Feasibility of sentinel lymph node biopsy in breast cancer patients clinically suspected of axillary lymph node metastasis on preoperative imaging.

BACKGROUND: Generally, sentinel lymph node biopsy (SLNB) is performed in patients with clinically negative axillary lymph node (LN). This study was to assess imaging techniques in axillary LN staging and to evaluate the feasibility of SLNB in patients clinically suspected of axillary LN metastasis on preoperative imaging techniques (SI).
METHODS: A prospectively maintained database of 767 breast cancer patients enrolled between January 2006 and December 2009 was reviewed. All patients were offered preoperative breast ultrasound, magnetic resonance imaging, and positron emission tomography scanning. SI patients were regarded as those for whom preoperative imaging was "suspicious for axillary LN metastasis" and NSI as "non-suspicious for axillary LN metastasis" on preoperative imaging techniques. Patients were subgrouped by presence of SI and types of axillary operation, and analyzed.
RESULTS: For 323 patients who received SLNB, there was no statistically significant difference in axillary recurrence (P=0.119) between SI and NSI groups. There also was no significant difference in axillary recurrence between SLNB and axillary lymph node dissection (ALND) groups in 356 SI patients (P=0.420). The presence of axillary LN metastasis on preoperative imaging carried 82.1% sensitivity and 45.9% specificity for determining axillary LN metastasis on the final pathology.
CONCLUSIONS: SLNB in SI patents is safe and feasible. Complications might be avoided by not performing ALND. Therefore, we recommend SLNB, instead of a direct ALND, even in SI patients, for interpreting the exact nodal status and avoiding unnecessary morbidity by performing ALND.

Background

Sentinel lymph node biopsy (SLNB) is the preferred method to assess the pathologic status of the axillary lymph nodes (LNs) for patients with stage I or II breast cancer [1-8]. SLNB has been recommended based on the results of recent randomized clinical trials showing decreased arm and shoulder morbidity in patients with breast cancer undergoing SLNB compared with those undergoing standard axillary lymph node dissection (ALND) [5,9]. However, not all patients are candidates for SLNB.

According to the National Comprehensive Cancer Network (NCCN) guideline, SLNB should be performed in patients with clinically negative axillary LNs [10]. Yet, SLNB is still not recommended by the American Society of Clinical Oncology (ASCO) for large or locally advanced invasive breast cancers (T3 and T4), inflammatory breast cancer, during pregnancy, in the setting of prior non-oncologic breast surgery or axillary surgery, and in the presence of suspicious palpable axillary LN. In the ASCO guideline recommendations, the sensitivity of SLN biopsy for node involvement ranged from 71% to 100%, and the false negative rate averaged 8.5% across 69 studies (10,454 patients) analyzed [1]. Nevertheless, the role of SLNB is increasing and even palpable axillary LN alone is no longer a contraindication [11].

In the era of SLNB, the exclusion of LN metastases using noninvasive methods could reduce the rate of axillary surgery [12]. However, the experience of the examiner is important for the diagnostic precision and prediction. Therefore, the accuracy of the imaging study has appropriately been questioned. It is well known that sensitivity and positive predictive value of preoperative axillary ultrasound (US) are low [13] and those of the positron emission tomography (PET) scan are even lower [14].

The aim of this study was to assess the imaging techniques in axillary LN staging and to evaluate the feasibility of SLNB even in patients clinically suspected of axillary LN metastasis on preoperative imaging techniques (SI).

Methods

Patient cohort

Between January 2006 and December 2009, 767 consecutive patients with biopsy-proven invasive breast cancer were successfully treated by two breast surgeons. All the patients were offered preoperative imaging techniques including breast US, contrast-enhanced magnetic resonance imaging (MRI), and PET scanning. Preoperative MRI was done to determine the extent of surgery (for example, wide excision or simple mastectomy). PET-CT was performed to find out whether any distant metastasis existed before the operation. Along with mammography and ultrasound, these are routine preoperative examinations in our hospital. All clinical and pathologic features were collected prospectively from the database of Seoul St Mary’s Hospital.

Exclusion criteria were male gender, previous breast cancer surgery, prior breast irradiation, known distant metastasis, prior axillary surgery, inflammatory breast cancer, and neoadjuvant chemotherapy. In the remaining 571 patients, SLN biopsy or ALND was performed. Before May 2008, patients with clinically suspicious axillary LN were treated with ALND. Consequently, 323 patients underwent SLNB and the remainder (n=248) ALND. All protocols were approved by the institutional review committee of the Seoul St Mary’s Hospital (KC12RISI0396) and met the guidelines of the responsible governmental agency.

