Comparable efficacy and less toxicity of pegylated liposomal doxorubicin versus epirubicin for neoadjuvant chemotherapy of breast cancer: a case-control study.

BACKGROUND: Pegylated liposomal doxorubicin (PLD) and epirubicin are both superior variants of doxorubicin and are commonly applied as basic chemotherapeutics in breast cancer. However, the direct comparison of their efficacy and side effects has not been adequately reported. This study aimed to compare the efficacy and toxicity of PLD and epirubicin as neoadjuvant chemotherapy for invasive breast cancer. PATIENTS AND METHODS: Women (n = 43) with invasive breast cancer who received neoadjuvant chemotherapy with the regimens containing PLD (PLD group) were analyzed and 1:2 matched with those (n = 86) who received regimens containing epirubicin (epirubicin group) according to clinical TNM staging and taxane combination.
RESULTS: The PLD group achieved similar clinical response rate in neoadjuvant chemotherapy compared to the epirubicin group (76.7% vs 75.6%). The PLD group had a lower rate of grade 3 & 4 neutropenia (30.2% vs 60.5%), vomiting (7.0% vs 28.0%), and grade 3 & 4 alopecia (9.3% vs 43.0%), yet a higher rate of mouth ulceration (46.5% vs 11.7%). For the cardiac toxicity, the PLD group had a significantly lower rate of ventricular premature beat compared with the epirubicin group (7.0% vs 20.9%, p = 0.043), and cardiac ultrasonography monitoring showed non-significantly less PLD group patients' left ventricular ejection fraction decline more than 10% compared with the epirubicin group (4.7% vs 8.1%, p = 0.463).
CONCLUSION: In neoadjuvant chemotherapy for invasive breast cancer, PLD provides potentially similar efficacy and relatively less toxicity compared to epirubicin.

Introduction

Breast cancer, the most common cancer diagnosed in women and the second most common cancer overall, has been a major threat to global public health.1,2 Chemotherapy drugs and regimens for breast cancer have been improving during the past half-century, and have distinctly improved the outcome of breast cancer patients. Further, as the neoadjuvant chemotherapy has been widely used, more breast cancer patients get the chance to accept the breast conserving surgery, and more patients who are initially inoperable can be down staged as operable. However, breast cancer patients benefiting from the use of more powerful chemotherapy agents has resulted in a proportionate increase in toxicities. Anthracycline-based neoadjuvant chemotherapy is the recommended therapy for early-stage and local advanced breast cancer. However, this therapy can provoke a toxic host response, such as nausea, vomiting, and leucopenia that sometimes makes treatment unfeasible.3 In addition, elderly patients and those who receive multiple courses of anthracycline-based chemotherapy are at risk for cardiac toxicity, which can lead to heart failure.4,5

Pegylated liposomal doxorubicin (PLD) has been demonstrated to achieve similar efficacy to conventional doxorubicin, while it reduces the toxicity profile, with a lower incidence of nausea/vomiting and cardiotoxicity in metastatic breast cancer.6,7 Epirubicin is another commonly used anthracycline in breast cancer. The aim of the current study was to compare the efficacy and toxicity profile of PLD and epirubicin as neoadjuvant chemotherapy for stage II–III invasive breast cancer.

Patients and methods

Study design

Approval to utilize the breast cancer database of the authors’ institutions was obtained from the medical ethics committee of Sir Run Run Shaw Hospital. Informed consent was waived by the ethics committee for this retrospective study which did not involve intervention with the patients, and all data was kept confidential. All protocols were in accordance with the Declaration of Helsinki. Approval to utilize the authors’ institutions’ breast cancer database was obtained from the sample size calculation and showed that at least 25 pairs were needed for examining the difference of efficacy, and at least 39 pairs were needed for examining the difference of the side effects for this study. From June 2012 to December 2015, 43 patients with stage II to III breast cancer underwent neoadjuvant chemotherapy with PLD-based regimens at the Department of Surgical Oncology, Sir Run Run Shaw Hospital, Zhejiang University School of Medicine (Hangzhou, People’s Republic of China). For each of the 43 patients, two control breast cancer patients who used epirubicin-based regimens as neoadjuvant chemotherapy were matched according to the clinical staging and the combination of taxanes. Therefore, a total of 129 patients were enrolled in the present case-control study.

