Long-term survival of advanced triple-negative breast cancers with a dose-intense cyclophosphamide/anthracycline neoadjuvant regimen.

BACKGROUND: Triple-negative (TN) breast cancers exhibit major initial responses to neoadjuvant chemotherapy, but generally have a poor outcome. Because of the lack of validated drug targets, chemotherapy remains an important therapeutic tool in these cancers.
METHODS: We report the survival of two consecutive series of 267 locally advanced breast cancers (LABC) treated with two different neoadjuvant regimens, either a dose-dense and dose-intense cyclophosphamide-anthracycline (AC) association (historically called SIM) or a conventional sequential association of cyclophosphamide and anthracycline, followed by taxanes (EC-T). We compared pathological responses and survival rates of these two groups and studied their association with tumours features.
RESULTS: Although the two regimens showed equivalent pathological complete response (pCR) in the whole population (16 and 12%), the SIM regimen yielded a non-statistically higher pCR rate than EC-T (48% vs 24%, P=0.087) in TN tumours. In the SIM protocol, DFS was statistically higher for TN than for non-TN patients (P=0.019), although we showed that the TN status was associated with an increased initial risk of recurrence in both regimens. This effect gradually decreased and after 2 years, TN was associated with a significantly decreased likelihood of relapse in SIM-treated LABC (hazard ratio (HR)=0.25 (95% CI: 0.07-0.86), P=0.028).
CONCLUSIONS: AC dose intensification treatment is associated with a very favourable long-term survival rate in TN breast cancers. These observations call for a prospective assessment of such dose-intense AC-based regimens in locally advanced TN tumours.

Breast cancers represent a set of highly heterogeneous diseases (Weigelt ; Sotiriou and Pusztai, 2009). Ongoing studies are pursuing the identification of the cell of origin as well as genetic and epigenetic changes or alterations in signalling pathways associated with each breast cancer subset. Currently, these molecular classifications are not routinely used in clinical practice and breast cancers are still commonly classified according to oestrogen receptor (ER), progesterone receptor (PR) and HER2 status. However, triple-negative (TN) cancer is phenotypically defined by the lack of expression of ERA, PR and the absence of HER2 overexpression and amplification. There are not yet any specifically targeted treatments for this type of breast cancer. Cytotoxic chemotherapy is therefore the only treatment in this group that accounts for ∼15% of all breast cancers. Several sets of clinical data show an heterogeneity in TN cancers owing to different molecular alterations and/or supposed cells of origin (basal-like and claudin-low subtypes are the more frequent) (Guedj ; Nik-Zainal ). Breast cancer subgroups differ very widely in their individual chemotherapy susceptibility, notably through their different rates of tumour cell proliferation (Andre ). Until now, breast cancers have derived only small benefits from dose intensification treatment although recent data suggest that some subgroups, including TN tumours, may be very sensitive to dose-dense alkylator-based chemotherapy (Andre and Pusztai, 2006; Gluz ; Nieto and Shpall, 2009; Bonilla ; Lehmann-Che ; Silver ; Vollebergh ).

Neoadjuvant chemotherapy was initially developed for non-resectable breast cancers, but is now widely used in localised breast cancer not eligible for breast conserving therapy (Rastogi ). Such frontline treatment defines pathological complete response (pCR, absence of infiltrating tumour in breast and lymph nodes) as the key endpoint, predicting long-term survival especially in patients with ERA-negative or TN tumours (Liedtke ; von Minckwitz ). Several studies have demonstrated that high-grade and ERA-negative tumours achieve higher pCR rates than other subgroups (Guarneri ; Caudle ; Huober ; Jones ). Although the benefit of chemotherapy is not restricted to the latter, pCR is, in today's practice,the best mean to identify patients highly responsive to a specific regimen.

We have previously demonstrated that for locally advanced tumours treated with a frontline cyclophosphamide–anthracyclin (AC) dose-dense regimen (Cottu ), only tumours with inactivating mutations in the P53 tumour suppressor reached pCR (Bertheau , 2007). Yet, several studies have pointed out that although TN cancers are often initially chemo-sensitive, they usually present an early relapse with a generally poor prognosis (Miller ; Foulkes ; von Minckwitz ). Here, we report the long-term overall survival (OS) of a prospectively followed cohort of patients treated with our dose-dense regimen. We then compared our data with those from a companion cohort of patients treated with a conventional taxane-containing regimen. We observed significant differences in the survival rate of patients with (TN) cancers, urging for the use of AC dose intensification, rather than taxanes, in these subsets.

