Evaluation of extra capsular lymph node involvement in patients with extra-hepatic bile duct cancer.

BACKGROUND: Lymph node metastasis is one of the most important prognostic factors for extra-hepatic bile duct carcinoma (ExHBDC). Extra capsular lymph node involvement (ExCLNI) is the extension of cancer cells through the nodal capsule into the perinodal fatty tissue. The prognostic impact of ExCLNI has been shown to be significant mainly in head and neck malignancies. Recently, the prognostic impacts of ExCLNI have evaluated in gastrointestinal malignancies. However no data is available regarding the incidence and prognostic significance of extra-capsular lymph node involvement (ExCLNI) in resectable ExHBDCs. The aim of the present study is first to evaluate the incidence of ExCLNI in surgically-treated ExHBDCs and second, to determine the prognostic impact of ExCLNI in patients with surgically-treated ExHBDCs.
METHODS: A total of 228 patients (110 cases of hilar cholangiocarcinoma and 118 cases of distal cholangiocarcinoma) with surgically-treated ExHBDCs were included in this retrospective study. ExCLNI was defined as the extension of cancer cells through the nodal capsule into the perinodal fatty tissue. The existence of ExCLNI and its prognostic value were analyzed as a subgroup of lymph node metastasis.
RESULTS: ExCLNI was detected in only 22% of patients with lymph node metastasis of surgically-treated ExHBDC. The presence of ExCLNI correlated with distal cholangiocarcinoma (p = 0.002). On univariate analysis for survival, perineural invasion, vascular invasion, histological grade, and lymph node metastasis were statistically significant factors. On multivariate analysis, only lymph node metastasis was identified as a significant independent prognostic factor in patients with resectable ExHBDC. Subgroups of lymph node metastasis including the presence of ExCLNI, location of lymph node metastasis, and the number of lymph node metastasis had no statistically significant impact on survival.
CONCLUSION: ExCLNI was present in only 22% of the LNM (7% of overall patients) in patients with surgical treated ExHBDCs. And ExCLNI would have no impact on the survival of patients with surgically-treated ExHBDCs.

Background

Extra-hepatic bile duct cancers (ExHBDCs) continue to be one of the most difficult cancers to manage in terms of staging and radical resection. Despite this fact, preoperative diagnosis, management, and operative strategy have improved. The 5-year survival rate still ranges from 22% to 40% [1-11]. Regional and para-aortic lymph nodes are frequently involved in ExHBDCs. Lymph node metastasis (LNM) is still one of the most important prognostic factors, although extended lymphadenectomy provides survival benefits in selected patients with ExHBDCs [6-8,11-13]. Recently, several investigators have shown that the subcategories of LNM such as location of the LNM, the number of LNMs, and the metastatic lymph node ratio (LNR) were significant prognostic factors [6,11,14-16].

Extra capsular lymph node involvement (ExCLNI) is the extension of cancer cells through the nodal capsule into the perinodal fatty tissue. The prognostic impact of ExCLNI has been shown to be significant mainly in head and neck malignancies. Recent studies have evaluated the prognostic value of ExCLNI in other gastrointestinal malignancies such as esophageal, colon, and gastric cancer, adenocarcinoma of the ampulla of Vater, and pancreatic carcinoma [17-22].

Several authors have stated that the presence of ExCLNI has a prognostic impact based on the following rationale:

a) ExCLNI could reflect the invasiveness and aggressiveness of the primary tumor [23,24] and

b) ExCLNI could be one of many patterns of cancer dissemination [23].

In our best knowledge, no data are available on incidence and the prognostic significance of ExCLNI in resectable ExHBDCs [23].

The aim of the present study was to first evaluate the incidence of ExCLNI in surgically treated ExHBDCs, and second, to determine the prognostic impact of ExCLNI (including other subgroups of LNM) in patients with surgically treated ExHBDCs.

