Scott D McCann1, Jean-Philip Lumb2, Bruce A Arndtsen2, Shannon S Stahl1. 1. Department of Chemistry, University of Wisconsin-Madison, 1101 University Avenue, Madison, Wisconsin 53706, United States. 2. Department of Chemistry, McGill University, 801 Sherbrooke Street West, Montreal, Quebec, H3A 0B8 Canada.
Abstract
A homogeneous Cu-based catalyst system consisting of [Cu(MeCN)4]PF6, N,N'-di-tert-butylethylenediamine (DBED), and p-(N,N-dimethylamino)pyridine (DMAP) mediates efficient aerobic oxidation of alcohols. Mechanistic study of this reaction shows that the catalyst undergoes an in situ oxidative self-processing step, resulting in conversion of DBED into a nitroxyl that serves as an efficient cocatalyst for aerobic alcohol oxidation. Insights into this behavior are gained from kinetic studies, which reveal an induction period at the beginning of the reaction that correlates with the oxidative self-processing step, EPR spectroscopic analysis of the catalytic reaction mixture, which shows the buildup of the organic nitroxyl species during steady state turnover, and independent synthesis of oxygenated DBED derivatives, which are shown to serve as effective cocatalysts and eliminate the induction period in the reaction. The overall mechanism bears considerable resemblance to enzymatic reactivity. Most notable is the "oxygenase"-type self-processing step that mirrors generation of catalytic cofactors in enzymes via post-translational modification of amino acid side chains. This higher-order function within a synthetic catalyst system presents new opportunities for the discovery and development of biomimetic catalysts.
A homogeneous Cu-based catalyst system consisting of [Cu(MeCN)4]PF6, N,N'-di-tert-butylethylenediamine (DBED), and p-(N,N-dimethylamino)pyridine (DMAP) mediates efficient aerobic oxidation of alcohols. Mechanistic study of this reaction shows that the catalyst undergoes an in situ oxidative self-processing step, resulting in conversion of DBED into a nitroxyl that serves as an efficient cocatalyst for aerobic alcohol oxidation. Insights into this behavior are gained from kinetic studies, which reveal an induction period at the beginning of the reaction that correlates with the oxidative self-processing step, EPR spectroscopic analysis of the catalytic reaction mixture, which shows the buildup of the organic nitroxyl species during steady state turnover, and independent synthesis of oxygenated DBED derivatives, which are shown to serve as effective cocatalysts and eliminate the induction period in the reaction. The overall mechanism bears considerable resemblance to enzymatic reactivity. Most notable is the "oxygenase"-type self-processing step that mirrors generation of catalytic cofactors in enzymes via post-translational modification of amino acid side chains. This higher-order function within a synthetic catalyst system presents new opportunities for the discovery and development of biomimetic catalysts.
The triplet electronic
structure and four-electron redox stoichiometry
of molecular oxygen (O2) represent major challenges for
the selective aerobic oxidation of organic molecules. Transition-metal
catalysts are commonly used to achieve control over the reactivity
and selectivity of reactions with O2,[1] and nature is an important source of inspiration for the
development of such catalysts. Extensive research efforts have focused
on re-creating the coordination environment and reactivity of metalloenzyme
active sites with synthetic complexes of iron, copper, or other metal
ions, while also mimicking the enzymatic mechanisms of O2-activation and substrate oxidation.[2] For
example, copper-containing oxygenases and oxidases mediate transformations
ranging from the oxygenation of aromatic and aliphatic C–H
bonds to dehydrogenation of amines and alcohols (Figure A),[3,4] and
many compelling structural and functional mimics have been developed
for the Cu active sites in these enzymes.[5−10]
Figure 1
(A)
Representative Cu oxygenases and oxidases, (B) industrial oxidation
reactions that employ homogeneous Cu catalysts, and (C) homogeneous
Cu/nitroxyl catalysts for aerobic alcohol oxidation.
