For organic and hybrid electronic devices, the physicochemical properties of the contained interfaces play a dominant role. To disentangle the various interactions occurring at such heterointerfaces, we here model a complex, yet prototypical, three-component system consisting of a Cu-phthalocyanine (CuPc) film on a 3,4,9,10-perylene-tetracarboxylic-dianhydride (PTCDA) monolayer adsorbed on Ag(111). The two encountered interfaces are similar, as in both cases there would be no bonding without van der Waals interactions. Still, they are also distinctly different, as only at the Ag(111)-PTCDA interface do massive charge-rearrangements occur. Using recently developed theoretical tools, we show that it has become possible to provide atomistic insight into the physical and chemical processes in this comparatively complex nanostructure distinguishing between interactions involving local rearrangements of the charge density and long-range van der Waals attraction.
For organic and hybrid electronic devices, the physicochemical properties of the contained interfaces play a dominant role. To disentangle the various interactions occurring at such heterointerfaces, we here model a complex, yet prototypical, three-component system consisting of a Cu-phthalocyanine (CuPc) film on a 3,4,9,10-perylene-tetracarboxylic-dianhydride (PTCDA) monolayer adsorbed on Ag(111). The two encountered interfaces are similar, as in both cases there would be no bonding without van der Waals interactions. Still, they are also distinctly different, as only at the Ag(111)-PTCDA interface do massive charge-rearrangements occur. Using recently developed theoretical tools, we show that it has become possible to provide atomistic insight into the physical and chemical processes in this comparatively complex nanostructure distinguishing between interactions involving local rearrangements of the charge density and long-range van der Waals attraction.
When different materials
approach each other, the resulting physicochemical
properties of the new heterostructures are often dictated by the interfaces.
The latter become even more relevant, when the dimensions of the various
materials are reduced and one encounters nanoscopic structures (in
the present case molecular monolayers). As various types of such heterointerfaces
have become integral parts of electronic devices, it is crucial to
control their structure and properties for improving device performance.
Beyond that it is appealing to design the interfaces’ physical
and chemical properties to realize novel functionalities.[1]Understanding the driving forces behind
the formation of heterointerfaces
and their consequences for the electronic properties[2] of materials is challenging, as simultaneously occurring
physical and chemical processes can blur a fully microscopic view
on the relevant phenomena. Bonding often occurs due to a superposition
of several sources of interaction such as charge-transfer, polarization,
Pauli pushback, and van der Waals attraction; consequently, an unambiguous
determination of the responsible binding mechanism becomes extremely
difficult. This poses a considerable challenge when trying to understand
the properties of more complex systems with several different interfaces.[3,4] Here, atomistic modeling can aid
in achieving an in-depth understanding of the relevant processes,
as the latter can be traced back to the atomistic quantum-level and
undesired external influences can often be excluded in a well-defined
way. In passing we note that this also applies to situations where
deviations from ideality such as the roughness of the interface determine
the properties of a nanoscopic device, as discussed recently by Aradhya
et al.[5]In the present theoretical
study, we focus on the problem of multiple
interfaces in the area of organic electronics and study a prototypical
multilayered heterostructure consisting of a Ag(111) metallic substrate
onto which monolayers of the organic molecules 3,4,9,10-perylene-tetracarboxylic-dianhydride
(PTCDA, see Figure 1a, top) and Cu-phthalocyanine
(CuPc, see Figure 1a, bottom) are successively
adsorbed (Ag(111)–PTCDA–CuPc, Figure 1, parts b and c). The motivation for the choice of this system
is 3-fold: (i) It contains two qualitatively different interfaces
(one between a metal and an organic semiconductor and one between
two organic layers), where different mechanisms can be expected to
establish bonding. (ii) The two interfaces are very close (separated
only by a PTCDA monolayer) and, thus, can be expected to influence
each other.[3] (iii) The Ag(111)–PTCDA–CuPc
system is, to the best of our knowledge, the only metal–organic–organic
three-layer system for which full experimental information on its
geometric structure has been published.[3]
Figure 1
(a) Chemical structures of the studied organic molecules: 3,4,9,10-perylene-tetracarboxylic-dianhydride
(PTCDA; top) and Cu–phthalocyanine (CuPc; bottom). Top (b)
and side view (c) of CuPc (blue) on PTCDA (yellow) on Ag(111) (white);
the considered unit cell is indicated in part b; the calculated and
experimental[3] average distances are listed
in part c. The former were extracted from a full geometry optimization,
see main text.
