Efficacy of umbilical cord-derived mesenchymal stem cell-based therapy for osteonecrosis of the femoral head: A three-year follow-up study.

This is a retrospective analysis of the clinical effects of transplant of mesenchymal stem cells (MSCs) derived from human umbilical cord-derived MSCs (hUC‑MSCs) for the treatment of osteonecrosis of the femoral head (ONFH). The biological characteristics of hUC-MSCs were assessed using flow cytometry. Nine eligible patients were enrolled in the study as they adhered to the Association Research Circulation Osseous (ARCO) classification of stage Ⅱ‑Ⅲa, and hUC‑MSCs were grafted by intra‑arterial infusion. Organize effective perfusion was assessed using the oxygen delivery index (ODI). The results showed that the ODI was increased at three days post‑operation. The MRI results revealed that at 12 and 24 months after treatment, the necrotic volume of the femoral heads was significantly reduced. No obvious abnormalities were observed. Taken together, these data indicate that intra‑arterially infused hUC‑MSCs migrate into the necrotic field of femoral heads and differentiate into osteoblasts, thus improving the necrosis of femoral heads. This finding suggested that intra‑arterial infusion of hUC‑MSCs MSCs is a feasible and relatively safe method for the treatment of femoral head necrosis.

RCT Entities:   Population Interventions Outcomes

Introduction

Osteonecrosis of the femoral head (ONFH) is a type of common and refractory disease (1,2). Young adults primarily suffer from ONFH and the long-term results of total hip arthroplasty (THA) are usually unpredictable in this age group (3,4). A variety of surgical procedures have been used to maintain the femoral head and avoid THA in younger patients. These approaches include core decompression (5,6), and various types of osteotomies (7). Nevertheless, despite these advances, the optimal treatment for patients with ONFH in clinical practice is not yet defined.

Previous findings have demonstrated the efficacy of mesenchymal stem cells (MSCs) implanted into the femoral head for the treatment of ONFH (8,9). MSCs can be isolated from bone marrow and adipose tissues in adult stages and from umbilical cord (UC) blood, and connective tissue (Wharton's jelly) of human UC (10–13). MSCs can differentiate into specialized cells to repair injured tissues, under certain conditions based on their potential capacity of multidirectional differentiations (14,15). Thus, stem cell transplantation has gradually emerged as a promising approach for the treatment of ONFH (8,16,17). In previous studies, we grafted human UC-derived MSCs (hUC-MSCs) to treat non-union in rats and human (11–13). Our results demonstrated the safety and efficacy of osteoblastic differentiation of hUC-MSCs. However, to the best of our knowledge, few studies are available regarding the fate and distribution of hUC-MSCs in the treatment of ONFH. Furthermore, the delivery approaches are a wide concern and unsolved problem.

In the present study, we investigated wether hUC-MSCs are useful in treating ONFH. As ONFH is primarily caused by a partial obstruction of the blood supply to the femoral head, and aggrevated by insufficient blood supply to trabecular bone and bone cell death in the femoral head; we grafted hUC-MSCs by intra-arterial infusion. We hypothesized that: i) the implanted hUC-MSCs could differentiate into endothelial cells, which in turn were able to regenerate blood vessels supplying the femoral head or produce more collateral circulation; and ii) differentiate into osteoblasts and reconstruct the necrotic area in femoral head. In the present study, we retrospectively reported 9 patients with ONFH who accepted intra-arterial infusion of hUC-MSCs treatment. The clinical and radiographic outcomes in the subsequent 24 months were evaluated.

Materials and methods

Eligibility criteria

This single-center randomized clinical trial was conducted in the Siping Hospital of China Medical University (Jilin, China) between January, 2011 and January, 2014. The aim of the present study was to assess the efficacy of hUC-MSCs grafting by intra-arterial infusion for the treatment of early-stage ONFH. The protocol of the present study was approved by the Institutional Review Board and the Ethics Committee of Siping Hospital of China Medical University. Written informed consent was obtained from each patient before enrollment.