Detection and false negative rate

SI patients were regarded as those for whom any of preoperative imaging techniques (that is, US, MRI, and PET scan) proved suspicious for axillary LN metastasis. The detection rate was determined based on patients who underwent successful SLNB and did not experience conversion to ALND. Unscheduled ALND due to unsuccessful SLNB was considered a failure and was used to determine the failure rate. Axillary recurrence after surgery represented a false negative and was used to determine the false negative rate.

Imaging protocols

Axillary US was done by two experienced breast radiologists using a Seimens SEQUOIA 512 (Acuson, Mountain View, CA, USA) equipped with a broad-band linear probe (5 to 12 MHz). As in a recent study [15], axillary LN was classified on the basis of cortical thickness (cutoff 2.5 mm) and the appearance (for example, an irregular nodular cortex, a diminished or absent fatty hilum, or cortical thickening greater than 3 mm) on ultrasound for predicting the presence of axillary metastasis. MRI was performed with a 1.5 tesla signa (GE Medical Systems, Milwaukee, WI, USA) with fat-suppressed fast spin-echo T2-weighted imaging (TR/TE=4000/85, flip angle 90 degrees, 30 slices with field of view (FOV) of 240 mm, matrix 256 × 224, two NEX and 3 mm section thickness with 0.1 mm intersection gap, acquisition time 2 minutes, 56 sec) and interpreted by two breast radiologists. PET-CT scanning (Biography LSO; Siemens Medical Solutions, Knoxville, TN, USA) was performed after 8 hours of fasting. Patients were injected intravenously with 12.5 mCi of 2-(fluorine-18)-fluoro-deoxy-D-glucose (F-18 FDG) in the contralateral hand. One hour after injection, patients were positioned in the scanner with their arms above their heads. Attenuation correction of images was not performed. A single nuclear physician who was aware of the diagnosis of breast carcinoma interpreted the scans.

Sentinel lymph node biopsy

Before 2010, SLNB was performed using the blue dye method in our hospital because we had no isotope or gamma probe before the year 2010; we used a standard 1-day protocol using the blue dye for localization. Briefly, at the operation, 4 ml of 0.8% Indigocarmine Blue dye (Carmine; Korea United Pharm., Seomyoen, Chungnam, South Korea) was used. Injections were given subdermally into the upper and outer areolar borders. If a node was blue or suspicious, it was considered a sentinel lymph node (SLN). A 5-cm incision along the anteroinferior border or the axillary hairline was done and SLNs were retrieved manually and sent for frozen section analysis.

Histologic evaluation

SLNs or nodes were sliced at approximately 2-mm intervals along the longitudinal axis of the LN. The largest slice from each SLN was subjected to immediate frozen-section examination with hematoxylin and eosin (H&E) staining and standard evaluation was assessed for the presence of metastases by an experienced breast pathologist. If a frozen section confirmed the presence of metastases in the SLN, completion ALND was done. The remaining tissue of the axillary SLNs was fixed in formalin and embedded in paraffin for the permanent pathologic report. The pathologist assessed lymph nodes with H&E staining only. When the final diagnosis of axillary LN metastasis was made, we performed additional ALND. All of patients with axillary LN metastasis underwent adjuvant chemotherapy.

Estrogen receptor, progesterone receptor, and HER2 status

Estrogen receptor (ER), progesterone receptor (PR) and HER2 status was reviewed from medical records. Hormone receptor status was determined using an enzyme immunoassay and reported in the medical records between 2006 and 2009. The receptor status had been determined using a commercial enzyme immunoassay according to the instructions of the manufacturer (Abbott Laboratories, Chicago, IL, USA). A result exceeding 15 fmol/mg was considered positive for the presence of the particular receptor. Tissue microarray (TMA) of primary breast tissue was used for analysis of HER2 overexpression. Immunohistochemistry (IHC) or fluorescence in situ hybridization (FISH) for evaluating HER2 status was performed, and an IHC score of three positive or FISH-positive was defined as positive for HER2 overexpression. The IHC method was briefly as follows; five-micrometer sections of paraffin-embedded tissue arrays were deparaffinized, rehydrated in a graded series of alcohol solutions and microwave-treated for 10 minutes in a pH 6.0 citrate buffer. The endogenous peroxidase activity was blocked using 0.3% hydrogen peroxide. The tissue arrays were processed in an automatic IHC staining machine using standard procedures (Lab Vision autostainer; Lab Vision, Fremont, CA, USA) and a ChemMate™ EnVision™ system (DAKO, Carpinteria, CA, USA). FISH was performed using the PathVysion™ HER2/CEN probe (Vysis, Downers Grove, IL, USA). The c-erbB2 to chromosome 17 centromere ratio was measured in at least 60 nuclei from the tumor cells, and an average score was taken. More than two copies of c-erbB2 for each chromosome 17 were considered to be a positive sign for c-erbB2 gene amplification.

