| Literature DB >> 22851269 |
M T E Puts1, J Hardt, J Monette, V Girre, E Springall, S M H Alibhai.
Abstract
BACKGROUND: Geriatric assessment is a multidisciplinary diagnostic process that evaluates the older adult's medical, psychological, social, and functional capacity. No systematic review of the use of geriatric assessment in oncology has been conducted. The goals of this systematic review were: 1) to provide an overview of all geriatric assessment instruments used in the oncology setting; 2) to examine the feasibility and psychometric properties of those instruments; and 3) to systematically evaluate the effectiveness of geriatric assessment in predicting or modifying outcomes (including the impact on treatment decision making, toxicity of treatment, and mortality).Entities:
Mesh:
Year: 2012 PMID: 22851269 PMCID: PMC3413614 DOI: 10.1093/jnci/djs285
Source DB: PubMed Journal: J Natl Cancer Inst ISSN: 0027-8874 Impact factor: 13.506
Figure 1.Flow chart of study selection.
Domains of geriatric assessment included in the 73 studies that examined geriatric assessment in the oncology setting
| Domain | No. of studies that included the domain | The most frequently used questionnaire or instrument to assess the domain* | Frequency of use†, No. (%) |
| Activities of daily living | 68 | Katz index | 38 (56) |
| Instrumental activities of daily living | 65 | Lawton scale | 40 (62) |
| Comorbidity | 58 | Charlson comorbidity index; | 20 (34) |
| Cumulative Illness Rating Scale (including Cumulative Illness Rating Scale–Geriatrics) | 18 (31) | ||
| Cognitive functioning | 53 | Mini Mental State Examination | 41 (77) |
| Depression | 52 | Geriatric Depression Scale (any version) | 35 (67) |
| Nutritional assessment | 40 | Mini Nutritional Assessment (including short form); | 16 (40) |
| Body mass index | 15 (38) | ||
| Performance status | 37 | Eastern Oncology Collaborative Group scale; | 20 (54) |
| Karnofsky scale | 12 (32) | ||
| Fall risk assessment | 27 | Self-reported falls | 14 (52) |
*Both instruments were used in more than 20% of the studies.
†Among studies that included the domain.
Overview of the results of the feasibility of the assessments as reported in the article*
| First author, year (reference) | Sample size | Location and timing of geriatric assessment† | Time needed to complete the assessment | Assessment completed by | Results of the geriatric assessment | Other information about feasibility |
|---|---|---|---|---|---|---|
| Geriatric assessment studied in a prospective observational study design | ||||||
| Aaldriks,
2011 ( | 202 | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | NR | 10% were frail by MMSE score, 32% by MNA score, 37% by GFI score, and 15% by IQCODE score | NR |
| Aparicio,
2011 ( | 21 | During admission or stay at inpatient ward, before chemotherapy | NR | Gastroenterologist | MGA (CGA): 43% (38%) had mental status abnormality, 43% (43%) depression, 48% (33%) dependence, 67% (71%) nutrition problems, 62% (52%) comorbidities, 38% (48%) polypharmacy, 33% (33%) living situation (including caregiver support and fall hazards in the home), and 65% (50%) low hemoglobin levels or creatinin clearance | NR |
| Arnoldi,
2007 ( | 153 | Outpatients, timing NR | NR | NR | 109 were not frail, 30 borderline, and 14 frail. The functional status in all three groups was not severely compromised | NR |
| Audisio,
2008 ( | 460 | During admission, before surgery | PACE was administered in a 20-min interview | Trial nurse or student physician | Of the 90% classified as having a PS score of 0 or 1, 11% had ADL disability, 11% MMSE score <24, 23% GDS score >4, 28% moderate or severe BFI score and 35% IADL dependence, and 61% had an abnormal outcome on at least one other PACE component | NR |
| Bailey,
2003 ( | 337 | Location NR, before treatment and after treatment | NR | NR | NR | NR |
| Bamias,
2007 ( | 34 | In hospital, not specified if in- or outpatient setting, before chemotherapy, after treatment | NR | NR | 68% had PS score >2, 65% had comorbidities, median VES-13 score was 6. Two patients were classified as group 1 (PS score 0), 24 in group 2 (PS score 1), and 6 in group 3 (PS score 2 and 3) | NR |
| Bylow,
2008 ( | 50 | In hospital, after at least 3 mo of ADT | NR | NR | 24% and 42% had impairments in ADL and IADL, respectively; 24% had abnormal SPMSQ score, 14% had fatigue, and 8% were nutritionally deficient. 56% had abnormal SPPB findings and 22% had fallen in the previous 3 mo | 50/58 completed assess- ment |
| Castagneto,
2004 ( | 25 | In hospital, not specified if in- or outpatient setting, before chemotherapy and after three courses of chemotherapy and at the end of treatment | NR | NR | 2 patients had ADL disability, 6 patients IADL disability, 4 patients scored positive on the GDS. 11 patients were fully independent according to CGA parameters | Two patients refused CGA evaluation |
| Chaibi,
2011 ( | 161 | In hospital, not specified if in- or outpatient setting, before chemotherapy, after tumor board recommendation | NR | NR | 47% had at least one comorbidity, 32% had ADL disability and 67% had IADL disability, 40% were at risk for malnutrition, and 25% were malnourished, 76% had geriatric interventions, 28% had higher dose intensity after CGA, and adherence to planned dose intensity was possible for 71% of patients | NR |
| Clough-Gorr,
2010 ( | 660 | Location NR, after surgery | 45min (average) | Physicians | 42% had CCI score ≥1, 85% had good self-rated health, 21% were obese, 37% had ≥1 physical limitation, 69% had good mental health, 51% had good level of social support, 43% had deficits in ≥3 domains | NR |
| Extermann,
2004 ( | 15 | Before chemotherapy, before radiation, after surgery at initial Senior Adult Oncology Program outpatient visit | NR | Multidisciplinary team | Median number of comorbidities was 5; 10 patients were at pharmacological risk, 5 were at psychosocial risk, and 8 were at nutritional risk. Patients had an average of six problems at baseline and three new problems during follow-up | 2/15 refused assessment |
| Freyer,
2004 ( | 26 | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | NR | 26 patients were included, MGA done for 19 patients (reasons why the 7 other patients were not assessed, NR) | NR |
| Freyer,
2005 ( | 83 | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | Study author | 73.5% completely independent at home, 40% on ≥4 drugs per day, mean MMSE score 27 | NR |
| Fukuse,
2005 ( | 120 | In hospital, not specified if in- or outpatient setting, before surgery | NR | Study authors | 65% had one or more comorbidities, 12.5% had a BMI <18.5 and 14.2% had a BMI >25kg/m2 (1.8% had PS score <2 and 89.7 had no ADL disability. 91.4% had a normal MMSE score | NR |
| Hurria,
2006 ( | 20 (19 were evaluable) | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | NR | Median ADL score = 18 (maximum 18), median IADL score = 20 (maximum 21), median KPS score = 80, median CCI score = 3, and median GDS score = 2 | NR |
| Hurria, 2006 (32)¶ | 50 (49 were evaluable) | In hospital, not specified if in- or outpatient setting, before chemotherapy, at start and 6 mo after completion of treatment | NR | Investigator, who was also physician, or other member of study team | Pretreatment median scores: ADL = 17; IADL = 21; GDS = 2; CCI = 3; FACT-B: physical wellbeing = 26, social wellbeing = 26, emotional wellbeing = 20, functional wellbeing = 22, breast scale = 27, and total = 117. Mean BMI = 28kg/m2 | NR |
| Hurria,
2006 ( | 31 (28 participated in neuro psycholo- gical tests) | Before chemotherapy, at start, and 6 mo after completion of treatment | NR | NR | Of 28 patients, 3 scored ≥2 SD below the published norms on two or more neuropsychological tests at baseline and 6 mo after chemotherapy; 8 patients scored ≥2 SD below published norms for two or more neuropsychological tests | NR |
| Kothari,
2011 ( | 60 | Outpatient preoperative clinic visit, before surgery | NR | Patient completed questionnaire | One patient died within 30 d of surgery. Major complications were observed in 8 patients and 6 patients were discharged to a location other than home | NR |
| Kristjansson,
2010
