| Literature DB >> 25200741 |
Hayriye Cagnan1, Simon Little1, Thomas Foltynie2, Patricia Limousin2, Ludvic Zrinzo2, Marwan Hariz2, Binith Cheeran1, James Fitzgerald3, Alexander L Green3, Tipu Aziz3, Peter Brown4.
Abstract
Tremor is a cardinal feature of Parkinson's disease and essential tremor, the two most common movement disorders. Yet, the mechanisms underlying tremor generation remain largely unknown. We hypothesized that driving deep brain stimulation electrodes at a frequency closely matching the patient's own tremor frequency should interact with neural activity responsible for tremor, and that the effect of stimulation on tremor should reveal the role of different deep brain stimulation targets in tremor generation. Moreover, tremor responses to stimulation might reveal pathophysiological differences between parkinsonian and essential tremor circuits. Accordingly, we stimulated 15 patients with Parkinson's disease with either thalamic or subthalamic electrodes (13 male and two female patients, age: 50-77 years) and 10 patients with essential tremor with thalamic electrodes (nine male and one female patients, age: 34-74 years). Stimulation at near-to tremor frequency entrained tremor in all three patient groups (ventrolateral thalamic stimulation in Parkinson's disease, P=0.0078, subthalamic stimulation in Parkinson's disease, P=0.0312; ventrolateral thalamic stimulation in essential tremor, P=0.0137; two-tailed paired Wilcoxon signed-rank tests). However, only ventrolateral thalamic stimulation in essential tremor modulated postural tremor amplitude according to the timing of stimulation pulses with respect to the tremor cycle (e.g. P=0.0002 for tremor amplification, two-tailed Wilcoxon rank sum test). Parkinsonian rest and essential postural tremor severity (i.e. tremor amplitude) differed in their relative tolerance to spontaneous changes in tremor frequency when stimulation was not applied. Specifically, the amplitude of parkinsonian rest tremor remained unchanged despite spontaneous changes in tremor frequency, whereas that of essential postural tremor reduced when tremor frequency departed from median values. Based on these results we conclude that parkinsonian rest tremor is driven by a neural network, which includes the subthalamic nucleus and ventrolateral thalamus and has broad frequency-amplitude tolerance. We propose that it is this tolerance to changes in tremor frequency that dictates that parkinsonian rest tremor may be significantly entrained by low frequency stimulation without stimulation timing-dependent amplitude modulation. In contrast, the circuit influenced by low frequency thalamic stimulation in essential tremor has a narrower frequency-amplitude tolerance so that tremor entrainment through extrinsic driving is necessarily accompanied by amplitude modulation. Such differences in parkinsonian rest and essential tremor will be important in selecting future strategies for closed loop deep brain stimulation for tremor control.Entities:
Keywords: basal ganglia; clinical neurophysiology; deep brain stimulation; thalamus; tremor
Mesh:
Year: 2014 PMID: 25200741 PMCID: PMC4240284 DOI: 10.1093/brain/awu250
Source DB: PubMed Journal: Brain ISSN: 0006-8950 Impact factor: 13.501
Clinical details of patients with Parkinson’s disease with subthalamic or ventrolateral thalamic DBS electrodes
| Age | Gender | Most affected limb | Disease duration, years | Pre-op UPDRS OFF | Pre-op UPDRS ON | Electrode implantation (months) | Stimulation parameters | |
|---|---|---|---|---|---|---|---|---|
| Ventrolateral thalamus | ||||||||
| 1 | 65 | M | RH | 6 | 29 | N/A | 24 | 3 - B + 3 V, 210 µs, 4 Hz |
| 2 | 65 | M | LH | 7 | 35 | 20 | 27 | 1 - B + 2.6 V, 210 µs, 5 Hz |
| 3 | 66 | M | RH | 9 | 24 | 31 | 14 | 0 - B + 4.0 V, 210 µs, 4 Hz |
| 4 | 61 | M | RH | 5 | 21 | 6 | 0 | 0 - 3 + 2.5 V, 210 µs, 5 Hz |
| 5 | 77 | F | LH | 6 | 45 | 39 | 0 | 0 - 3 + 1.5 V, 210 µs, 5 Hz |
| 6 | 75 | F | LH | 11 | 29 | 34 | 18 | 2 - B + 2.2 V, 210 µs, 4 Hz |
| 7 | 66 | M | RH | 11 | N/A | N/A | 0 | 0 - 3 + 3 V, 210 µs, 5 Hz |
| 8 | 73 | M | RH | 7 | 39 | 32 | 13 | 0 - B + 2.8 V, 210 µs, 4 Hz |
| Subthalamic nucleus | ||||||||
| 9 | 57 | M | RH | 10 | 27 | 5 | 42 | 0 - B + 3.8 V, 210 µs, 5 Hz |
| 10 | 60 | M | RH | 12 | 41 | 20 | 13 | 1 - B + 3.4 V, 210 µs, 4 Hz |
| 11 | 50 | M | RH | 12 | 44 | 7 | 3 | 2 - B + 2.5 V, 210 µs, 5 Hz |
| 12 | 64 | M | LH | 13 | 52 | 8 | 11 | 1 - B + 2.1 V, 210 µs, 4 Hz |
| 13 | 52 | M | LH | 10 | 38 | 15 | 19 | 1 - B + 3.2 V, 210 µs, 4 Hz |
| 14 | 72 | M | RH | 8 | 38 | 19 | 29 | 0 - B + 3.2 V, 210 µs, 4 Hz |
| 15 | 59 | M | RH | 14 | 52 | 19 | 22 | 1 - B + 3.0 V, 210 µs, 4 Hz |
RH = right hand; LH = left hand; B = battery when stimulation is grounded to the implanted pulse generator.