Statistical analyses

The primary endpoint was axillary recurrence. Adjuvant therapy comprising chemotherapy and/or radiotherapy was performed for all the patients who underwent an operation according to the standard protocols used in our hospital. Axillary recurrence-free survival (ARFS) was defined as the time from definitive breast surgery to first documented axillary recurrence. The results were presented as the mean ± SD or number (%) as appropriate. The chi-square test was used to compare categorical variables, and the independent two-sample t-test was used to compare the values of continuous variables between groups. The Kaplan-Meier method was used for survival analysis and the log rank test for estimating the axillary ARFS. All statistical tests were two-sided, and a P-value < 0.05 was considered statistically significant.

Results

One hundred ninety six patients were excluded, leaving 571 patients for the study. Median follow up was 45 months (range, 1 to 73 months). Factors evaluated for clinical and pathologic features were mean age of the patients, axillary recurrence, recurrence, tumor (T) and node (N) stage, pathologic stage, size of tumor, nuclear and histologic grade, ER status, PR status, IHC, and lymphovascular invasion. Axillary recurrence occurred in 6 of 323 patients in the SLNB group, and 10 of 248 patients in the ALND group (Table 1).

Table 1

Clinical and pathologic characteristics of 571 patients

Characteristics	SLNB(n=323)	ALND(n=248)	P(Chi-square test)
Mean age ±SD	51.06 ± 9.80	51.38 ± 9.54	0.540
Axillary recurrence			0.119
No	317	238
Yes	6	10
Recurrence			0.001
No	302	209
Yes	20	39
T stage			0.001
pT1	232	127
pT2	79	104
pT3	12	15
pT4	0	2
N stage			0.001
pN0	256	147
pN1	52	85
pN2	8	6
pN3	7	10
Stage			0.001
Stage I	199	87
Stage IIA	78	94
Stage IIB	29	40
Stage IIIA	10	16
Stage IIIB	0	2
Stage IIIC	7	9
Size of tumor, cm, mean ± SD	1.84 ± 1.55	2.56 ± 2.04	0.001
Histology			0.003
G1	100	47
G2	147	73
G3	62	43
Nuclear			0.015
G1	50	32
G2	203	136
G3	63	74
ER			0.495
Negative	96	80
Positive	227	167
PR			0.311
Negative	119	102
Positive	203	146
IHC			0.722
Negative/1+	175	131
2+	78	66
3+	69	48
Lymphovascular invasion			0.001
No	226	137
Yes	97	111

SLNB, sentinel lymph node biopsy; ALND; axillary lymph node dissection; ER,estrogen receptor; PR,progesterone receptor; IHC,immunohistochemistry.

Clinical and pathologic features for the 323 patients of the SLNB group were studied and the results were compared with those of patients who were clinically non-suspicious for axillary LN metastasis (NSI) and SI. The results are summarized in Table 2. Mean SLNB and SI patient age was 51.90 and 50.35 years, respectively, and was not significantly different between the two groups (P=0.790). Axillary recurrence was noted more frequently in the SI group but not with statistical significance (1/147 vs 5/171, P=0.152). The sole factor associated with SI patients was recurrence. Other factors associated with clinical suspicion of lymph node metastasis on univariate analysis were T and N stage, pathologic stage, ER status, nuclear and histologic grade, and lymphovascular invasion.

Table 2

Clinical and pathologic characteristics of SLNB for subgroups based on clinical suspicion of lymph node metastasis

Characteristics	NSI* (n=147)	SI* (n= 176)	P(Chi-square test)
Mean age ± SD	51.90 ± 9.99	50.35 ± 9.60	0.790
Axillary recurrence			0.152
No	146	171
Yes	1	5
Recurrence			0.017
No	143	159
Yes	4	16
T stage			0.022
pT1	112	120
pT2	34	45
pT3	1	11
N stage			0.002
pN0	129	127
pN1	17	35
pN2	1	7
pN3	0	7
Stage			0.002
Stage I	101	98
Stage IIA	37	41
Stage IIB	8	21
Stage IIIA	1	9
Stage IIIC	0	7
Size of tumor, cm, mean ± SD	1.58 ± 0.89	2.06 ± 1.91	0.463
Histology			0.013
G1	53	47
G2	74	73
G3	19	43
Nuclear			0.005
G1	28	22
G2	100	103
G3	18	45
ER			0.009
Negative	33	63
Positive	114	113
PR			0.167
Negative	48	71
Positive	98	105
IHC			0.086
Negative/1+	81	92
2+	40	38
3+	23	45
Lymphovascular invasion			0.013
No	113	113
Yes	34	63

*Clinically suspicious for axillary LN metastasis on preoperative imaging techniques (SI) patients are those with any of preoperative imaging techniques, including US, MRI, and PET scan, who were suspected of axillary LN metastasis, and NSI are those not suspected of LN metastasis.ER,estrogen receptor; PR,progesterone receptor; IHC,immunohistochemistry.