( | 182 | Location in hospital, not mentioned if in- or outpatient, before surgery | 20–80 min | Investigator, who was also a physician | 21 patients were classified as fit, 81 as intermediate, and 76 as frail according to a modified Balducci classification; 28 patients had ADL dependency, 41 had severe comorbidity, 11 took ≥8 medications/d, 16 had malnutrition, 12 had cognitive impairment, and 18 had depression. 3 died after surgery, 107 experienced complications, 83% of which were severe | Patients with some degree of cognitive impairment were interviewed in presence of their caregiver, data with regard to functional status was confirmed by nursing home staff or hospital staff |
| Marenco 2008 (34) | 571 | Initial outpatient visit, before treatment | NR | NR | 18% had BMI<21kg/m2, mean CIRS score = 17, mean KPS score = 68; 28% had ADL disability, mean IADL score = 9, mean SPMSQ score = 1 | NR |
| Marinello,
2008 ( | 110 | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | NR | 50% had CIRS score >6; 55% had SPMSQ score of 0; 78% did not live alone; most had good ADL, IADL, and KPS scores (no results reported); 66% experienced some treatment failure, 13% died, 40% had grade 3 or 4 toxicity, and 17% had treatment interrupted | NR |
| Massa,
2006 ( | 10 | In hospital, not specified if in- or outpatient setting, at baseline and after 4, 8, and 12wk of treatment | The authors indicated that assess-ment was “brief” | NR | At baseline, 4 patients had a MMSE score <23 | NR |
| Massa ( | 75 | In hospital, not specified if in- or outpatient setting, before treatment | NR | NR | 26 patients were classified as fit, 23 as intermediate, and 26 as frail (unclear how defined) | NR |
| Presant,
2005 ( | 26 | In hospital, not specified if in- or outpatient setting, before chemotherapy | 10–15min | Performed by medical assistant after only 15min of training; however, some scales completed incorrectly and not evaluable (rates of evaluable responses: pain 83%, energy 96%, QOL 91%, longer ADL and IADL forms both 52% | Mean scores: ADL 22, IADL 18, pain 1.4, energy 2.1, QOL 2.3 | Study authors reported that patients found the question- naire easy to complete and useful in communi- cating symptoms to physicians; easy to administer and short time for completion; completed by patient or patient plus family with no additional help |
| Puts,
2010 ( | 112 | During visit to outpatient clinic or during admission, before treatment | Mean 45min (IQR = 40–55 min) | Investigators | 88% had ≥1 frailty marker, 54% had mobility impairment, 45% were physically inactive,40% had poor nutritional status, 28% had fatigue, 24% had cognitive impairment, 23% had mood disturbance, 21% had low grip strength, 35% had IADL disability, and 11% had ADL disability | 92% did not feel interview was too long, 78% had complete assess- ments |
| Rao,
2005 ( | 99 | During admission or stay at inpatient ward | NR | NR | 27 patients received usual in- or outpatient care, 19 received geriatric inpatient and usual outpatient care, 28 received usual inpatient and geriatric outpatient care, and 25 received geriatric in- and outpatient care | NR |
| Tredan,
2007 ( | 83 (Trial I), 75 (Trial II) | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | NR | Presence of clinical symptoms of depression, abnormal MMSE scores, and number of medications taken daily were more frequent in CC group than in CP group; at least 1 IADL dependency was reported among 38 patients in CP group, none in CC group, median HADS score = 12 in CP group | NR |
| Tucci,
2009 ( | 84 | In hospital, not specified if in- or outpatient setting, before surgery, before radiation | 15 min | Physician and registered nurse | 50% were classified as fit and 50% as unfit (Balducci classification) | NR |
| Wedding,
2007
( | 427 | During admission before chemotherapy | NR | NR | In 427 patients, 35% had an ADL score <100% (indicating disability), 28.4% had an IADL score <8 (indicating disability), and 30% had ≥1 comorbidities | NR |
| Geriatric assessment studied in a cross-sectional study design | ||||||
| Bearz,
2007 ( | 22 | NR | NR | NR | 5 patients were scored as unfit, 8 patients were scored as frail, and 9 were scored as fit using the investigators’ own classification scheme (frail = patients aged ≥80 y, or patients aged ≥70 y with ≥3 grade 3 comorbidities, or patients with 1 grade 4 comorbidity and an ADL disability in ≥1 items or a geriatric syndrome | NR |
| Bylow,
2011 ( | 134 | In hospital, not specified if in- or outpatient setting, case patients received at least 6 mo of ADT | NR | Data were from patients and medical chart | Using the modified Fried frailty criteria, 8.7% of patients were frail, 56.6% were prefrail vs 2.9% and 48.8%, respectively, in the control group (men with a history of prostate cancer after surgery or radiation, not on ADT and with no evidence of disease using PSA). 32% of patients vs 24% of control subjects had SPPB score <10. 14.3% of patients had reported a fall in the previous 6 mo vs 2.8% of control subjects | NR |
| Di Mauro,
2000 ( | 108 | In hospital, not specified if in- or outpatient setting, timing NR | NR | NR | Average Satariano and Ragland comorbidity score was 2.5 in the cancer patients, 33% had depressive symptoms, 21% had an MMSE score <24 | NR |
| Dujon,
2006 ( | 41 | In hospital, not specified if in- or outpatient setting, before treatment | 30min (average) | Two investigators, who were also physicians | 50% had ADL disability and 95% had IADL disability, 29% had a MMSE score <24, 17% had a PINI score >20, average CCI score was 2.7 | NR |
| Extermann,
1998 ( | 203 | Initial visit to Senior Adult Oncology Program | NR | Multidisciplinary team | 79% had no ADL disability, 44% had no IADL disability, 31% had ECOG PS score of 0, 64% had a CCI score of 0, and 6% had a score of 0 on CIRS-G | NR |
| Girones,
2010 ( | 91 | Follow-up visit in outpatient oncology clinic | 30–40 min | Investigator, who was also a physician | 4% had no ADL disability, 37% had no IADL disability, 10% had PS score of 2, median CCI score was 2, 28% had a geriatric syndrome, 37% were defined as frail according to the Balducci classification | NR |
| Girre,
2008 ( | 105 | In geriatric oncology clinic, timing NR | 10 min | Investigator, who was also a physician | 58% were independent in ADL, 46% were independent in IADL, 20% had good nutritional status, 20% had impaired mobility, 53% had depressive symptoms, 33% had ≥2 comorbid conditions, 74% took ≥3 drugs | NR |
| Hurria,
2005
( | 43 agreed to participate (40 partici- pated) | The assessment was completed in physician’s office during outpatient visit | Mean time to complete = 27min (SD = 10min, range = 8–45min) | Patient and interviewer together | 63% had the maximum IADL score, 28% reported one or more falls, 8% reported clinically significant anxiety or depression, 45% had limitations in social activities, 5% had low BMI, and 48% reported weight loss | 78% did not need assistance to complete, 83% said the assessment was easy to understand, 90% were satisfied with the length of the question- naire, 100% stated no items were upsetting |
| Hurria,
2007
( | 250 (245 completed survey) | The patients were mailed the questionnaire prior to appointment or received it at their appointment | Mean time to complete = 15min (SD = 10min, range = 2–60min). ESL patients took most time | Patient | Mean ADL score 12 (maximum 14), 49% had IADL disability, 74% had KPS score >70%, 21% had a fall, 94% had ≥1 comorbidity, 21% rated their distress score >5, 20% were underweight, and 26% had lost weight | 78% completed without assistance; of those who needed assistance, 19% got it from friends or family. 94% said that the question- naire was easy to under- stand and 91% were satisfied with its length. 89% had complete question- naires |
| Hurria,
2009
( | 245 | Patients were mailed the questionnaire prior to appointment or received it at their appointment | Mean time to complete = 15min (SD = 10min, range = 2–60min). ESL patients took most time | Patient | 41% reported a distress score of ≥4 | |
| Ingram,
2002 ( | 154 | Questionnaire was sent 2wk prior to scheduled appointments for initial consultations and follow-up appointments | NR | Patient | Mean number of medications was 6, mean number of comorbidities was 5, 69% had ADL disability, 58% had IADL disability, mean pain score was 4.2 (range = 0–10), 76% rated their health as fair or poor, 32% and 26% scored positive for depression and anxiety, respectively | Response rate to mail question- naire was 64% |
| Kellen,
2010 ( | 113 | NR | It took 15min to complete the three screening instruments, and 30min for the CGA | Trained medical staff | GFI classified 31% as vulnerable, the VES-13 classified 49% as vulnerable (classification by aCGA NR) | NR |