Patients and methods

Treatments

From November 1985 to May 2010, 267 patients with locally advanced breast cancer (LABC) were treated at the Saint Louis hospital in the breast disease unit. Patients did not oppose this comparative study, which was approved by the hospital's internal review board. Between 1985 and 2003, patients received six cycles of neoadjuvant dose-dense cyclophosphamide (1.2 g m−2 d1−1) and epirubicin (75 mg m−2 d1−1) treatment every 2 weeks (SIM regimen) (Cottu ). This neoadjuvant regimen was the local standard of care at the time. After surgery, patients received six cycles of sequential chemotherapy (2 courses of FEC 50, 2 cycles of CMF, 2 courses of 5FU, vincristine and methotrexate). Some of these patients were previously reported (Cottu ; Bertheau , 2007). For this regimen, the duration of preoperative chemotherapy was 12 weeks, and the overall duration of treatment was 30 weeks. From 2003 to 2010, following the report of taxanes benefit in the neoadjuvant setting (Rastogi ), this dose-dense regimen was replaced by a conventional EC-T regimen (epirubicine 75 mg m−2 d1−1 and cyclophosphamide 750 mg m−2 d1−1) every 3 weeks followed by four cycles of docetaxel 100 mgm−2 d1−1 every 3 weeks), for a cumulative duration of 24 weeks. No further chemotherapy was administered after surgery. After November 2005, patients with HER2-amplified tumours also received trastuzumab, before and/or after chemotherapy (8 mg kg−1 loading dose, followed by 6 mg kg−1 every 3 weeks for a total 6 or 12 months duration). Endocrine therapy was delivered according to current local practice in the SIM arm. It was thus never delivered if patients had ER-negative tumours, not systematically delivered in case of ER-positive tumours and systematically given if hormone receptors were positive in the EC-T arm. Following chemotherapy completion, patients had either a conservative surgery or a mastectomy, depending on clinical and radiological response. Most patients underwent axillary dissection. All patients in the two cohorts received radiotherapy, after chemotherapy completion and surgery, in the breast and/lymph nodes.

Diagnosis

Breast cancer diagnosis was performed on surgical biopsies between 1985 and 2005 and on core-needle biopsies thereafter. Oestrogen and PR status was determined through the ligand-binding assay from 1990 to 2005 and then by immunohistochemistry (IHC). Whenever possible, the ligand-binding assay was controlled by IHC, IHC being favoured in case of discrepancy. Positivity cutoffs were 10 fmol mg−1 of protein for the biochemistry method, and 10% staining for IHC. From 2005, HER2 determination was systematically performed by IHC with control by FISH or SISH for ambiguous cases. Retrospective determination of HER2 status was performed whenever possible.

Pathological response

Pathological complete response was defined as the absence of infiltrative carcinoma in the breast and in the lymph nodes. Persistent in situ carcinoma in the breast was considered as a complete response. Patients with involved supra-clavicular lymph node were included in the analysis, whereas patients with distant metastatic disease at onset were excluded.

Statistical methods

Results are reported with frequency and per cent for categorical data and median and range for quantitative data. Baseline characteristics were compared between the two regimen groups using Fisher's exact test or the Wilcoxon rank-sum test. Pathological complete response rates were compared using Fisher's exact tests, and interactions with the protocol group were tested using logistic regression models. Disease-free survival (DFS) was counted from the date of biopsy to the date of distant metastases, death or the last follow-up alive with absence of metastases as certained, whichever occurred first. Survival curves were estimated by the Kaplan–Meier product limit estimator and compared using partial likelihood ratio tests in Cox proportional hazards models. The proportional hazards assumption was checked by examination of Schoenfeld residuals and the Grambsch and Therneau lack-of-fit test. When proportional hazards could not be assumed, time-dependent effects were added to the model. Multivariable analysis of DFS was carried out using the Cox model with time-dependent effects, to account for non-proportional hazards. As follow-up was different in the two protocol groups, DFS was censored at 84 months in all analyses involving comparison between SIM and EC-T protocols. Models were adjusted on usual prognostic factors, that is, tumour size, HER2 status, histological grade and nodal status. Although we decided not to conform to the ‘rule of thumb' of 10 events per variable (Vittinghoff and McCulloch, 2007), we kept the number of predictors as low as possible. Interactions between biological parameters and the treatment protocol were tested. Given the overlaps between ER status and TN status, both were not entered together in the model. It was decided on clinical grounds to use a TN status. All tests were two-sided and P-values ⩽0.05 were considered as indicating significant association. Analyses were performed using R 2.10.1 statistical software.

