Kathlyn A Parker1, Nicole S Sampson1. 1. Department of Chemistry, Stony Brook University , Stony Brook, New York 11794-3400, United States.
Abstract
Investigation of complex molecular systems depends on our ability to correlate physical measurements with molecular structure. Interpretation of studies that rely on synthetic polymers is generally limited by their heterogeneity; i.e., there is variation in the number and arrangement of the monomeric building blocks that have been incorporated. Superior physics and biology can be performed with materials and tools that exert precise control over the sequence and spacing of functional groups. An interest in functional ligands combined with a desire to control the orientation and stereochemistry of monomer incorporation led to the design of new substrates for ruthenium-catalyzed ring-opening metathesis polymerization (ROMP). We discovered that ROMP of cyclobutene-1-carboxamides provides uniform and translationally invariant polymers. In contrast, cyclobutene-1-carboxylate esters ring open upon treatment with ruthenium catalyst, but they are stable to homopolymerization. However, in the presence of cyclohexene monomers, they undergo alternating ROMP (AROMP or alt-ROMP) to give copolymers with a precisely controlled sequence. The alternating cyclobutene ester/cyclohexene pair provides access to functional group spacing larger than is possible with homopolymers. This can be desirable; for example, polymers with a regular 8-10 Å backbone spacing of cationic charge and with between four and eight cationic groups were the most effective antibacterial agents and had low cytotoxicity. Moreover, the AROMP chemistry allows alternation of two functional moieties: one associated with the cyclohexene and one attached to the cyclobutene. In the case of antibacterial copolymers, the alternating chemistry allowed variation of hydrophobicity via the cyclohexene while maintaining a constant cation spacing through the cyclobutene. In the case of copolymers that bear donor and acceptor groups, strict alternation of the groups increased intrachain charge transfer. Like cyclobutene-1-carboxylate esters, bicyclo[4.2.0]oct-7-ene-7-carboxylate esters ring open upon treatment with ruthenium catalyst and undergo ring opening cross-metathesis with cyclohexene to form alternating copolymers. The corresponding bicyclo[4.2.0]oct-7-ene-7-carboxyamides isomerize to the bicyclo[4.2.0]oct-1(8)-ene-8-carboxamides before they can ring open. However, the isomerized amides undergo ruthenium-catalyzed ring opening metathesis and rapidly AROMP with cyclohexene. Our alternating copolymer systems allow functionality to be placed along a polymer chain with larger than typical spacing. We have used both homopolymers and alternating copolymers for defining the functional group density required for targeting a cell surface and for the exploration of functional group positioning within a polymer chain. These polymer systems provide access to new materials with previously inaccessible types of nanoscale structures.
Investigation of complex molecular systems depends on our ability to correlate physical measurements with molecular structure. Interpretation of studies that rely on synthetic polymers is generally limited by their heterogeneity; i.e., there is variation in the number and arrangement of the monomeric building blocks that have been incorporated. Superior physics and biology can be performed with materials and tools that exert precise control over the sequence and spacing of functional groups. An interest in functional ligands combined with a desire to control the orientation and stereochemistry of monomer incorporation led to the design of new substrates for ruthenium-catalyzed ring-opening metathesis polymerization (ROMP). We discovered that ROMP of cyclobutene-1-carboxamides provides uniform and translationally invariant polymers. In contrast, cyclobutene-1-carboxylate esters ring open upon treatment with ruthenium catalyst, but they are stable to homopolymerization. However, in the presence of cyclohexene monomers, they undergo alternating ROMP (AROMP or alt-ROMP) to give copolymers with a precisely controlled sequence. The alternating cyclobutene ester/cyclohexene pair provides access to functional group spacing larger than is possible with homopolymers. This can be desirable; for example, polymers with a regular 8-10 Å backbone spacing of cationic charge and with between four and eight cationic groups were the most effective antibacterial agents and had low cytotoxicity. Moreover, the AROMP chemistry allows alternation of two functional moieties: one associated with the cyclohexene and one attached to the cyclobutene. In the case of antibacterial copolymers, the alternating chemistry allowed variation of hydrophobicity via the cyclohexene while maintaining a constant cation spacing through the cyclobutene. In the case of copolymers that bear donor and acceptor groups, strict alternation of the groups increased intrachain charge transfer. Like cyclobutene-1-carboxylate esters, bicyclo[4.2.0]oct-7-ene-7-carboxylate esters ring open upon treatment with ruthenium catalyst and undergo ring opening cross-metathesis with cyclohexene to form alternating copolymers. The corresponding bicyclo[4.2.0]oct-7-ene-7-carboxyamides isomerize to the bicyclo[4.2.0]oct-1(8)-ene-8-carboxamides before they can ring open. However, the isomerized amides undergo ruthenium-catalyzed ring opening metathesis and rapidly AROMP with cyclohexene. Our alternating copolymer systems allow functionality to be placed along a polymer chain with larger than typical spacing. We have used both homopolymers and alternating copolymers for defining the functional group density required for targeting a cell surface and for the exploration of functional group positioning within a polymer chain. These polymer systems provide access to new materials with previously inaccessible types of nanoscale structures.