Analyzing the energetic contributions to Ag(111)–PTCDA–CuPc
bonding and the resulting charge-transfer at the atomistic quantum-level,
we find that for both, the Ag(111)–PTCDA and the PTCDA–CuPc
interfaces, no appreciable bonding would occur in the absence of long-range
van der Waals (vdW) interactions. The charge-rearrangements are, however,
by nearly 2 orders of magnitude larger for the formation of the interface
between Ag(111) and PTCDA than for the addition of the CuPc layer,
where in the former case the main effect is electron transfer from
the metal substrate to the PTCDA monolayer. This hints toward relatively
involved binding mechanisms for the Ag(111)–PTCDA–CuPc
structure.
Theoretical Methods and System Setup
Modeling complex hybrid metal–organic systems is a sizable
challenge and due to system size, atomistic modeling usually relies
on density-functional theory (DFT), where long-range vdW contributions
to the total energy are missing in common (semi)local approximations.[6] Employing these (semi)local density functionals
can, therefore, result in an erroneous description of the binding
process and a wrong prediction of the interfacial structure of hybrid
metal–organic systems.[6]Here,
we show that this problem can be overcome and a reliable
description of the key structural properties of the above-described
multilayered heterostructure has now become possible. To this end,
we employ the Perdew–Burke–Enzerhof (PBE) exchange-correlation
functional[7] and include long-range vdW
interactions through the recently developed PBE + vdWsurf scheme.[8] The latter seamlessly combines
the Lifshitz–Zaremba–Kohn (LZK) theory[9,10] of the vdW interaction between an atom and a solid surface with
the dispersion-inclusive PBE + vdW[11] method.
Hence, the PBE + vdWsurf method simultaneously captures
the local hybridization effects within the molecule, surface polarization
effects, and the many-body response screening within the metallic
bulk. It has so far been successfully applied to binary systems such
as Xe, benzene, and PTCDA on transition metals[8] and to 2-pyrrolidone on Ag(111) and Ag(100) surfaces.[12] To describe laterally extended interfaces, slab-type
band-structure calculations (plane-wave cutoff: ∼270 eV) were
employed using a modified version of the VASP code,[13] where PBE + vdWsurf has been implemented.[14] Core–valence interactions were treated
in the projected augmented wave formalism[15] using soft potentials.[16] 3D representations
of the calculated systems were generated with XCrysden.[17]To model Ag(111)–PTCDA–CuPc,
we started from the
surface unit-cell observed in STM for PTCDA on Ag(111),[18] whereby the lattice parameter a was set to the value of 4.03 Å that corresponds to the lattice
constant of Ag optimized using the PBE + vdWsurf method.
This unit cell has been found to prevail within the PTCDA layer also
in the Ag(111)–PTCDA–CuPc system.[3] We doubled the unit cell in one direction (see Figure 1b), which allowed us to define a structural model
with one CuPc molecule per simulation cell. This results in the final
unit cell containing one CuPc and four PTCDA molecules, three layers
of Ag(111) and altogether more than 400 atoms (Figure 1b and Figure 1c). We note that the
experimentally observed unit cell of commensurate Ag(111)–PTCDA–CuPc
at full CuPc coverage is even larger by a factor of 2.5 and also contains
a larger fraction of CuPc molecules (four CuPc and ten PTCDA molecules
per unit cell).[3] Our structural model,
however, provides a CuPc coverage close to the packing for which the
vertical bonding distances have been reported in ref (3).[19] Further details on the computational methodology and system setup
are described in the Supporting Information.(a) Chemical structures of the studied organic molecules: 3,4,9,10-perylene-tetracarboxylic-dianhydride
(PTCDA; top) and Cu–phthalocyanine (CuPc; bottom). Top (b)
and side view (c) of CuPc (blue) on PTCDA (yellow) on Ag(111) (white);
the considered unit cell is indicated in part b; the calculated and
experimental[3] average distances are listed
in part c. The former were extracted from a full geometry optimization,
see main text.