All Parkinson’s disease patients were stimulated with the same pulse width (210 µs), and there were no significant differences between stimulation frequencies or voltages (P = 0.7552 and P = 0.2946, respectively; two-tailed Wilcoxon rank sum tests) between the different surgical targets.
Clinical details of patients with essential tremor with ventrolateral thalamic DBS electrodes
| Age | Gender | Most affected limb | Disease duration, years | Pre-op tremor score | Electrode implantation (months) | Stimulation parameters | |
|---|---|---|---|---|---|---|---|
| 16 | 59 | M | RH | 37 | 14 | 48 | 0 - B + 3.6 V, 210 µs, 5 Hz |
| 17 | 70 | M | LH | 52 | 14 | 24 | 1 - B + 2.2 V, 240 µs, 7 Hz |
| 18 | 67 | M | LH | 60 | 17 | 12 | 0-1 - B + 2.5 V, 210 µs, 4 Hz |
| 19 | 55 | M | LH | 35 | 15 | 18 | 0 - B + 1.7 V, 210 µs, 5 Hz |
| 20 | 71 | F | RH | 29 | 14 | 18 | 0 - B + 3.5 V, 210 µs, 4 Hz |
| 21 | 73 | M | RH | 7 | 23 | 12 | 1 - B + 1.5 V, 240 µs, 6 Hz |
| 22 | 61 | M | LH | 55 | 23 | 7 | 2 - B + 2.7 V, 210 µs, 6 Hz |
| 23 | 56 | M | RH | 38 | 15 | 0 | 2 + 1 - 2.5 V, 210 µs, 5 Hz |
| 24 | 74 | M | RH | 28 | 26 | 1 | 2 - B + 2.0 V, 210 µs, 4 Hz |
| 25 | 34 | M | RH | 11 | 21 | 10 | 0 - B + 2.0 V, 210 µs, 6 Hz |
RH = right hand; LH = left hand; B = battery when stimulation is grounded to the implanted pulse generator.
Preoperative tremor score is shown in the Bain and Findley scale (Bain ). All but one patient with essential tremor were stimulated with the same pulse width (210 µs), and there were no significant differences between stimulation frequencies or voltages between these patients and those with Parkinson’s disease implanted in the ventrolateral thalamus (P = 0.1883 and P = 0.3023, respectively; two tailed Wilcoxon rank sum tests).
Figure 1An exemplar of the effect of thalamic stimulation at f in a patient with Parkinson’s disease. During stimulation at 4 Hz (A) median tremor frequency remained at 3.8 Hz, while (B) tremor phase during stimulation was pulled to the phase quadrant extending from 210 to 330° indicating significant tremor entrainment. Tremor phase when stimulation was switched off did not show any clear phase preference. Outer circle of the polar plot corresponds to tremor phase likelihood of 0.1, whereas the inner circle corresponds to tremor phase likelihood of 0.05. (C) During stimulation at f, the instantaneous amplitude, derived from the tremor envelope, was not modulated depending on the timing of stimulation pulses with respect to the tremor cycle. Significance was assessed at each phase bin with respect to instantaneous tremor amplitude variability when stimulation was switched off using the Wilcoxon rank sum test and significance levels corrected for multiple comparisons using the false discovery rate procedure. Circles show median change in tremor amplitude and shaded regions indicate the 95th confidence intervals of the median values.
Figure 2An exemplar effect of subthalamic stimulation at f in a patient with Parkinson’s disease. (A) Median tremor frequency remained unchanged at 4.6 Hz during stimulation at 4 Hz. (B) Tremor phase was pulled to a region extending from 180 to 240° indicating significant tremor entrainment during stimulation. Tremor phase when stimulation was switched off was uniformly distributed around the unit circle. Outer circle corresponds to tremor phase likelihood of 0.1, while the inner circle corresponds to tremor phase likelihood of 0.05. (C) Tremor amplitude was not modulated depending on the timing of stimulation pulses with respect to the tremor cycle. Significance of tremor phase dependent tremor amplitude modulation was assessed with respect to instantaneous tremor amplitude variability when stimulation was switched off using the Wilcoxon rank sum test and significance levels corrected for multiple comparisons using the false discovery rate procedure. Circles show median change in tremor amplitude and shaded regions indicate the 95th confidence intervals of the median values.