| Kim,
2011 ( | 65 | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | Trained geriatric nurse | 25% had CCI score ≥2, 23% had ADL disability, 14% had IADL disability, 51% had mild cognitive impairment, 40% had depression. Frail patients had statistically significantly poorer PS and worse global health and QOL scores compared with nonfrail patients | NR |
| Luciani,
2010 ( | 419 | In hospital, not specified if in- or outpatient setting, before treatment | NR | NR | 53% were vulnerable according to the VES-13, 30% had ADL disability, and 25% had IADL disability | NR |
| Lynch,
2007 ( | 85 | In hospital, not specified if in- or outpatient setting, timing NR | NR | Social work intern | Most frequently reported need was emotional support, followed by caregiver support and transportation issues | NR |
| Mantovani,
2004 ( | 84 older cancer patients, 59 adult cancer patients | In hospital, not specified if in- or outpatient setting, timing NR | NR | NR | 15% of elderly patients had severe functional impairment, 46% had IADL disability, 16% had depression according to BDI scores, 41% had MMSE score <24, 29% had MNA score <12 | NR |
| Mohile,
2007 ( | 58 agreed to participate and 50 had data | In hospital, not specified if in- or outpatient setting, timing NR | NR | NR | 50% were impaired according to the VES-13 score (60% according to CGA) | 50/58 had complete assessment |
| Mohile,
2009 ( | 12 480 | NR | NR | Investigator used data from databases | Persons with a history of cancer had a higher prevalence of ADL and IADL disabilities and geriatric syndromes, low self-rated health, a VES-13 score >3, and frailty according to the Balducci classification compared with persons without cancer | NR |
| Molina-
Garrido,
2011 ( | 41 | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | Investigator who was also physician | 37% had ADL disability, 46% had IADL disability, 2% were at social risk, 46% had no comorbidity, 42% had 1 comorbidity, 10% had 2 comorbidities, and 2% had 3 comorbidities, 20% had a cognitive deficit using the Pfeiffer scale, 34% were at risk of malnutrition, and 39% took >4 drugs | NR |
| Molina-
Garrido,
2011 ( | 99 | After oncology service referral, during outpatient visit, timing NR | Mean time needed to complete CGA = 12.87min (range = 9.5–20min) | Investigator who was also a physician | 87.5% were at risk of frailty, 65.3% were ADL dependent, 75% were IADL dependent, 29.3% had some degree of cognitive impairment, 46.7% were at risk of malnutrition | Patients’ opinions regarding length of survey: very long (36.4%), short (0%), suitable (63.6%); difficulty: difficult (30.3%), acceptable (69.7%), easy (0%) |
| Monfardini,
1996 ( | 30 | During admission or stay at inpatient ward, during routine visits | Mean = 27.4 min (range = 20–45min) | Two physicians | Patients were moderately disabled, had several depressive symptoms and good cognitive functioning. No actual numbers reported | NR |
| Overcash,
2007 ( | 165 | Patients seen at Senior Adult Oncology Program, not specified if in- or outpatient setting, timing NR | 30 min | Interview with trained data collectors | 37 patients had experienced a fall | NR |
| Overcash 2008 (77) | 352 | Patients seen at Senior Adult Oncology Program outpatient clinic | 30 min | Interview with trained data collectors | The population was divided into three groups: no treatment, treatment, and geriatric. Mean ADL scores were 17.5, 17.6, and 16.7, respectively; mean GDS scores were 2.1, 2.9, and 2.4, respectively; mean MMSE scores were 28.4, 27.9, and 25.0, respectively; and percentages with a fall were 25%, 33%, and 42%, respectively. | NR |
| Pignata,
2008 ( | 26 | In hospital, not specified if in- or outpatient setting, before chemotherapy | NR | NR | 65.4% had no ADL disability, 69.2% had at least 1 IADL disability, and most patients had at least 1 comorbidity, 50% had 2 or more comorbidities | NR |
| Pope,
2006
( | 460 | During admission, before surgery | PACE was administered in a 20-min interview | Trial nurse or student physician | 33.3% had 1 or more comorbidities. 85.0% and 59.8% were independent in ADL and IADL, respectively; 87.8% had normal MMSE score, 73.3% were not depressed, 69% had no or mild fatigue, and 91% had PS score <2 | |
| Repetto,
2002 ( | 363 | During admission or stay at inpatient ward | 20min (average) | Data used in assessment was obtained from medical chart and patient questionnaire | 74% had PS score <2, 86% were independent in ADL and 52% were independent in IADL. 41% had 1 or more comorbidities, 27% had abnormal MMSE scores, and 40% had 1 or more depressive symptoms | NR |
| Retornaz,
2008 ( | 50 | Patients were assessed for the study when they were admitted or during initial or routine outpatient follow-up visit | NR | Investigator who was also a physician | 12% were completely independent, 42% had frailty markers but no disability, 30% had an IADL disability but no ADL disability, and 16% had an ADL disability. The most prevalent frailty markers were nutrition (62%), mobility (58%), physical inactivity (42%), cognition (42%), grip strength (26%), mood (22%), and fatigue (12%) | NR |
| Roche,
1997 ( | 50 | After initial visit to geriatric oncology outpatient clinic | NR | Patients were seen in the geriatric oncology clinic, NR who conducted the assessment | 74% had no ADL disability and 56% had disability in IADL functioning. 27% showed cognitive deficits, 24% were considered to be depressed. The study participants who were not receiving active cancer treatment were more functionally impaired in ADL ( | NR |
| Serraino,
2001 ( | 303 | During admission or stay at inpatient ward | NR | Interview with geriatrician | 17% had ADL disability, 59% had IADL disability, and 13% had limitations in taking medications. 54% of patients aged <80 y had PS score of 2–4 compared with 22% of patients aged 65–69 y ( | NR |
| Siegel,
2006 ( | 25 | At outpatient clinic visit, timing NR | Assessment (three performance tests) took <5min | NR | Most had ECOG PS score of 1, the variance was highest for grip strength, less for TUG, and least for the Tinetti test. Among patients with ECOG PS score of 1, these measures were able to further identify subgroups with different functional status | NR |
| Stauder,
2010 ( | 78 | During admission or stay at inpatient ward | NR | NR | Median values: KPS score = 90, ADL score = 100, WHO PS score = 1, VES-13 score = 2, IADL score = 7, GSD score = 7.5, CCI score =1, CIRS-G score = 5.5, MMSE score = 27, BMI = 24.7kg/m2 | NR |
| To, 2010
( | 200 | Location NA, before initial medical oncology visit | The first 100 patients needed 17min (average) to complete | Patients completed a questionnaire that was mailed prior to the first appointment | 45% had ADL disability and 41% had IADL disability, 35% had KPS score <70, 22% had a fall, 34% had weight loss >5% in the last 6 mo, 26% had limited social support, 39% received some support service, 22% had memory problems; 60% were classified as vulnerable, 28% as fit, and 13% as frail using own classification scheme (4–5 factors of assessment of concern = frail, 1–3 factors of concern = vulnerable, and 0 factors = fit). Those who were frail had worse functional status | 84% reported complete satisfaction with length, style, and clarity. Patients or proxies were expected to complete questionnaire before appointment, but in some cases, a geriatric oncology nurse assisted |
| Venturino,
2000 ( | 45 | In hospital, not specified if in- or outpatient setting, timing NR | NR | NR | Descriptive (% of patients): 11.2% had PS score ≥2, 20% was ADL dependent (impaired in at least 1 item), and 51.2 % was IADL dependent (impaired in at least 1 item). Of all patients, 46.7% screened GDS positive and 24.5% scored impaired on the MMS. Of all patients, 64.4% had arthrosis or arthritis, 44.4% had hypertension, 35.5% had vascular diseases, 31.1% had digestive disease, and 28.8% had CNS diseases (excluding stroke) | NR |
| Wedding,
2007
( | 477 | Admitted to hospital, before chemotherapy | NR | NR | In group A (elderly cancer patients), 36.8% needed help with IADL, 27.5% had a KPS score of 10%–70%, and 37% had 2 or more comorbidities. In group B (younger cancer patients), 18.7% needed help with IADL, 18.5% had a KPS score of 10%–70%, and 16% had 2 or more comorbidities. In group C (elderly noncancer patients), 24.2% needed help with IADL, 14% had a KPS score of 10%–70%, and 42 % had two or more comorbidities | NR |