Results

Two hundred and sixty-seven patients with LABCs were treated in our breast disease unit. Ninety-nine patients were treated with SIM, whereas 168 patients received EC-T chemotherapy regimen. Median follow-up time from initiation of chemotherapy was 127 months for patients in the SIM arm (range 23–248) and 52 months for patients in the EC-T arm (range 10–97). Baseline patients and tumour features showed significantly more frequent T4 size and high histological grade in patients treated with the SIM protocol (Table 1a). Triple-negative tumours represented 23% and 25% of cases, respectively (Table 1b). Pathological response was assessed in all patients who underwent surgery (100% in SIM and 98% in EC-T). This dose-intensive anthracycline-based regimen was manageable in regards of toxicity despite pronounced myelotoxicity (Cottu ).

Table 1a

Patients characteristics at inclusion (%)

Variable	SIM	EC-T	P-value
No. patients	99	168
Age, median (range), years	46 (24–76)	48 (26–78)	0.046
Clinical tumour			0.004
T1	0 (0)	2 (1)
T2	16 (16)	50 (30)
T3	51 (52)	88 (52)
T4	32 (32)	28 (17)
Clinical nodal status			0.12
N0	23 (23)	57 (34)
N1	53 (54)	87 (52)
N2	21 (21)	21 (12)
N3	2 (2)	3 (2)
Histological type			0.65
Ductal	91 (92)	148 (88)
Lobular	6 (6)	14 (8)
Other	2 (2)	6 (4)
Histological grade			0.007
Grade 1	0 (0)	13 (8)
Grade 2	49 (50)	82 (49)
Grade 3	49 (50)	71 (43)
Missing	1	2
ER expression			>0.99
Negative	31 (34)	56 (33)
Positive	61 (66)	112 (67)
Missing	7	0
PR expression			0.11
Negative	48 (53)	106 (63)
Positive	43 (47)	61 (37)
Missing	8	1
HER2 expression			0.62
Negative	72 (79)	137 (82)
Positive	19 (21)	30 (18)
Missing	8	1
Triple negative			0.76
No	70 (77)	125 (75)
Yes	21 (23)	42 (25)
Missing	8	1

Abbreviations: ER=oestrogen receptor; HER2=human epidermal growth factor receptor 2; PR=progesterone receptor; pts=patients.

Table 1b

Patients with triple-negative tumour characteristics at inclusion (%)

Variable	SIM-TN	SIM–non TN	EC-T-TN	EC-T-non TN
No. patients	21	70	42	125
Age, median (range), years	46 (29–69)	46 (24–76)	47 (29–78)	49 (26–76)
Clinical tumour
T1	0 (0)	0 (0)	0 (0)	2 (2)
T2	4 (19)	8 (11)	14 (33)	36 (29)
T3	15 (71)	34 (49)	24 (57)	63 (50)
T4	2 (10)	28 (40)	4 (10)	24 (19)
Clinical nodal status
N0	7 (33)	16 (23)	14 (33)	43 (34)
N1	11 (52)	39 (56)	21 (50)	66 (53)
N2	3 (14)	13 (19)	6 (14)	14 (11)
Histological type
Ductal	20 (95)	63 (90)	36 (86)	111 (89)
Lobular	0 (0)	6 (9)	1 (2)	13 (10)
Other	1 (5)	1 (1)	5 (12)	1 (1)
Histological grade
Grade 1	0 (0)	0 (0)	0 (0)	12 (10)
Grade 2	3 (14)	40 (57)	8 (19)	74 (60)
Grade 3	18 (86)	30 (43)	34 (81)	37 (30)
Missing	0	0	0	2

Abbreviation: TN=triple negative.

