The work function of metal substrates can be easily tuned, for instance, by adsorbing layers of molecular electron donors and acceptors. In this work, we discuss the possibility of changing the donor/acceptor mixing ratio reversibly after adsorption by choosing a donor/acceptor pair that is coupled via a redox reaction and that is in equilibrium with a surrounding gas phase. We discuss such a situation for the example of tetrafluoro-1,4-benzenediol (TFBD)/tetrafluoro-1,4-benzoquinone (TFBQ), adsorbed on Cu(111) and Ag(111) surfaces. We use density functional theory and ab initio thermodynamics to show that arbitrary TFBD/TFBQ mixing ratios can be set using hydrogen pressures attainable in low to ultrahigh vacuum. Adjusting the mixing ratio allows modifying the work function over a range of about 1 eV. Finally, we contrast single-species submonolayers with mixed layers to discuss why the resulting inhomogeneities in the electrostatic energy above the surface have different impacts on the interfacial level alignment and the work function.
The work function of metal substrates can be easily tuned, for instance, by adsorbing layers of molecular electron donors and acceptors. In this work, we discuss the possibility of changing the donor/acceptor mixing ratio reversibly after adsorption by choosing a donor/acceptor pair that is coupled via a redox reaction and that is in equilibrium with a surrounding gas phase. We discuss such a situation for the example of tetrafluoro-1,4-benzenediol (TFBD)/tetrafluoro-1,4-benzoquinone (TFBQ), adsorbed on Cu(111) and Ag(111) surfaces. We use density functional theory and ab initio thermodynamics to show that arbitrary TFBD/TFBQ mixing ratios can be set using hydrogen pressures attainable in low to ultrahigh vacuum. Adjusting the mixing ratio allows modifying the work function over a range of about 1 eV. Finally, we contrast single-species submonolayers with mixed layers to discuss why the resulting inhomogeneities in the electrostatic energy above the surface have different impacts on the interfacial level alignment and the work function.
For
many applications, ranging from catalysis to electronics, the
work function (Φ) of metals plays an important role. Particular
interest comes from the field of organic electronics, where the performance
of the devices is strongly affected by charge injection barriers built
up at the interfaces between the metal electrodes and the organic
semiconducters.[1] The electron and hole
injection barriers, which exponentially affect the current density,[2] are (among other factors)[3] determined by the offset between the substrate Fermi energy and
the charge-transport levels of the organic material that are typically
associated with the lowest unoccupied and highest occupied molecular
orbitals (LUMO and HOMO). A reduction of those barriers can be accomplished
by adjusting Φ such that the Fermi level of the metal matches
one of the charge-transport levels.[1] To
this aim, several strategies have been developed, including the deposition
of thin layers of alkali halides,[4−6] alkali/alkaline earth
metals,[7,8] ultrathin oxide films,[9,10] or
dipolar self-assembled monolayers.[11−16] Another particularly promising approach is the deposition of organic
molecules undergoing charge-transfer reactions.[17,18] This bears the advantage of allowing for continuous Φ-tuning
by varying the coverage of the adsorbed organic (sub)monolayer.[19,20] Upon employing this approach in organic light-emitting diodes, lower
operating voltages as well as significant enhancements of electroluminescence
and power efficiency were reported.[21]Nonetheless, Φ-modification through coverage
control faces certain practical problems: Often, the relation between
work function and coverage is nonlinear,[20,22] and in some cases even abrupt changes of the work function with
the molecular dosage have been reported.[23] Another complication arises from the observation that various molecules
cannot be readily thermally desorbed from surfaces.[24,25] Thus, once a certain coverage is exceeded, a subsequent reduction
is hardly possible. Furthermore, growth kinetics sometimes cause island[21] or needle[26] formation
potentially leading to a nonuniform work function of the substrate.
One possibility to restore the homogeneity of the surface is to use
mixed monolayers containing two different molecular species with electron
donor and acceptor character, respectively.[27,28] Here, we propose expanding this concept by choosing a donor/acceptor
pair that is chemically “coupled”, for example through
a reaction with another gaseous (or liquid) substance. The particular
advantage of this approach is that for such material combinations
it would be possible to efficiently adjust the donor/acceptor mixing
ratio after film deposition via the chemical potential (i.e., the
partial pressure) of the reactant.[29]A particularly well-suited class of materials for the aforementioned
approach are acenequinones, which can react with hydrogen to acenediols
(cf. Scheme ).[30] Driven by a quinoid-to-aromat transition, acenequinones
are strong electron acceptors,[31] whose
deposition on the coinage metal surface yields pronounced work function
increases.[32] In contrast, dioles are more
electron rich, and one can expect them to lower the work function
of a metallic substrate. A surrounding gas phase of hydrogen molecules
allows controlling the diol vs quinone fraction, f, which is, thus, anticipated to act as an efficient handle for substantially
increasing or decreasing the net substrate work function.
Scheme 1
Reduction
of Tetrafluoro-1,4-benzoquinone (TFBQ) with Molecular Hydrogen
to Tetrafluoro-1,4-benzenediol (TFBD)
In this work we employ density functional theory to study
the example
of tetrafluoro-1,4-benzoquinone (TFBQ) and tetrafluoro-1,4-benzenediol
(TFBD) as a model for an electron-acceptor and -donor pair and consider
their adsorption on Cu(111) and Ag(111) surfaces. The chemical structures
and the corresponding reaction with hydrogen are shown in Scheme . These systems are
potentially not ideal for actual device applications, as due to their
low molecular weight, diffusion into subsequently deposited organic
semiconductor surfaces cannot be excluded (in practice, larger acenequinones,
such as pentacenequinone or pentaceneteraone, will be better suited).