Methods

Patients

Curative resections were performed on 139 patients with ExHBDCs at the Second Department of Surgery, Hokkaido University Hospital in Japan from December 1999 to November 2007. An additional 89 patients with ExHBDCs, who underwent resection at Teine-Keijinkai Hospital, Japan from January 1997 to November 2007, were also included. A total of 152 men and 76 women were included in this study. The median age was 70 (range 20 to 85). There were 110 cases of hilar cholangiocarcinoma and 118 cases of distal cholangiocarcinoma. Thus, a total of 228 patients with ExHBDCs were included in this report. Patients who underwent an exploratory laparotomy, or were diagnosed with gallbladder cancer, adenocarcinoma of the ampulla of Vater, or intra hepatic bile duct cancer in the postoperative period were excluded. Clinicopathologic features of patients are shown in Table 1.

Table 1

Clinicopathological features of 228 cases of extra hepatic cholangiocarcinoma

Clinicopathological characteristics (N = 228)			Tumor location
			Hilar n = 110	Distal n = 118
Age(years)	>70	126	69	57
Gender	Male/Female	152/76	85/25	67/51
Surgical procedure	Major hepatectomy	90	81	9
	P.D	95	8	87
	P.D with major hepatectomy	14	8	6
	Extra hepatic bile duct resection	29	13	16
pT Factor	T1-2	91	46	45
	T3-4	137	64	73
Lymph node metastasis	Present/Absent	79/149	41/69	38/80
Vascular invasion	Present/Absent	46/182	35/75	11/107
Perineural invasion	Present/Absent	184/44	92/18	92/26
Histological grade	G1	64	27	37
	G2	128	63	65
	G3	33	19	14
	Others	2	1	2
Microscopic margin status	Positive/Negative	29/199	16/94	13/105

Clinicopathological characteristics of patients in this study. pT: 7th classification of AJCC pathological T factor P.D: Pancreaticoduodenectomy.

Tumors were classified by the tumor-node-metastasis (TNM) classification criteria according to the American Joint Committee on Cancer (AJCC), 7th edition [25]. Classifications of lymph node groups according to location of the LNM in the present study were classified according to the 5th edition of Japanese General Rules for Classification of Biliary Tract Carcinoma currently used in Japan [26]. This classification system was used to define the topographic relations of lymph nodes to surrounding structure. For example, lymph node posterior to the portal vein (12p) is defined as group 1 lymph node (N1) in hilar cholangiocarcinoma, but the same lymph node was defined as group 2 lymph node (N2) in inferior cholangiocarcinoma (See reference [26]).

Operative procedure and adjuvant therapy

The operative criteria and procedure for ExHBDCs were described in previous reports [1,27-29]. Some of the patients with T4 (AJCC), whose disease had spread to the main or bilateral branches of the portal vein, were considered unrespectable by many surgeons, but were candidates for resection in our institutes [1,29].

Patients with hilar cholangiocarcinoma were mainly treated by major hepatectomy with skeletonization of the portal vein and hepatic artery, and with nodal clearance around the head of the pancreas. All hepatectomy included a caudate lobectomy. Distal cholangiocarcinoma were mainly treated by pancreaticoduodenectomy (SSPPD) with en-bloc resection of the primary tumor and regional lymph nodes of the hepatoduodenal ligament. Skeletonization of the portal vein and the hepatic artery was included in this procedure as well. An extra hepatic bile duct resection was performed for selected patients with liver dysfunction or other complications. No definitive chemotherapy or radiation was added after surgery.

Multiple resections were performed including 90 cases of major hepatectomy (31 cases of left and 52 cases of right hepatectomy, 2 cases of left and 5 cases of right trisegmentectomy), 95 cases of pancreaticoduodenectomy (including 4 cases of caudate lobe resection), 13 cases of pancreaticoduodenectomy with major hepatectomy, and 29 cases of extra-hepatic duct resection (Table 1).