| Wedding,
2007
( | 200 | During routine oncology visit in outpatient setting | Median duration of assessment 20min (range = 9–47min) | Two physicians | 50% had maximum ADL score, 54% had maximum IADL score, 43% had poor nutritional status or were at risk, 8% had cognitive impairment using MMSE score, 23% had increased risk of falls, 16% had ≥2 comorbidities. According to the Balducci classification, 25% were fit, 25.5% were vulnerable, and 49.5% were frail. Physicians identified 64% as fit, 32.4% as vulnerable, and 3.2% as frail. The CGA identified a mean of 1.3 problems in those identified as fit, 2.3 problems in those identified as vulnerable, and 4.2 problems in those identified as frail | NR |
| Geriatric assessment studied in retrospective studies or chart reviews | ||||||
| Barthelemy,
2011 ( | 192 (93 underwent geriatric assess- ment) | After hospital referral, not clear when and where the assessment took place | NR | NR | 36 patients were fit, 47 were vulnerable, and 10 were frail using the Balducci classification. Median age of fit patients was 75.4 y, vulnerable patients 80.3 y, and frail patients 87.4 y | NR |
| Basso,
2008 ( | 117 | Admitted to medical oncology ward, before chemotherapy | NR | Multidisciplinary team | 33.3% were fit, 32.5% were vulnerable, and 34.2% were frail using the Balducci classification. 39.3% received an “elderly friendly” regimen, the others received a standard regimen | NR |
| Cudennec,
2007 ( | 124 | During admission or stay at inpatient ward, outpatient (not specified) | Within 1 h | NR | Assessment was done in 82% of inpatients and 18% of outpatients presenting with gastrointestinal cancer. Average MMSE score was 23, 43% had probable depression, 40% had abnormal TUG score, 26% required a more thorough geriatric evaluation | NR |
| Cudennec,
2010 ( | 57 | In hospital, not specified if in- or outpatient setting, before treatment decision | The Simplified Geriatric Evaluation took 1h (average) | NR | All patients lived at home and took on average 6.8 drugs per day, 51% had MMSE score <26, 47% were suspected of having depression, 68% were at risk for falls, and 44% had loss of autonomy. 5% were classified as fit, 68% were intermediate, and 42% were vulnerable. All patients in the fit group were considered able to receive optimal treatment, compared with none in vulnerable group and some in the intermediate group | NR |
| Flood,
2006 ( | 119 | During admission to hospital | NR | Data from medical chart | Of the 11 patients who had a positive GDS score, 7 had depression documented by physician team. 42 patients had an abnormal Clock Construction Test score and 25 patients had an abnormal Short Blessed Test score, but 36% of all patients had cognitive impairment according to treating team. Of all patients, 45% had ADL disability and 74% had IADL disability, 87% were able to return home, 35% had a history of weight loss | NR |
| Fratino,
1999 ( | 363 | During admission or stay at inpatient ward | NR | Patient filled out questionnaire and data from chart | 26% had a poor PS score, 41% had comorbid conditions, 14% had ADL limitations, 48% had IADL limitations, 27% had poor MMSE scores, and 40% had depressive symptoms | NR |
| Garman,
2004 ( | 102 admitted, 36 with cancer | During admission or stay at inpatient ward | NR | Data from medical chart | The mean number of comorbid conditions was 4.6, the mean number of symptoms was 2.5, and the mean KPS score was 55%. 53% had cognitive impairment | NR |
| Koroukian,
2006
( | 2552 | Location NR, during admission to Medicare Home Health Care | NR | Investigator used databases | The proportions of patients with no comorbidity, disability, or geriatric syndromes were 26.4% (breast cancer), 12% (prostate cancer), and 14% (colorectal cancer). The proportions with comorbidity, disability, and geriatric syndromes were 11.7%, 24.7%, and 15.7%, respectively. With increasing age, the proportion of persons with no comorbidity, disability, or geriatric syndromes declined | NR |
| Koroukian,
2010
( | 1009 | Location NR, during admission to Medicare Home Health Care | NR | Investigator used databases | 15% had 1 functional limitation, 22% had ≥2 functional limitations, 31% had 1 geriatric syndrome, 17% had ≥2 geriatric syndromes, 29% had 1 comorbidity, 22% had ≥2 comorbidities | NR |
| Overcash,
2005 ( | 352 | In hospital, not specified if in- or outpatient setting, at initial visit to Senior Adult Oncology Program | NR | Chart review | 500 charts were reviewed, no other information presented | NR |
| Retornaz,
2008 ( | 183 | Admitted to hospital, before chemotherapy | NR | Chart review | 67% admitted for acute medical problems and 33% admitted for diagnosis. More than 10% had geriatric syndromes, 60% took ≥3 medications, 53% had ADL disability and 64% had IADL disability, 67% had mobility impairments and malnutrition, 50% had depressive symptoms | NR |
| Rollot-Trad,
2008 ( | 54 | In hospital, not specified if in- or outpatient setting, timing NR | NR | Chart review | 74% had a CCI score of 0–3, 22% had a CCI score of 4–5, and 2% had a CCI score >5; 39% took 4 or more medications, 69% had social support, 98% lived at home, 24% were depressed; 61% were independent in ADL, 63% were independent in IADL, 27% had an MMSE score <24 | NR |
| Sorio,
2006 ( | 17 | In hospital, not specified if in- or outpatient setting, timing NR | NR | NR | 11 patients were considered not to have an increased risk for adverse outcomes (also called geriatric risk in this study) and 6 patients had a geriatric risk score of 1, which was defined as: PS 2, taking more than two medical treatments, and/or ADL or IADL disability | NR |
| Terret,
2004 ( | 60 | Patients seen in geriatric oncology program (not specified if in- or outpatient setting), before treatment | Mini-CGA lasted 90–120 min | NR | 66% had an ADL disability and 87% had an IADL disability; all patients had clinically significant comorbidity; 50% were at risk for falls; 67 had a GDS score <15, 45% had cognitive disorders, and 65% were malnourished or at risk of malnutrition | NR |
| Yonnet,
2008 ( | 363 | In hospital, not specified if in- or outpatient setting, timing NR | NR | Chart review | According to the Standardized Geriatric Evaluation (Evaluation Gériatrique Standardisée) score, patients aged ≥70 y had statistically significantly more disability, higher CCI score, underwent radiotherapy and chemotherapy less often, and had symptomatic treatment more compared with the patients aged <70 y. Those who were frail (Balducci classification) received more treatment consisting of only radiation compared with those classified as fit or vulnerable, whereas those classified as fit most often received chemotherapy alone or in combination with surgery and radiation | NR |
*NA = not applicable; NR = not reported; aCGA = abbreviated geriatric assessment; ADL = activities of daily living; ADT = androgen deprivation therapy; AGS = American Geriatric Society; BDI = Beck Depression Inventory; BFI = Brief Fatigue Inventory; BMI = body mass index; BUN = blood urea nitrogen; CC = carboplatin and cyclophosphamide; CP = carboplatin and paclitaxel; CGA = comprehensive geriatric assessment; CCI = Charlson comorbidity index; CIRS-G = Cumulative Illness Rating Scale–Geriatric; DLCL = diffuse large cell lymphoma; ECOG = Eastern Collaborative Group Oncology; PS = performance status; ESL = English as a second language; FACT-B = Functional Assessment Cancer Treatment–Breast; GDS = Geriatric Depression Scale; GFI = Groningen frailty indicator; HADS = Hospital Anxiety and Depression Scale; IADL = instrumental activities of daily living; IQCODE = Informant Questionnaire on Cognitive Decline in the Elderly; IQR = interquartile range; KPS= Karnofsky Performance Status; MGA = multidimensional geriatric assessment; MMSE = Mini Mental State Examination; MNA = Mini Nutritional Assessment; NSI = nutritional risk screening; OARS = Older Americans Resources and Services; PACE = Preoperative Assessment of Cancer in the Elderly; PINI = Prognostic Inflammatory and Nutrition Index; PS = Performance Status; PPT = physical performance test; QOL = quality of life; SPMSQ = Short Portable Mental Screening Questionnaire; SPPB = Short Physical Performance Battery; TUG = Timed Up and Go test; VES-13 = Vulnerable Elder Survey-13 items; SIC = Satariano comorbidity index.