Figure 3Parkinsonian and essential tremor entrainment. Tremor entrainment observed during stimulation at f of (A) seven patients with Parkinson’s disease implanted in the subthalamic nucleus, (B) eight patients with Parkinson’s disease implanted in the ventrolateral thalamus, and (C) 10 patients with essential tremor implanted in the ventrolateral thalamus. Tremor entrainment during stimulation at near tremor frequencies was significantly greater than tremor entrainment observed when stimulation was switched off for both patient groups and stimulation sites. There was no difference in the level of tremor entrainment observed during stimulation at f between the two patient groups and between the two stimulation sites. Red lines depict median values, the edges of the boxes indicate the 25th and 75th percentiles, and whiskers extend to the most extreme values observed that were not outliers. Outliers are shown as red plus symbol and defined as those values larger than q75 + 1.5 × (q75 – q25) or smaller than q25 – 1.5(q75 – q25), where q25 and q75 are the 25th and 75th percentiles, respectively. Dashed blue line depicts a z-score of 1.96. PD = Parkinson’s disease; ET = essential tremor; STN = subthalamic nucleus; VL = ventrolateral thalamus.
Tremor entrainment
| PD-STN | PD-VL | ET-VL | |
|---|---|---|---|
| % Patients showing entrainment | 85% ( | 75% ( | 80% ( |
| Median entrainment score and range during stimulation at | 3.0 (1.8–10.8) | 2.7 (1.9–6.9) | 4.4 (1.4–27) |
| Median entrainment score and range unstimulated (sampled at | 1.7 (1.2–2.3) | 1.8 (1.6–2.1) | 2.0 (1.6–2.5) |
| Difference between stimulated and unstimulated entrainment scores | |||
| Group differences in entrainment during stimulation | PD-STN versus PD-VL | PD-STN versus ET-VL | PD-VL versus ET-VL |
All comparisons used two-tailed paired Wilcoxon signed-rank tests for within group comparisons (df PD-STN: seven subjects; df PD-VL: eight subjects; df ET-VL: 10 subjects) and two-tailed Wilcoxon rank sum tests for across group comparisons (PD-STN: seven subjects; PD-VL: eight subjects; ET-VL: 10 subjects).
PD = Parkinson’s disease; ET = essential tremor; STN = subthalamic nucleus; VL = ventrolateral thalamus.
Figure 4Group phase-amplitude profiles for parkinsonian and essential tremor. Median tremor phase-amplitude profile of the seven patients with Parkinson’s disease with subthalamic DBS electrodes during stimulation at f is shown when individual phase amplitude profiles were aligned to (A) maximal tremor amplification, (D) maximal tremor suppression. Similarly in (B) and (E), median tremor phase amplitude profiles of the eight patients with Parkinson’s disease implanted with thalamic DBS electrodes are shown following alignment to maximal tremor amplification and maximal tremor suppression, respectively. None of the amplitude changes observed during stimulation were significantly different from tremor amplitude variability observed when DBS was switched off (two-tailed paired Wilcoxon signed-rank test performed at each tremor phase bin corrected for multiple comparisons across 20 tremor phase bins using the false discovery rate procedure). However, median tremor phase amplitude profiles of the 10 essential tremor patients with thalamic electrodes when either aligned to (C) maximal amplification or (F) maximal suppression show significant differences in tremor amplitude when compared to tremor amplitude variability observed when DBS was switched off (two-tailed paired Wilcoxon signed-rank test). Significance is indicated with a red plus symbol. PD = Parkinson’s disease; ET = essential tremor; STN = subthalamic nucleus; VL = ventrolateral thalamus.
Figure 5Tremor amplitude variability during Parkinson’s disease and essential tremor. (A) Schematic of resonance functions of the oscillators or systems of linked oscillators underlying Parkinson’s disease (PD) and essential tremor (ET). Parkinsonian tremor is shown in red with a platykurtic resonance function. Hence changes in instantaneous frequency caused by extrinsic driving forces lead to a relatively small change in instantaneous amplitude, measured from the tremor envelope. Essential tremor is shown in green with a more leptokurtic resonance function. Thus changes in instantaneous frequency caused by extrinsic driving lead to a relatively big change in instantaneous tremor amplitude. (B) Group data for change in tremor amplitude for a certain change in absolute phase. Only phase changes to which at least 70% of the patient cohort contributed for a given pathology are shown. Serial independent Mann Whitney tests at each phase change bin indicate that Parkinson’s and essential tremor response to phase changes differ (P = 0.007 at phase change bin 0.4–0.6 radians). Significance is indicated with a red plus symbol.