Pathological diagnosis and analysis

Our pathological diagnosis protocol and analysis for ExHBDCs were based on prior studies [12,13,30]. Lymph nodes were counted and measured with a slide gauge. All surgically dissected lymph nodes were examined pathologically for metastatic foci. For each patient with LNM, all available hematoxylin and eosin stain slides of lymph nodes were re-evaluated on a double-headed microscope by three investigators (MM, TN, and KK) until a consensus was reached. All investigators were blinded to survival data.

The following data were collected for the resected specimens: tumor differentiation, perineural invasion, lymph node status, portal vein and hepatic artery invasion (vascular invasion), and resection margin status. ExCLNI was defined as the extension of cancer cells through the nodal capsule into the perinodal fatty tissue (Figure 1). We used lymphatic endothelial marker (D2-40) and Elastica-Masson stain, when we found a difficulty to distinguish lymphatic invasion and venous invasion from ExCLNI. Cases in which the cancer extended into afferent and efferent structures such as lymphatic or blood vessels were strictly excluded.

Figure 1

A lymph node with intra-capsular tumor involvement embedded in perinodal fat tissue is shown on the left side (upper: low power field and lower: high power field). An adenocarcinoma extending through the capsule into the perinodal fat tissue is shown on the right (upper: low power field and lower: high power field).

Statistical analysis

Statistical calculations were performed using Dr SPSS-II (SPSS, Chicago, Illinois, USA). The Chi-square, Fisher’s exact, and Mann–Whitney U tests were used as appropriate. Cumulative survival after surgery was calculated using the Kaplan-Meier method. The log-rank test was used to compare cumulative survival. Cox proportional regression hazard model was used for multivariate analysis. Values of p <0.05 were considered statistically significant.

Results

Clinicopathological results

Median total lymph nodes counts resected were 14 in our presented study. There were 79 patients with LNM. There were 41 cases of hilar cholangiocarcinoma and 38 cases of distal cholangiocarcinoma with LNM, respectively.

Median number of LNM were 2 (range 1–8) in hilar cholangiocarcinoma, and 2 (range 1–6) in distal cholangiocarcinoma, respectively. Among 79 patients, there were 49 cases of N1, 24 case of N2, 5 cases of N3 patients. (There were 23 cases of N1, 13 cases of N2, and three cases N3 patients in hilar cholangiocarcinoma patients. There were 26 cases of N1, 12 cases of N2 and two cases N3 patients in distal cholangiocarcinoma patients.)

ExCLNI was identified in 17 of 79 patients (22%) who had nodal involvement. ExCLNI was identified in 14 cases of distal cholangiocarcinoma (36.8%) and 3 cases of hilar cholangiocarcinoma (9.8%). The median number of lymph nodes with ExCLNI was 1 (range 1 to 4).

Correlations between the clinicopathological features and ExCLNI are presented in Table 2. The presence of ExCLNI correlated significantly with the distal bile duct (p = 0.002), although there was no significant difference in the number of metastatic lymph nodes in patients with hilar versus distal cholangiocarcinoma (p = 0.746).

Table 2

Clinicopathological features of significance ExCLNI

		Patients with lymph nodal metastasis (N = 79)
		Positive ExCLNI N = 17	Negative ExCLNI N = 62	P Vale
Age(years)	≦70	11	33	0.426
	>70	6	29
Gender	Male	13	40	0.4
	Female	4	22
pT Factor	T1-2	2	23	0.405
	T3-4	15	39
Perineural invasion	Present	17	55	0.336
	Absent	0	7
Vascular invasion	Present	6	11	0.102
	Absent	11	55
Tumor location	Hilar	3	38	0.002
	Distal	14	24
Histological grade	G1	2	8	0.238
	G2	13	41
	G3	2	10
	Others	0	2
The number of metastatic LN	3≧	9	18	0.086

Seven clinicopathological characteristics of patients with and without ExCLNI are evaluated. ExCLNI: Extra capsular lymph node involvement. LN: lymph node.

