| Literature DB >> 28842585 |
Jianjun Huai1,2,3.
Abstract
Although enhancing resilience is a well-recognized adaptation to climate change, little research has been undertaken on the dynamics of resilience. This occurs because complex relationships exist between adaptive capacity and resilience, and some issues also create challenges related to the construction, operation, and application of resilience. This study identified the dynamics of temporal, spatial changes of resilience found in a sample of wheat-drought resilience in Australia's wheat-sheep production zone during 1991-2010. I estimated resilience using principal component analysis, mapped resilience and its components, distinguished resilient and sensitive regions, and provided recommendations related to improving resilience. I frame that resilience is composed of social resilience including on- and off-site adaptive capacity as well as biophysical resilience including resistance and absorption. I found that resilience and its components have different temporal trends, spatial shifts and growth ratios in each region during different years, which results from complicated interactions, such as complementation and substitution among its components. In wheat-sheep zones, I recommend that identifying regional bottlenecks, science-policy engagement, and managing resilience components are the priorities for improving resilience.Entities:
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Year: 2017 PMID: 28842585 PMCID: PMC5572724 DOI: 10.1038/s41598-017-09669-1
Source DB: PubMed Journal: Sci Rep ISSN: 2045-2322 Impact factor: 4.379
Figure 1Five steps of analysis the dynamics of resilience.
Definitions and measurements of resilience.
| Composite | Indicator | Definitions or Measurements (Unit) |
|---|---|---|
| Resistance | Wet index (WI) | Ratio of predicted wheat yield (PWY) in region r and year y to its mean. A WI that is greater or less than one expresses a predicted return or loss in the wet or dry years. |
| Absorption | Wheat harvest index (WHI) | Ratio of actual wheat yield (WY) in region r and year y to its regional average. WHI had a score greater or less than one for years with good or poor harvests. |
| Restoration (Adaptive Capacity) | Total labor used (TLU) | Total number of full-time weeks worked by all farm workers including hired labor (week). |
| Age of manager (AM) | Age of the primary decision-maker in the farm business (year). | |
| Telephone charges (TC) | Telephone charges per year ($K). | |
| Value of land and improvements (VLI) | Market value of all land operated and fixed improvements starting at the end of the financial year estimated by the owner–manager or cooperator in the survey year ($M). | |
| Electricity expenditure (EE) | Expenditure on electricity per year ($K). | |
| Crop-revenue levels (CRL) | Crop-revenue levels in the nth year equal to the average of summing total crop gross revenues in the previous n − 1 years. The total gross revenues come from sales of crops and hay ($K). | |
| Soil water-holding capacity (SWHC) | Drained upper limit minus crop lower limit. Drained upper limit is the amount of water that a particular zone of soil holds after drainage has largely ceased. Crop lower limit is the amount of water remaining after a particular crop has extracted all the water available to it from the soil zone (mm). | |
| Total closing capital (TCC) | Closing value of all assets used on the farm including leased equipment but excluding machinery and equipment either hired or used by contractors ($M). | |
| Access to financing (AF) | Borrowing capacity plus liquid assets. Borrowing capacity is derived from each farm’s equity ratio. When the equity ratio is less than 70%, borrowing capacity is zero; otherwise borrowing capacity = (equity ratio − 0.70) × total closing capital ($M). | |
| Total cash income level (TCIL) | Total cash income level in the nth year is the averages of summing total cash income in the previous n − 1 years. Total cash income equals that cash income plus off–farm income ($K). |
1$K, 1000$; 1$M, 1000,000$; Data Source: Predicted wheat yield comes from the Commonwealth Scientific and Industrial Research Organization (CSIRO); Soil water-holding capacity is from Australian Soil Resource Information System (ASRIS); others are from Australian Agricultural and Grazing Industries Survey (AAGIS). The survey year is 1991–2010.
Figure 2Time series of annual resilience (SR) and its components in 1991–2010 in Australia’s wheat–sheep production zone. The numbers in parentheses represent the regional code. For instance, 121 is the regional code for the North West Slopes and Plains.
Figure 3Regional resilience and components every five years in the wheat–sheep production zone in Australia. Resilient cases are the regions with top 33% of metrics (red), sensitive cases are the regions with the bottom 33% of metrics (dark red), and the other 33% are neutral (yellow). The map used and modified here is based on the one in Fig. 1 in our previous study (doi:10.1371/journal.pone.0117600)[27], which is an open access article distributed under the terms of the Creative Commons Attribution License, and which also permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited. Jianjun used ArcGIS (version 11.2, http://www.esri.com) to create Fig. 3.
Figure 4Growth ratios of resilience and its components. “1996–2000:1991–1995” means the ratio of average of each metric (here is PC1,PC2, PC3, AC and SR, respectively) in 1996–2000 to its average in 1991–1995; For instance, the map of SR in “1996–2000:1991–1995” represents the ratio of average SR during 1996–2000 to the average SR during 1991–1995. Similar ratios include “2001–2005:1996–2000” and “2006–2010:2001–2005”. The map used and modified here is based on the one in Fig. 1 in our previous study (doi:10.1371/journal.pone.0117600)[27], which is an open access article distributed under the terms of the Creative Commons Attribution License, and which also permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited. Jianjun used ArcGIS (version 11.2, http://www.esri.com) to create Fig. 4.
Principal component analyses (PCA) of adaptive capacity and resilience.
| Items | Adaptive capacitya | Resilienceb | |||
|---|---|---|---|---|---|
| Variables | PC1AC | PC2AC | PC1SR | PC2SR | PC3SR |
| CRL | 0.871 | 0.150 | 0.873 | 0.144 | |
| TC | 0.823 | 0.456 | 0.823 | 0.455 | |
| TLU | 0.821 | 0.151 | 0.820 | 0.152 | |
| TCIL | 0.810 | 0.396 | 0.813 | 0.389 | |
| SWHC | −0.659 | −0.660 | |||
| VLI | 0.246 | 0.938 | 0.250 | 0.935 | |
| AF | 0.254 | 0.934 | 0.258 | 0.931 | |
| TCC | 0.298 | 0.928 | 0.302 | 0.925 | |
| AM | −0.439 | 0.656 | −0.435 | 0.650 | |
| EE | 0.382 | 0.474 | 0.381 | 0.477 | |
| WI | 0.865 | ||||
| WHI | 0.858 | ||||
| % of Variance | 52.91 | 21.37 | 44.25 | 18.31 | 11.85 |
| Initial Eigenvalues from PCA | 5.29 | 2.14 | 5.31 | 2.20 | 1.42 |
| Random Eigenvalue from parallel analysis | 1.36 | 1.24 | 1.40 | 1.30 | 1.21 |
| Kaiser–Meyer–Olkin Measure of Sampling Adequacy. | 0.74 | 0.74 | |||
| Bartlett’s Test of Sphericity | Approx. Chi-Square | 3576.03 | 3635.19 | ||
| Df. (Sig.) | 45(0.000) | 66(0.00) | |||
All short forms are shown in Table 1; Extraction Method, Principal Component Analysis; Rotation Method, Varimax with Kaiser Normalization; aRotation converged in 3 iterations; bRotation converged in 4 iterations.
Figure 5Radar maps of average components every five-year that show the regional bottlenecks of improving resilience. The number by each branch of Radar is region code that is gained from Fig. 1 in a previous work[27]. The smaller indicators in each region represent the regional constraints every five year.