Patients received combined regimens either with PLD [35 mg/m2] or epirubicin [100 mg/m2] intravenous (iv) infusion for up to 60 min every 3 weeks. The chemotherapy regimen and intensity were chosen according to the St Gallen recurrence risk assessment.8 As per protocol, dose modifications of either of the two drugs was permitted for palmar-plantar erythrodysesthesia, hematological toxicity and other grade 3 and 4 adverse events. Neoadjuvant chemotherapy was to be discontinued when the tumor size shrank to reach the goal of performing breast conserving surgery or radical mastectomy. Post-operation treatment strategy was made according to the National Comprehensive Cancer Network guideline for breast cancer, such as completing the residual chemotherapy, radiotherapy for breast conserving patients and lymph node metastasis patients, herceptin therapy for HER2-positive patients and endocrine therapy for estrogen receptor/progesterone receptor (ER/PR)-positive patients.

Clinical assessments

Every patient underwent ultrasound and a mammography for the local disease assessment, and breast MRI was arranged for those candidates of breast conserving surgery. Core needle biopsy on every breast tumor and fine needle biopsy on enlarged lymph node were performed. Pathologic assessment included tumor histology and ER/PR/HER2/Ki67 IHC staining. ER/PR-positive was defined as ≥1% expression, HER2-positive was defined as IHC 3+ or FISH test amplified, Ki67-positive was defined as >14%.9 Tumor size and regional lymph nodes were evaluated every two chemo cycles with ultrasound for each patient, and every 3–4 chemo cycles with MRI for patients who planned to access breast conserving surgery. Clinical tumor response was evaluated using the Response Evaluation Criteria in Solid Tumors Criteria version 1.010,11 and pathological judgment, pathological complete response (pCR) was defined as those who had noninvasive or in situ cancer in the breast specimen as well as those in whom no residual cancer was identified, regardless of the status of the axillary or regional lymph node.12

During the treatment, assessment of physical signs, performance status, adverse events, complete blood count, and serum chemistry were managed weekly or more frequently when in need. Cardiac ultrasonography was carried out before the neo-adjuvant chemotherapy started and reinspected when the patient reported heart-associated symptoms or every 2–3 chemo cycles and continued after the whole cycles of chemotherapy every 3 months at least for half a year. All side effects were assessed by nurses according to World Health Organization (WHO) and the American Society of Clinical Oncology standards.

Statistical analysis

Chi-square tests were used to examine the base-line characteristics of the two groups, including: Eastern Cooperative Oncology Group score, menstrual states, ER/HER2/Ki67 status, molecular subtype, clinical T staging, and histology. Toxicities and tumor response were also analyzed with Chi-square tests. One-way ANOVA was used to compare the chemo cycles before surgery. Treatment-related toxicities were reported and summarized by the highest grade per patient. All statistical tests were two-sided and a p-value of less than 0.05 was considered statistically significant. Statistical analysis was performed using SPSS 19 for Windows® (IBM Corporation, Armonk, NY, USA).

Results

Patient characteristics

The PLD group and the epirubicin group were comparable in respect to demographic and disease characteristics, including age, Eastern Cooperative Oncology Group score, menstrual states, ER/HER2/Ki67 status, molecular subtype, clinical T staging, chemo cycles before surgery, and histology (Table 1).

Table 1

Baseline characteristics

Index	PLD (n = 43)	Epirubicin (n = 86)	p-value
Age (years)	52.1 ± 8.6	50.4 ± 8.2	0.262
ECOG score			0.593
0	42 (97.7%)	73 (96.5%)
1	1 (2.3%)	3 (3.5%)
Menstrual states			0.108
Premenopause	12 (25.5%)	35 (37.8%)
Postmenopause	31 (73.8%)	51 (62.2%)
ER status			0.426
Positive (≥1%)	27 (62.8%)	51 (59.3%)
Negative (<1%)	16 (37.2%)	35 (40.7%)
HER2 status			0.414
Positive	13 (30.2%)	23 (26.7%)
Negative	30 (69.8%)	63 (73.3%)
Ki67			0.426
Low (≤14%)	15 (34.9%)	33 (38.4%)
High (>14%)	28 (65.1%)	53 (61.6%)
Molecular subtypes			0.904
Luminal A	11 (25.6%)	26 (30.2%)
Luminal B	15 (34.9%)	25 (29.1%)
HER2 enriched	4 (9.3%)	9 (10.5%)
Triple negative	13 (30.2%)	26 (30.2%)
Clinical T staging			0.991
1	2 (4.7%)	5 (5.8%)
2	32 (74.4%)	64 (74.4%)
3	5 (11.6%)	9 (10.5%)
4	4 (9.3%)	8 (9.3%)
Histology			0.852
Invasive ductal carcinoma	40 (93.0%)	80 (93.0%)
Invasive lobular carcinoma	1 (2.3%)	1 (1.2%)
Others	2 (4.7%)	5 (5.8%)
Chemo cycles before surgery	4.9 ± 2.3	4.7 ± 2.3	0.679
Chemo regimen before surgery			Paired
With taxanes	28	56
Without taxanes	15	30
Clinical TNM staging			Paired
IIa	16	32
IIb	9	18
IIIa	14	28
IIIb	4	8

Abbreviations: ECOG, Eastern Cooperative Oncology Group; ER, estrogen-receptor; HER2, human epidermal growth factor receptor 2; PLD, Pegylated liposomal doxorubicin.