Iterative synthesis of polypeptides and
oligonucleotides is routinely
accomplished on solid supports without the use of templates. Related
stepwise iterative methods have been adopted to prepare monodisperse
sequence-specific polymers, for example, peptoids[17] and β-peptides,[18,19] and most recently,
triazole amides and alkoxyamine amides.[20−22] Chain-growth polymerization
methods based on macrocycle ROMP have been introduced to provide defined,
regioregular, repeating sequences.[23−25] Herein is an account
of our focus on ruthenium-catalyzed ring opening metathesis polymerization
(ROMP), new ROMP monomers that we designed, and novel derived polymers,
in particular, perfectly alternating copolymers.
ROMP in the Study of Biology
Multivalent interactions are employed throughout receptor biology
and they are commonly interrogated with multivalent probes.[1−3] These ligand-bearing probes can be synthetic polymers, self-assembled
monolayers (SAMs), liposomes, biopolymers, dendrimers, and related
nanoscale structures.[4−10] In the course of our work, we have employed linear synthetic
polymers to investigate protein–protein and sugar–protein
interactions that occur on the cell surfaces of mammalian sperm and
eggs.[11−14]Because polymerization chemistry lends itself to the rapid
assembly
of repeating ligand units, synthetic polymeric probes have emerged
as readily accessible tools for the investigation of ligand–receptor
interactions. Appropriate polymers are generated from a monomer that
is connected to the desired ligand by a spacer that does not hinder
the binding surface (Figure ). Successful polymer synthesis results in a multivalent scaffold
that displays predictable numbers of copies of the ligand in arrays
that enable engagement with the targeted receptor.
Figure 1
Schematic of functional polymer preparation with a substituted
norbornene. A polymer of n repeating units is generated
from n equivalents of monomer.
Norbornene
monomers are widely used in combination with Mo or Ru
catalysts for the synthesis of ROMP-based displays with defined lengths
and narrow molecular mass distributions.[5,26] Norbornenes
are readily obtained and affordable. Furthermore, they have the virtue
of undergoing ROMP with few side reactions. The functional group-tolerant
Ru catalysts[27] have the additional benefit
of allowing the direct incorporation of monomers that bear a variety
of ligands in the polymerization reaction. Although strongly Lewis
basic groups can interfere with the Ru catalysts, standard protecting
groups are generally innocuous. Therefore, these catalysts allow the
use of monomers that carry diverse (although sometimes protected)
functional groups. Our co-workers,[11,14] as well as
those of others,[4,28−31] have prepared polynorbornenes
that display either peptides or saccharides. In our laboratory, the
ligand-bearing monomers are polymerized in protected form under homogeneous
catalytic conditions. Subsequent deprotection provides the water-soluble
chemical probe (Figure ).Schematic of functional polymer preparation with a substituted
norbornene. A polymer of n repeating units is generated
from n equivalents of monomer.
