D Higgins
Journal:  JAMA       Date:  2017-10-24       Impact factor: 56.272

6.  Moderate hypothermia to treat perinatal asphyxial encephalopathy.

Authors:  Denis V Azzopardi; Brenda Strohm; A David Edwards; Leigh Dyet; Henry L Halliday; Edmund Juszczak; Olga Kapellou; Malcolm Levene; Neil Marlow; Emma Porter; Marianne Thoresen; Andrew Whitelaw; Peter Brocklehurst
Journal:  N Engl J Med       Date:  2009-10-01       Impact factor: 91.245

Review 7.  Brain monitoring in neonates.

Authors:  Mona C Toet; Petra M A Lemmers
Journal:  Early Hum Dev       Date:  2009-01-17       Impact factor: 2.079

8.  Impaired Gas Exchange at Birth and Risk of Intellectual Disability and Autism: A Meta-analysis.

Authors:  Amirhossein Modabbernia; Josephine Mollon; Paolo Boffetta; Abraham Reichenberg
Journal:  J Autism Dev Disord       Date:  2016-05

9.  Selective head cooling with mild systemic hypothermia after neonatal encephalopathy: multicentre randomised trial.

Authors:  Peter D Gluckman; John S Wyatt; Denis Azzopardi; Roberta Ballard; A David Edwards; Donna M Ferriero; Richard A Polin; Charlene M Robertson; Marianne Thoresen; Andrew Whitelaw; Alistair J Gunn
Journal:  Lancet       Date:  2005 Feb 19-25       Impact factor: 79.321

10.  Effect of Depth and Duration of Cooling on Death or Disability at Age 18 Months Among Neonates With Hypoxic-Ischemic Encephalopathy: A Randomized Clinical Trial.

Authors:  Seetha Shankaran; Abbot R Laptook; Athina Pappas; Scott A McDonald; Abhik Das; Jon E Tyson; Brenda B Poindexter; Kurt Schibler; Edward F Bell; Roy J Heyne; Claudia Pedroza; Rebecca Bara; Krisa P Van Meurs; Carolyn M Petrie Huitema; Cathy Grisby; Uday Devaskar; Richard A Ehrenkranz; Heidi M Harmon; Lina F Chalak; Sara B DeMauro; Meena Garg; Michelle E Hartley-McAndrew; Amir M Khan; Michele C Walsh; Namasivayam Ambalavanan; Jane E Brumbaugh; Kristi L Watterberg; Edward G Shepherd; Shannon E G Hamrick; John Barks; C Michael Cotten; Howard W Kilbride; Rosemary D Higgins
Journal:  JAMA       Date:  2017-07-04       Impact factor: 56.272

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  20 in total

Review 1.  Emerging therapies and management for neonatal encephalopathy-controversies and current approaches.

Authors:  Ryan M McAdams; Megan W Berube
Journal:  J Perinatol       Date:  2021-03-12       Impact factor: 2.521

Review 2.  Therapeutic Hypothermia in Neonatal Hypoxic-Ischemic Encephalopathy.

Authors:  Guido Wassink; Joanne O Davidson; Simerdeep K Dhillon; Kelly Zhou; Laura Bennet; Marianne Thoresen; Alistair J Gunn
Journal:  Curr Neurol Neurosci Rep       Date:  2019-01-14       Impact factor: 5.081

3.  Brain injury following mild hypoxic-ischemic encephalopathy in neonates-Ten-year experience in a tertiary perinatal center.

Authors:  Toshiyuki Imanishi; Masaki Shimizu; Wakako Sumiya; Chika Kanno; Masayuki Kanno; Masami Kanno; Ken Kawabata
Journal:  J Perinatol       Date:  2022-08-11       Impact factor: 3.225

4.  Effectiveness of therapeutic hypothermia for mild neonatal encephalopathy: A protocol for systematic review and meta-analysis.

Authors:  Tingting Zheng; Xini Liu; Xuechun Chen
Journal:  Medicine (Baltimore)       Date:  2022-05-20       Impact factor: 1.817

5.  Comparison of Serum VEGF, IGF-1, and HIF-1α Levels in Children with Autism Spectrum Disorder and Healthy Controls.

Authors:  Fulya Şimşek; Ümit Işık; Evrim Aktepe; Faruk Kılıç; Fevziye Burcu Şirin; Mustafa Bozkurt
Journal:  J Autism Dev Disord       Date:  2021-01-03

6.  MRI Score Ability to Detect Abnormalities in Mild Hypoxic-Ischemic Encephalopathy.

Authors:  Michelle Machie; Lauren Weeke; Linda S de Vries; Nancy Rollins; Larry Brown; Lina Chalak
Journal:  Pediatr Neurol       Date:  2020-11-28       Impact factor: 3.372

7.  Short-term outcomes in infants with mild neonatal encephalopathy: a retrospective, observational study.

Authors:  Yoshinori Aoki; Tatsuo Kono; Mikako Enokizono; Kaoru Okazaki
Journal:  BMC Pediatr       Date:  2021-05-07       Impact factor: 2.125

8.  Therapeutic hypothermia initiated within 6 hours of birth is associated with reduced brain injury on MR biomarkers in mild hypoxic-ischaemic encephalopathy: a non-randomised cohort study.

Authors:  Paolo Montaldo; Peter J Lally; Vânia Oliveira; Ravi Swamy; Josephine Mendoza; Gaurav Atreja; Ujwal Kariholu; Vijayakumar Shivamurthappa; Natasha Liow; Justinas Teiserskas; Russell Pryce; Aung Soe; Seetha Shankaran; Sudhin Thayyil
Journal:  Arch Dis Child Fetal Neonatal Ed       Date:  2018-11-13       Impact factor: 5.747

9.  Outcomes of Infants with Mild Hypoxic Ischemic Encephalopathy Who Did Not Receive Therapeutic Hypothermia.

Authors:  Jonathan Reiss; Mridu Sinha; Jeffrey Gold; Julie Bykowski; Shelley M Lawrence
Journal:  Biomed Hub       Date:  2019-10-10

10.  Whole Blood Gene Expression Reveals Specific Transcriptome Changes in Neonatal Encephalopathy.

Authors:  Paolo Montaldo; Myrsini Kaforou; Gabriele Pollara; David Hervás-Marín; Ines Calabria; Joaquin Panadero; Laia Pedrola; Peter J Lally; Vânia Oliveira; Anup Kage; Gaurav Atreja; Josephine Mendoza; Aung Soe; Santosh Pattnayak; Seetha Shankaran; Máximo Vento; Jethro Herberg; Sudhin Thayyil
Journal:  Neonatology       Date:  2018-10-10       Impact factor: 4.035

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