During the study period, five patients of the SLNB group experienced failure because no sentinel nodes were found during the operation. Therefore, the detection rate of SLN was 98.5% (318/323). The 5-year axillary recurrence rate was 0.7% (1/147) for NSI patients and 2.8% (5/176) for SI patients; the rates were not statistically significant (P=0.295) Therefore, ARFS was estimated as 97.2% (171/176) for SI and 99.3% (146/147), respectively (Figure 1) and there was no statistically significant difference in the false negative rate.

Figure 1

Evaluation of axillary recurrence-free survival (ARFS) for subgroups based on imaging studies. SI, clinically suspicious axillary lymph node recurrence on preoperative imaging studies; NSI, clinically non-suspicious axillary lymph node recurrence on preoperative imaging studies.

Further statistical analyses were done for patients clinically suspected of LN metastasis. The patients were subgrouped as SLNB and ALND (Table 3). There was no statistically significant difference in axillary recurrence between the two groups (5/176 vs 8/180, P=0.420) and a Kaplan-Meier curve showed no difference (P=0.486, Figure 2).

Table 3

Clinical and pathologic characteristics of patients clinically suspected of lymph node metastasis for subgroups based on type of axillary operation

Characteristics	SLNB (n=176)	ALND (n= 180)	P(Chi-square test)
Mean age ± SD	52.00 ± 9.61	47.00 ± 9.45	0.743
Axillary recurrence			0.420
No	171	172
Yes	5	8
Recurrence			0.049
No	159	151
Yes	16	29
T stage			0.001
pT1	120	86
pT2	45	78
pT3	11	14
pT4	0	2
N stage			0.001
pN0	127	91
pN1	35	74
pN2	7	6
pN3	7	9
Stage			0.001
Stage I	98	54
Stage IIA	41	63
Stage IIB	21	38
Stage IIIA	9	15
Stage IIIB	0	2
Stage IIIC	7	8
Size of tumor, cm, mean ± SD	2.06 ± 1.91	2.62 ± 1.70	0.019
Histology			0.013
G1	47	27
G2	73	96
G3	43	48
Nuclear			0.104
G1	22	20
G2	103	90
G3	45	65
ER			0.833
Negative	63	66
Positive	113	113
PR			0.311
Negative	71	79
Positive	105	101
IHC			0.525
Negative/1+	92	89
2+	38	47
3+	46	41
Lymphovascular invasion			0.002
No	113	63
Yes	86	94

ER,estrogen receptor; PR,progesterone receptor; IHC,immunohistochemistry.

Figure 2

Evaluation of axillary recurrence-free survival (ARFS) for subgroups based on type of axillary operation. SLNB, sentinel lymph node biopsy; ALND, axillary lymph node dissection.

The presence of axillary LN metastasis on preoperative imaging carried an 82.1% sensitivity, 45.9% specificity, 38.8% positive predictive value (PPV), and 86.1% negative predictive value (NPV) for determining axillary LN metastasis on final pathology. PET-CT was the most sensitive imaging technique (62.41%) for identifying axillary LN metastasis, followed by MRI (61.73%) and US (59.88%) (Table 4). Specificity for the imaging techniques was 82.96% for PET-CT, 82.09% for US, and 78.24% for MRI. The specificity of SI was low (45.9%) and unnecessary ALND was performed in more than half of the patients.

Table 4

Diagnostic accuracy of imaging techniques in staging axillary nodes

	Sensitivity (%)	Specificity (%)	PPV (%)	NPV (%)	Accuracy (%)
US	59.88	82.09	58.14	83.12	75.57
MRI	61.73	78.24	54.35	82.97	73.36
PET-CT	62.41	82.96	65.67	80.87	75.91
SI*	82.14	45.91	38.76	86.05	56.57

*SI are patients in whom a preoperative imaging technique, including breast ultrasound (US), contrast-enhanced magnetic resonance imaging (MRI), and positron emission tomography (PET)-CT scanning, revealed suspected axillary LN metastasis. PPV, positive predictive value; NPV, negative predictive value.