Nevertheless, they are ideal systems for a proof of principles study,
as (i) they are still fully suitable for portraying the general concept
of a redox-coupled donor–acceptor pair (i.e., acenequinone/acenediol)
and (ii) their comparably small size makes the necessary calculation
of supercells containing several molecules computationally tractable.The discussion is organized as follows: We start by investigating
the adsorption properties of homogeneous monolayers of TFBQ and TFBD
at full coverage. Employing ab initio thermodynamics,
we then connect the hydrogen pressure in a surrounding gas phase, pH2, to the fraction of reduced molecules, f, in a TFBQ monolayer. We show that at temperatures between
300 and 450 K arbitrary f can be achieved using technically
feasible pressures of H2, yielding work-function modifications
over an energy range of about 1 eV. When comparing these work-function
changes induced at varying coverages with those of mixed monolayers,
we find fundamental differences that can be explained as a consequence
of lateral inhomogeneity of the interfacial potential landscape.
Theoretical Methods
Computational Details
Density functional
theory (DFT)
calculations were performed using the Fritz-Haber-Institute ab initio molecular simulations (FHI-aims) code.[33] We employed the Perdew–Burke–Ernzerhof[34] (PBE) exchange-correlation functional,[35] augmented by the vdWsurf method[36,37] to account for missing long-range van der Waals interactions. Previous
investigations for charge-transfer molecules on metal surfaces showed
that PBE+vdWsurf gives work-function modifications in good
agreement with experiments, while hybrid functionals yield only minor
or no improvements[38] despite the considerable
increase of the computational effort.Note that vdWsurf is an a posteriori correction that neglects the impact of van der
Waals interactions on the electronic structure. Including these effects
self-consistently[39] yields small changes
of the work function of pristine Cu but has a stronger impact on Ag.
To estimate the impact on our systems, we calculated the homogeneous
layers of TFBQ and TFBD on both Cu and Ag using the self-consistent
vdWsurf method. We find that the adsorption-induced work-function
modification on Cu remains almost constant. On Ag, as for the pristine
surface, the changes are more pronounced, and the work-function modification
shifts by approximately 0.15 eV for both molecules. However, the range
of the work-function modification covered by converting TFBQ into
TFBD changes by less than 10%, and the conclusions drawn in this work
are not affected by the specific treatment of dispersion forces.The interface was modeled via the repeated slab approach with a
four-layer slab of Cu(111) or Ag(111), separated from its periodic
replicas in z-direction by at least 30 Å of
vacuum. Additionally, a self-consistent dipole correction[40] was used to electrostatically decouple the slabs.
The convergence of the energies for the thermodynamic model was verified
against additional calculations containing six layers of metal. For
each structure a geometry optimization was performed, constraining
the bottom two metal layers and relaxing all other atoms until all
remaining forces were smaller than 0.03 eV/Å. The lattice constants a for Cu (aCu = 3.632 Å) and Ag (aAg = 4.151 Å)
were determined separately by maximizing the cohesive energy of the
bulk crystal from a series of DFT calculations with variable a. The obtained lattice constants are in good agreement
with both previous calculations based on a plane wave basis set[41] (aCu = 3.635 Å; aAg = 4.147 Å) and experiment (aCu = 3.603 Å; aAg = 4.069
Å, also taken from ref (41)).The repeated slab calculations with a single molecule
in the two-dimensional
unit cell were performed using a 12 × 12 × 1 Monkhorst–Pack
k-point grid.[42] For larger cells the grid
was scaled appropriately. The “tight” defaults, as shipped
with FHI-aims, were used throughout all calculations, except for details
of the confining potential of the numerically tabulated basis functions;
the confining potential ensures a smooth decay of the wave functions
to zero, and here we set the onset and width parameters to 4.6 and
2.6 Å, respectively, in order to increase the accuracy of the
results.For homogeneous layers of TFBQ and TFBD adsorbed on
the metal surfaces,
vibrations were calculated numerically at the Γ-point for the
molecules in their respective unit cell. Numerical frequency evaluations
require displacing each atom in the cell separately in each direction
and evaluating the forces acting on these geometries. In this work,
only atoms of the molecule were considered; the metal slab was kept
fixed in order to keep the computational effort tractable. The displacement
was set to 0.0025 Å, and evaluation of the forces acting on the
atoms was set to 10–4 eV/Å.
Unit Cells
We assumed (3 × 3√3) and (√7
× √7)R18.1° surface unit cells for a single molecule
on Cu(111) and Ag(111), respectively. These choices were inspired
by LEED and STM experiments on hydroquinone (benzene-1,4-diol) adsorbed
on Pt(111),[43] Pd(111),[44] and Rh(111)[45] and were corroborated
by comparing their DFT total energies against various other plausible
structures (for more details see Supporting Information). Moreover, we carefully tested several translations and rotations
of the molecule after adsorption but found that the molecule always
relaxes to a structure with the oxygen atoms in an “on-top”
position, as shown in Figure and explained in more detail in the Results section.
Figure 1
Exemplary
2 × 2 supercell geometries with f = 50% of TFBQ
and TFBD arranged in checkerboard pattern (a) on Cu(111)
(four (3 × 3√3) cells in the supercell) and (b) on Ag(111)
(four (√7 × √7)R18.1° cells in the supercell).