Targeting Cell Surface Receptors in Mammalian Fertilization
Using ROMP, we developed norbornyl polymers that mimic the multivalent
display of mammalian sperm protein fertilinβ.[12−14,32] Fertilinβ is a surface protein important for
adhesion of the sperm to the egg plasma membrane in preparation for
fusion. Monomeric peptides derived from fertilinβ are poor inhibitors
of sperm-egg binding and fusion.[33] We used
multivalent peptide-bearing polymers to inhibit adhesion of sperm
to the egg plasma membrane.[14,32] We found that long
polymers containing 100 repeating units displaying the peptide ligand
were optimal inhibitors.[13] In follow-up
work, we found that long polymers displaying a small number of ligands
separated by nearly 100 repeating spacer units were equipotent inhibitors.[12]Using the same norbornyl polymer backbone,
we found that homopolymers
displaying mannose, GlcNac, or fucose residues trigger acrosomal exocytosis
in a concentration-dependent manner in mouse sperm. Each of the polymers
agonizes acrosomal exocytosis independently. However, the signaling
induced by these polymers converges onto the same intracellular signaling
pathways.[11]
The Cyclobutene Imperative
During the evolution of our biological studies, we recognized the
need for more uniform polymers, i.e., polymers with narrow dispersities,
controlled regiospecificity, and specific stereochemistry. Our ability
to interpret biological structure–activity relationships with
our polymers at a high level of detail was limited by the stereo-
and regio-irregularities of the polymerization of the racemic 5-substituted
norbornenes. In principle, some (but not all) of these polymer backbone
irregularities could be eliminated by the use of enantiomerically
pure starting material or by relying on the achiral but synthetically
less versatile norbornene-exo-2,3-dicarboximide. However, we sought
approaches to new polymer backbones that would present no stereo-
or regioisomeric possibilities. More well defined polymers should
facilitate interpretation of structure–activity relationships
in what are inherently complex systems.[15,16]Restricting
monomers to monocyclic strained olefins that are not
substituted (or equivalently substituted) at the sp3 carbon
atoms removes the tacticity ambiguity in the growing chain. Thus,
we considered simple cycloalkene candidates, particularly cyclobutenes
in which the ring strain is similar to that of norbornene.[34] Although there are several examples of the ROMP
and ROM (ring opening metathesis) of 3-substituted cyclobutenes,[35−42] polymers derived from these monomers do not meet the translational
invariance criterion. On the other hand, Katz[43] had studied the ROMP of 1-methylcyclobutene[44] and 1-trimethylsilyl cyclobutene[45] with
the tungsten catalyst (CO)5W=C(C6H5)2. The latter was converted to translationally
invariant (all head-to-tail) polymer in which the olefinic bonds had
the (E)-configuration. Therefore, we had some confidence
that 1-substituted cyclobutenes would be useful for our purposes.Because we were interested in studying polymers that bear peptide
chains, we considered the ruthenium-catalyzed ROMP of amide-substituted
monomers.[46] The development of ruthenium
catalysts with improved reactivity suggested that a trisubstituted
olefin might undergo metathesis.[47] Furthermore,
on the basis of the reaction of ruthenium alkylidenes with acrylic
acid esters,[48] we expected that the ring
opening metathesis (ROM) of a 1-substituted cyclobutenecarboxylic
acid amide would be regiospecific (i.e., 1 → 2 vs 1 → 3, Figure ). Moreover, we anticipated
that metathesis would provide only one of the two geometric double
bond isomers (4) in the ring opened product, if only
because the (E)-isomer of 4 should be
more stable than the (Z)-isomer.
Figure 2
Cyclobutene amide ROMP.
We undertook
ROM of glycine-substituted cyclobutene 1 with Grubbs
III ruthenium catalyst and found that the substrate
underwent ring opening to carbonyl-substituted ruthenium carbene 2. When we included higher ratios of monomer to catalyst,
polymers of repeating α,β-unsaturated amide units were
obtained. One- and two-dimensional NMR characterization revealed that
the ROMP of cyclobutenecarboxylic amide 1 is highly regio-
and stereoselective. The ROMP reaction yields a head-to-tail ordered
polymer, 4 (Figure ), in which there are no ambiguities of tacticity,
and the backbone is all cis (E-olefin).
This regio- and stereoselective ROMP reaction yielded polymers with
DP up to 50 repeating units and dispersities
ranging from 1.2 to 1.6.Cyclobutene amideROMP.
The Discovery of Alternating ROMP (AROMP) with Cyclobutene Monomers
Although the synthesis of translationally invariant polymers with
amide side chains was our initial objective, curiosity compelled us
to examine the generality of the ROMP of 1-substituted cyclobutenes.