(A)
Representative Cu oxygenases and oxidases, (B) industrial oxidation
reactions that employ homogeneous Cu catalysts, and (C) homogeneous
Cu/nitroxyl catalysts for aerobic alcohol oxidation.The results of these biomimetic approaches complement
efforts in
the chemical industry, where a number of large-scale aerobic oxidation
reactions that employ homogeneous Cu catalysts have been developed.[11] Prominent examples include the oxygenation of
2,3,6-trimethylphenol to the corresponding para-quinone
en route to synthetic vitamin E,[12,13] and the oxidative
polymerization of 2,6-dimethylphenol in the commercial production
of poly(para-phenylene oxide) (PPO) resins (Figure B).[14,15] The catalyst for the latter process consists of a Cu salt in combination
with a chelating nitrogen ligand. This composition resembles the active
sites and synthetic mimics of Cu oxygenases and oxidases, which commonly
feature nitrogen-based ligands coordinated to the Cu center(s).[5−10]Oxidations of alcohols to aldehydes and ketones are among
the most
common oxidation reactions in organic chemistry, and methods capable
of using O2 could find widespread use in both laboratory
and industrial applications. Homogeneous copper catalysts for aerobic
alcohol oxidation have been studied extensively,[16−18] and nitrogen-ligated
Cu complexes with organic nitroxyl cocatalysts, such as those shown
in Figure C, are especially
effective.[19−22] The steric size of the nitroxyl cocatalyst may be used to control
reaction selectivity. For example, TEMPO mediates the chemoselective
oxidation of primary alcohols in substrates with both primary and
secondary alcohols,[23−25] whereas ABNO is an effective cocatalyst for the dehydrogenation
of both primary and secondary alcohols (TEMPO = 2,2,6,6-tetramethyl-1-piperidine N-oxyl; ABNO = 9-azabicyclo[3.3.1]nonane N-oxyl; cf. Figure C).[26−28] The cooperative redox chemistry between the Cu center
and the nitroxyl radical resembles galactose oxidase,[29−33] which mediates oxidation of the primary alcohol in galactose at
a nitrogen-ligated CuII center bearing a tyrosine-derived
phenoxyl-radical ligand (cf. Figure A).Considerable effort has focused on Cu-catalyzed
aerobic alcohol
oxidation in the absence a redox-active cocatalyst, but the precedents
typically show limited synthetic utility or scope.[34−36] These examples
contrast with a recently reported catalyst system that is highly effective
without addition of a redox-active cocatalyst (Figure ). The system is composed of a CuI salt, [Cu(MeCN)4]PF6, and the nitrogenous
ligands N,N′-di-tert-butylethylenediamine (DBED; the same ligand used for PPO resin production;
cf. Figure B) and p-(N,N-dimethylamino)pyridine
(DMAP).[37] The excellent reactivity and
scope observed with this catalyst system rivals results obtained previously
with Cu/nitroxyl catalysts, while also providing complementary chemoselectivity
for activated 2° alcohols over 1° alcohols. The system has
important practical implications, particularly for large-scale applications,
where organic nitroxyls are often the most expensive component of
the Cu/nitroxyl catalyst system.[38] In addition,
it raises important mechanistic questions concerning the origin of
efficient catalysis in the absence of a redox-active cocatalyst.
Figure 2
Rare Cu-only
catalyst system that shows excellent reactivity and
scope for aerobic oxidation of alcohols.
Rare Cu-only
catalyst system that shows excellent reactivity and
scope for aerobic oxidation of alcohols.Here, we present a mechanistic investigation of aerobic alcohol
oxidation with this Cu/DBED/DMAP catalyst system. The data reveal
that the catalyst undergoes an in situ oxidative self-processing step
in which Cu/O2 mediates oxygenation of the DBED diamine
ligand to afford a nitroxyl radical that promotes efficient alcohol
oxidation in cooperation with Cu.[39] This
unexpected catalyst activation step resembles the oxygenation of amines
in biological nitrification (e.g., aerobic oxidation of ammonia to
hydroxylamine by ammonia monooxygenase; cf. Figure A).[40,41] Moreover, the oxidative
catalyst-self-processing step generates the catalytically active organic
nitroxyl cocatalyst, which is reminiscent of the oxidation of tyrosine
side chains in copperamine oxidases[42,43] and galactose
oxidase (GO) that afford the catalytically active quinone and cysteine-modified
phenoxyl-radical cofactors (cf. Figure A).[44,45] The in situ self-processing step
observed here provides a clear rationale for the efficiency of this
catalyst system. Furthermore, these results illuminate prospects for
a more profound relationship between synthetic and naturally occurring
catalyst systems. Post-translational modification of protein scaffolds
is commonly featured in the generation of enzyme active sites.[46] The synthetic catalyst system investigated here
manifests similar behavior in that readily accessible precatalyst
components undergo in situ modification to afford the active catalyst.
This “second-order”[47] biomimetic
behavior is not typically considered in the design or development
of synthetic catalysts, but doing so could lead to highly effective
catalysts derived from simple, low-cost precursors.