Different unit cells for Cu and Ag had to be chosen
due to the differences in the metal lattice constants. These necessitated
different alignments of the molecules to obtain comparable packing
densities (the unit cell area per molecule is approximately 51 Å2 on Cu and 52 Å2 on Ag).
Supercells
Mixed monolayers of TFBQ and TFBD were modeled
in (2 × 2) supercells on Cu(111) and Ag(111). These supercells
contain four adsorption sites onto which the appropriate number of
TFBQ and TFBD molecules was distributed. Two exemplary supercell geometries
are shown in Figure . For the supercell geometries different molecular orientations,
alignments of the OH groups, and TFBD/TFBQ patterns were tested to
determine the optimal, minimum energy structure (details are given
in the Supporting Information). The resulting
ground state energies were used as input for the thermodynamic model.Exemplary
2 × 2 supercell geometries with f = 50% of TFBQ
and TFBD arranged in checkerboard pattern (a) on Cu(111)
(four (3 × 3√3) cells in the supercell) and (b) on Ag(111)
(four (√7 × √7)R18.1° cells in the supercell).
Ab Initio Thermodynamics
An interface
of a solid and a surrounding gas phase, modeled as an isothermal–isobaric
ensemble, strives to minimize the excess Gibbs free energy per area,
γ, of the system.[46−48] Here we consider the situation
for the adsorption of H2 on a full monolayer of TFBQ, bound
to the respective metal. We implicitly assume that hydrogen preferentially
adsorbs on the TFBQ molecules (rather than on the metal), forming
TFBD in the process. To corroborate this assumption, we have compared
the total energy of TFBD at 25% coverage with the coexistence of TFBQ
and physisorbed and chemisorbed H2 at the surface. In these
tests, we find that the reaction of H2 with TFBQ to TFBD
is at least 1.4 eV more favorable than the adsorption of hydrogen
(dissociated or not) on the metal surface.The organic molecules
and the metal are treated jointly as the solid phase, assuming a fixed
packing density (i.e., no desorption of organic material is considered).
In thermodynamic equilibrium, the diol fraction, f, will assume the value that minimizes γ at a given temperature T and for a given hydrogen pressure p.
For every f, γ is then given asHere A is the area
of the
investigated supercell. Esys is the ground
state energy of the entire system after adsorption, i.e., the metal
covered with a mixed TFBQ/TFBD layer. Esolid denotes the ground state energy prior to adsorption of H2, i.e., the energy of a homogeneously TFBQ-covered surface. μH2 is the chemical potential and NH2 the number of hydrogen molecules in the supercell that react with
the TFBQ-covered metal surface. The reaction of TFBQ with a single
hydrogen atom yields a radical species, which is highly reactive and
unstable. Therefore, we always consider the complete reduction from
TFBQ to TFBD (see Scheme ). As a consequence of that and because our supercells always
contain exactly four molecules, NH2 can
be related to f via f = NH2/4. The mechanical work term given by the
product of total pressure, p, and volume, V, can be safely neglected.[46]Sconf denotes the configurational entropy
of the mixed monolayer adsorbate. An upper estimate of this term can
be provided by assuming that for a given f all conformations
are degenerate. Sconf is then simply proportional
to the logarithmus naturalis of the number of possible
configurations. This is largest for f = 50%, where Sconf takes a maximum value of approximately
1.2 × 10–6 eV/(K A2), prompting
us to neglect this contribution.Fvib describes the change in the vibrational
free energy upon adsorption. This term is commonly neglected in the
literature, mostly due to the high computational effort required to
obtain it. However, it cannot be completely ignored here since by
inducing a quinone-to-aromat transition the adsorption of hydrogen
changes the chemical nature of all bonds of the adsorbate. Conversely,
the impact of the nature of the molecules in neighboring unit cells
on the vibrations can be expected to be comparatively small. Thus,
we calculated the vibrational free energy only for homogeneously TFBQ
and TFBD covered surfaces (and H2) and used those values
to calculate the change in the vibrational free energy per reduced
moleculeFor
a constant packing density of the monolayer, the term Esolid is constant and yields only an energy
offset that can be neglected when studying the relative stability
of different TFBD/TFBQ mixing ratios. Thus, eq can be rewritten asTreating H2 as an ideal
gas, the chemical potential
is related to pH2 and T via[49]with εH2 being the ground
state energy of a hydrogen molecule, kB the Boltzmann constant, and λH2 the thermal de
Broglie wavelength of H2. The latter is given as[50]The symbols mH2 and h indicate the molecular mass of the hydrogen
molecule and Planck’s constant.To obtain the phase diagram,
we generated a variety of surface
structures for each f with different molecular configurations
and orientations. A comprehensive list of all structures investigated
can be found in the Supporting Information. For each of the structures, γ(p, T) is evaluated. Finally, the fraction of reduced molecules, f, for the configuration minimizing γ at a given condition
(p, T) is reported in the phase
diagram (see below).