Study design

Patients were evaluated clinically and radiologically using the Association Research Circulation Osseous (ARCO) classification (18) and the Harris hip score (HHS) (19) pre-operatively and at 12 and 24 months post-operation. All the patients in this study were ≥18 years of age, and were classified as ARCO stages II to IIIa. The patients had femoral head collapse of <2 mm and no evidence any damage to the acetabular cartilage. Those patients who were excluded from this study had damages caused by a traumatic event or experienced severe hemorrhage. We also excluded those who were not available for follow up because of life-threatening conditions or had missing stratification information. Those without standard care and rehabilitation were also excluded. This exclusion criterion was chosen to ensure that all the patients were treated according to the best medical practice.

We included 9 patients (9 hips) for this study. The general characteristics of the patients are shown in Table I. Blood was taken from the internal jugular veins. The outcomes were evaluated based on the HHS and the radiological results.

Table I.

General characteristics of ONFH patients.

Characteristics	Data
Gender (no. of pts.)
Male	4
Female	5
Invasive hip (no. of pts.)
Unilateral	9
Bilateral	0
Etiology (no. of pts.)
Idiopathic	1
Corticosteroids	6
Alcohol	2
Trauma	0
ARCO staging (no. of hips)
II	5
IIIa	4

ONFH, osteonecrosis of the femoral head; ACRO, Association Research Circulation Osseous.

Harvesting of UC

Six human equally sized UC were collected after informed consent was obtained from mothers in accordance with the Ethics Committee of the Institute of Siping Hospital of China Medical University. Informed consent was obtained from all the cases. Experiments and laboratory procedures were carried out in the Siping Hospital of China Medical University. From each sample, sections of 8–10 cm of the UCs were internally washed with phosphate-buffered saline (PBS) containing 300 U/ml penicillin and 0.3 mg/ml streptomycin and immediately immersed in Dulbecco's modified Eagle's medium-low glucose (DMEM-LG) supplemented with 10% AB-human serum (all from Gibco, Grand Island, NY, USA), 300 U/ml penicillin, and 0.3 mg/ml streptomycin. The samples were processed within 12–15 h after collection.

Isolation and culture of adherent cells from UC (11–13)

UCs were filled with 0.1% collagenase (Sigma-Aldrich, St. Louis, MO, USA) in PBS and incubated at 37°C for 20 min. Each UC was washed with proliferation medium (a-MEM + 10% AB-human serum), and the detached cells were harvested after gentle massage of the UC. The cells were centrifuged at 300 × g for 10 min, resuspended in proliferation medium, and seeded in 75-cm2 flasks at a density of 5×107 cells/ml. After 24 h of incubation, non-adherent cells were removed, and culture medium was replaced every 3 days. Adherent cells were cultured until they reached 80–90% confluence. The cells were observed using a phase contrast microscope (Olympus, Tokyo, Japan).

Flow cytometry

To analyze the cell-surface expression of typical protein markers, adherent cells were passaged with 0.25% trypsin (Gibco). The cells were washed in PBS and fixed in a 4% paraformaldehyde solution (both from Sigma-Aldrich, Milwaukee, WI, USA) for 10 min; and incubated with the following anti-human primary antibodies: mouse monoclonal CD45-phycoerythrin (PE) (Abcam, Cambridge, MA, USA; catalog no.: ab25603; dilution: 0.2 µg/106 cells), mouse monoclonal CD31-fluorescein isothiocyanate (FITC) (Abcam; catalog no.: ab33858; dilution:10 µl/106 cells), mouse monoclonal CD90-FITC (Abcam; catalog no.: ab11155; dilution: 10 µl/106 cells), mouse monoclonal HLA-DR-PE (Abcam; catalog no.: ab95830; dilution: 5 µl/106 cells). A total of 10,000 labeled cells were analyzed using a Guava easyCyte flow cytometer running Guava Express Plus software (Guava Technologies, Inc., Chicago, IL, USA).

hUC-MSC osteogenic differentiation

For osteocyte differentiation, the cells were plated at 104 cells/cm2 on uncoated plastic (Permanox) chamber slides (Lab-Tek; Thermo Fisher Scientific, Inc., Waltham, MA, USA) and allowed to adhere for 24 h in tissue culture media (DMEM-LG and 10% human AB serum), after which the media were replaced with osteogenic induction media, composed of DMEM-LG supplemented with 10% human AB serum, 1% penicillin/streptomycin, 50 µg/ml L-ascorbic acid (Wako Chemicals GmbH, Neuss, Germany), 10 mM glycerol phosphate disodium salt (β-glycerophosphate), 10 nM dexamethasone, and 10 nM calcitriol (1α,25-dihydroxyvitamin D3) (Sigma, Irvine, UK).

hUC-MSC osteogenic mineralization

Alizarin Red S (ARS) staining was used to examine osteogenic differentiation and mineralization. Specimens were washed with PBS, fixed with 10% formaldehyde, and stained with ARS (Millipore Corp., Billerica, MA, USA), which stained calcium minerals into a red color.