Results and Discussion
Bonding in the Ag(111)–PTCDA–CuPc
Heterostructure
We first analyze the interactions between
a CuPc layer and Ag(111)–PTCDA by calculating its binding-energy
curve as a function of the vertical distance, d, separating the CuPc
layer from Ag(111)–PTCDA. The binding energy EB(d) is then obtained aswhere Esys is
the energy of the complete heterostructure Ag(111)–PTCDA–CuPc,
Esub is the energy of the “substrate” (here,
the PTCDA layer on silver) and Eads the
energy of the adsorbate (here, the CuPc layer, for further details
see the Supporting Information). By calculating EB(d) separately with PBE + vdWsurf and pure PBE, i.e., effectively including and neglecting vdW interactions, we are capable of assessing their role in the
bonding of CuPc to Ag(111)–PTCDA. The results in Figure 2 show that no bonding between CuPc and Ag(111)–PTCDA
is predicted in the absence of long-range vdW interactions, revealing
their importance in establishing the Ag(111)–PTCDA–CuPc
interface. Notably, vdW interactions, which are commonly thought of
as being “weak”, are in the range of several eV and
thus substantially contribute to the relatively large binding energy
between Ag(111)–PTCDA and CuPc of ∼2.7 eV per CuPc molecule.
This is primarily a consequence of the size of the interacting molecules,
as the vdW contribution to the overall binding energy of 2.7 eV amount
to a quite moderate ∼0.1 eV per heavy atom in CuPc. Compared
to experiment[3] (dashed vertical line in
Figure 2), the equilibrium distance calculated
with PBE + vdWsurf is already encouraging given that here
only a single geometric parameter (the bonding distance) has been
“optimized”.
Figure 2
Binding energy EB between the CuPc
layer and Ag(111)–PTCDA as a function of the difference between
the average vertical positions of the carbon atoms in the PTCDA and
CuPc layers calculated with PBE (red) and PBE + vdWsurf (green); the dashed vertical line indicates the experimental distance.[3]
Binding energy EB between the CuPc
layer and Ag(111)–PTCDA as a function of the difference between
the average vertical positions of the carbon atoms in the PTCDA and
CuPc layers calculated with PBE (red) and PBE + vdWsurf (green); the dashed vertical line indicates the experimental distance.[3]For the metal–organic interface between
Ag(111) and PTCDA,
it is well-known that an equilibrating electron transfer from the
silver surface into the band derived from the lowest unoccupied molecular
orbital of the PTCDA molecules (former LUMO; F-LUMO) pins that band
to the Fermi level.[3,20] Nevertheless, it was repeatedly
seen when modeling the Ag(111)–PTCDA structure that only the
proper inclusion of vdW interactions yields a realistic binding-energy
profile,[6,8,21,22] indicating that a combination of several different
binding interactions is responsible for the formation of the Ag(111)–PTCDA
interface.This raises the question, to what extent those interactions
are
modified by the presence of a CuPc layer (cf., discussion in ref (3)). To elucidate this, we
compare the binding-energy curves for the PTCDA–CuPc double-layer
and the PTCDA single-layer on Ag(111) in Figure 3a (again obtained from calculating the energy difference of the respective
combined and separated systems, see Supporting
Information for details). As can be seen from the figure, the
two binding energy curves are similar, but the PTCDA–CuPc double-layer
binds slightly more strongly to Ag(111) than the PTCDA single-layer
alone. The origin of this difference can be traced back to the PBE
and vdWsurf parts of the respective binding-energy curves
(see Supporting Information). Calculating
the corresponding binding-energy differences (see Figure 3b) allows disentangling the pure long-range vdW
contribution (vdWsurf) from all other chemical/physical
interactions (PBE). The data show that primarily the vdW attraction
between PTCDA–CuPc and the silver surface is stronger compared
to the PTCDA single-layer on Ag(111). With an energy contribution
of ∼0.12 eV at the equilibrium distance, this effect is relatively
small compared to the total vdW attractive energy between Ag(111)
and PTCDA–CuPc, which amounts to ca. 2.9 eV at the same distance
(see Supporting Information). Nevertheless,
the other energetic contributions to ΔEB are clearly less affected by the presence of the CuPc layer.