We found that secondary amides, including the amides of the glycine,
alanine, t-butyl glutamate methyl esters, and the
methoxyethyl and toluylpropyl amines (Figure ),[49] undergo facile
ROMP. However, we were surprised to find that 1-cyclobutenecarboxylic
acid esters 5 (Figure ) failed to polymerize, proceeding only to the ring-opened
ruthenium carbene 6 regardless of the monomer:catalyst
feed ratio.[49,50]
Figure 3
Alternating ROMP (AROMP).
We postulated that the
stability of enoic carbene 6 to reaction with monomer
resulted from the electron-withdrawing
nature of the ester. However, our calculations revealed that the charge
density on ester-substituted cyclobutene 5 is not significantly
different from the charge density on secondary amide-substituted cyclobutene 1, which does undergo ROMP.[49] Calculations
by Fomine and Tlenkopatchev suggested that the enoic carbene is stabilized
by coordination.[51] When we examined this
possibility, our ab initio calculations revealed that the esteroxygen
can form a chelate at the open coordination site of the 14-electron
ruthenium center.[49]We noted that
the enoic carbene formed from an acrylic acid ester
and Grubbs III catalyst was known to undergo ring-opening cross metathesis
with cyclohexene.[48] We reasoned that our
enoic carbene would also undergo this cross metathesis and that the
resulting ruthenium alkylidene should be reactive with the cyclobuteneester; repetition of these events would produce an alternating copolymer
(Figure ). Indeed,
mixing cyclohexene 7a (R = H) with cyclobutene ester 5a (R = Me) in the presence of the Grubbs III catalyst provided
copolymer (Figure ). Degrees of polymerization were as high as 150 of each unit, i.e.,
(AB)150. 1H NMR spectroscopic analysis
of the polymer revealed that protons from the two different monomers
integrated (approximately) at a 1:1 ratio expected for an alternating
copolymer.[50]1H–1H gCOSY spectra clearly showed internal connectivity between
repeating units A and B, establishing that
monomer incorporation alternated.Alternating ROMP (AROMP).
Upon Further Examination: the Backbiting
Phenomenon
To accurately determine the extent of alternation,
we performed
an isotopic labeling experiment with cyclohexene-D10. If
the copolymer were perfectly alternating, the proton signals at δ
= 5.4 and 6.8 would be reduced by 50 and 100%, respectively; in actuality,
they decrease by 50 and 91% (Figure ). Thus, the copolymer chains are predominantly alternating
copolymer dyads with ∼9% AA dyad.
Figure 4
Isotope labeling
to quantify the degree of alternation in AROMP.
(A) Alkene region of 1H NMR spectra (CD2Cl2) of poly(5a-alt-7a)20 and poly(5a-alt-7a-D10)20. Proton integrations and assignments
are indicated above the peaks. (B) Possible substructures generated
in the copolymerization of 5a with cyclohexene-D10, 7a-D10. Red carbons are perdeuterated. Blue carbons bear hydrogen.
Adapted with permission from ref (50). Copyright (2009) American Chemical Society.
Further
fractionation and spectroscopic analysis suggested the AA dyads are a result of intramolecular cross-metathesis,
aka “backbiting”, at the unhindered disubstituted alkene
of the alternating copolymer. This backbiting reaction results in
the formation of a cyclic copolymer; the linear copolymer does not
contain AA dyads.[50] Moreover,
the AA dyad is formed regardless of the monomer feed
ratio. That is, it is independent of monomer concentration and cannot
be suppressed by judicious selection of reaction conditions.Isotope labeling
to quantify the degree of alternation in AROMP.
(A) Alkene region of 1H NMR spectra (CD2Cl2) of poly(5a-alt-7a)20 and poly(5a-alt-7a-D10)20. Proton integrations and assignments
are indicated above the peaks. (B) Possible substructures generated
in the copolymerization of 5a with cyclohexene-D10, 7a-D10. Red carbons are perdeuterated. Blue carbons bear hydrogen.
Adapted with permission from ref (50). Copyright (2009) American Chemical Society.
