| Literature DB >> 27785429 |
Aurélie Mbeutcha1, Romain Mathieu2, Morgan Rouprêt3, Kilian M Gust4, Alberto Briganti5, Pierre I Karakiewicz6, Shahrokh F Shariat7.
Abstract
In the context of customized patient care for upper tract urothelial carcinoma (UTUC), decision-making could be facilitated by risk assessment and prediction tools. The aim of this study was to provide a critical overview of existing predictive models and to review emerging promising prognostic factors for UTUC. A literature search of articles published in English from January 2000 to June 2016 was performed using PubMed. Studies on risk group stratification models and predictive tools in UTUC were selected, together with studies on predictive factors and biomarkers associated with advanced-stage UTUC and oncological outcomes after surgery. Various predictive tools have been described for advanced-stage UTUC assessment, disease recurrence and cancer-specific survival (CSS). Most of these models are based on well-established prognostic factors such as tumor stage, grade and lymph node (LN) metastasis, but some also integrate newly described prognostic factors and biomarkers. These new prediction tools seem to reach a high level of accuracy, but they lack external validation and decision-making analysis. The combinations of patient-, pathology- and surgery-related factors together with novel biomarkers have led to promising predictive tools for oncological outcomes in UTUC. However, external validation of these predictive models is a prerequisite before their introduction into daily practice. New models predicting response to therapy are urgently needed to allow accurate and safe individualized management in this heterogeneous disease.Entities:
Keywords: Upper tract urothelial carcinoma (UTUC); biomarkers; disease recurrence; nomograms; predictive tools; prognosis; prognostic factors; risk stratification; survival
Year: 2016 PMID: 27785429 PMCID: PMC5071205 DOI: 10.21037/tau.2016.09.07
Source DB: PubMed Journal: Transl Androl Urol ISSN: 2223-4683
Preoperative predictive models for advanced-stage and NOC disease in UTUC
| Authors | Model | Gender | Imaging | Ureteroscopy findings | Histology | Accuracy (%) | Validation | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Hydronephrosis | Invasion | Location | Multifocality | Architecture | Grade | Cytology | |||||||||||
| Muscle-invasive disease | |||||||||||||||||
| Chen | Nomogram | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 79 | Internal | ||||||||
| Favaretto | Risk group stratification | ✓ | ✓ | ✓ | ✓ | 71 | – | ||||||||||
| Brien | Risk group stratification | ✓ | ✓ | ✓ | PPV: 89; NPV: 100 | – | |||||||||||
| NOC disease | |||||||||||||||||
| Chen | Nomogram | ✓ | ✓ | ✓ | ✓ | ✓ | 79 | Internal | |||||||||
| Favaretto | Risk group stratification | ✓ | ✓ | ✓ | ✓ | 70 | – | ||||||||||
| Margulis | Nomogram | ✓ | ✓ | ✓ | 77 | Internal | |||||||||||
| Brien | Risk group stratification | ✓ | ✓ | ✓ | PPV: 73; NPV: 100 | – | |||||||||||
NOC, non-organ-confined; UTUC, upper tract urothelial carcinoma; PPV, positive predictive value; NPV, negative predictive value.
Prognostic factors in UTUC
| Factors | High tumor stage | High tumor grade | Lymph node metastasis | IVR | RFS | MFS | CSS | OS | Level of evidence | Ref. |
|---|---|---|---|---|---|---|---|---|---|---|
| Preoperative factors | ||||||||||
| Advanced age | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | ||
| ECOG-PS | ✓ | ✓ | 3 | ( | ||||||
| Obesity (BMI ≥30) | ✓ | ✓ | ✓ | 3 | ( | |||||
| Smoking | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | ||
| DM with poor glycemic control | ✓ | ✓ | ✓ | ✓ | 3 | ( | ||||
| History of bladder CIS/BC | ✓ | ✓ | 3 | ( | ||||||
| Hydronephrosis | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | |||
| Symptoms | ✓ | ✓ | ✓ | 3 | ( | |||||
| Local invasion on imaging | ✓ | ✓ | 4 | ( | ||||||
| Postoperative factors and pathological features | ||||||||||
| High tumor stage | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | |||
| High tumor grade | ✓ | ✓ | 3 | ( | ||||||
| Lymph node metastasis | ✓ | ✓ | ✓ | ✓ | 3 | ( | ||||
| Concomitant CIS | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | ||
| LVI | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | |
| Ureteral location | ✓ | ✓ | ✓ | ✓ | 3 | ( | ||||
| Multifocal tumor | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | |
| Tumor size >3 cm | ✓ | 3 | ( | |||||||
| Sessile architecture | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | |||
| Tumor necrosis | ✓ | ✓ | ✓ | 3 | ( | |||||
| Concomitant histology variant | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | |
| Positive surgical margins | ✓ | ✓ | 3 | ( | ||||||
| Extravesical BCE | ✓ | ✓ | 3 | ( | ||||||
| Endoscopic BCE | ✓ | ✓ | 3 | ( | ||||||
| Lack of BCE | ✓ | 3 | ( | |||||||
| Laparoscopic RNU | ✓ | 3 | ( | |||||||
UTUC, upper tract urothelial carcinoma; IVR, intravesical recurrence; RFS, recurrence-free survival; MFS, metastasis-free survival; CSS, cancer-specific survival; OS, overall survival; BMI, body mass index; DM, diabetes mellitus; CIS, carcinoma in situ; BC, bladder cancer; LVI, lymphovascular invasion; BCE, bladder cuff excision; RNU, radical nephro-ureterectomy.
