Literature DB >> 26229726

Ethical Issues in Deep Brain Stimulation Research for Treatment-Resistant Depression: Focus on Risk and Consent.

Laura B Dunn1, Paul E Holtzheimer2, Jinger G Hoop3, Helen S Mayberg4, Paul S Appelbaum5.   

Abstract

Deep brain stimulation (DBS) is currently in pivotal trials as an intervention for treatment-resistant depression (TRD). Although offering hope for TRD, DBS also provokes ethical concerns-particularly about decision-making capacity of people with depression-among bioethicists, investigators, institutional review boards, and the public. Here, we examine this critical issue of informed consent for DBS research using available evidence regarding decision-making capacity and depression. Further, we explore the implications of the nature of TRD as well as that of the intervention (invasive brain surgery) for informed consent. Based on these analyses, we argue that additional safeguards specific to DBS research for TRD, beyond those that might be used in any higher risk study, are not supported by available empirical evidence. We nevertheless underscore the limited data on such invasive procedures in severely ill psychiatric patients and advocate a research agenda for the systematic study of ethical issues raised by these research endeavors.

Entities:  

Keywords:  decision-making capacity; deep brain stimulation; depression; informed consent; neuroethics; psychiatry; research ethics

Year:  2011        PMID: 26229726      PMCID: PMC4517472          DOI: 10.1080/21507740.2010.533638

Source DB:  PubMed          Journal:  AJOB Neurosci        ISSN: 2150-7759


  51 in total

1.  Deep brain stimulation for psychiatric disorders.

Authors:  Bart Nuttin; Jan Gybels; Paul Cosyns; Loes Gabriels; Bjorn Meyerson; Sergej Andreewitch; Steven A Rasmussen; Benjamin Greenberg; Gerhard Friehs; Ali R Rezai; Erwin Montgomery; Don Malone; Joseph J Fins
Journal:  Neurosurg Clin N Am       Date:  2003-04       Impact factor: 2.509

2.  Voluntariness of consent to research: a preliminary empirical investigation.

Authors:  Paul S Appelbaum; Charles W Lidz; Robert Klitzman
Journal:  IRB       Date:  2009 Nov-Dec

Review 3.  The ethical basis of psychiatric research: conceptual issues and empirical findings.

Authors:  L W Roberts
Journal:  Compr Psychiatry       Date:  1998 May-Jun       Impact factor: 3.735

4.  Competency to give an informed consent. A model for making clinical assessments.

Authors:  J F Drane
Journal:  JAMA       Date:  1984-08-17       Impact factor: 56.272

Review 5.  From psychosurgery to neuromodulation and palliation: history's lessons for the ethical conduct and regulation of neuropsychiatric research.

Authors:  Joseph J Fins
Journal:  Neurosurg Clin N Am       Date:  2003-04       Impact factor: 2.509

6.  Prevalence, severity, and unmet need for treatment of mental disorders in the World Health Organization World Mental Health Surveys.

Authors:  Koen Demyttenaere; Ronny Bruffaerts; Jose Posada-Villa; Isabelle Gasquet; Viviane Kovess; Jean Pierre Lepine; Matthias C Angermeyer; Sebastian Bernert; Giovanni de Girolamo; Pierluigi Morosini; Gabriella Polidori; Takehiko Kikkawa; Norito Kawakami; Yutaka Ono; Tadashi Takeshima; Hidenori Uda; Elie G Karam; John A Fayyad; Aimee N Karam; Zeina N Mneimneh; Maria Elena Medina-Mora; Guilherme Borges; Carmen Lara; Ron de Graaf; Johan Ormel; Oye Gureje; Yucun Shen; Yueqin Huang; Mingyuan Zhang; Jordi Alonso; Josep Maria Haro; Gemma Vilagut; Evelyn J Bromet; Semyon Gluzman; Charles Webb; Ronald C Kessler; Kathleen R Merikangas; James C Anthony; Michael R Von Korff; Philip S Wang; Traolach S Brugha; Sergio Aguilar-Gaxiola; Sing Lee; Steven Heeringa; Beth-Ellen Pennell; Alan M Zaslavsky; T Bedirhan Ustun; Somnath Chatterji
Journal:  JAMA       Date:  2004-06-02       Impact factor: 56.272

7.  Deep brain stimulation of the ventral internal capsule/ventral striatum for obsessive-compulsive disorder: worldwide experience.