Optimizing for Cyclic Alternating Copolymers
We considered the possibility that backbiting would be favored
by a catalyst in which the ruthenium remained coordinated to the terminus
of the growing chain; this situation would enforce a cyclic conformation
for the polymer backbone during the chain-lengthening steps.[52] Thus, we examined the ROMP of cyclohexene 7a and 1-cyclobutene carboxylic acid ester 5a or 5b with the readily available Hoveyda–Grubbs
II catalyst (Figure ).[53,54] Integration of the 1H NMR spectra
of the resulting polymers and that of the polymer derived from ester 5a and cyclohexene 7a-D10 confirmed the alternating
structure and showed that the polymer contained no end groups. On
the basis of NMR, mass spectroscopy, and gel phase chromatography
(GPC) evidence, we estimated that the cyclic copolymers contained
3–5 AB repeats. Thus, backbiting occurs early
during the polymerization process.
Figure 5
Cyclic alternating ruthenium-catalyzed
ring-opening metathesis
polymerization.[52] The Ru catalyst used
is Hoveyda–Grubbs II. The monomers used are 5a or 5b and 7.
Cyclic alternating ruthenium-catalyzed
ring-opening metathesis
polymerization.[52] The Ru catalyst used
is Hoveyda–Grubbs II. The monomers used are 5a or 5b and 7.
Branching Out: Useful Functional Groups and New Substitution
Patterns on the Monomers
We explored the variety of functionality
that can be introduced
into alternating copolymers under conditions that favor linear AROMP
copolymers[49] and those that favor cyclic
copolymers.[52] We found that a variety of
alkyl esters[49,55] and a phenyl[49] ester undergo AROMP with cyclohexene with high conversion
(Figure ). The use
of the electrophilic phenyl ester allows postpolymerization modification
of the polymer. Alternatively, the alkyl esters can bear masked functionalities
that yield desired functionality after the polymerization step.
Figure 6
First generation monomers used in AROMP.
When we investigated the effect of substituents on the cyclohexene,
we found that a methyl group at C-1 prohibited ROMP. However, substitution
at the 4-position enabled the introduction of functionality (Figure ).[50,55,56] Thus, with a cyclobutene carboxylic acid
derivative and a cyclohexene monomer that bear different functional
groups, we could produce copolymers with an alternating backbone and
alternating functionality in a single polymerization reaction. The
alternating copolymer formation derives from the inability of the
cyclobutene ester and cyclohexene monomers to self-polymerize in combination
with the favorable kinetics of cross polymerization.With the
products available from ROMP and AROMP of 1-substituted
cyclobutenes, we were poised to compare the binding properties of
three different categories of polymers: homopolymers, random copolymers,
and alternating copolymers. Experiments in two different systems show
that, at least for some applications, alternating copolymers can exhibit
superior properties.First generation monomers used in AROMP.
Alternating Copolymers: Examination of Polymer
Mimics of Antimicrobial
Peptides (AMPs)
Eukaryotes produce small “host-defense”
antimicrobial
peptides (AMPs, approximately 12–80 amino acid residues) as
part of their innate immune response against pathogen infection.[57−59] Typically, AMPs are amphipathic with segregated hydrophobic and
cationic regions of the polypeptides.[60] One approach to the development of synthetic antibiotics is to mimic
the alternating cationic and lipophilic nature of these peptides with
polymers that have improved chemical and biochemical stability.[61,62]We employed AROMP chemistry with cyclobutene ester/cyclohexene
pairs to prepare polymers with alternating cationic and lipophilic
residues that mimic native AMPs. We varied the composition of the
polymers and the distance (average or exact) between cationic groups.Variation of the cyclobutene substituent allowed us to test a range
of nitrogen functionalities as the cationic group. BOC-protected amines 5d and 5e could be used directly in the AROMP
reactions. Alternatively, the cationic functionalities could be introduced
in a postpolymerization step by reaction of the 4-chlorobutyl side
chain of 5b with trimethylamine.[55] This derivatization cleanly provided modified water-soluble polymers
(Figure ).