Red blood cell related parameters measurements

Red blood cell-related parameters were analyzed as blood cells before operation and third day after operation using an automated blood cell counter LH-750 (Beckman Coulter, Inc., Brea, CA, USA).

Analysis of magnetic resonance imaging (MRI)

MRI was performed using Discovery MR750 3.0T (GE Medical Systems, Milwaukee, WI, USA) before and 12/24 months after intra-arterial infusion with coronal T1-weighted imaging, T2-weighted imaging and axial T1-weighted imaging, and T2-weighted imaging. Images (3-mm) with a 0.5-mm gap were obtained using a 256×192 matrix and four excitations. The volumetric analysis of the ONFH was assayed by Syngo via 2.0 (GE Medical Systems, Milwaukee, WI, USA).

Surgical procedure

Under general anesthesia, each patient was placed in the supine position, and the right femoral artery was punctured using the Seldinger technique with a 4.0 F Cobra catheter (Terumo, Tokyo, Japan). MSCs (10 ml) with a cell density of 5×106 to 1×107/ml were intra-arterially injected. Once the needle was fully withdrawn, the puncture site was wrapped with sterilized dressing. The patients remained in the supine decubitus on the operation bed for another 30 min before being returned to individual wards. Antibiotics were given to prevent infection.

The patients were instructed to be non-weight-bearing for 4 weeks and partial weight-bearing for the subsequent 6 weeks. Full weight-bearing was achieved 6 months postoperatively (20).

Oxygen delivery index (ODI)

ODI was calculated as the ratio between the hematocrit and systolic blood viscosity (SBV) (21,22). ODI = hematocrit/SBV = 100H/1.4175 + 5.878H-12.98H2 + 31.964H3, where H is the volume fraction of erythrocytes.

Treatment protocol

The following treatment protocol was used: i) anti-platelet aggregation drugs: sarpogrelate (Mitsubishi Tanabe Pharma Corp, Tianjin, China) 100 mg t.i.d. + clopidogrel hydrogen sulfate (Salubris Co., Ltd., Shenzhen, China) 50 mg/day. According to the target lesions run-off situation, dual anti-platelet drugs should continued one year post-operation at least; ii) medications for improving circulation: alprostadil injection (Tide Pharmaceutical Co., Ltd., Beijing, China); and iii) perioperative anticoagulation drugs. Low molecular weight heparin sodium injection 4000 iu q12h hypodermic injection (Clexane; Aventis Intercontinental, Antony, France) was also used.

Evaluation and statistical analysis

The evaluations consisted of clinical and radiographic analysis preoperatively and at the end of follow-up based on the HHS. All the patients underwent clinical and radiographic examinations at 12 and 24 months post-operation. An excellent or good HHS was defined as ≥80 points and scores <70 were considered negative. Analyses were completed using SPSS version 22.0 software (IBM SPSS, New York, NY, USA).

General characteristics of the ONFH patients

The general characteristics of patients are shown in Table I. The patients included 4 males and 5 females, with an age range of 28–51 years (mean, 41.13±3.29 years). The etiology of the osteonecrosis was corticosteroid use in 6 hips, intemperance in 2 hips, and idiopathic or unknown in 1 hips; 5 hips had stage II osteonecrosis and 4 had stage IIIa osteonecrosis.

Results

Evaluation of hUC-MSCs

Cells derived from UC were observed 24 h after they were seeded (Fig. 1A), when part of the round mononuclear cells was adherent. Three days after inoculation, small colonies of the adherent cells with typical fibroblast-shaped morphology were obtained (Fig. 1B). These primary cells reached monolayer confluence, after planting for 5–6 days, when passaged for the first time. Fifth-passaged cells were analyzed by flow cytometry, and were strongly positive for CD31 (98.95%) and CD90 (97.77%), but negative for CD45 (0.55%) and HLA-DR (0.14%) (Fig. 1C and D).