The two main effects contributing to this additional van der Waals
interaction can be traced back to (i) the direct vdW attraction between
CuPc and the Ag(111) substrate (calculated by removing the PTCDA layer
and amounting to 0.07 eV at the equilibrium distance) and (ii) an
increased PTCDA–CuPc vdW interaction due to the charge transfer
between the Ag(111) substrate and the PTCDA layer. The latter occurs
because the charge transfer increases the PTCDA’s molecular
C6 coefficients by 11% compared to those of the monolayer
in the absence of Ag (111) (cf., ref (8)). That this effect is accounted for in our calculations
is an intrinsic advantage of the applied PBE + vdWsurf scheme,
where the determination of the C6 parameters involves a
Hirshfeld partitioning of the charge density and, thus, is affected
by charge-transfer effects.[11]
Figure 3
(a) PBE + vdWsurf binding-energy curves of a PTCDA single-layer
(black) and a PTCDA–CuPc double-layer (gray), adsorbing on
Ag(111) as a function of the Ag(111)–PTCDA distance; dashed
vertical lines indicate the experimental binding distances for PTCDA[20] (black) and PTCDA–CuPc[3] (gray) on Ag(111). (b) Binding-energy difference ΔEB of the two curves in part a with the respective
PBE (red) and vdWsurf (cyan) energy contributions.
(a) PBE + vdWsurf binding-energy curves of a PTCDA single-layer
(black) and a PTCDA–CuPc double-layer (gray), adsorbing on
Ag(111) as a function of the Ag(111)–PTCDA distance; dashed
vertical lines indicate the experimental binding distances for PTCDA[20] (black) and PTCDA–CuPc[3] (gray) on Ag(111). (b) Binding-energy difference ΔEB of the two curves in part a with the respective
PBE (red) and vdWsurf (cyan) energy contributions.The detailed interfacial atomic structure critically
affects the
electronic properties of interfaces such as the work function, the
alignment between electronic levels, and the adsorption-induced charge
transfer.[22] To obtain the latter and also
to fully benchmark our calculations against experiments in which,
naturally, all nuclear degrees of freedom (and not only the interlayer
distance) are relaxed, we performed a full geometry relaxation of
the Ag(111)–PTCDA–CuPc system (using the GADGET tool;[23] for further details see Supporting Information). This improves the description of
equilibrium adsorption distances compared to the approximate value
obtained in binding-energy curves (Figure 2 and 3a). The finally obtained adsorption
distances (determined by the average carbon positions in the PTCDA
and CuPc layers and the hypothetical position of the unrelaxed top
Ag layer) are compared to the corresponding experimental result in
Figure 1c: Both the metal–organic as
well as the organic–organic interlayer distances compare exceptionally
well to experimental values.[3] Moreover,
we find that the adsorption of CuPc on top of Ag(111)–PTCDA
pushes the PTCDA layer toward the silver surface by on average 0.05
Å (2.86 Å vs 2.91 Å), a subtle geometric effect also
seen for the average distances in the experiment (2.81 Å vs 2.86
Å).[3] Interestingly, when examining
the four inequivalent PTCDA molecules in the unit cell, the calculations
reveal variations in the individual adsorption distances between 2.83
and 2.88 Å, depending on how much a PTCDA molecule is “covered”
by the CuPc. This effect is not captured by the binding-energy curves,
where all layers are assumed to be flat; it is, thus, a possible reason
why there the minimum positions are shifted only very slightly (by
only 0.01 Å) upon CuPc adsorption (cf., Figure 3a).