Results and Discussion
Properties
of Homogeneous Monolayers
Before we start
focusing on the conversion of TFBQ to TFBD and the impact of the resulting
mixed layers on the substrate, it is instructive to briefly review
the properties of the limiting cases, where the surface is fully covered
by either only the acceptor or the donor molecules.For both
metal substrates, TFBD remains planar and adsorbs at a distance of
approximately 3.1 Å (see Table ). On Cu (Ag) the adsorption distance of TFBQ is about
0.7 Å (0.3 Å) smaller than for TFBD (see Table ). The observation that the
adsorption distance of the carbonyl-containing molecule is smaller
on Cu than on Ag is in line with the experimental observation for
PTCDA on the same surfaces.[51] Furthermore,
the planar structure of TFBQ is significantly distorted upon adsorption:
On both substrates, the oxygen atoms are located below the carbon
backbone, which is indicative of the formation of a bond between the
carboxyl groups and the metal surface. This bonding leads to a small,
partial extraction of surface metal atoms, which is discussed in the Supporting Information. Furthermore, on copper
the fluorine atoms are located above the carbon backbone. A qualitatively
similar distortion has previously been reported for the adsorption
of perfluoropentacene based on X-ray standing wave experiments.[52] A summary of the adsorption distances of the
different atomic species relative to the uppermost metal layer for
the different adsorption cases can be found in Table , and the geometries are depicted in Figure .
Table 1
Adsorption Distances, d, of the Atomic Species, X ∈ {H,C,O,F}, Relative
to the Relaxed Uppermost Metal Layer
and Adsorption Energies, Eads, for Homogeneous
Monolayers of TFBQ and TFBD on Cu(111) and Ag(111) at Full Coveragea
adsorbate
surface
dH [Å]
dC [Å]
dO [Å]
dF [Å]
Eads [eV]
TFBD
Cu(111)
2.89
3.03
3.06
3.07
–0.9
TFBD
Ag(111)
2.86
3.09
3.05
3.12
–0.9
TFBQ
Cu(111)
-
2.30
2.10
2.60
–2.6
TFBQ
Ag(111)
-
2.83
2.46
2.85
–1.5
On Ag the topmost
metal layer relaxed
inward by 4 and 5 pm for adsorption of TFBD and TFBQ, respectively;
for Cu the shifts are smaller than 1 pm.
Figure 2
Adsorption geometries of homogeneous monolayers of (a)
TFBD on
Cu(111), (b) TFBD on Ag(111), (c) TFBQ on Cu(111), and (d) TFBQ on
Ag(111). Note that the different apparent numbers of metal atoms originate
from the different viewing angles due to the different orientations
of the molecules on Cu and Ag (cf. Figure ).
On Ag the topmost
metal layer relaxed
inward by 4 and 5 pm for adsorption of TFBD and TFBQ, respectively;
for Cu the shifts are smaller than 1 pm.We find that the adsorption energy, Eads, differs strongly between the two molecular species
(Table ). Here, Eads is defined aswith the energy of the full
system, Esys, and the energies of the
subsystems: the
hypothetical, free-standing molecular monolayer, Efsm, and the metal slab, Eslab. To obtain those, both slab and monolayer geometries are fixed at
the structures of the combined system. For TFBQ Eads is much larger than for TFBD. This agrees with the
observation that also the geometric distortion is much larger for
TFBQ, indicating that the metal surface forms a strong bond to the
TFBQ species but not to the TFBD molecule.The adsorption of
a homogeneous monolayer of TFBD yields a decrease
of Φ by −0.4 eV on Cu(111) and −0.3 eV on Ag(111);
conversely, for homogeneous monolayers of TFBQ an increase of +0.5
eV on Cu and +0.6 eV on Ag is observed. ΔΦ is commonly
decomposed into three contributions: (i) a work-function shift due
to the dipoles of the molecules in a hypothetical free-standing molecular
monolayer (ΔEmol) in the (distorted)
geometry of the adsorbate; (ii) an equivalent work-function shift
due to the asymmetry of the metal slab (ΔEslab) arising from the relaxation of the metal surface below
the molecules; and (iii) the bond dipole (ΔEbond) resulting from charge rearrangements upon adsorption,
i.e., from the metal–molecule bond formationIn principle, ΔEbond can then
be either calculated from the aforementioned charge rearrangements
applying Poisson’s equation or (equivalently) simply by subtracting
ΔEmol and ΔEslab from ΔΦ. For the investigated system
the values of ΔEslab are smaller
than 0.04 eV and thus are neglected in the following discussion.Despite the strong geometrical distortion of TFBQ upon adsorption
on Cu(111) no net molecular dipole exists (cf. Table ) since the contributions of the electronegative
F and O atoms located above and below the electropositive carbon atoms
cancel. Therefore, for TFBQ on Cu(111) ΔΦ arises exclusively
from the bond dipole. On Ag(111), the fluorine atoms remain within
the plane of the carbon backbone. As a consequence, due to the appreciable
downward bending of the oxygen atoms a large molecular dipole decreasing
Φ is present.
Table 2
ΔΦ
and Its Contributions,
ΔEmol and ΔEbond, for Adsorption of Homogeneous Monolayers of TFBQ
and TFBD on Cu and Ag
adsorbate
surface
ΔΦ
[eV]
ΔEmol [eV]
ΔEbond [eV]
TFBD
Cu(111)
–0.4
+0.3
–0.7
TFBD
Ag(111)
–0.3
+0.3
–0.6
TFBQ
Cu(111)
+0.5
+0.0
+0.5
TFBQ
Ag(111)
+0.6
–0.5
+1.1
Adsorption geometries of homogeneous monolayers of (a)
TFBD on
Cu(111), (b) TFBD on Ag(111), (c) TFBQ on Cu(111), and (d) TFBQ on
Ag(111). Note that the different apparent numbers of metal atoms originate
from the different viewing angles due to the different orientations
of the molecules on Cu and Ag (cf. Figure ).For the adsorption of TFBD the negative contribution from
the bond
dipole dominates the work-function change: In the density of states
of the adsorbed molecule shown in Figure no peak is present at or close to EF. This indicates the absence of charge transfer
from or to molecular frontier orbitals. Also no indication for covalent
bond formation can be found. Therefore, the occurrence of a bond dipole
(cf. Table ), that
still renders the molecule formally positive, is assigned to Pauli
pushback[53,54] (also known as cushion effect). In other
words, the electron density above the copper surface that spills out
into the vacuum is displaced by the adsorbate. Here, this causes relatively
large values for ΔEbond of −0.7
eV on Cu and −0.6 eV on Ag, which agree nicely with the work-function
reductions observed for the deposition of inert alkanes on the same
substrate surfaces.[55] On both Cu and Ag
the Pauli pushback effect is mitigated by an opposing molecular dipole
ΔEmol of 0.3 eV, which results from
one of the hydrogen atoms being located below the carbon backbone
(for reasons that will be discussed below).