Figure 1.

The characteristics of HUC-MSCs. (A) The cells derived from UC were observed 24 h after they were seeded. (B) Fifth-passaged cells show typical fibroblast-shaped morphology. (C) Fifth-passaged cells were analysis of CD31 and CD45 by flow cytometry. (D) Fifth-passaged cells were analysis of CD90 and HLA-DR by flow cytometry. hUC-MSCs, human umbilical cord-derived MSCs; UC, umbilical cord.

ARS staining was used to examine osteogenic mineralization. The purpose of this method was to confirm that hUC-MSCs cultured in osteogenic media were able to produce minerals. ARS stained calcium minerals into a red color (Fig. 2), while no red staining was found in hUC-MSCs cultured in tissue culture media, which served as a control (data not shown). hUC-MSCs in osteogenic media showed significant mineral staining from the 7th day (Fig. 2). Red staining became progressively thicker and darker at 14 and 21 days.

Figure 2.

ARS staining of bone mineralization by hUC-MSCs. It stains calcium minerals into a red color. (A) hUC-MSCs cultured in osteogenic media at 7 days. (B) hUC-MSCs cultured in osteogenic media at 14 days. (C) hUC-MSCs cultured in osteogenic media at 21 days. ARS, Alizarin Red S; hUC-MSCs, human umbilical cord-derived MSCs.

Patient-specific extent-related parameters of red blood cells and platelet data

The pre-operation red cell count, Hb and Hct levels were significantly reduced three days after the operation. The same results were observed in the mean cell volume, mean cell Hb concentration, mean cell Hb and red cell distribution width. Related parameters of platelet remained unchanged at all time points, as anti-platelet aggregation drugs were used before and after the operation (Table II).

Table II.

Changes in parameters related to red blood cells and platelet before and after the operation.

Variables	count (×1012/l)	Hb (g/dl)	Hct (%)	Mean cell volume (fl)	Mean cell Hb (pg)	Mean cell Hb concentration (g/dl)	Red cell distribution width (%)	Platelet count (×109/l)	Platelet volume (fl)	Mean platelet volume (fl)	Platelet distribution width (%)
Preoperation	4.15±0.09	131.43±2.62	40.15±1.03	94.35±1.36	31.61±1.24	333.16±19.23	12.81±1.25	231.54±29.27	0.28±0.01	11.42±1.56	12.02±2.19
3 days postoperation	3.95±0.12[a]	120.02±3.55[a]	37.05±1.63[a]	93.58±2.62	32. 81±1.32	344.65±23.16[a]	11.93±1.09	224.28±28.35	0.26±0.02	11.17±2.01	11.96±1.35

Data are shown as mean ± SD

p<0.05.

ODI changes

As shown in Table III, after operation, ODI in all the patients increased by about 5% compared to pre-operation readings. This increase was especially more obvious in the ARCO stage II patients. These results consisted of Hct reduction, which suggested a more efficient oxygen transport (23).

Table III.

ODI changes after operation in 3 days.

Variables	ARCO stage II	ARCO stage IIIa
ODI
BO	10.31±0.26	10.03±0.27
PO	10.86±0.34[a]	10.53±0.09[a]

Compared with BO, P<0.05. ODI, oxygen delivery index; ARCO, Association Research Circulation Osseous.

Regression of a necrotic lesion after intra-arterial infusion on MRI

MRI was performed to determine conditions of ONFH after 12 months. The patients showed sporadic low signal intensity on T1W, but no obvious abnormal signal intensity on T2W R, profile rules, and comparatively smooth edge (Fig. 3B). The result from the volumetric analysis showed that the necrotic volume of femoral heads was 7.16±0.73 cm3; whereas, the necrosis volume at 24 months decreased to 5.86±1.67 cm3 (p<0.05) (Fig. 3C).

Figure 3.

Regression of a necrotic lesion after intra-arterial infusion on MRI. (A) MRI scan pre-operation. (B) MRI scan 12 months postoperation. (C) MRI scan 24th months postoperation. MRI, magnetic resonance imaging.