Postoperative predictive models for disease recurrence and metastasis after RNU for UTUC
| Authors | Model | Outcome | Demographic features | Ureteroscopic and pathological features | Surgery-related features | Accuracy (%) | Validation | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Age | Gender | Previous UCB | Location | Architecture | Stage | Grade | LN metastasis | LN density | CIS | LVI | Surgical approach | BCE | Surgical margin | |||||||
| Youssef | Risk group stratification | 5-year RFS for high grade non-metastatic RNU | ✓ | ✓ | ✓ | ✓ | 73 | External | ||||||||||||
| Colin | Risk group stratification | 2- and 5-year MFS for pT2–3 pNx | ✓ | ✓ | ✓ | ✓ | – | – | ||||||||||||
| Xylinas | Risk group stratification & nomogram | 3, 6, 9, 12, 18, 24 and 36 months IVR | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 69 | External | |||||||
| Ishioka | Risk group stratification & nomogram | 1- and 5-year IVR | ✓ | ✓ | ✓ | ✓ | 62 | – | ||||||||||||
| Cha | Nomogram | 2- and 5-year RFS for RNU without perioperative chemotherapy | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 77 | External | |||||||||
| Bolenz | Risk group stratification | 5-year RFS for RNU with lymphadenectomy | ✓ | ✓ | ✓ | ✓ | 70 | Internal | ||||||||||||
RNU, radical nephro-ureterectomy; UTUC, upper tract urothelial carcinoma; UCB, urothelial carcinoma of the bladder; LN, lymph node; CIS, carcinoma in situ; LVI, lymphovascular invasion; BCE, bladder cuff excision; RFS, recurrence-free survival; MFS, metastasis-free survival; IVR, intravesical recurrence.
Postoperative models for CSS after RNU for UTUC
| Authors | Model | Outcome | Age | Ureteroscopic and pathological features | Accuracy (%) | Validation | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Location | Architecture | Stage | Grade | LN metastasis | LN density | CIS | LVI | ||||||
| Youssef | Risk group stratification | 5-year CSS for high grade non-metastatic RNU | ✓ | ✓ | ✓ | ✓ | 72 | External | |||||
| Seisen | Nomogram | 5-year CSS for pT1–3/N0–x M0 without preoperative chemotherapy | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 81 | External | |||
| Rouprêt | Nomogram | 5-year CSS | ✓ | ✓ | ✓ | ✓ | ✓ | 80 | External | ||||
| Ku | Nomogram validation | 3- and 5-year CSS for RNU without neoadjuvant chemotherapy | ✓ | ✓ | ✓ | ✓ | ✓ | 72 | External | ||||
| Cha | Nomogram | 2- and 5-year CSS for RNU without perioperative chemotherapy | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 82 | External | ||
| Yates | Nomogram | 3- and 5-year CSS | ✓ | ✓ | ✓ | ✓ | ✓ | 78 | External | ||||
| Jeldres | Nomogram | 5-year CSS | ✓ | ✓ | ✓ | ✓ | 75 | External | |||||
| Bolenz | Risk group stratification | 5-year CSS for RNU with lymphadenectomy | ✓ | ✓ | ✓ | ✓ | 68 | Internal | |||||
CSS, cancer-specific survival; RNU, radical nephro-ureterectomy; UTUC, upper tract urothelial carcinoma; LN, lymph node; CIS, carcinoma in situ; LVI, lymphovascular invasion.
Prognostic biomarkers associated with advanced stage disease and oncological outcomes in UTUC
| Factors | High tumor stage | High tumor grade | Lymph node metastasis | IVR | RFS | MFS | CSS | OS | Level of evidence | Ref. |
|---|---|---|---|---|---|---|---|---|---|---|
| Tissue-based biomarkers | ||||||||||
| BCAT1 | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| CDCA5 | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| COX2 and EP4R co-expression | ✓ | ✓ | ✓ | 4 | ( | |||||
| CSF2 | ✓ | ✓ | ✓ | 4 | ( | |||||
| FGF7 | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| FOXA1 | 4 | ( | ||||||||
| GPX2 (under-expressed) | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| HAS3 | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| HER2 | ✓ | 4 | ( | |||||||
| IGFBP5 | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| IMP3 | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | ||
| INHBA | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| Ki-67 | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | |||
| MMP-11 | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| mTOR pathway | ✓ | ✓ | ✓ | ✓ | ✓ | 4 | ( | |||
| p53 | ✓ | ✓ | ✓ | 4 | ( | |||||
| PTP4A3 | ✓ | ✓ | ✓ | ✓ | 4 | ( | ||||
| Blood-based biomarkers | ||||||||||
| Anemia | ✓ | ✓ | ✓ | 4 | ( | |||||
| High CRP | ✓ | ✓ | 4 | ( | ||||||
| High NLR | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | 3 | ( | ||
| Fibrinogen | ✓ | ✓ | ✓ | ✓ | 3 | ( | ||||
| Low sodium | ✓ | 4 | ( | |||||||
| Red cell distribution width | ✓ | 4 | ( | |||||||
| White blood cell count | ✓ | ✓ | 4 | ( | ||||||
| Urine-based biomarkers | ||||||||||
| Cytology | ✓ | 3 | ( | |||||||
UTUC, upper tract urothelial carcinoma; IVR, intravesical recurrence; RFS, recurrence-free survival; MFS, metastasis-free survival; CSS, cancer-specific survival; OS, overall survival; CRP, C-reactive protein; NLR, neutrophil-to-lymphocyte ratio.