Pathological complete response in the whole and TN population

Similar global rates of pCR were observed in the two patient groups, 16% (16/99) and 12% (19/165) in SIM and EC-T, respectively (Table 2). This was associated with an identical 7-year-DFS rate of 59% (95% CI: 50–69%) for SIM vs 60% (48–76%) for EC-T (Figure 1B) and same OS rate of 74% (95% CI: 65–83%) for SIM vs 71% (59–86%) for EC-T (Figure 1A).

Table 2

Pathological complete response

No. pCR/No. pts (%)	SIM	EC-T	P-value
Pathological response evaluated (%)	99 (100)	165 (98)
All tumours	16/99 (16%)	19/165 (12%)	0.35
ER expression			Interaction: P=0.099
Negative	14/31 (45%)	13/55 (24%)	0.053
Positive	2/61 (3%)	6/110 (5%)	0.71
Missing	7	0
PR expression			Interaction: P=0.79
Negative	14/48 (29%)	18/105 (17%)	0.13
Positive	2/43 (5%)	1/59 (2%)	0.57
Missing	8	1
HER2 expression			Interaction: P=0.86
Negative	11/72 (15%)	14/134 (10%)	0.37
Positive	5/19 (26%)	5/30 (17%)	0.48
Missing	8	1
Triple negative			Interaction: P=0.27
No	6/70 (9%)	9/123 (3.7%)	0.78
Yes	10/21 (48%)	10/41 (24%)	0.087
Missing	8	1

Abbreviations: ER=oestrogen receptor; HER2=human epidermal growth factor receptor 2; PR=progesterone receptor; pts=patients.

Figure 1

Overall survival and disease-free survival of the patients treated with SIM ( Numbers of patients still followed at each time point are indicated. Time is in years, shaded areas represent pointwise 95% confidence intervals.

We first studied the predictive factors for pathological pCR. It was assessed in 99 patients (100%) in the SIM group and 165 (98%) in the EC-T group (Table 2). HER2 overexpression had no influence on pCR in both protocol groups. ER-negative tumours were more likely to achieve pCR than ER-positive tumours, both in SIM (14 out of 31 patients (45%) vs 2 out of 61 (3%)) and, to a lesser extent, in EC-T (13 out of 55 (24%) vs 6 out of 110 (5%)). Interaction between ER-negative tumour patients and the type of protocol (SIM vs EC-T) reached borderline significance, with a P-value of 0.099. Similarly, TN tumours were associated with non-statistically significantly higher pCR rates, than non-TN tumours in both SIM (10 out of 21 (48%) vs 6 out of 70 (9%)) and to a lesser extent in EC-T (10 out of 41 (24%) vs 9 out of 123 (3.7%)), although interaction between response in TN tumours and the type of protocol was negative (P=0.27).

Disease-free survival and OS in TN patients

We analysed the DFS of patients with TN tumours and with non-TN tumours in both protocols (Figure 2; Supplementary Figure). In the SIM protocol, DFS was significantly longer for TN patients than for non-TN ones (P=0.019) (Figure 2A), whereas in the EC-T protocol, the DFS was almost significantly shorter (P=0.066) (Figure 2B; Supplementary Figure A and B). Patients with TN tumours exhibited a DFS plateau, with a stable 76% DFS at 7 years in the SIM, whereas DFS of EC-T-treated patients decreased up to 57% at 7 years.

Figure 2

Disease-free survival ( Restricting the analysis to the first 72 months, the SIM regimen achieved a significantly longer DFS than EC-T in patients with TN tumours.

In the SIM protocol, the OS rate at 7 years was the same for patients with TN tumours as for patients with non-TN tumours, respectively 76% and 71%, P=0.78. Conversely, in the EC-T protocol, the OS at 7 years was worse for patients with TN tumours than for patients with non-TN tumours, respectively 65% vs 75%, P=0.001 (Figure 2C and D; Supplementary Figure C and D).