Polymers
bearing the trimethylammonium and guanidinium cations
were the most effective antibacterials, presumably because they are
charged regardless of local pH. In later experiments, we focused on
the trimethylammonium-bearing polymers because they were more easily
prepared than the guanidinium-bearing polymers.Next, we undertook
an investigation of the optimal spacing for
antibacterial activity in combination with low host cell toxicity.[55] Using homopolymerization, alternating copolymerization,
and random copolymerization, we prepared a series of polymers that
display trimethylammonium ions at varying distances (Figure ). Homopolymerization of the
cyclobutene amide provided product in which the chain had a 4-carbon
spacing between cationic functional groups. Homopolymerization of
cyclooctene substituted at the 5-position provided an intermediate
spacing of 8 carbons between cationic groups. The cyclobutene/cyclohexene
alternating copolymer pair provided a 10-carbon interval along the
polymer backbone between cationic side chains. Lastly, random copolymerization
of substituted cyclobutene amide and cyclooctene provided copolymers
in which the most frequent spacing is 4, 12, and 20 carbons. Because
the alternating copolymer preparations were contaminated with cyclic
polymer, we prepared cyclic alternating copolymer independently as
a control.[52] The backbone, size of spacers,
and functionality were maintained to the extent possible, to focus
the comparison on cation–cation distances. All polymers contained
between four and eight cationic groups.The series of polymers
was screened against six species of Gram-positive
and Gram-negative bacteria. Linear polymers with a regular 8 to 10
Å backbone spacing and with between four and eight cationic groups
were the most effective antibacterial agents against all strains.
These active polymers caused bacterial membrane depolarization, lysis,
and leakage of cellular contents as has been observed with other synthetic
polymer mimics.[63] Erythrocyte lysis, a
measure of host cell cytoxicity, was low.The alternating cyclobutene/cyclohexene
pair provided access to
ligand spacing larger than is possible with homopolymers. Moreover,
the alternating aspect of the polymerization enabled variation of
hydrophobicity through linkages on the cyclohexene, 7b–7e, while maintaining constant cation spacing
through linkage on the cyclobutene. We found that polymers derived
from the unsubstituted cyclohexene had the best antibacterial properties.[55]Structure–activity relationship for amphiphilic
polymers.
Polymers containing longer spacing exhibit better antibacterial activities.
Polymers in which Alternating Substituents
Interact
We presumed that any interaction between two different
substituents
on a polymer would be maximized if the optimum spatial relationship
between them could be imposed uniformly. The donor–acceptor
side-chain functionalized polymers that exhibit intrachain charge
transfer seemed a likely system for the demonstration of this principle.Weck had described polymers derived from a norbornene monomer that
displayed a dialkoxynaphthalene (DAN) substructure and a cyclooctene
monomer that carried a pyromellitic dianhydride (PDI) moiety.[64] The DAN/PDI functional pair is known to exhibit
a charge-transfer absorbance (∼460 nm) when the aromatic units
are aligned in a face-to-face geometry.[65] Thus, the charge-transfer unit provides a spectroscopic reporter
on the conformational arrangement of the polymer side chains in solution.[66−68] Using a Blechert–Buchmeiser unsymmetric ruthenium catalyst[69] and the recommended 1:50 ratio of the norbornene
and cyclooctene monomers,[64] Weck’s
group prepared polymers that had a short alternating stretch and that
terminated in a polycyclooctene tail. A polycyclooctene block is formed
at the end of the polymerization reaction because an excess of the
less reactive monomer, cyclooctene, is used to effect alternation.[64] Homopolymer tails are a common feature in alternating
ROMP products.[70−73]We employed the cyclobutene/cyclohexene system with DAN and
PDI
substitution (Figure ) to test how well energy could flow through a copolymer that was
expected to be perfectly alternating throughout. The alternating copolymer
obtained had far more efficient charge transfer than the COE/NB system
with nearly 50-fold higher absorbance in the charge transfer region
on a per monomer pair basis.[56] The concentration
dependence of the charge-transfer was consistent with intramolecular
charge-transfer through π stacking along the polymer backbone.
Aromatic signals in the 1H NMR spectrum of the polymer
shifted upfield; this effect is consistent with folding structure
that aligns the donor–acceptor aromatic units for π–π
stacking and energy transfer. Thus, the backbone of the alternating
copolymer provides a structure that is sufficient, in combination
with sequence specificity, to lead to energy transfer.
Figure 8
Alternating donor/acceptor
pairs.
Alternating donor/acceptor
pairs.