Results
Mechanistic studies were initiated by monitoring the reaction time
course for Cu/DBED/DMAP-catalyzed aerobic oxidation of 1-octanol to
1-octanal under the previously published conditions (Figure ).[37] The consumption of oxygen gas was probed via gas-uptake measurements
within a sealed reaction vessel, while simultaneously monitoring aldehyde
formation via in situ ATR-IR spectroscopy. The data in Figure show that the quantity of
O2 consumed tracks directly with the amount of aldehyde
produced throughout the reaction, with an O2:aldehyde stoichiometry
of approximately 1:2. The slight excess of O2 consumed
relative to that expected from a 1:2 O2:aldehyde ratio
(270 μmol observed versus 250 μmol expected; cf. Figure ) has important implications
for the reaction mechanism, as elaborated below. Another noteworthy
feature is the significant induction period present at the beginning
of the reaction, prior to a nearly linear time course during the steady-state
period of the reaction.
Figure 3
In situ IR and O2-uptake time course
data for the catalytic
oxidation of 1-octanol under standard conditions. Reaction conditions:
0.125 M 1-octanol, 6.25 mM [Cu(MeCN)4]PF6, 6.25
mM DBED, 25 mM DMAP, 100 mg of 4 Å MS, 500 Torr of O2, CH2Cl2 (4 mL), 27 °C.
In situ IR and O2-uptake time course
data for the catalytic
oxidation of 1-octanol under standard conditions. Reaction conditions:
0.125 M 1-octanol, 6.25 mM [Cu(MeCN)4]PF6, 6.25
mM DBED, 25 mM DMAP, 100 mg of 4 Å MS, 500 Torr of O2, CH2Cl2 (4 mL), 27 °C.The excess O2 consumption, together
with precedents
for Cu-catalyzed dehydrogenation of secondary amines,[48−51] raised the possibility that the DBED ligand could be converted to
a mono- or diimine derivative under the reaction conditions. Aliquots
of the reaction mixture withdrawn at regular intervals were worked
up in a manner that allowed analysis of the DBED ligand (see Figures S2–S4). DBED is steadily consumed
throughout the reaction, with kinetics exhibiting the same sigmoidal
profile observed for O2 consumption and aldehyde formation
(cf. Figure and Figure S2). The bis-diimine–CuI complex 1 and the free diimine 2 were
identified in the final reaction mixture in quantities that accounted
for 20–30% of the original DBED ligand.[52] However, control experiments employing bis-diimine–CuI complex 1 in place of [Cu(MeCN)4]PF6/DBED, or substitution of DBED with 2 under otherwise
identical catalytic conditions, resulted in no catalytic activity.An important clue into the origin of the induction period
prior
to the onset of catalysis was obtained from EPR spectroscopic studies,
initiated to probe the copper species present during the catalytic
reaction. A reference solution of the Cu/DBED/DMAP catalyst system
in the absence of substrate under an O2 atmosphere exhibits
a nearly axial EPR signal (g = 2.03, g =
2.07, g = 2.26, and A = 535 MHz) (Figure B, black spectrum). EPR spectra
of the reaction mixture were obtained by removing aliquots of the
solution, rapidly freezing them in liquid nitrogen, and analyzing
them by EPR spectroscopy at 115 K. A small CuII signal
is evident during the induction period that persists during steady-state
turnover (Figure ,
spectra at t = 7.5, 25, and 45 min.). The spectra
also reveal the unexpected presence of an organic radical signal (g = 2.002) with hyperfine coupling to an I = 1 nucleus (A = 85 MHz). This signal, which gains
intensity during the steady-state period of the reaction, resembles
EPR spectra of the nitroxyl radicalsTEMPO[53] and ABNO[54] (see Figure S32) in which the unpaired electron is coupled to the nitrogen I = 1 nucleus. This radical signal disappears after completion
of the reaction, together with the growth of a larger CuII signal (Figure ,
spectrum at t = 120 min).
Figure 4
(A) O2-uptake
and (B) EPR spectroscopy time courses
for the catalytic oxidation of 1-octanol. Reaction conditions: 0.125
M 1-octanol, 6.25 mM [Cu(MeCN)4]PF6, 6.25 mM
DBED, 25 mM DMAP, 100 mg of 4 Å MS, 500 Torr of O2, 27 °C.