†Location = inpatient or outpatient setting; timing of geriatric assessment = before, during, or after treatment.
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Psychometric properties and/or diagnostic accuracy reported*
| First author, year (reference) | Test being assessed | Reference (gold) standard | Reliability | Validity | Test performance | Other comments | ||
|---|---|---|---|---|---|---|---|---|
| Geriatric assessment studied in a prospective observational study design | ||||||||
| Aparicio,
2011 ( | Compared MGA with a more traditional CGA.MGA consisted of a 1-item dementia screening, 1-item depression screening, 5 ADL and IADL items, 1-item malnutrition screening, 12 comorbidity items, screening of medications, 3 environment items (mobility and social support), and hemoglobin level and creatinine clearance | CGA consisting of cognition (MMSE), depression (modified GDS), ADL (Katz index), IADL (Lawton-Brody scale), nutrition (MNA), comorbidity (CIRS-G), polypharmacy, social intervention (no tool specified), hemoglobin level and creatinine clearance. Cutoffs used in CGA: MMSE ≤24, modified GDS ≥1, ADL<6, IADL <100%, MNA <23.5, CIRS ≥3, polypharmacy (1 anticoagulant or 2 cardiovascular drugs or 2 psychotropic drugs or ≥10 total medications), no cutoff listed for social intervention, hemoglobin level <10g/dL, creatinine clearance <50mL/min | Concordance between MGA and CGA was 86% for mental status; 73% for depression, dependence, and environment; and 66% for nutrition, comorbidity, and polypharmacy | NA | NA | NA | ||
| Presant,
2005 ( | GOM was validated over a 12-mo period in 300 patients. GOM included a 5-point pain scale, a 5-point global quality-of-life scale, a 5-point energy scale, and 7 IADL and 8 ADL items | Each patient was interviewed by the physician after they completed the GOM; content of the interview not specified | NA | Compared physician interview results with the results of the pain, global quality of life, and energy scales and found >90% consistency (consistency not defined) | NA | NA | ||
| Geriatric assessment studied in a cross-sectional study design | ||||||||
| Extermann, 1998 ( | CIRS-G was compared with the CCI to test the performance of both instruments and their relationship with functional status | NA | Interrater correlation (two raters) was good or very good for all subscales; the test–retest reliability was excellent for the following scales: CCI, CIRS-G categories, total CIRS-G score, and comorbidity severity grade 3 or 4. The interrater correlations for the following scales were: CCI rho = 0.74; CIRS-G total score rho = 0.76. Test–retest reliability excellent: CCI rho = 0.86, CIRS-G total score rho = 0.95. Correlation between the two comorbidity indices was fair (range = 0.25–0.39). The correlation between CIRS-G comorbidity severity grade 3 or 4 and ADL was 0.27. There was low or no correlation between comorbidity and functional status variables | NA | NA | NA | ||
| Kellen,
2010 ( | Compared GFI, VES-13, and a newly developed aCGA to a CGA. The aCGA consisted of a 4-item GDS, 3-item ADL, 4-item IADL, and cognition.Cutoffs to define vulnerability used in the aCGA: GFI ≥4, VES-13 ≥3, aCGA GDS 2, ADL 1, IADL 1, MMS 6 | CGA consisted of ADL (Barthel index), IADL (Lawton scale), cognition (MMSE), and mood (GDS). Cutoffs to define vulnerability for the tests included in the CGA were: Barthel index of 2, MMSE ≤24, IADL 2, GDS ≥8. Vulnerability was defined as impairments in ≥2 domains (ADL and IADL) or cognitively impaired | NA | NA | GFI: sensitivity = 39%, specificity =86%, PPV = 86%, NPV = 40%; VES-13: sensitivity = 61%, specificity = 78%, PPV = 85%, NPV =48%; aCGA (aggregate): sensitivity = 51%, specificity = 97%, PPV = 97%, NPV = 48%; ADL, IADL questions in aCGA had high sensitivity; GDS, ADL had highest NPV | All three screening instruments missed cases of vulnerability that were identified using the CGA | ||
| Luciani,
2010 ( | Compared VES-13 with CGA as a whole and CGA items. Cutoff used to classify vulnerable: VES-13 ≥3 | The CGA consisted of comorbidity (CIRS-G), cognition (MMSE), nutrition (Mini MNA), ADL (Katz index), IADL (Lawton scale), and mood (GDS). Cutoffs used to define vulnerability using the different scales included in the CGA: CIRS-G ≥3, MMSE <24, Mini MNA <12, ADL ≤5, IADL ≤5. For the GDS, no cutoff score listed. No cutoff for vulnerable provided based on the CGA as a whole | Spearman correlation between VES-13 and CGA was 0.4, and Spearman correlation between VES-13 ADL and IADL was 0.5. Weak correlations with individual items of the CGA and the VES-13; Cronbach’s alpha ranged from 0.1 (CIRS-G) to 0.3 (MMSE) | NA | The AUC comparing CGA as a whole to VES-13 was 0.83, sensitivity was 0.87, and specificity was 0.62. The AUCs comparing the whole CGA to VES-13 and CGA items were: VES-13 0.83, CIRS-G 0.58, Mini MNA 0.67, MMSE 0.81, GDS 0.56. The AUC of the VES-13 compared to ADL and IADL scale was 0.9, sensitivity was 0.9, and specificity was 0.7 | NA | ||
| Mohile,
2007 ( | The VES-13 was compared with CGA. Cutoff: VES-13 ≥3 | CGA consisted of ADL (Katz index), IADL (Lawton scale), SPPB comorbidity (CCI), total number of medications, social support (RAND MOS Social Support Scale), and cognition (SPMSQ). Cutoffs: ADL ≤14, IADL ≤12, SPPB <9, CCI >10, number of medications ≥5, social support <4, and SPMSQ >3 | The reliability of the VES-13 using the Pearson correlation coefficient was 0.92 | NA | Using ≥2 of 7 deficits as the cutoff for CGA, the AUC was 0.90. Reliability: Pearson correlation coefficient = 0.92; with CGA: sensitivity = 0.73, specificity = 0.86, PPV = 88.9, NPV = 66.7; AUC = 0.9 | The patients who were impaired on the VES-13 performed statistically significantly worse on all tests of the CGA with the exception of social functioning ( | ||
| Molina-
Garrido,
2011 ( | Compared the BQ and the VES-13 with a CGA. Cutoffs: BQ >0 and VES-13 ≥3 | Geriatric assessment consisted of ADL (Barthel index), IADL (Lawton-Brody scale), comorbidity (CCI), social support (Guijon Social Scale), cognition (Pfeiffer test), nutrition (NSI), total number of medications, and PS (ECOG). Cutoffs: ADL ≤60, IADL ≥12, CCI >10, social support ≥8, Pfeiffer test >3, NSI ≥21, total number of medications >4, and ECOG PS ≥2. Frailty on the basis of the CGA was defined as deficits in ≥2 domains | NA | BQ, detecting risk of frailty: sensitivity 59.1%, specificity 78.9%, PPV 76.5%, NPV 62.5%, ICC 0.67 (95% CI = 0.46 to 0.81, | NA | The predictive ability for frailty: VES-13 AUC = 0.88; BQ AUC = 0.72 | ||
| Monfardini,