Extending the Monomer Library for AROMP
Fortuitously, we discovered during the course of this work that
the backbiting reaction that had plagued the cyclobutene/cyclohexene
alternating ROMP is inhibited when the monomers bear large substituents.[56] We surmised that the increased steric hindrance
at the enoic carbene and β to the disubstituted alkene prevents
secondary metathesis reactions.The limitation of this approach
to making linear polymers is that
the same property that inhibits backbiting, i.e., steric bulk, also
reduces the rate of propagation, thereby allowing catalyst decomposition
to become a length-limiting factor in the polymerization. Therefore,
we sought additional ways to control backbiting in the cyclobutene/cyclohexene
alternating system. Noting the widespread utility of norbornene derivatives
in ROMP for the preparation of linear polymers, we investigated the
reactivity of bicyclic monomers in AROMP.We found that methyl
bicyclo[2.2.1]hept-2-ene-2-carboxylate, 9 (Figure ), did not undergo ring-opening
metathesis. Consequently, we postulated
that the combination of steric congestion and trisubstitution on the
alkene was prohibitive. Therefore, we examined the fused bicyclic
esters, bicyclo[3.2.0]hept-6-ene-6-carboxylate 10, bicyclo[4.2.0]oct-7-ene-7-carboxylate 11, and bicyclo[5.2.0]non-8-ene-8-carboxylate 12 (Figure ), as potential
ester monomers.[74] All of the cyclobutene
rings in these ester monomers rapidly ring open upon addition of Ru
catalyst, but this step is not followed by homopolymerization. The
rates of ring opening are proportional to the ring strain of the system;
[3.2.0] ring opening was approximately four times faster than that
of the [4.2.0] system and 12 times faster than that of the [5.2.0]
system.
Figure 9
Second generation monomers used in AROMP.
As one would predict, addition of cyclohexene to the
ring-opened
enoic carbene generated alternating copolymers. However, we found,
somewhat to our surprise, that the most strained [3.2.0] monomer 10 was not the most effectively polymerized.[74] Inspection of spectra revealed that the growing chain,
here too, undergoes backbiting reactions. In contrast, [4.2.0] monomer 11 provides a completely linear polymer as verified by deuterium
labeling. Polymers with 35 repeating AB units on average
and dispersity indices of M = 2.0 ± 0.1 were obtained. We attributed the limited
lengths to the slow propagation rates that ensued with introduction
of the fused ring.Second generation monomers used in AROMP.
The Discovery of Isomerization AROMP
Because [4.2.0] ester 11 provided polymers with unique
backbone structures, we investigated the utility of the amide homologue
in ROMP. To our surprise, we found that bicyclo[4.2.0]oct-7-ene-7-carboxamides 13 (Figure ) did not readily polymerize or ring open when treated with Grubbs
III catalyst. Instead, in each case tested, an alkene isomer was obtained.
The isomerized amide is a bicyclo[4.2.0]oct-1(8)-ene-8-carboxamide
(14, Figure ); bicyclo[4.2.0]oct-1(8)-ene is the thermodynamic product
in the unsubstituted [4.2.0] system.[75]
Figure 10
Ruthenium-catalyzed isomerization of bicyclo[4.2.0]oct-7-ene-7-carboxamide 13. Adapted with permission from ref (77). Copyright (2015) American
Chemical Society.
In contrast, the analogous bicyclo[3.2.0]hept-6-ene-6-carboxamide
did not isomerize. This result is consistent with the thermodynamically
preferred position of the olefin in the unsubstituted [3.2.0] system.[75] We verified that the bicyclo[4.2.0]oct-7-ene-7-carboxy ester11 does not isomerize with Grubbs
III catalyst.Further testing of the bicyclo[4.2.0]oct-7-ene-7-carboxamide
isomerization
reaction eliminated the possibility of the presence of a Ru–H
species in the initiating solution. We determined that an open coordination
site on the Ru is required for isomerization and that the substituent
on the amide controls the isomerization rate. These observations suggest
that formation of an amide-coordinated species (Figure ) facilitates isomerization
around the ring via a π-allyl complex[76] to form the thermodynamic product.With facile access to tetrasubstituted
olefin 14 and
the precedent of 1-cyclobutene amide homopolymerization (Figure ), we tested the
homopolymerization of bicyclo[4.2.0]oct-1(8)-ene-8-carboxamides 14. No homopolymerization was observed.[77] However, monitoring the reaction by 13C NMR
spectroscopy revealed that the tetrasubstituted amide does undergo
ring-opening metathesis. Thus, it appeared that the combination of
amide coordination in the ruthenium carbene and steric hindrance from
the tetrasubstituted alkene in the monomer prevented homopolymerization
by metathesis.Ruthenium-catalyzed isomerization of bicyclo[4.2.0]oct-7-ene-7-carboxamide 13. Adapted with permission from ref (77). Copyright (2015) American
Chemical Society.Prompted by the ability
of cyclohexene to release enoic carbenes
from a kinetic trap,[50] we added cyclohexene
to the ring-opened bicyclo[4.2.0]oct-1(8)-ene-8-carboxamide 15 and found that perfectly alternating copolymer was obtained
(Figure ). The copolymer
has a unique backbone in which both the alkenes formed are trisubstituted.