Figure 3
Density of states (DOS) for homogeneous monolayers of
TFBQ (red)
and TFBD (blue) adsorbed on (a) Cu(111) and (b) Ag(111).
For TFBQ the large bond dipoles increasing
Φ can be traced
back to charge transfer from the substrate, which is caused by the
high electron affinity (EA) of the molecule: In the Schottky–Mott
limit the high EA would cause the lowest unoccupied molecular orbital
(LUMO) of the hypothetically, free-standing TFBQ monolayer to lie
below the Fermi energy. Such a situation is thermodynamically not
stable and triggers electron transfer from the substrate to the adsorbate
layer. For a homogeneous and dense packing the charged molecular layer
and its counter charge are often thought to act akin to a plate capacitor,[1,11,56] inducing a shift in the electrostatic
energy which increases the energy of the LUMO until it is in resonance
with the Fermi level of the metal.[38] This
effect, known as Fermi-level pinning, results in a fractional occupation
of the DFT-LUMO as shown in Figure . To quantify the LUMO filling, we projected the density
of states onto each of the molecular orbitals (shown in more detail
in the Supporting Information). The occupation
was then obtained by integrating the LUMO between −∞
and EF. We find that the metal donates
1.6 e– on Cu and 0.9 e– on Ag
to the TFBQ LUMO. Interestingly, ΔEbond shows the opposite trend and is twice as large on Ag as on Cu. The
solution to this apparent conundrum is a strong hybridization of the
carboxyl groups with the metal. This reduces the net occupation of
deeper-lying occupied molecular orbitals. Such an interplay of charge
donation and back-donation resembles the situation of the chemically
similar molecule PTCDA on Cu and Ag[57] and
is commonly observed for acenequinone molecules on coinage metal surfaces.[32] In the present case, this yields an observed
net charge transfer of 0.17 e– per molecule on Cu
and 0.26 e– on Ag. Together with the larger adsorption
distance on Ag, this explains the a priori unexpected
relation between the LUMO filling and ΔEbond.Density of states (DOS) for homogeneous monolayers of
TFBQ (red)
and TFBD (blue) adsorbed on (a) Cu(111) and (b) Ag(111).
Mixed Monolayers and Hydrogen Pressure Dependence
Having
understood the properties of the homogeneous monolayers, it is useful
to clarify to which extent the fraction of the electron-donating molecules, f, in a mixed monolayer containing TFBQ and TFBD can be
tuned by means of the hydrogen partial pressure, pH2. The specific configuration, i.e., the mixing ratio
between work-function increasing TFBQ and work-function reducing TFBD
molecules in thermodynamic equilibrium at a given hydrogen pressure
and temperature, is determined by the minimum of the Gibbs free energy
per area, γ, for that situation. For each mixing ratio, we sampled
a variety of different adsorption motifs and molecular arrangements.
A top view of all investigated structures is provided in the Supporting Information.When discussing
the phase diagram of the organic adsorbate, particular attention needs
to be paid to the potential existence of conformations that are energetically
very close to the ground state. This situation is particularly common
in systems that show cis–trans isomery or hindered rotations.[58,59] Here, this could apply to phases containing TFBD molecules. However,
since each TFBD molecule can form up to two hydrogen bonds, the ground
state energy depends very sensitively on the orientation of the hydroxyl
groups. Each hydrogen atom may be located either on the “left”
or on the “right” side of the molecule, giving rise
to either a sickle-shaped molecule (if both are on the same side)
or an S-shaped structure (if both are on opposite sides). Which of
these structures is more stable depends on the nearest neighbor in
the [1̅01]-direction for Cu(111) or in the [2̅1̅3]
direction for Ag(111) (cf. indicated directions in Figure ): When the next neighbor along
this direction is again a TFBD molecule, both assume a sickle-shape
structure. This allows one hydrogen to interact with the fluorine
atom of the next neighbor (O–H···F) in the [1̅10]-direction
for Cu(111) or the [3̅21] direction for Ag(111) regardless whether
this is a TFBQ or a TFBD molecule. The O–H···F
motif always causes the hydrogen to lie between the metal and the
carbon backbone, which is the reason why this molecule shows a small,
but notable, permanent dipole perpendicular to the surface. (Noteworthy,
this motif prevails if the fluorine atom is replaced by another hydrogen
atom. Also, no geometry where the hydrogen is located above the carbon
backbone is found to be stable.)The other H forms a hydrogen
bond with the O atom (O–H···O)
of the TFBD molecule in the [1̅01]-direction for Cu(111) or
the [2̅1̅3] direction for Ag(111). If one of these molecules
would exhibit an S-shaped structure, the O–H···O
bond could not form since the two hydrogen bonds would sterically
hinder each other. In contrast, when the next neighbor in this direction
is a TFBQ molecule, such a steric hindrance does not exist. This allows
the TFBD to assume the S-shaped structure, where the O–H···F
hydrogen bond is replaced by another O–H···O
hydrogen bond, which is energetically more favorable. As a consequence
of this key-lock type interaction, checkerboard patterns (as shown
in Figure ) are preferred
over striped phases. It is also expected to be favorable over phase
separation, which has been reported occasionally for mixed layers.[60,61] Structures with a “wrongly oriented” hydrogen bond
or with different arrangements are significantly higher in energy
(about 0.15 eV/molecule, cf. Supporting Information). Hence, even at significantly increased temperatures they are thermally
occupied only by a few percent. Hence, these higher-lying geometries
are not expected to affect the properties of the system significantly.In Figures a and 4b, we report the resulting min(γ) configuration
in the form of a surface phase diagram on Cu(111) and Ag(111). It
is important to bear in mind that the outlaid thermodynamic model
just describes steady state conditions. We do not and cannot make
statements about reaction mechanisms or rates or the time scale required
to achieve equilibrium. In practice, to get sufficient yield from
the chemical reaction, it may be necessary to activate hydrogen, e.g.,
through a tungsten filament or elevated temperature. Furthermore,
at very high temperatures (above 500 K) the molecules might undergo
chemical reactions, e.g., through dehalogenation, which we do not
consider in this work. Also, note that since we employed a supercell
containing a finite number of molecules f can only
be varied in discrete steps. In reality, of course, a smooth, continuous
change of the mixing would be expected.