1996 ( | Compared MACE with SIP. MACE consisted of the following domains: demographic, socioeconomic status, characteristics of neoplasia, comorbidity, symptoms, use of services, cognition (MMSE), depressive symptoms (GDS), balance (FICSIT), physical function (PPT), disability (IADL, ADL, and WHO PS. | NA | Using multivariable analysis, disability (using WHO PS) was associated with the SIP global score. Using multivariable analysis, disability (using WHO PS) and PPT were associated with physical SIP score. Using multivariable analysis, disability (using WHO PS) number of symptoms, GDS and balance were associated with psychosocial SIP | The ICCs for interrater reliability ranged from 0.4 (GDS) to 1 (household composition). The ICCs for test–retest reliability ranged from 0.25 (FICSIT balance score) to 1 (household composition). Cronbach’s alpha ranged from 0.4 (MMSE) to 1 (IADL and ADL) | NA | They also examined the variance by measures included in the MACE and found that WHO PS explained 70% of variance in SIP global score and 83% of the variance in SIP psychosocial score | ||
| Stauder,
2010 ( | Used exploratory factor analysis to determine the number of individual domains assessed in the geriatric assessment (construct validity). The geriatric assessment consisted of the WHO PS, the KPS, ADL (Barthel index), IADL (Lawton-Brody scale), TUG, 7-item PPT, VES-13, GDS, FACT-G, MMSE, CIRS-G, CCI, and Social Support (F-SozU) | NA | NA | Factor analysis showed that six domains—functional status (KPS, ADL, PS, VES-13); health-related QOL (FACT-G, GDS); the variables comorbidities (as measured with both the CCI and CIRS), social support (as measured with the F-SozU and social well-being subscale FACT-G), cognition (as measured with the MMSE), and nutrition (as measured using BMI)—together explained 77% of total variance. Almost all correlations among (sub-) scales belonging to the same factor (domain) were at least moderately high; Spearman correlation coefficient >0.4 | NA | NA | ||
| Wedding,
2007 ( | Compared physician’s judgment to the geriatric assessment. The physicians were hematologists and oncologists with >10 y of experience who classified patients as fit, vulnerable, or frail | Geriatric assessment consisted of ADL (Barthel index), IADL (Lawton-Brody Index), nutrition (MNA), cognition (MMSE), comorbidity (CCI), and mobility (Tinetti test).Cutoffs: Barthel index <100%, IADL <8, MNA continuous score used (no cutoff), MMSE continuous score used (no cutoff), CCI continuous score used (no cutoff), Tinetti test <20 | NA | Sensitivity was 0.88 and specificity was 0.31. They also compared the physician’s judgment to the Balducci classification: sensitivity was 0.43 and specificity was 0.80 | NA | NA | ||
| Geriatric assessment studied in chart reviews | ||||||||
| Overcash,
2005 ( | An aCGA consisting of 15 items was developed and compared with CGA. The aCGA and CGA consisted of the same scales, but the aCGA used only a few items of each scale whereas the CGA used the entire scales. The aCGA consisted of 3 ADL items (Katz index), 4 IADL items (Lawton scale), cognition (4 MMSE items), and mood (4 GDS items) | The CGA consisted of ADL 6 items (Katz index), IADL 10 items (Lawton scale), cognition (MMSE 10 items), and mood (GDS 15 items) | Items with the highest item–total correlation were selected for the aCGA. For ADL that included items 1, 3, and 4 (item–total correlations >0.70), for IADL, that included items 3–5 and 7 (item–total correlation >0.79), for GDS that included items 3, 7, 8, and 12 (item–total correlations >0.49), and for MMSE that included items 3 and 8–10 (item–total correlation >0.41). The Cronbach’s alpha coefficients for abbreviated aCGA scales were: ADL 0.84, IADL 0.930, MMSE 0.70 and GDS 0.70. The Cronbach’s alpha coefficients for CGA were: ADL 0.81, IADL 0.90, MMSE 0.65, and GDS 0.77. The Pearson correlation to assess construct validity between aCGA and CGA was 0.93 for ADL, 0.96 for IADL, 0.84 for MMSE, and 0.86 for GDS | NA | NA | NA | ||
| Overcash,
2006 ( | Developed cutpoints for the aCGA to indicate when a CGA is needed. The aCGA and the CGA consisted of the same scales, but the aCGA used only a few items of each scale whereas the CGA used the entire scales. The aCGA consisted of 3 ADL items (Katz index), 4 IADL items (no tool specified), cognition (4 MMSE items), and mood (4 GDS items) | The CGA consisted of ADL 6 items (Katz index), IADL 10 items (no tool specified), cognition (MMSE 10 items), and mood (GDS 15 items) | Cronbach’s alpha (internal consistency): abbreviated IADL = 0.93, both abbreviated MMSE and GDS = 0.7; abbreviated ADL = 0.84. Scores on aCGA and CGA highly correlated (ADL abbreviated–full ADL scale correlation = 0.93, abbreviated–full IADL scale correlation = 0.96, abbreviated–full MMSE scale correlation = 0.84, and abbreviated–full GDS scale correlation = 0.86) | The sensitivity for GDS using cutoff 2 was 0.81, specificity was 0.90. The sensitivity for MMSE using cutoff 6 was 0.82 and specificity 0.91 | NA | If a patient scores ≥2 on the abbreviated GDS then the full GDS needs to be administered. If a patient scores ≤6 on the abbreviated MMSE, the entire MMSE needs to be administered. If a patient scores a deficit on either of the ADL or IADL scales, the full scale needs to be administered | ||
*aCGA = abbreviated comprehensive geriatric assessment; AUC = area under the curve; BQ = Barber questionnaire; ADL= activities of daily living; BMI = body mass index; CGA = comprehensive geriatric assessment; CCI = Charlson comorbidity index; CI = confidence interval; CIRS-G = Cumulative Illness Rating Scale–Geriatric; ECOG = Eastern Collaborative Group Oncology; FACT-G=Functional Assessment of Cancer–General; FICSIT = Frailty and Injuries: Cooperative Studies of Intervention Techniques; F-SozU = Questionnaire for the Assessment of Social Support; PS = performance status; GDS = Geriatric Depression Scale; GFI = Groningen frailty indicator; GOM = Geriatric Oncology Module; HADS = Hospital Anxiety and Depression Scale; IADL = instrumental activities of daily living; ICC = intraclass correlation coefficient; IQCODE = Informant Questionnaire on Cognitive Decline in the Elderly; KPS = Karnofsky Performance Status; MACE = Multidimensional Assessment Protocol for Cancer in the Elderly; MGA = Mini Geriatric Assessment; MMSE = Mini Mental State Examination; MNA = Mini Nutritional Assessment; NA = not applicable; NPV = negative predictive value; NSI = nutritional risk screening; PPT = physical performance test; PPV = positive predictive value; QOL= quality of life; RAND MOS = Rand Corporation Medical Outcomes Survey; SIP = Sickness Impact Profile; SPMSQ = Short Portable Mental Screening Questionnaire; SPPB = Short Physical Performance Battery; TUG = Timed Up and Go test; VES-13 = Vulnerable Elder Survey-13 items; SIC = Satariano comorbidity index; WHO PS= World Health Organization performance status.
†Articles reporting on the same study.