Charge Rearrangements at the Ag(111)–PTCDA
and PTCDA–CuPc Interfaces
With a reliable adsorption
geometry at hand, assessing the adsorption-induced charge rearrangements,
Δρ, between the various layers becomes possible. This
quantity is interesting as it sheds light onto bonding between CuPc
and Ag(111)–PTCDA beyond vdW interactions and provides insight
into the extent to which the Ag(111)–PTCDA interaction is modified
by CuPc adsorption. Moreover, it directly translates into a work-function
change ΔΦ via the Poisson equation. The profound charge
rearrangements due to Ag(111)–PTCDA interface formation are
shown integrated over the xy-plane per PTCDA molecule
in Figure 4a (left) and as isodensity plots
in Figure 5, parts a and b. They hint toward
an interaction between PTCDA and Ag(111) far beyond vdW, as discussed
in detail in refs (20, 22, 24), and (25). The electron density right above the Ag(111)
surface is reduced with the primary reduction occurring below the
carboxylic oxygens of the PTCDA layer (see Figure 5a),[25] and some of the charge is
redistributed to the region around the top metal layer (as one would
expect for Pauli push-back). The main effect, however, is a transfer
of electron density to the π-system of PTCDA associated with
a filling of the F-LUMO (see Figure 5a)[20,22] that results in Fermi-level pinning. This is accompanied by a somewhat
reduced charge density in the σ-orbitals (i.e., in the plane
of the molecule) with the largest effect around the carboxylic oxygens.
The latter is often observed for the adsorption of acceptor layers
and can be related to back-donation processes.[26] To obtain an alternative view of the adsorption-induced
charge transfer, we integrate Δρ over distance to obtain
the cumulative charge rearrangements Q:[27] A negative value of Q (when plotted in units of −e, with e representing the positive elementary
charge) at a given position specifies the number of electrons transferred
from left-to-right of a plane at that position; correspondingly, a
positive value of Q denotes a transfer from right to left and a Q
value of zero means that on average no charge is shifted across this
plane. For PTCDA adsorbing on Ag(111), Q is indeed substantial (Figure 4b, left) and the (negative) maximum between Ag(111)
and PTCDA (indicated by a blue arrow) shows that the net transfer
amounts to ca. 0.31 electrons per PTCDA molecule (for more details,
see ref (22).).
Figure 4
Plane-integrated
charge rearrangements Δρ (a) and cumulative
charge transfer Q (b) induced upon PTCDA adsorption
onto Ag(111) (left) and CuPc adsorption onto Ag(111)–PTCDA
(right). These quanitites are calculated from the charge-density differences
of the combined systems (left, Ag(111)–PTCDA; right, Ag(111)–PTCDA–CuPc)
and the respective subsystems (left, Ag(111) and PTCDA; right, Ag(111)–PTCDA
and CuPc). Δρ and Q are reported per PTCDA molecule. Note
that the scales in the left and right part differ by a factor of 50.
“e” refers to the (positive) elementary charge; consequently,
negative values in the Δρ-plot correspond to a reduction
of the electron density, while positive Δρ are a manifestation
of electron accumulation. For the meaning of the sign of Q, see main text.
Figure 5
Isodensity plots depicting charge rearrangements upon
adsorption
of a PTCDA single-layer onto a Ag(111) surface (a, b) and a CuPc layer
onto Ag(111)–PTCDA (c, d). Blue (red) regions denote electron
accumulation (depletion). Note that due to the much smaller charge
rearrangements upon CuPc adsorption, the isodensity value used for
parts c and d has been reduced by a factor of 28.