Figure 4
TFBD/TFBQ ratio f at thermodynamic equilibrium
as a function of temperature and hydrogen pressure for mixed monolayers
(a) on Cu(111) and (b) on Ag(111). The colors red, orange, green,
cyan, and blue correspond to the TFBD fractions f ∈ {0, 25, 50, 75, 100}%. The box indicates the pressure range
from ultrahigh to low vacuum and the temperature range from 300 to
500 K.
For a Cu(111) surface
(Figure a) we find
that at room temperature (ca. 300 K) for
hydrogen pressures up to approximately 1 Pa f = 50%
is predicted. To achieve smaller f, H2 pressures which are hardly attainable in UHV equipment (and much
less under industrial conditions) would be required. We emphasize,
however, that the ratio for a given (p, T) can be adjusted by modifying the relative stability of the molecules.
This can be easily achieved through chemical modification: Electron-donating
groups like methyl or hydroxyl groups stabilize the quinone form,
whereas electron-accepting substituents such as halogens stabilize
the diol form.[30] If necessary, it should,
therefore, be possible to modify acenequinones such that the desired
mixing ratio is in a more “convenient” pressure/temperature
range.TFBD/TFBQ ratio f at thermodynamic equilibrium
as a function of temperature and hydrogen pressure for mixed monolayers
(a) on Cu(111) and (b) on Ag(111). The colors red, orange, green,
cyan, and blue correspond to the TFBD fractions f ∈ {0, 25, 50, 75, 100}%. The box indicates the pressure range
from ultrahigh to low vacuum and the temperature range from 300 to
500 K.For the TFBQ/TFBD system, our
results in fact imply that pure acenequinone
layers might be thermodynamically not stable at room temperature in
UHV conditions, as they will eventually be reduced by residual hydrogen
gas. This, however, does not exclude that such homogeneous layers
are metastable, as the reaction with hydrogen involves a reaction
barrier. Thus, they likely exist over a considerable time scale. Increasing
the hydrogen pressure to medium vacuum conditions (>1 Pa) the equilibrium
TFBD fraction can be continuously changed up to f = 100%. At elevated temperature, e.g., at 450 K, almost any mixing
ratio, including f = 0%, can be achieved with pH2 ranging from UHV to atmospheric pressure.On Ag(111), due to the lower reactivity of the surface, configurations
with larger TFBD fractions become stabilized compared to adsorption
on Cu(111). Consequently, the transition lines from f = 25% to 50% and f = 50% to 75% shift to higher
temperatures and hydrogen pressures.
Work-Function Modifications
As a Function of Coverage and Mixing
Ratio
Having established that, in principle, arbitrary values
of f can be obtained by controlling the substrate
temperature and the H2 partial pressure, the logical next
step is to investigate how ΔΦ depends on f. At this point it is also useful to study how this compares to the
situation of changing the coverage (θ) of a single compound.
In the following we focus on the discussion on the electronic properties
of the system; the impact of mixing on geometric properties, in particular
the mutual impact on the respective adsorption distances, is described
in the Supporting Information.We
start the discussion with the adsorption of TFBD, which is the conceptually
simpler system. The evolution of ΔΦ with coverage is shown
by blue diamonds in Figures a (Cu) and in 5b (Ag). As mentioned
before, here ΔΦ originates from a bond dipole caused by
Pauli pushback, plus the molecular dipole. The magnitude of a pushback
dipole depends mainly on the relative polarizabilities of substrate
and adsorbate,[62] neither of which is significantly
dependent on the molecular coverage. Hence, every molecule induces
basically the same dipole with only a very small depolarization; similar
effects, though with much larger depolarization, are also observed
for the coverage dependence of dipolar self-assembled monolayers.[63,64] This results in a nearly linear ΔΦ(θTFBD) dependency (blue diamonds). The apparent unsteadiness of the evolution
originates from minor changes in the adsorption structures of TFBD
at lower coverage. This modifies ΔEmol, which is then reflected in the ΔΦ; ΔEbond per molecule stays approximately constant.