(A) O2-uptake
and (B) EPR spectroscopy time courses
for the catalytic oxidation of 1-octanol. Reaction conditions: 0.125
M 1-octanol, 6.25 mM [Cu(MeCN)4]PF6, 6.25 mM
DBED, 25 mM DMAP, 100 mg of 4 Å MS, 500 Torr of O2, 27 °C.The observations in Figure suggest that nitroxyl
radicals derived from DBED could be
generated under the reaction conditions and that the resulting nitroxyl
contributes directly to the catalytic activity. Efforts to prepare
the corresponding mono- or bis-nitroxyl species derived from DBED
were unsuccessful, most likely reflecting the known instability of
nitroxyls bearing C–H bonds adjacent to nitrogen.[55−57] Nitroxyls of this type undergo disproportionation into nitrones
and hydroxylamines (eq ). It was possible to prepare the corresponding DBED-derived mono-
and bis-hydroxylamines 3 and 4, however,
which correspond to the reduced form of the nitroxyl implicated in the catalytic
mechanism.[31] Hydroxylamines can undergo
in situ oxidation to nitroxyls under catalytic conditions,[31,58] and their use as cocatalyst precursors provides a means to utilize
less substituted nitroxyls. The kinetic competence of these hydroxylamine
derivatives was demonstrated by replacing DBED with 5 mol % 3 or 4 in combination with 5 mol % [Cu(MeCN)4]PF6 and 20 mol % DMAP. The reactions containing 3 or 4 display no induction period (Figure A), and they exhibit
a time course that is nearly identical to a reaction in which DBED
is replaced with the stable nitroxylTEMPO (see Figure S19).
Figure 5
Comparison of catalytic reactions employing 5 mol % [Cu(MeCN)4]PF6 and 20 mol % DMAP, together with 5 mol % DBED, 3, or 4 as organic cocatalysts. (A) Comparison
of catalytic turnover rates analyzed by gas-uptake methods. (B) EPR
spectra of Cu/DMAP-catalyzed reactions using DBED or 4 as a cocatalyst (inset). (C) Results of competition experiments
between primary aliphatic and secondary benzylic alcohol oxidation
with different cocatalysts. (D) Kinetic isotope effect data for benzyl
alcohol-d1 oxidation with different cocatalysts. aFrom ref (37). bFrom ref (31). See Supporting Information for
experimental details.
Comparison of catalytic reactions employing 5 mol % [Cu(MeCN)4]PF6 and 20 mol % DMAP, together with 5 mol % DBED, 3, or 4 as organic cocatalysts. (A) Comparison
of catalytic turnover rates analyzed by gas-uptake methods. (B) EPR
spectra of Cu/DMAP-catalyzed reactions using DBED or 4 as a cocatalyst (inset). (C) Results of competition experiments
between primary aliphatic and secondary benzylic alcohol oxidation
with different cocatalysts. (D) Kinetic isotope effect data for benzyl
alcohol-d1 oxidation with different cocatalysts. aFrom ref (37). bFrom ref (31). See Supporting Information for
experimental details.To complement these observations, EPR spectroscopy was used
to
analyze the oxidation of 1-octanol using [Cu(MeCN)4]PF6/DMAP and 4. An organic radical was observed
with the same spectral parameters as that observed from the catalytic
reaction with DBED (Figure B), albeit with a higher concentration that correlates with
a higher steady-state rate in the oxidation of 1-octanol (cf. Figure A).The catalytic
relevance of the DBED-derived hydroxylamines 3 or 4 was further probed via substrate–selectivity
studies. The relative reactivity of different alcohols in Cu/nitroxyl-catalyzed
oxidation reactions has been shown to depend on the steric demands
of the nitroxyl cocatalyst. In a competition experiment, the standard
Cu/DBED/DMAP catalyst oxidizes 1-phenylethanol in preference to 1-octanol
in a 2.9:1 ratio (Figure C).[37] The same competition experiment
was performed with Cu/DMAP/hydroxylamine catalysts, in which the hydroxylamine
is 3 or 4, and these reactions showed very
similar selectivity (1-phenylethanol:1-octanol = 2.6:1 and 3.0:1 with 3 and 4, respectively). These observations may
be compared to results with Cu/TEMPO and Cu/ABNO catalyst systems,
which exhibit the opposite or somewhat lower selectivity (1-phenylethanol:1-octanol
= 1:1.8 and 1.8:1 with TEMPO and ABNO, respectively; cf. Figure C).Finally,
kinetic isotope effect (KIE) studies were used to probe
the differences between DBED and hydroxylamines 3 and 4. Different nitroxyls afford different deuterium kinetic
isotope effects (KIEs) in the reaction of PhCHDOH, reflecting differences
in the transition states for C–H(D) cleavage with the different
cocatalysts. For example, Cu/TEMPO and Cu/ABNO catalyst systems exhibit
KIEs of 6.1 and 2.7, respectively (Figure D). In contrast, the oxidation of PhCHDOH
catalyzed by Cu/DMAP in combination with DBED or one of the DBED-derived
hydroxylamines (3 or 4) leads to the same
isotope effect in all cases, KIE = 3.3 ± 0.1, consistent with
a nearly identical transition state in each of the three reactions.