Plane-integrated
charge rearrangements Δρ (a) and cumulative
charge transfer Q (b) induced upon PTCDA adsorption
onto Ag(111) (left) and CuPc adsorption onto Ag(111)–PTCDA
(right). These quanitites are calculated from the charge-density differences
of the combined systems (left, Ag(111)–PTCDA; right, Ag(111)–PTCDA–CuPc)
and the respective subsystems (left, Ag(111) and PTCDA; right, Ag(111)–PTCDA
and CuPc). Δρ and Q are reported per PTCDA molecule. Note
that the scales in the left and right part differ by a factor of 50.
“e” refers to the (positive) elementary charge; consequently,
negative values in the Δρ-plot correspond to a reduction
of the electron density, while positive Δρ are a manifestation
of electron accumulation. For the meaning of the sign of Q, see main text.Isodensity plots depicting charge rearrangements upon
adsorption
of a PTCDA single-layer onto a Ag(111) surface (a, b) and a CuPc layer
onto Ag(111)–PTCDA (c, d). Blue (red) regions denote electron
accumulation (depletion). Note that due to the much smaller charge
rearrangements upon CuPc adsorption, the isodensity value used for
parts c and d has been reduced by a factor of 28.The adsorption of the CuPc layer impacts the interfacial
charge
rearrangements only to a very small extent. Overall two effects need
to be considered: (i) The PTCDA layer is pushed closer to the substrate,
which slightly reduces the distortion of the carboxylic oxygens and,
thus, the intrinsic dipole moment of the PTCDA layer. As expected
when being in the Fermi-level pinning regime,[28] this decreases the charge-transfer induced dipole between Ag and
PTCDA that counteracts the intrinsic molecular dipole. The effect
is, however, small (amounting to a reduction of the absolute value
of the maximum of Q by 0.02 e) and considering that
we do not observe an associated destabilization of the F-LUMO peak,
it is attributed to an increase of the above-mentioned back-donation
from σ-orbitals. Moreover, the absolute numbers have to be treated
with some caution as they are directly related to the positions of
the carboxylic oxygens relative to the backbone, which are only quite
poorly described when using soft PAW potentials.[16] Our tests described in the Supporting
Information however indicate that their impact on the comparison
of the situations with and without CuPc layer is only minor.(ii) The main observation for the additional Δρ when
also adding the CuPc layer (Figure 4a, right)
is that the magnitude of the calculated peaks is by a factor of ∼50
smaller than the Δρ observed for the interaction between
PTCDA and Ag(111). Moreover, the additional Δρ is essentially
confined to the organic layers; i.e., there is no further impact on
the charge-transfer between Ag(111) and PTCDA as can also be inferred
from the corresponding Q in the right part of Figure 4b crossing the zero line between the Ag substrate and the
PTCDA layer (indicated by the blue arrow). We find also no clear indications
for Pauli push-back between the organic layers (even at the strongly
inflated Δρ scale used in Figure 4a). This is ascribed to a — relative to the metal substrate
— massively reduced polarizability of the electron cloud in
the organic layers and to a stronger spatial confinement of the electrons
(i.e., a reduced tailing of the charge density above the PTCDA layer,
as plotted in the Supporting Information). The 3D charge-rearrangement pattern for CuPc adsorption shown
in Figure 5, parts c and d, is relatively complex
and does not allow a clear identification of specific “modes”
of interaction. An interesting observation is the electron depletion
above the PTCDA layer especially underneath the CuPc molecules. This
is accompanied by charge accumulations directly above the PTCDA layer,
especially further away from the CuPc molecules, and also in the region
directly below the CuPc layer.The negative values of Q between the PTCDA and
CuPc layers indicate a very minor (0.003 electrons per CuPc molecule)
electron transfer from PTCDA to CuPc consistent with the isodensity
plot in Figure 5, parts c and d. Moreover,
both organic layers appear somewhat polarized (cf., Figure 4, right plots) such that electron
density is shifted from above the planes of the molecular backbones
to below. Regarding this analysis it, however, needs to be kept in
mind that the overall magnitude of all rearrangements observed at
the PTCDA/CuPc interface are very minor probably reaching the accuracy
limit of state of the art calculations.