Authors:  B D Greenberg; L A Gabriels; D A Malone; A R Rezai; G M Friehs; M S Okun; N A Shapira; K D Foote; P R Cosyns; C S Kubu; P F Malloy; S P Salloway; J E Giftakis; M T Rise; A G Machado; K B Baker; P H Stypulkowski; W K Goodman; S A Rasmussen; B J Nuttin
Journal:  Mol Psychiatry       Date:  2008-05-20       Impact factor: 15.992

8.  Placebo response in Parkinson's disease: comparisons among 11 trials covering medical and surgical interventions.

Authors:  Christopher G Goetz; Joanne Wuu; Michael P McDermott; Charles H Adler; Stanley Fahn; Curt R Freed; Robert A Hauser; Warren C Olanow; Ira Shoulson; P K Tandon; Sue Leurgans
Journal:  Mov Disord       Date:  2008-04-15       Impact factor: 10.338

9.  Individual autonomy and the double-blind controlled experiment: the case of desperate volunteers.

Authors:  B P Minogue; G Palmer-Fernandez; L Udell; B N Waller
Journal:  J Med Philos       Date:  1995-02

Review 10.  Deep brain stimulation and tremor.

Authors:  Kelly E Lyons; Rajesh Pahwa
Journal:  Neurotherapeutics       Date:  2008-04       Impact factor: 7.620

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  13 in total

1.  The ethics of research on deep brain stimulation for depression: decisional capacity and therapeutic misconception.

Authors:  Carl Erik Fisher; Laura B Dunn; Paul P Christopher; Paul E Holtzheimer; Yan Leykin; Helen S Mayberg; Sarah H Lisanby; Paul S Appelbaum
Journal:  Ann N Y Acad Sci       Date:  2012-07-19       Impact factor: 5.691

2.  Should DBS for Psychiatric Disorders be Considered a Form of Psychosurgery? Ethical and Legal Considerations.

Authors:  Devan Stahl; Laura Cabrera; Tyler Gibb
Journal:  Sci Eng Ethics       Date:  2017-06-26       Impact factor: 3.525

3.  Factors Influencing Perceived Helpfulness and Participation in Innovative Research: A Pilot Study of Individuals with and without Mood Symptoms.

Authors:  Jane Paik Kim; Tenzin Tsungmey; Maryam Rostami; Sangeeta Mondal; Max Kasun; Laura Weiss Roberts
Journal:  Ethics Behav       Date:  2021-09-22

4.  Participants' Perceptions of Deep Brain Stimulation Research for Treatment-Resistant Depression: Risks, Benefits, and Therapeutic Misconception.

Authors:  Yan Leykin; Paul P Christopher; Paul E Holtzheimer; Paul S Appelbaum; Helen S Mayberg; Sarah H Lisanby; Laura B Dunn
Journal:  AJOB Prim Res       Date:  2011-10

5.  Negative association of perceived risk and willingness to participate in innovative psychiatric research protocols.

Authors:  Tenzin Tsungmey; Jane Paik Kim; Laura B Dunn; Katie Ryan; Kyle Lane-McKinley; Laura Weiss Roberts
Journal:  J Psychiatr Res       Date:  2019-12-18       Impact factor: 4.791

6.  Is electroconvulsive therapy (ECT) ever ethically justified? If so, under what circumstances.

Authors:  Mary Stefanazzi
Journal:  HEC Forum       Date:  2013-03

7.  Desperation May Affect Autonomy but Not Informed Consent.

Authors:  Teresa Swift
Journal:  AJOB Neurosci       Date:  2011-01-13

8.  Consensus on guidelines for stereotactic neurosurgery for psychiatric disorders.

Authors:  Bart Nuttin; Hemmings Wu; Helen Mayberg; Marwan Hariz; Loes Gabriëls; Thorsten Galert; Reinhard Merkel; Cynthia Kubu; Osvaldo Vilela-Filho; Keith Matthews; Takaomi Taira; Andres M Lozano; Gastón Schechtmann; Paresh Doshi; Giovanni Broggi; Jean Régis; Ahmed Alkhani; Bomin Sun; Sam Eljamel; Michael Schulder; Michael Kaplitt; Emad Eskandar; Ali Rezai; Joachim K Krauss; Paulien Hilven; Rick Schuurman; Pedro Ruiz; Jin Woo Chang; Paul Cosyns; Nir Lipsman; Juergen Voges; Rees Cosgrove; Yongjie Li; Thomas Schlaepfer
Journal:  J Neurol Neurosurg Psychiatry       Date:  2014-01-20       Impact factor: 10.154

9.  Thinking Ahead on Deep Brain Stimulation: An Analysis of the Ethical Implications of a Developing Technology.

Authors:  Veronica Johansson; Martin Garwicz; Martin Kanje; Lena Halldenius; Jens Schouenborg
Journal:  AJOB Neurosci       Date:  2014-01

Review 10.  Deep brain stimulation in the treatment of depression.

Authors:  Sibylle Delaloye; Paul E Holtzheimer
Journal:  Dialogues Clin Neurosci       Date:  2014-03       Impact factor: 5.986

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