HHS evaluation

The mean preoperative HSS was 39.19±5.06 points pre-operation (Table IV). HHS points increased obviously at the end of the 12 month postoperation, but these points decreased 10% by the end of the 24-month post-operation.

Table IV.

Clinical results of survival hips.

	ARCO stage II	ARCO stage IIIa
HHS (preoperative)	39.19±5.06	33.25±6.37
HHS (12 months postoperation)	89.46±9.11	83.13±11.66
Survival (12 months postoperation), n	5	3
EGR (12 months postoperation), n, %	5, 100	3, 75
HHS (24 months postoperation)	80.09±10.16	71.52±9.23
Survival (24 months postoperation), n	4	2
EGR (24 months postoperation), n, %	4, 80	2, 50

ARCO, Association Research Circulation Osseous; HHS, Harris hip score; EGR, excellent and good rate.

Discussion

We treated the ONFH patients with hUC-MSCs by intra-arterial infusion, and assessed the efficacy ischemia reperfusion with ODI in the acute phase postoperative and imaging evaluation in the following 24 months. To the best of our knowledge, this is the first study on the subject of predicting the efficacy of ONFH treatment with ODI index. We also showed that the migration of hUC-MSCs promoted bone formation in the ischemia area in ONFH patients. Our experimental results supported cell therapy for ONFH. The hUC-MSCs used in the current study meet the criterion of the International Society for Cell Therapy (24). The grafted hUC-MSCs differentiated into osteoblasts in vitro. In this experiment, we compared the postoperation red blood cell-related parameters with preoperative results and ODI value. The number of red blood cells and HCV values were all reduced postoperatively. This was advantageous to the red blood cells through newborn capillaries to carry oxygen. The HHS points increased by the end of the 3rd month post-operation. Two patients of ARCO II stage had over 80 HHS at the end of the 24th month. Additionally, sporadic low signal intensity on T1W, and no obvious abnormal signal intensity on T2W was observed by MRI scan at the end of 12 months, and comparatively smooth edge after 24 months of treatments. The rate of radiological progression on the necrotic lesion after hUC-MSCs treatment was statistically lower than pre-operation. In addition, the results from the volumetric analysis revealed the necrotic volume of femoral heads decreased. Therefore, we considered that intra-arterial infused hUC-MSCs in ONFH could migrate into the necrotic field of femoral head, multiply and differentiate into osteoblasts. Taken together, these results indicated that hUC-MSCs with intra-arterial infusion obviously improved trabecular bone shape, and decreased empty lacunae during the early ONFH.

Of note, no obvious abnormalities on the mental condition, body temperature, and body weight were observed and no significant difference on routine blood tests was detected. Blood tests included WBC-related parameters (data not shown) of preoperation and postoperation. PLT-related parameters, including platelet count, volume, mean volume and distribution width decreased post-operation compared to pre-operation. Similar results on safety have been reported in our previous study, in which we injected hUC-MSCs into rats and found hUC-MSCs located in the rat non-union area that differentiated into osteoblasts, as well as no local or systematic manifestations of toxic reactions and graft vs. host disease during and after transplantation (11,12). Based on the above results, this approach is relatively safe.

Currently, there are three methods to transplant MSCs, including local injection (25,26), intra-venous delivery (27,28), and targeted intra-arterial injection (29). It has been shown that the delivery of MSCs via the targeted artery can significantly increase the number of cells homing into the injured tissue and improve function compared with injection via the intravenous route (30). In the present study, we investigated the fate and distribution of hUC-MSCs with intra-arterial infusion in femoral head to treat ONFH patients and assess the feasibility and safety thereof. To improve the survival of the hip, further research should be considered to combine this method with core decompression. We did not supervise the histopathology in this study, and the potential mechanism underlying this approach requires further investigation.

Consequently, the results have shown that hUC-MSCs with intra-arterial infusion were inclined to commit to repair and regeneration in the condition of bone necrosis. An important mechanism may be to improve the abovementioned signs of ONFH in imaging. We considered hUC-MSCs with intra-arterial infusion a feasible and relatively safe avenue for the treatment of ONFH. In addition, the long-term safety of hUC-MSCs with intra-arterial infusion needs further evaluation.