Work-Function Changes and the Density of States
The above-described interfacial charge rearrangements together
with the possible dipole moment of an adsorbing layer determine the
adsorption-induced work-function modification ΔΦ. For
PTCDA adsorption on Ag(111), electron transfer from the metal to the
organic adsorbate dominates over the push-back, which together would
result in an increase of the work function by ΔΦΔ = 0.41 eV. This effect is, however, diminished
by the intrinsic dipole of the PTCDA layer (vide infra). The latter
originates from the C and O atoms not being in the same plane.[20,22] Regarding the impact of additionally adsorbing the CuPc molecules,
a first observation is the only very small intrinsic dipole moment
associated with the adsorbed CuPc monolayer amounting to an additional
work-function increase on the order of 0.01 eV. Thus, adsorbing CuPc
on Ag(111)–PTCDA could induce a significant ΔΦ
only via charge rearrangements. As discussed in the preceding section,
the latter are, however, extremely small. Therefore, it is not surprising
that in all cases we studied, ΔΦ relative to the bare
Ag(111) surface is calculated to lie between 0.04 and 0.05 eV for
both the fully optimized Ag(111)–PTCDA and Ag(111)–PTCDA–CuPc
system.[29] For Ag(111)–PTCDA, this
value is in good agreement with ΔΦ = 0.1 eV measured for
PTCDA on Ag(111) by Zou et al.[30] A comparative
experimental investigation of ΔΦ for Ag(111)–PTCDA–CuPc
and Ag(111)–PTCDA interfaces, thus, would provide a straightforward
way to test the above predictions regarding interfacial charge transfer;
to the best of our knowledge, such data on Ag(111)–PTCDA–CuPc
are, however, not yet available.Alternatively, one can compare
the valence photoelectron spectra for the two systems as done in ref (3). In the calculations (cf.,
Supporting Information), we obtain a good qualitative agreement between
theoretical and experimental spectra confirming also the assignment
in ref (3) of the various
peaks to ionization processes within either the PTCDA or CuPc layers;
in particular, the association of the highest binding energy feature
to the partially filled F-LUMO of PTCDA is supported by the calculations.
Associating the measured small (at the maximum 0.12 eV) shift of the
PTCDA F-LUMO feature in the valence photoelectron spectrum upon CuPc
deposition with charge rearrangements between the Ag(111) substrate
and the PTCDA layer (as suggested in ref (3)) is, however, potentially complicated by the
observation in tunneling spectroscopy experiments that the peak due
to the F-LUMO consists of two maxima split by 0.16 eV.[24,25] These arise from the inequivalent molecules in the PTCDA unit cell.
As a consequence, an apparent shift of the F-LUMO feature could also
be a consequence of cross-section redistributions between the two
peaks due to the inequivalent molecules, caused, e.g., by the minor
charge rearrangements between PTCDA and CuPc discussed in the previous
section or by “shielding” of photoelectrons from the
PTCDA layer by CuPc molecules. This effect, however, cannot be captured
by our simulations as (i) the calculation of valence photoelectron
cross sections would go far beyond the scope of the present paper
and (ii) the splitting between the two inequivalent molecules on the
Ag(111) surface is not properly recovered by our DFT calculations
in analogy to what is described in ref (25). The latter could, indeed, be the explanation,
why in the calculations the F-LUMO peak shifts by only 0.01 eV due
to the CuPc (note that this value has been obtained at a reduced CuPc
coverage as described in section 2). The experimental
observation that the position of the former PTCDA HOMO virtually does
not shift with increasing CuPc coverage,[3] in fact supports the notion that the electronic states in the PTCDA
layer are not rigidly shifted relative to the metal states by some
interfacial charge rearrangements induced by CuPc adsorption. (Note
that for the former PTCDA HOMO, differences between the two inequivalent
molecules in the unit cell are expected to be of only minor relevance,
as for the associated feature the above-described tunneling spectroscopy
measurements revealed a splitting of only 0.04 eV.[24,25]) These considerations show that a full explanation of all details
of the measured valence photoelectron spectra including the presence
or absence of small peak shifts by the present calculations remains,
however, elusive due to the sheer system size that imposes limitations
both on the chosen model unit-cell as well as on the applied computational
tools (requiring, e.g., the use of relatively few metal layers to
describe the substrate and the application of soft PAW-potentials
combined with a relatively sparse k-point grid).