Impact of geriatric assessment on cancer treatment decision-making process or treatment delivery*
| First author, year (reference) | Sample size for geriatric assessment | Impact of geriatric assessment on cancer treatment decision making | Impact of geriatric assessment on predicting cancer treatment delivery |
|---|---|---|---|
| Geriatric assessment studied in a prospective observational study design | |||
| Aaldriks,
2011 ( | 202 | NA | Patients receiving <4 cycles more often had low MNA scores and low MMSE scores compared with those who received ≥4 cycles of chemotherapy |
| Aparicio,
2011 ( | 21 | The MGA never modified the oncological treatment plan | Those with a higher number of MGA abnormalities completed treatment less often, those with <6 ADL (of 7 maximum) completed treatment less often |
| Chaibi,
2011 ( | 134 | Geriatric assessment led to changes in the proposed treatment plan in 79 patients (49%), including delay of therapy (5 patients), less intensive therapy (29 patients), and more intensive therapy (45 patients) | NA |
| Freyer,
2005 ( | 83 | NA | Predictors of receiving <6 cycles: ECOG PS ≥2, dependence, and symptoms of depression at baseline |
| Geriatric assessment studied in a cross-sectional study design | |||
| Girre,
2008 ( | 105 | Geriatric oncology consultation led to modifications of treatment plan for 38.7% of patients. More modifications in treatment were made for those with low BMI (≤23kg/m2) ( | NA |
| To, 2010 ( | 200 | No statistically significant difference in treatment intent between fit, vulnerable, or frail groups defined according to the geriatric assessment | NA |
| Geriatric assessment studied in retrospective studies and chart reviews | |||
| Barthelemy,
2011 ( | 93 | The Balducci classification (fit, vulnerable, frail) had no impact on the chemotherapy proposed | NA |
| Cudennec,
2007 ( | 124 | 26% required a more thorough geriatric evaluation after the short geriatric assessment was done; for 38 of 77 patients, chemotherapy was undertaken after the geriatric assessment but the authors did not mention if the geriatric assessment changed the treatment decision | NA |
| Cudennec,
2010 ( | 57 | The decision based on the SGE matched the multidisciplinary group initial treatment decision for SGE group 1 (general good state) and group 3 (frail patients) (n = 18). The vulnerable group (group 2) was divided into 2 subgroups, 2+ (patients with no more than 2 stabilized comorbidities) and 2− (patients with more than 2 stabilized comorbidities or at least 2 poorly or nonstabilized comorbidities). The decision based on SGE matched with the initial treatment decision for 20 of 24 patients in group 2+ (and for 13 out of 15 in group 2−) | NA |
*ADL = activities of daily living; BMI = body mass index; CGA = comprehensive geriatric assessment; ECOG PS = Eastern Collaborative Oncology Group performance status; NA = not applicable; MGA = Mini Geriatric Assessment; MNA = Mini Nutritional Assessment; MMSE = Mini Mental State Examination; SGE = Simplified Geriatric Evaluation.
Predictive validity of geriatric assessment for treatment complications*
| First author, year (reference) | Type of statistical analysis used | Was multivariable analysis conducted and were adjustments appropriate? | Sample size, number of events (treatment studied) | Complications of treatment |
|---|---|---|---|---|
| Geriatric assessment studied in a prospective observational study design† | ||||
| Audisio,
2008 ( | Cox regression (time was held constant for all) | Multivariable analysis was conducted. The variables that were statistically significant in univariate analyses were kept in the multivariable models, including age, sex, type and stage of cancer, and severity of surgery | 460, 16% had at least 1 major complication (surgery) | Statistically significant predictors of major complications: abnormal ASA risk score (RR = 1.96, 95% CI = 1.09 to 3.53). Predictors of hospital stay longer than that for the cancer-specific median stay: ADL dependence (RR = 2.01, 95% CI = 1.37 to 2.93), IADL dependence (RR = 1.58, 95% CI = 1.11 to 2.24), abnormal PS (RR = 1.64, 95% CI = 1.06 to 2.56).Statistically significant predictors of any complication:IADL dependence (RR = 1.43, 95% CI = 1.03 to 1.98), abnormal ECOG PS (RR = 1.64, 95% CI = 1.07 to 2.52), BFI moderate or severe fatigue (RR: 1.52, 95%CI = 1.09 to 2.12) |
| Clough-Gorr,
2010 ( | Spearman correlation, | Multivariable analysis was conducted. The variables that were statistically significant in univariate analyses were kept in the multivariable models, which included age, stage, comorbidity, and physical and social functioning | 660, 38 had poor treatment tolerance (all treatment) | Predictors of poor treatment tolerance: CCI ≥1 (OR = 2.49, 95% CI = 1.18 to5.25), MHI5 score <80 (OR = 2.36, 95% CI = 1.15 to 4.86), Social Support Scale score <80 (OR = 3.32, 95% CI = 1.44 to 7.66) |
| Fukuse,
2005 ( | χ2 test, logistic regression | Multivariable analysis was conducted. The adjustments were not sufficient. The variables that were statistically significant in univariate analysis were selected for inclusion in multivariable analysis, which did not include age, sex, comorbidity, or cancer stage | 120, 17% had postoperative complications (surgery) | Best logistic regression models predicting postoperative complications: Model 1: Barthel index ( |
| Hurria,
2006 ( | Repeated measures ANOVA | NA | 49, 53% had grade 3 or 4 toxicity (chemotherapy) | Development of toxicity did not affect any geriatric assessment domains during 6-month follow-up |
| Hurria,
2006 ( | Regression analysis | NA | 20, 11 of 19 patients experienced ≥grade 3 toxicity (chemotherapy) | Lower IADL correlated with longer terminal half-life of bound docetaxel ( |
| Hurria,
2006 ( | Paired sample | NA | 28, 11 patients declined in cognitive functioning (chemotherapy) | 91% received CMF chemotherapy. No statistically significant difference in geriatric assessment variables for those who experienced decline vs those with no decline |
| Kothari,
2011 ( | Correlation analysis, Fisher exact test, and Wilcoxon rank sum test | NA | 60, in-hospital mortality was 4.8%, 13% had severe complications (surgery) | The following preoperative geriatric screens predicted surgical complications: IADL shopping disability ( |
| Kristjansson,
2010
( | Logistic regression | Multivariable analysis was conducted. The adjustments were not sufficient, backward selection was used to select variables, and the multivariable models therefore did not include age, sex, comorbidity, or cancer stage | 178, 107 patients experienced complications, 83 had severe complications (surgery) | Frail patients were at higher risk of severe complications compared with nonfrail patients: OR 3.13 (95% CI = 1.65 to 5.92). In univariate analysis, frail patients had higher risks of any complication, severe complications, pulmonary complications, cardiac complications, anastomotic leak, delirium, reoperation, and readmission compared with nonfrail patients |
| Kirstjansson,
2010
( | Logistic regression | Multivariable analysis was conducted. The adjustments were appropriate. Variables that were statistically significant in univariate analysis at | 182, unclear how many patients had treatment complications (surgery) | Predictors of severe complications: ECOG PS 0 (referent), ECOG PS 1 (OR = 1.64, 95% CI = 0.29 to 1.12), ECOG PS 2 (OR = 4.41, 95% CI = 1.79 to 10.86), ECOG PS 3 (OR 8.58, 95% CI = 2.19 to 33.56); PPV = 64%, NPV = 65%. Predictors of any complications: ECOG PS 0 (referent), ECOG PS 1 (OR 2.62, 95% CI = 1.23 to 5.60), ECOG PS 2 (OR 6.77, 95% CI = 2.58 to 17.77), ECOG PS 3 (OR =7.95, 95% CI = 1.88 to 33.67);PPV = 74%, NPV = 66% |
| Marinello,
2009 ( | Logistic and multinomial logistic regression | Multivariable analysis was conducted. The adjustments were appropriate. The authors used backward selection methods to select variables that were statistically significant at an alpha of .15. The final multivariable model included metastatic disease, comorbidity, and functional status | 110, 14 died, 40 had severe toxicity, and 19 had treatment interruption for other reasons (chemotherapy) | Factors included in final models of predictors of death, treatment toxicity, or treatment interruption (combined outcome): metastatic disease (OR = 2.44, 95% CI = 0.99 to 5.99), toxicity of treatment (OR = 1.82, 95% CI = 1.06 to 3.14), CIRS >6 (OR = 3.68, 95% CI = 1.47 to 9.20), and KPS ≥80 vs <80 (OR = 0.47, 95% CI = 0.24 to 0.94) |
| Puts,
2011 ( | Logistic and Cox regression | Multivariable analysis was conducted. The adjustments were appropriate. Multivariable models included age, sex, comorbidity, extensive treatment received, stage of disease, and diagnosis | 112, 31 had severe treatment-related toxicity (all treatments) | Poor grip strength predicted treatment toxicity (OR = 4.93, 95% CI = 1.26 to 19.22) |
*NA = not applicable; NR = not reported; HR = hazard ratio; RR = relative risk; OR = odds ratio; CI = confidence interval; ANOVA= analysis of variance; ASA = American Society of Anesthesiologists; BFI = Brief Fatigue Inventory; CCI = Charlson comorbidity index; CIRS = Cumulative Illness Rating Scale; CMF= cyclophosphamide, methotrexate, and fluorouracil; gECOG PS = Eastern Collaborative Group Oncology performance status; GDS = Geriatric Depression Scale; IADL = instrumental activities of daily living; MHI 5 = Mental Health Index 5 items; MMSE = Mini Mental State Examination; NPV= negative predictive value; PPV= positive predictive value; PS = performance status.