Efficacy

The two groups achieved comparable clinical responses to neoadjuvant chemotherapy, the difference of the rate of partial response (PR), complete response (CR), stable disease (SD), and progressive disease (PD), between the two groups were all non-significant, respectively. The difference of general response rate (combined PR and CR) for the two groups was also non-significant (Table 2).

Table 2

Clinical effect of neoadjuvant chemotherapy

	PLD (n = 43)	Epirubicin (n = 86)	p-value
Response to chemotherapy			0.991
PR	24 (55.8%)	49 (57.0%)
CR	9 (20.9%)	16 (18.6%)
SD	9 (20.9%)	19 (22.1%)
PD	1 (2.3%)	2 (2.3%)
Response rate (PR + CR)	33 (76.7%)	65 (75.6%)	0.884

Abbreviations: PLD, pegylated liposomal doxorubicin; CR, complete response; PR, partial response; PD, progressive disease; SD, stable disease.

Pathological review of the response to neoadjuvant chemotherapy found no significant difference between the PLD group and epirubicin group in pCR rate (16.3% vs 11.6%, p = 0.317) (Figure 1).

Figure 1

Pathological response to neoadjuvant chemotherapy.

Abbreviations: PLD, pegylated liposomal doxorubicin; pCR, pathological complete response.

Breast conserving rate in the PLD group and the epirubicin group was 39.5% and 11.6%, respectively. There was one patient in each group who finally received palliative surgery. The rest went under modified radical mastectomy (Table 3).

Table 3

Operation type

Surgery type	PLD (n = 43)	Epirubicin (n = 86)
Breast conserving surgery	17 (39.5%)	10 (11.6%)
Modified radical mastectomy	25 (58.1%)	75 (87.2%)
Palliative surgery	1 (2.3%)	1 (1.2%)

Abbreviation: PLD, pegylated liposomal doxorubicin.

Noncardiac toxicity

According to the recorded treatment-related noncardiac toxicity, these two groups’ patients experienced different types and different levels of toxicity. Comparing with the epirubicin group, the PLD group had a lower rate of grade 3 neutropenia, vomiting, less grade 3 alopecia, but a higher rate of mouth ulceration. In addition, the two groups had similar rate of anemia, mucositis, and palmar-plantar erythrodysesthesia (Table 4). (The PLD group had two patients’ data missing and the epirubicin group had three patients’ data missing).

Table 4

Treatment-related noncardiac toxicity

Adverse events	PLD (n = 41)			Epirubicin (n = 83)			p-value
	Grade 1–2	Grade 3	Grade 4	Grade 1–2	Grade 3	Grade 4
Neutropenia	29 (67.4%)	13 (30.2%)	0	34 (39.5%)	49 (57.0%)	3 (3.5%)	0.006*
Anemia	12 (27.9%)	2 (4.7%)	0	29 (33.7%)	8 (9.3%)	0	0.444
Vomiting	3 (7.0%)	0	0	20 (23.3%)	4 (4.7%)	0	0.020*
Mucositis	12 (27.9%)	3 (7.0%)	0	18 (20.9%)	2 (2.3%)	0	0.255
Mouth ulceration	15 (34.9%)	5 (11.6%)	0	6 (7.0%)	4 (4.7%)	0	<0.001*
Alopecia	27 (62.8%)	4 (9.3%)	0	49 (57.0%)	32 (37.2%)	5 (5.8%)	<0.001*
Palmar-plantar erythrodysesthesia	7 (16.3%)	4 (9.3%)	2 (4.7%)	8 (9.3%)	5 (5.8%)	0	0.089

Note:

p < 0.05.

Abbreviation: PLD, pegylated liposomal doxorubicin.

Cardiac toxicity

The surveillance on ECG suggested that the PLD group patients reported a significantly lower rate of ventricular premature beat compared with the epirubicin group. The left ventricular ejection fractions (LVEF) decline of more than 10% were non-significantly less in the PLD group than in the epirubicin group during the short follow-up period (Table 5).

Table 5

Treatment-related cardiac toxicity

Adverse events	PLD	Epirubicin	p-value
Ventricular premature beat	3 (7.0%)	18 (20.9%)	0.043*
LVEF decline >10%	2 (4.7%)	7 (8.1%)	0.463

Note:

p < 0.05.

Abbreviations: PLD, pegylated liposomal doxorubicin; LVEF, left ventricular ejection fraction.