The conjugated alkene formed is the E-isomer (cis).
Figure 11
Third generation alternating copolymerization.
(A) Alternating
copolymer formed from bicyclo[4.2.0]oct-1(8)-ene-8-carboxamide 14 and cyclohexene 7. (B) Alkene region of the
HSQC spectrum of poly(14d-alt-7a). The polymer backbone has only four alkene carbons and
two alkene hydrogens corresponding to C1–C4 and H1 and H4,
respectively. Panel (B) reproduced with permission from ref (77). Copyright (2015) American
Chemical Society.
The isomerization and polymerization could be
performed in one
reaction pot. However, the dispersities of the products from these
reactions ranged from 1.6 to 1.8. We assumed catalyst was lost during
isomerization; therefore, we isolated and purified the isomerized
amide and subjected this intermediate to fresh catalyst. This protocol
gave polymers with dispersities ranging from 1.1 to 1.2.[77]Alternating copolymers obtained in this
system were very long with
DP up to 400 or more repeating units
(800 monomers total).[77] The key advantages
of the bicyclo[4.2.0]oct-1(8)-ene-8-carboxamide 14 and
cyclohexene 7 are (a) monomer economy, (b) production
of long, soluble copolymers, and (c) extremely high sequence precision
in the copolymer backbone. This polymer system is currently being
applied to the development of polymer probes for fertilization and
in the synthesis of new materials.Third generation alternating copolymerization.
(A) Alternating
copolymer formed from bicyclo[4.2.0]oct-1(8)-ene-8-carboxamide 14 and cyclohexene 7. (B) Alkene region of the
HSQC spectrum of poly(14d-alt-7a). The polymer backbone has only four alkenecarbons and
two alkenehydrogens corresponding to C1–C4 and H1 and H4,
respectively. Panel (B) reproduced with permission from ref (77). Copyright (2015) American
Chemical Society.
Conclusions
Numerous
research groups have approached the assembly of functional
macromolecules for various applications. This Account has focused
on the inspiration of our efforts to develop easily assembled multivalent
molecules for the interrogation of biological systems provided to
develop new monomers for ring-opening polymerization. We found that
cyclobutene-1-carboxamide monomers undergo ROMP to provide polymer
backbones with high-density packing of functionality. The monomers
are incorporated in a head-to-tail fashion to form exclusively (E)-alkenes.Furthermore, we discovered cyclobutene/cyclohexene
monomer pairs
that ROMP to give strictly alternating copolymers and that allow functionality
to be placed along a polymer chain with larger than typical spacing.
Our most recent discovery of the bicyclo[4.2.0]oct-1(8)-ene-8-carboxamide/cyclohexene
system allows the preparation of bulk quantities of long alternating
copolymers (DP as high as 400 AB monomer units). The preparation of new materials with previously
inaccessible types of nanoscale structures can now be achieved. It
will be exciting to explore further the scope of functionality that
can be incorporated in alternating copolymers, to investigate how
regular ligand spacing affects multivalent targeting, and to expand
the application of precisely alternating copolymers.
Authors: Jamie A Nowalk; Cheng Fang; Amy L Short; Ryan M Weiss; Jordan H Swisher; Peng Liu; Tara Y Meyer Journal: J Am Chem Soc Date: 2019-03-27 Impact factor: 15.419