Discussion
The data presented above show that the high activity of the Cu/DBED/DMAP
catalyst system arises from in situ oxygenation of the DBED ligand,
which leads to formation of an organic nitroxyl that is an effective
cocatalyst for alcohol oxidation. This in situ modification of the
diamine ligand distinguishes the Cu/DBED/DMAP system from previous
cocatalyst-free systems that employ oxidatively stable aromatic diimine
ligands, such as bipyridine or phenanthroline,[34−36] and the generation
of a nitroxyl cocatalyst from an alkylamine under the reaction conditions
has important implications for future catalyst development. For example,
many organic nitroxyls are not readily prepared or isolated, owing
to decomposition pathways, such as that noted in eq . In situ generation of the nitroxyl from
a stable, readily available amine or hydroxylamine precursor, as demonstrated
with DBED, 3, and 4, significantly expands
the scope of nitroxyl cocatalysts that may be evaluated for a given
transformation. This advantage could contribute to the development
of chemoselective alcohol oxidation within complex molecules bearing
more than one alcohol. Late-stage functionalization of natural products,
biomolecules, or pharmaceuticals is an appealing target for such applications,
where intricate protecting group strategies are otherwise required
to manipulate a single hydroxyl group.[59−61] The insights from this
study also have implications for large-scale applications, where the
cost and stability of an optimal nitroxyl are important considerations.The oxidative self-processing step and catalytic cycle for Cu/DBED/DMAP-catalyzed
alcohol oxidation (Scheme ) exhibit a number of biomimetic features. The overall mechanism
incorporates both oxygenase- and oxidase-type reactivity. Oxygenation
of DBED in the oxidative self-processing step resembles the conversion
of ammonia to hydroxylamine by ammonia monooxygenase (cf. Figure A).[40,41,62,63] Synthetic copper–dioxygen adducts with DBED as an ancillary
ligand have been studied as active site models for O2 activation
and oxygen-atom transfer in Cu-based oxygenases (e.g., tyrosinase;
cf. Figure A).[64,65] A similar Cu/O2 adduct is likely responsible for the
in situ oxygenation of DBED, as supported by precedents for amine
oxygenation with related Cu-oxygenase mimics.[66,67] The oxygenated DBED ligand is then capable of serving as a cocatalyst
in an oxidase-type catalytic cycle resembling galactose oxidase, as
has been discussed elsewhere for Cu/nitroxyl catalyst systems.[29−32] A related oxygenase/oxidase sequence has been implicated in Cu-catalyzed
aerobic oxidative coupling of naphthols.[68] The naphthol substrate was found to undergo in situ oxygenation
to afford a quinone or hydroquinone species prior to the onset of
steady-state catalytic C–C coupling reactivity.
Scheme 1
Proposed
Mechanism for [Cu(MeCN)4]PF6/DBED/DMAP
Catalyst System
This biomimetic reactivity
embodies higher-order function than
typically associated with synthetic models of metalloenzymes. The
oxidative processing of the DBED ligand to generate the nitroxyl cocatalyst
in situ is reminiscent of metalloenzymes that employ post-translational
modification of amino acid side chains in the active site of an enzyme
to generate a catalytic cofactor. Noteworthy examples include the
oxidative modification of a tyrosine residue in copperamine oxidases
to generate a quinone cofactor (“topaquinone”),[42,43] and the oxidative coupling of tyrosine and cysteine en route to
the active-site phenoxylradical ligand in galactose oxidase.[44,45] In the same way that Nature exploits the naturally occurring amino
acid side chains to generate reactive cofactors, Cu/DBED/DMAP modifies
a simple, readily accessible diamine to access the reactive nitroxylcocatalyst. This “second-order biomimicry”[47] introduces new opportunities for the field of
bioinspired catalysis. Aerobic oxidations are particularly challenging
and important targets for future study, and in situ oxygenation of
electron-rich organic molecules, such as amines and phenols, can provide
the basis for new catalysts for synthetically important transformations.[68−74]
Conclusion
The Cu/DBED/DMAP catalyst system was originally
reported as a unique
nitroxyl-free Cu-catalyst system for aerobic alcohol oxidation. The
present study, however, demonstrates that the catalytic activity arises
from oxidative self-processing of the alkylamine ligand to generate
a nitroxyl in situ. This pre-steady-state oxygenase reactivity provides
the basis for steady-state oxidase reactivity, in which the Cu center
and nitroxyl radical serve as cooperative cocatalysts for aerobic
alcohol oxidation. Collectively, the results show how a synthetic
catalyst system can incorporate higher order function commonly observed
in biology, and they set the stage for intentional pursuit of such
function in the field of biomimetic chemistry.
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