Discussion

PLD and epirubicin are both superior variants of doxorubicin and are commonly applied as basic chemotherapeutics in breast cancer. However, the direct comparison of their efficacy and side effects has not been adequately reported.

Epirubicin has been widely used in the neoadjuvant and adjuvant chemotherapy for invasive breast cancers, with many large clinical trials recommending it as a fundamental chemotherapeutic.13–16 However, some clinical trials have also pointed out that the use of epirubicin as well as doxorubicin have been partially restricted because of the increased fatigue, neutropenia, and thrombocytopenia.17,18

PLD has offered an alternative to doxorubicin for women with metastatic breast cancer. In a large randomized Phase III trial of PLD versus doxorubicin in first-line treatment of women with metastatic breast cancer, PLD and doxorubicin were broadly comparable in efficacy, but PLD had a different safety profile, with significantly reduced cardiac toxicity as compared with doxorubicin.7 Because of the obvious cardiac toxicity of doxorubicin-based chemo regimens, our center had reduced the use of doxorubicin and has used epirubicin more often as an alternative for years. So far as we know, there has not been any published study directly comparing both the efficacy and safety of PLD and epirubicin.

The use of PLD-based neoadjuvant chemotherapy regimen is in the growing, a few studies had reported their experience of the use of PLD. In 2002, the Phase II study by the Hellenic Cooperative Oncology Group was the first to point out that PLD was active in breast neoadjuvant chemotherapy and its toxicity was manageable.19 Then, Manguso et al reported satisfactory efficacy and low rate of cardiac, liver, hematological, and other toxicity while using neoadjuvant chemotherapy with low dose of PLD plus weekly paclitaxel in operable and locally advanced breast cancer.20 Our clinical practice was consistent with the previous studies and other trials.21,22

Neoadjuvant chemotherapy for local advanced breast cancer is an important strategy for patients in order to get a better chance of breast conserving surgery23 or turn the initially inoperable disease into operable.24 PR, CR, and pCR are good responses to neoadjuvant chemotherapy, and the response rate is comparable between the PLD group and the epirubicin group, which provides a more apparent evidence of the efficacy of PLD.

The pCR rate is not the major point to compare the efficacy, while the response rate is. Though the pCR rate differed between the two groups, the difference was not significant. We analyzed our raw data and found that in the same T2 staging, the average tumor size of the PLD group was non-significantly smaller than the epirubicin group (3.42 ± 0.64 cm vs 3.84 ± 0.91 cm), and this may have contributed to the difference of the pCR rate.

The reason why the conservative surgery rate was quite different is complicated, including the education background, financial resources, acceptability of radiotherapy, and so on. In our study, we estimated that about 50% of both group patients could have a chance to receive the conservative breast surgery; among them, it seems obvious that more rich patients chose PLD with the hope of less side effects of chemotherapy, and these patients had higher demand of their appearance and life quality.

Patients treated with PLD experienced less myelosuppression, vomiting, and alopecia than those treated with epirubicin, even though there was greater use of supportive care including 5-HT3 antagonists and granulocyte colony-stimulating factor among patients treated with epirubicin. However, the PLD group patients reported higher rate of mouth ulceration, which induced some days of pain in the mouth, and impacted their appetite. The two groups had similar rates of anemia, mucositis and palmar-plantar erythrodysesthesia.

Epirubicin demonstrated less cardiac toxicity than doxorubicin on an equimolar basis,25 and PLD also showed reduced cardiac toxicity as compared with doxorubicin.7

According to the American Society of Clinical Oncology cancer care system, arrhythmia or an irregular heartbeat belong to the heart toxicity, but the specific arrhythmia types were not described. In our daily work, we arranged ECG for every patient before each cycle of chemotherapy and recorded the symptoms. The ventricular premature beats seemed to happen more frequently and patients complained more about this discomfort.

During the short term of neoadjuvant chemotherapy and in the following 6 months, there were significantly less ventricular premature beats and a similar drop of LVEF in the PLD group compared with the epirubicin group, although the dexrazoxane was selectively used in the epirubicin group for the relatively high-risk patients according to the European Society for Medical Oncology clinical practice guideline recommendation.22

In conclusion, although this retrospective study was less persuasive than the prospective ones, we designed this matched case-control study to increase the power of the evidence. For patients with stage II–III invasive breast cancer who are to receive neoadjuvant chemotherapy, PLD has similar efficacy and less toxicity compared with epirubicin. Thus, PLD may be an important new therapeutic option for breast cancer patients, especially for the patients who are at increased cardiac risk (the elderly, patients with specific cardiac risk factors, and patients who have been previously treated with anthracyclines). Based on this study, we have started recruiting patients in a prospective randomized controlled trial which will be analyzed and reported in a few years.