Figure 5
Work function
modification ΔΦ for mixed monolayers
of TFBQ and TFBD (black circles) with increasing TFBD fraction f for adsorption on (a) Cu(111) and (b) Ag(111). For comparison
(see text) ΔΦ is also plotted for submonolayers of TFBQ
(red squares) and TFBD (blue diamonds) as a function of coverage θ.
Work function
modification ΔΦ for mixed monolayers
of TFBQ and TFBD (black circles) with increasing TFBD fraction f for adsorption on (a) Cu(111) and (b) Ag(111). For comparison
(see text) ΔΦ is also plotted for submonolayers of TFBQ
(red squares) and TFBD (blue diamonds) as a function of coverage θ.For TFBQ, ΔΦ remains
essentially constant on both substrates
for coverages down to 50% (see red squares in Figure a and 5b). A significant
decrease is found only at smaller θTFBQ. The region
of constant ΔΦ may seem surprising at first: considering
that the density of acceptors per area (θTFBQ) decreases,
this implies that the dipole moment per TFBQ molecule increases. It
is, however, exactly what one would expect for a Fermi-level pinned
situation, where the dipole needs to be sufficiently large to shift
the LUMO-derived band into resonance with the Fermi energy (i.e.,
where the level alignment determines the dipole, rather than vice versa).[38] This should stabilize
the work function in an energy range determined by the width of the
LUMO-derived peak of the DOS. For TFBQ on both metals at coverages
between 100% and 50%, this expectation approximately holds. Conversely,
for coverages below 50% the picture portrayed above collapses, and
the aforementioned, pronounced decrease of ΔΦ sets in.
Naively, one might expect that this is accompanied by a similarly
large shift of the LUMO peak relative to the Fermi energy. Interestingly,
this is not the case. As shown in Figure , between θ = 100% and θ = 25%
the LUMO peak shifts only by approximately 28 meV on Cu and approximately
13 meV on Ag (compared to a change in ΔΦ by more than
500 meV).
Figure 6
Comparison of the density of states for a TFBQ monolayer with θ
= 100% (red line) and θ = 25% (blue, dashed line) and for a
mixed monolayer with 1 – f = 25% (blue line)
adsorbed upon (a) Cu(111) and (b) Ag(111). The black arrows indicate
the shift of the LUMO peak.
Comparison of the density of states for a TFBQ monolayer with θ
= 100% (red line) and θ = 25% (blue, dashed line) and for a
mixed monolayer with 1 – f = 25% (blue line)
adsorbed upon (a) Cu(111) and (b) Ag(111). The black arrows indicate
the shift of the LUMO peak.Rather, the reduction of ΔΦ originates from the
inhomogeneity
of the electrostatic energy above the surface. Before we explain in
detail how this affects the current system, it is, once again, useful
to illustrate two limiting cases.If the adsorbate were a densely
packed, perfectly homogeneous material
(preferably without atomic structure), also charge would be evenly
distributed. Adsorbate and molecule would correspond to a charged
plate each. For this situation, the effect on the electrostatic energy, U, is well-known and shown as a red line in Figure a: U is flat
below the first plate, increases linearly between the two plates,
and becomes flat again directly above the second plate. In this picture,
the difference in U above and below the plates would
correspond to ΔΦ. Conversely, the most inhomogeneous situation
would be realized if the adsorbate was a single point charge above
the surface. This, too, is a textbook problem, and the effect on the
electrostatic energy is shown as a blue dashed line in Figure a. U goes
through singularities at the positions of the point charges. Away
from the point charges U decays slowly, eventually
reaching the same value both above and below the charged moieties.
There is, in other words, no ΔΦ for this model system.
Figure 7
(a) Sketch
of the plane-averaged electrostatic energy distribution
for two charged plates (red) vs two point charges (blue). Rearrangements
of the electrostatic energy ΔU due to adsorption
of TFBQ monolayers with θ = 100% (red line) and θ = 25%
(blue, dashed line) and for a mixed monolayer with 1 – f = 25% (blue line) on (b) Cu(111) and (c) Ag(111). The
origins of the abscissa and the ordinate are aligned to the mean position
of the carbon atoms of TFBQ and to the vacuum level below the slab.
(a) Sketch
of the plane-averaged electrostatic energy distribution
for two charged plates (red) vs two point charges (blue). Rearrangements
of the electrostatic energy ΔU due to adsorption
of TFBQ monolayers with θ = 100% (red line) and θ = 25%
(blue, dashed line) and for a mixed monolayer with 1 – f = 25% (blue line) on (b) Cu(111) and (c) Ag(111). The
origins of the abscissa and the ordinate are aligned to the mean position
of the carbon atoms of TFBQ and to the vacuum level below the slab.Naturally, any realistic system
is between these two model notions.