Multivariate analysis

To account for confounding factors that might have biased the comparison of these two regimens, we performed a multivariable analysis of DFS and OS incorporating common prognostic factors parameters (tumour size, nodal status, HER2 overexpression, histological grade, hormonal receptors, Table 3). Node invasion was associated with a twofold increase in relapse risk and death (P=0.002 and P=0.006, respectively), whereas tumour size, histological grade and HER2 expression were not significantly associated with relapse or death. There was a strong interaction between TN status and treatment (P=0.023), with a non-constant effect in time for TN vs non TN both for DFS (P<0.004) and OS (P=0.0004). Overall, TN status was associated with an increased initial risk of recurrence that gradually decreased (P=0.004) as well as a hazard ratio (HR) of 2.33 (95% CI (1.21–4.49)) during the first 24 months of follow-up until 0.16 (95% CI (0.02–1.21)) after 48 months of follow-up.

Table 3

Results of multivariable analysis of DFS and OS

	DFS		OS
Variable	HR (95% CI)	P-value	HR (95% CI)	P-value
Histological grade 3	1.00 (0.61–1.65)	0.98	1.39 (0.73–2.64)	0.31
N-stage ⩾2	2.19 (1.33–3.60)	0.002	2.35 (1.28–4.33)	0.006
T-stage 4	1.10 (0.66–1.85)	0.71	1.41 (0.73–2.72)	0.31
TN status by protocol interaction		0.023		0.063
Non-constant effect in time for TN		0.004		0.0004
TN vs non-TN with EC-T
Before 2 years	3.98 (1.69–9.37)	0.002	12.4 (2.94–52.2)	0.0006
After 2 years	0.74 (0.28–1.95)	0.54	1.42 (0.51–3.94)	0.50
SIM vs EC-T in non TN
Before 2 years	2.09 (0.93–4.68)	0.075	2.06 (0.46–9.16)	0.34
After 2 years	0.95 (0.49–1.81)	0.87	1.02 (0.47–2.22)	0.95
SIM vs EC-T in TN
Before 2 years	0.55 (0.20–1.56)	0.26	0.66 (0.19–2.29)	0.52
After 2 years	0.25 (0.07–0.86)	0.028	0.33 (0.09–1.24)	0.10

Abbreviations: CI=confidence interval; DFS=disease-free survival; HR=hazard ratio; OS=overall survival; TN=triple negative.

Using the non-TN patients treated with EC-T as the standard, there is a fourfold (HR=3.98, 95% CI (1.69–9.37)) increase in relapse risk in the first 2 years in TN patients treated with EC-T (P=0.002) compared with the non-TN ones (Table 3). Non-TN patients treated by SIM had a higher, although non-significant, risk of relapse than those treated by EC-T before 2 years (HR=2.09, 95% CI (0.93–4.68), P=0.075). TN patients treated with SIM had a significantly lower risk of recurrence after 2 years compared with those treated with EC-T (HR=0.25, 95% CI (0.07–0.86), P=0.028). Similar results were observed for OS, although the difference between SIM and EC-T was not significant (Table 3).

Discussion

This retrospective analysis of patients from a single institution treated with two distinct neoadjuvant regimens yielded unexpected and impressive results that may provide important clues for TN breast cancer chemotherapy. We demonstrate that dose intensification is a major independent variable in the outcome of TN LABC. Therefore, these observations suggest that the SIM regimen is better suited than EC-T for TN LABC.

Despite the higher prevalence of poor prognostic factors in the SIM-treated group, and the fact that 23 EC-T-treated patients received trastuzumab theoretically favouring the EC-T group, pCR and 7-year survival rates were similar in both populations. As in most other neoadjuvant studies (Nieto and Shpall, 2009; Silver ), both SIM and EC-T preferentially triggered pCR in high-grade ER-negative tumours and pCR was very strongly associated with long-term survival (data not shown). Indeed, the SIM regimen was significantly more potent in yielding pCR and long-term DFS rate in TN tumours (Tables 2 and 3; Figure 2A and C; Supplementary Figure A and C). On the contrary, in ER-positive patients, the heterogeneity of endocrine treatment between the two regimens did not allow strong conclusions on survival to be drawn. In TN tumours, the adjusted survival analysis shows a difference between the two treatments.

The key observation from this study is the presence of a long-term survival plateau of 70–80% for TN advanced tumours. Importantly in our study, whereas only 48% of patients with TN LABC tumours reached pCR (Table 3), 75% experienced long-term survival (Figure 2C; Supplementary Figure C), suggesting that surgery eradicated the remaining tumours burden. Mechanistically, the SIM regimen is thought to be a very potent inducer of DNA double-strand breaks, by cross-linking the two DNA strands.