Further details on the discussion in this paragraph can be found in
the Supporting Information together with
the calculated density of states.
Conclusions
In summary, we have studied
the bonding in a complex three-component
system that contains different heterointerfaces. It serves as a prototypical
example for portraying the intricate interplay of different processes
that determine the interfacial structure in organic nanostructures
and also for highlighting the potential of modern computational modeling
tools: In Ag(111)–PTCDA–CuPc, the bonding-induced charge
transfer is vastly different at the metal–organic (Ag(111)–PTCDA)
and the organic–organic (PTCDA–CuPc) interface with
very small charge redistributions in the latter case. These coincide
with an only very minor additional modification of the system work-function
by the adsorbing CuPc layer. While certain ambiguities regarding the
interpretation of the calculated density of states and the valence
photoelectron spectra in ref (3) remain, it is clearly shown here that bonding for both
interfaces is vastly dominated by long-range vdW interactions. Their
magnitude is large for both interfaces (ca. 3 eV at the equilibrium
distances) rendering a characterization of such interfaces as weakly
bonded questionable, even if the dominant interaction strength does
not originate from a single, strong bond but from the combined attraction
of all atoms that are part of the interacting subsystems. To put the
magnitude of the vdW interactions into perspective, it is interesting
to remember that the significant charge rearrangements at the Ag(111)/PTCDA
interface alone do not result in any appreciable bonding interaction.
In passing, we note that such strong binding due to vdW interactions
has recently also been extracted from scanning tunneling and atomic
force microscope measurements of PTCDA on Au(111).[31]These results show that a fully quantitative description
of metal–organic
interfaces without considering vdW interactions is not generally possible
and restricted to very few systems that bond, e.g., through suitable
anchoring groups. Our data, however, also indicate that by including
vdW interactions at surfaces using the recently developed PBE + vdWsurf scheme, the necessary reliable description of the geometric
structure has become an achievable goal even for large and complex
hybrid metal–organic systems. We conclude that with suitable
theoretical tools becoming increasingly available, computational modeling
can indeed contribute to deriving a detailed microscopic picture of
complex hybrid nanostructures.
Authors: Yu Li Huang; Elisabeth Wruss; David A Egger; Satoshi Kera; Nobuo Ueno; Wissam A Saidi; Tomas Bucko; Andrew T S Wee; Egbert Zojer Journal: Molecules Date: 2014-03-07 Impact factor: 4.411
Authors: Elisabeth Wruss; Oliver T Hofmann; David A Egger; Elisabeth Verwüster; Alexander Gerlach; Frank Schreiber; Egbert Zojer Journal: J Phys Chem C Nanomater Interfaces Date: 2016-02-29 Impact factor: 4.126
Authors: Anu Baby; Marco Gruenewald; Christian Zwick; Felix Otto; Roman Forker; Gerben van Straaten; Markus Franke; Benjamin Stadtmüller; Christian Kumpf; Gian Paolo Brivio; Guido Fratesi; Torsten Fritz; Egbert Zojer Journal: ACS Nano Date: 2017-09-21 Impact factor: 15.881