†No cross-sectional or retrospective studies examined the predictive validity of geriatric assessment for treatment complications.
‡Articles reporting on the same study.
§Articles reporting on the same study.
Predictive validity of geriatric assessment for mortality*
| First author, year (reference) | Type of statistical analysis used | Was multivariable analysis conducted and were adjustments appropriate? | Sample size, number of events | Mortality |
|---|---|---|---|---|
| Geriatric assessment studied in a prospective observational study design | ||||
| Aaldriks,
2011 ( | Cox regression and paired sample | Multivariable analysis was conducted. The adjustments were appropriate. The multivariable models included sex, age, purpose of chemotherapy, and type of malignancy | 202, only mean survival was reported for each group of geriatric assessment variables, no overall mean for survival for the whole sample | Those with a GFI score ≥4 (OR = 2.19, 95% CI = 1.42 to 3.39) and MNA <23 (OR = 1.80, 95% CI =1.17 to 2.18) had higher risk of dying after start of chemotherapy |
| Arnoldi,
2007 ( | NR | Unclear | 153, 43 patients died | 43 patients died: 50% were frail, 37% borderline, and 23% nonfrail (frail vs nonfrail, |
| Bailey,
2004 ( | Logistic regression | Multivariable analysis was conducted. The adjustments were appropriate; variables that were statistically significant in univariate analyses were selected for inclusion in multivariable analysis. The multivariable models included age and comorbidity | 337, 18% died | Factors associated with death within 6 mo after the baseline interview: receiving treatment with palliative intent or no treatment vs surgery only (OR = 7.42, 95% CI = 3.36 to 15.16), ADL impairment vs independent (OR = 2.47, 95% CI = 1.30 to 4.68) |
| Bamias,
2007 ( | Cox regression | Not stated if multivariable analysis was conducted, and if it was conducted, which adjustments were done | 34, 18 patients died | Longer median PFS in geriatric assessment groups 1 (no ADL or IADL disability, no comorbidities) and 2 (IADL disability or 1–2 comorbidities) compared with group 3 (ADL disability or ≥2 comorbidities (6.9 mo vs 1.9 mo, |
| Clough-
Gorr,
2010 ( | Spearman correlation, | Yes, multivariable analysis was conducted. Adjustments were appropriate; variables that were statistically significant in univariate analyses were selected for inclusion in multivariable analysis. The multivariable analysis included age, stage, comorbidity, and physical and social functioning | 660, 187 died | Predictors of mortality: age 70–79 y (HR = 1.83, 95% CI = 1.19 to 2.82) and age ≥80 y (HR = 4.20, 95% CI = 2.60 to 6.81) vs age 65–69 y, inadequate finances (HR = 1.89, 95% CI = 1.24 to 2.88), CCI ≥1 (HR = 1.38, 95% CI = 1.01 to 1.88), functional limitations (HR = 1.40, 95% CI = 1.01 to 1.93), MHI 5 score <80 (HR = 1.34, 95% CI = 1.01 to 1.85) |
| Freyer,
2005 ( | Logistic and Cox regression; however only | Multivariable analysis was conducted. It is unclear what adjustments were done in multivariable analysis | 83, not clear how many died | Predictors of poor PFS: depression ( |
| Kirstjansson,
2010 ( | Logistic and Cox regression | Multivariable analysis was conducted. Adjustments were appropriate; variables statistically significant in univariate analysis at | 182, 26% died | Predictors of shorter OS: ECOG PS 0 (referent), ECOG PS 1 (HR = 2.42, 95% CI = 1.04 to 5.65), ECOG PS 2 (HR = 2.95, 95% CI = 1.12 to 7.73), ECOG PS 3 (HR = 9.69, 95% CI = 3.01 to 31.22) |
| Marenco,
2008 ( | Logistic and Cox regression | Multivariable analysis was conducted. The adjustments were sufficient. The multivariable model included age, type of cancer, stage, sex, and comorbidity | 571, 412 patients died | Prognostic impact on survival of patient characteristic obtained at first visit: male sex (HR = 1.68, 95% CI = 1.31 to 2.15), KPS, per 10-point decline (HR = 0.8, 95% CI = 0.7 to 0.91) |
| Marinello,
2009 ( | Logistic and multinomial logistic regression | Multivariable analysis was conducted. The adjustments were appropriate. Variables were selected by backward selection, variables that were statistically significant at | 110, 14 died, 40 had severe toxicity, and 19 had treatment interruption for other reasons | Predictors of death: metastatic disease (OR = 20.96, 95% CI = 3.17 to 138.7); toxicity of treatment (OR = 2.8, 95% CI = 1.02 to 7.68); CIRS score >6 (OR = 6.46, 95% CI = 1.31 to 31.93) |
| Puts,
2011 ( | Cox regression | Multivariable analysis was conducted. The adjustments were appropriate. The multivariable model included age, sex, comorbidity, extensive treatment received, stage of disease, and diagnosis | 112, 15 died during follow-up | None of the frailty markers was associated with OS |
| Tredan,
2007 ( | Cox regression | Multivariable analysis was conducted. The adjustments were appropriate. Variables that were statistically significant in univariate analysis were included in the multivariable analysis. The multivariable analysis model included age, stage, and PS | 83 (trial 1) and 75 (trial 2), 43% died | Predictors of mortality: increasing age (HR = 1.07, 95% CI = 1.01 to 1.13), stage IV vs stage III (HR = 3.05, 95% CI = 1.58 to 5.89), depression (HR = 5.2, 95% CI = 2.46 to 10.99), carboplatin + paclitaxel vs carboplatin + cyclophosphamide (HR = 2.14, 95% CI = 1.1 to 4.15) |
| Tucci,
2009 ( | Fisher exact test, Student | NA | 84, unclear how many patients died | Patients classified as fit using the Balducci classification had better median survival compared with those classified as vulnerable and frail (not reached vs 8 mo, |
| Wedding,
2007 ( | Cox regression | Multivariable analysis was conducted. The adjustments were appropriate; variables were selected based on | 427, 61.4% died | Predictors of shorter survival: increasing age (HR = 1.02, 95% CI = 1.01 to 1.03), type of tumor (HR = 1.83, 95% CI = 1.31 to 2.55), WHO PS (HR = 1.45, 95% CI = 1.06 to 2.00), comorbidity level 3–4 vs none (HR = 1.42, 95% CI = 1.01 to 2.00) |
| Geriatric assessment studied in a cross-sectional study design | ||||
| Basso,
2008 ( | Kaplan–Meier analysis, log-rank test | NA | 117, 74 patients died | Median survival: frail patients (6.4 mo), nonfrail patients (16.9 mo); statistically significantly different survival rates at 1 and 2 y. |
| Geriatric assessment studied in retrospective studies and chart reviews | ||||
| Koroukian,
2010 ( | Logistic and Cox regression | Multivariable analysis was conducted. The adjustments were appropriate. The multivariable model included age, sex, race, cancer stage, comorbidity, functional limitations, and geriatric syndromes | 1009, not clear how many died | Predictors of overall mortality: ≥2 functional limitations (HR = 1.33, 95% CI = 1.10 to 1.62), ≥2 geriatric syndromes (HR = 2.34, 95% CI = 1.74 to 3.15) |
| Rollot-Trad,
2008 ( | Cox regression | Multivariable analysis was conducted. It is unclear for what variables the multivariable analysis was adjusted | 54, the mortality rate was 41% | None of the variables was statistically significantly associated with survival in multivariable analysis |
*NA = not applicable; NR = not reported; HR = hazard ratio; RR = relative risk; OR = odds ratio; CI = confidence interval; CCI = Charlson comorbidity index; CIRS = Cumulative Illness Rating Scale; ECOG PS = Eastern Collaborative Group Oncology performance status; FIGO = International Federation of Gynecology and Obstetrics; GFI = Groningen frailty indicator; IADL = instrumental activities of daily living; MHI 5 = Mental Health Index 5 items; KPS = Karnofsky performance status; MNA = Mini Nutritional Assessment; OS = overall survival; PFS = progression-free survival; VES-13 = Vulnerable Elder Survey-13 items; WHO PS = World Health Organization performance status.