How quickly the electrostatic energy above an array of dipoles decays
(i.e., how fast a constant vacuum level is reached) depends sensitively
on the dipole spacing.[65] To illustrate
how inhomogeneity pertains to the (sub-)monolayers of TFBQ, we have
calculated the adsorption-induced, plane-averaged electrostatic energy
rearrangements ΔU upon adsorption of the organic
materialHere A is the area of a single
adsorption site, Usys the electrostatic
energy of the combined system, Uslab the
electrostatic energy of the metal without the adsorbed layer, and Ufsm the electrostatic energy of the free-standing
monolayer without the metal. For the homogeneous monolayer of TFBQ
the results are shown in Figure b (Cu) and Figure c (Ag) as solid red lines. There, we find that no field
above the layer is present, and the evolution of the electrostatic
energy closely resembles the case of a plate capacitor. As a result,
the states in the molecular layer are shifted by approximately the
same energy as the vacuum level relative to the Fermi energy of the
metal.The situation changes markedly for submonolayers of TFBQ
with θTFBQ = 25% (blue, dashed lines in Figure b and 7c): ΔU shows a pronounced decrease
above the location of the
molecule. The situation is thus more reminiscent of the point charge
notion, although a finite ΔΦ remains. An important feature
here is that, relative to the Fermi energy, the states of the molecule
are shifted more than the vacuum level. This explains
the aforementioned observation that below a certain coverage ΔΦ
and the energy of the LUMO do not directly correlate with each other
any more.For mixed monolayers of TFBQ and TFBD (black circles
in Figure ), we find
that ΔΦ
correlates strongly with f, indicating that changing
the mixing ratio of these two molecules provides a sensible leverage
to tune the work function. This could not have been the case if ΔΦ
was determined exclusively by the Fermi-level pinned part of the system
(TFBQ). The presence of TFBD modifies level alignment and ΔΦ
in two ways compared to the submonolayer coverage situation.The presence of the donor (TFBD) decreases the electrostatic energy
at the position of the acceptor (TFBQ), as discussed by Rissner at
al. for the case of mixed thiolate-bonded monolayers of upright-standing
molecules.[27] As Figure b and 7c shows (blue,
solid line), ΔU at z = 0 Å
is smaller for the mixed monolayer than for the submonolayer coverage.
As a result, the TFBQ-LUMO is shifted to lower energies relative to EF (as is also evident from Figure ). This results in a larger
net charge transfer from the metal to TFBQ.Although
the effect on the electrostatic energy at the position
of the molecule explains the level alignment, it does not suffice
to explain why the work function differs between the submonolayer
and mixed layer cases nor why the difference between these cases is
so much larger on Cu than on Ag. To explain these differences, it
is necessary to recall that TFBD adsorbs at a larger distance than
TFBQ. As we have shown previously for the case of molecular dipoles,[66] in Fermi-level pinned systems any shift of the
electrostatic energy that is introduced between the metal and the
TFBQ layer will be compensated by a modification of the charge transfer
to the LUMO (in agreement with Figure ). Thus, it does not affect ΔΦ; a more
detailed discussion of this situation is provided in the Supporting Information. Conversely, shifts that
are located above the molecular backbone do have an immediate effect
on ΔΦ. Hence, when compared to the submonolayer situation,
TFBD affects the net ΔΦ more the larger the distance between
TFBQ and TFBD is. Although in mixing cases the adsorption distances
of donor and acceptor are known to become more similar,[67] they never become equal, and their difference
always remains much larger on Cu than on Ag (by approximately 0.4
Å). As a consequence, the ΔΦ evolution for mixed
monolayers follows the submonolayer evolution much more closely on
Ag than on Cu.
Conclusion
We employed
density functional theory coupled with ab initio thermodynamics
to demonstrate the possibility of tuning coinage
metal work functions through adsorption of a donor–acceptor
pair that is coupled via a redox reaction. Our investigations show
that the mixing ratio and, thus, the substrate work function can be
adjusted postadsorption by exerting control over the pressure of a
surrounding H2 gas. For the example of the TFBD/TFBQ pair
we show that for temperatures between 300 and 500 K and at hydrogen
pressures attainable from low to ultrahigh vacuum conditions the molecular
species can be converted into each other quantitatively. This allows
changing the work function over a range of approximately 1 eV on both
Cu(111) and Ag(111). We anticipate that the discussed mechanism, i.e.,
exploiting surface reactions to tune the work function after deposition
of the organic material, may help in producing substrates with more
reproducible work functions and, thus, charge injection barriers.Furthermore, we studied how the work function and the level alignment
differ between the mixed layers and submonolayer coverages. We showed
that for understanding both mixed monolayers and incomplete coverage
adsorbate layers the commonly applied concept of Fermi-level pinning
for charge-transfer monolayers has to be significantly extended to
account for inhomogeneities of the fields at the surface.
Authors: G Heimel; S Duhm; I Salzmann; A Gerlach; A Strozecka; J Niederhausen; C Bürker; T Hosokai; I Fernandez-Torrente; G Schulze; S Winkler; A Wilke; R Schlesinger; J Frisch; B Bröker; A Vollmer; B Detlefs; J Pflaum; S Kera; K J Franke; N Ueno; J I Pascual; F Schreiber; N Koch Journal: Nat Chem Date: 2013-02-17 Impact factor: 24.427
Authors: Norbert Koch; Alexander Gerlach; Steffen Duhm; Hendrik Glowatzki; Georg Heimel; Antje Vollmer; Yoichi Sakamoto; Toshiyasu Suzuki; Jörg Zegenhagen; Jürgen P Rabe; Frank Schreiber Journal: J Am Chem Soc Date: 2008-05-14 Impact factor: 15.419
Authors: Roberto Otero; David Ecija; Gustavo Fernandez; José María Gallego; Luis Sanchez; Nazario Martín; Rodolfo Miranda Journal: Nano Lett Date: 2007-07-27 Impact factor: 11.189
Authors: Elisabeth Wruss; Oliver T Hofmann; David A Egger; Elisabeth Verwüster; Alexander Gerlach; Frank Schreiber; Egbert Zojer Journal: J Phys Chem C Nanomater Interfaces Date: 2016-02-29 Impact factor: 4.126