Discussion

The aim of this study was to determine whether it is safe and feasible to perform SLNB in patients with clinically suspicious axillary LN metastasis on preoperative imaging studies. The disease status of the axillary LN is the most significant prognostic factor for patients with breast cancer [16]. SLNB is feasible and accurate, works well in a wide range of practice settings, increases staging accuracy by allowing enhanced pathologic analysis, has less morbidity than ALND, and gives local control comparable to that of ALND [17]. Therefore, ALND for uninvolved axillary LN is considered unnecessary and improper, and indication of SLNB is important. Presently, there was no statistically significant difference in axillary recurrence between SLNB and ALND groups for clinically suspicious axillary LN metastasis (P=0.420). Therefore, SLNB in clinically suspicious patients on preoperative imaging studies might be safe and feasible in the clinical setting.

The NCCN guideline recommends that SLNB should be performed in patients with clinically negative axillary LNs [10]. Still, many authorities consider clinically positive axillary LNs a contraindication for SLNB [1]. Nevertheless, the role of SLNB is increasing and various studies have shown that clinical assessment of axillary LNs alone is inaccurate with a false positive rate up to 40% [11,18]. In our study, SI patients were regarded as those for whom the preoperative imaging techniques of US, MRI, and PET-CT scanning revealed suspicion of axillary LN. Owing to the low specificity of imaging studies, direct ALND in SI patients could potentially lead to unnecessary ALND.

This study emphasizes the feasibility of SLNB, even in SI patients. More than 60% of all primary operable breast cancers do not have axillary LN metastasis [12]. Non-invasive methods like US, MRI, PET-CT have gained more importance in staging axillary LN. Nevertheless, no imaging study is completely accurate. Axillary US provides additional value in detecting pathological axillary LN [19,20] but sensitivity has reportedly varied from 26.4% (15.3% to 40.3%) to 75.9% (56.4% to 89.7%) and specificity from 88.4% (82.1% to 93.1%) to 98.1% (90.1% to 99.9%) [21]. A meta-analysis of 25 studies including 2,460 patients reported that PET-CT provided lower sensitivity (37% to 85%) and high specificity (84% to 100%) [22]. The present analysis also indicated that the sensitivity of PET-CT is not sufficient for staging axillary LNs. Also, adding axillary MRI sequentially after axillary US does not significantly improve detection rate of positive nodes [23]. In our study, 56.57% of accuracy (Table 4) was shown with preoperative imaging techniques and false positivity of SI reached 61.23% (218/356) (Table 3). Hence, SLNB in SI patients might be possible.

It is now regarded that a proportion of patients can be spared an SLNB with the aid of preoperative axillary US combined with fine-needle aspiration cytology (FNAC) [24]. Indeed, when FNAC is combined, the likelihood of false positives and false negatives would decrease [13]. However, preoperative axillary US alone is insufficiently specific to obviate the need for SLNB because of the substantial number of false negative results, especially in stage N1 disease, although it may almost exclude N2 and N3 disease [25]. In our study, 52/323 patients (16.1%) who underwent SLNB were proved to have N1 disease. Therefore, preoperative axillary US combined with FNAC alone might have produced false negative results with additional costs. In fact, we tried to perform routine axillary US combined with core needle biopsy but a number of patients (the proportion is not identifiable) refused to perform additional biopsy due to additional pain, cost, and bleeding.

There are some limitations to our study. First, it is a retrospective review of a small number of patients. Further evaluation with a large number of prospective randomized controlled studies must be done in a more standardized group for validation. Second, there were some confounding factors concerning postoperative adjuvant therapies, including radiation, systemic, or endocrine therapies. These factors could have influenced the results. Despite these limitations, the study is significant and is the first to recommend SLNB in SI, based on its demonstrated feasibility and safety.

Our evaluation of SLNB in SI patients with breast cancer suggests that no imaging techniques can replace surgical staging and histologic confirmation of nodal status [14]. Hence the inaccuracy of the imaging techniques allows indications of SLNB widening and SLNB in SI patients is safe and feasible. However, further prospective trials with a larger cohort of patients with long-term follow up are required to verify this observation.

Conclusions

The inaccuracy of the imaging techniques allows widening of indications of SLNB. Therefore, we recommend SLNB, instead of a direct ALND, even in SI patients, for interpreting the exact nodal status and avoiding unnecessary morbidity by performing ALND.

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

HYK contributed mainly in the design, literature review, and writing of the article. The data were collected and assembled by HYK, EJK, EYC, and SHK. BJC, JSB, and SSJ gave valuable advice and edited the discussion. Both SSJ and BJS provided administrative support. BJS has given final approval for the version to be published. All authors read and approved the final manuscript.