Although we know that TNBC has always been associated with higher response rate than non-TN tumours, we still do not know what is the optimal chemotherapy. It has long been suspected that some breast cancers may be very sensitive to dose-intense alkylating agent-containing protocols (Nieto and Shpall, 2009; Silver ; Vollebergh ).

Currently, for TN tumours it is recommended to use the same chemotherapy regimen as for non-TN disease, mostly a 3-week regimen of an anthracyclin–cyclophophamide combination followed by docetaxel. However, the use of anthracyclins is still controversial in TNBC. In a combined analysis of two International Breast Cancer Study Groups (IBCSG, Trials VIII and IX), CMF regimen was shown to be likely equal to or better than FEC (Colleoni ). On the contrary, Huober, from the German Gepar group, showed a pCR of 39% in 509 patients with TNBC treated with TAC or TAC-NX (docetaxel/doxorubicin/cyclophosphamide/vinorelbine/capecitabine),which represents the highest pCR rate reported in a large multicenter phase III trial (Huober ; Oakman ). Patients with TN tumours also benefit from taxanes as reported in the Gepartrio study mentioned above (Hayes ; Huober ). The efficacy of docetaxel was assessed in a recent metaanalysis in early breast cancers. Benefit in DFS was seen across all subgroups, including TN status ones (Jacquin ). Small studies have suggested that platinum may be particularly effective for TNBC based on the histopathological similarities between TN breast cancers and BRCA1-mutated breast cancers (Foulkes ). Cells with BCRA1 mutations are deficient in DNA repair mechanisms, which makes them sensitive to platinum agents. For example, pCR rate as high as 54.6% was reported in TNBC treated with a combination of docetaxel and carboplatin (Chang ), 40% in another study combining epirubicin, cisplatin, fluorouracil followed by weekly paclitaxel (Torrisi ) and 80% in a BRCA1-mutated population (Byrski ). However, these data are based on small studies and need further validation in large randomised studies, specially for non-BRCA-related TNBC. Because of the high level of intratumoral VEGF in TN tumours (Linderholm ), it was suggested that VEGF inhibitors might be well suited for TN breast cancers. Unfortunately, two large phase III trials reported conflicting results. In the study run by the German group (von Minckwitz , 2012b), the addition of bevacuzimab to neoadjuvant chemotherapy significantly increased the pCR specifically in the TN breast cancer subgroup. In the NSABP-B40 study, which assessed the impact of bevacuzimab combined with neoadjuvant chemotherapy (Bear ), the subgroup analysis revealed a more pronounced effect of bevacuzimab on hormonal receptor-positive tumours. Because of the discrepancy in these results, bevacizumab is not recommended in TNBC treated in neoaadjuvant setting.

A better understanding of TN tumour biology had led to identification of potential new targets as poly-ADP ribose polymerase (PARP) inhibitors (Fong ; Tutt ; O'Shaughnessy ). In tumours with BRCA1 or BRCA2 mutations (most of which are TN) (Manie ), inhibition of PARP further compromises DNA repair leading to cell death (Andre and Pusztai, 2006; Lehmann-Che ; Vollebergh ). A lot of TNBC are basal-like molecular subtypes and they share similarities with BRCA1-associated breast cancer as deficiency in DNA repair pathways. Iniparib was purported to be a PARP inhibitor that showed promised results in a phase II study in patients with metastatic TN breast cancers. The phase III trial failed to show differences in PFS as well as OS. Recent data suggest that iniparib is not only structurally different from other PARP inhibitors but is also a poor inhibitor of PARP activity (Mateo ).

Triple-negative tumours belong to a molecularly heterogeneous group of tumours with different molecular alterations, future studies should aim at elucidating more refined biomarkers implicated such as TP53 mutation, BRCA1 status, basal status, CGH profile (Arnedos ).

Our data suggest that the initial response of TN tumours to the SIM regimen is followed by long-term survival and most likely definitive cures. In summary, this long-term survival analysis bears implications for the management of TN breast cancers and calls for prospective trials using this dose-dense cyclophosphamide–anthracyclin combination.