Survival and prognostic impact

There was no significant difference in the survival of patients with hilar versus distal cholangiocarcinoma (p = 0.105). Three- and 5-year overall survival rates were 53% and 40%, respectively (median follow-up period: 32 month). Nine independent clinico-pathological variables were analyzed as possible prognostic factors influencing survival in patients with ExHBDCs. On univariate analysis, perineural invasion, vascular invasion, histological grade, and LNM were statistically significant factors (Table 3). Microscopic margin status did not show statistically significant differences on survival. On multivariate analysis, only LNM was identified as a significant independent prognostic factor in patients with resectable ExHBDCs (Table 3).

Table 3

Univariate and multivariate analysis for survival

	Univariate analysis			Multivariate analysis
	Overall survival rate (%)			Relative risk (95% confidence interval)	P value
Prognostic factor	3 year	5 year	P value
Age
>70	57	37	0.376
≦70	49	43
Gender
Male	52	38	0.359
Female	56	45
Tumor location
Hilar	50	32	0.105
Distal	57	51
pT factor
pT1/2	66	48	0.002	1.15 (0.84-1.57)	0.387
pT3/4	45	34
Lymph node metastasis
Present	26	14	<0.001	1.82 (1.33-2.47)	<0.0001
Absent	68	53
Vascular invasion
Present	30	22	<0.001	1.16 (0.80-1.68)	0.445
Absent	59	44
Perineural invasion
Present	48	33	0.009	1.18 (0.82-1.70)	0.378
Absent	76	64
Histological type
G1	78	63	<0.001	1.27 (0.92-1.76)	0.146
G2/G3/others	43	30
Microscopic margin status
Positive	57	-	0.714
Negative	53	41

Predictive prognostic factors influencing survival: nine independent clinicopathological variables were analyzed as possible prognostic factors in patients with ExHBDCs. On univariate analysis, perineural invasion, vascular invasion, histological grade, and lymph node metastasis were statistically significant factors. A multivariate analysis was also performed using the above four factors.

ExHBDCs: extra-hepatic bile duct cancer; pT: 7th classification of AJCC pathological T factor.

Next, we analyzed whether the subgroups of LNM affect survival. The subgroups of LMN including the presence of ExCLNI, location of the LNM, and the number of LNM had no statistically significant impact on survival (Figure 2a, Figure 2b, and Figure 2c). The subgroups were also analyzed separately in patients with hilar cholangiocarcinoma and patients with distal cholangiocarcinoma with remarkably similar results (data not shown).

Figure 2

a, Kaplan-Meier (KM) survival curve of patients with lymph node metastasis (LNM). Patients were divided into two groups: those with and without extra-capsular lymph node involvement (ExCLNI). There was no significant difference between the two groups (p = 0.418). b, Kaplan-Meier (KM) survival curve of patients with LNM. Patients were divided into two groups according to location of the LNM (n1, n2, or n3). There was no significant difference between the groups (p = 0.213). LNM: Lymph node metastasis c, Kaplan-Meier (KM) survival curve of patients with and without ExCLNI. Patients were divided into three groups with ≥3 LNM, 2 LNM, or 1 LNM. There was no significant difference between these groups (p = 0.182). ExCLNI: Extra-capsular lymph node involvement; LNM: Lymph node metastasis.

Discussion

In this study, we showed that ExCLNI was present in only 22% of the LNM (7% of overall patients) in patients with surgical treated ExHBDCs. We also revealed that ExCLNI would have no impact on the survival of patients with surgically-treated ExHBDCs.

Our data showed that ExCLNI appears less frequently in patients with resectable ExHBDCs than in patients with adenocarcinoma of the ampulla of Vater or pancreatic cancer (59% and 60%, respectively) [21,22]. One possible factor may be the anatomic features of ExHBDCs, especially in hilar cholangiocarcinoma. Our data showed that incidence of ExCLNI in hilar cholangiocarcinoma was significantly lower than the distal cholangiocarcinoma. Since hilar cholangiocarcinoma surrounds various complex structures such as the portal vein, hepatic artery, and the bile duct, more advanced patients would not have been done operation. Therefore, incidence of ExCLNI in resectable hilar cholangiocarcinoma would be very different from that of resectable distal cholangiocarcinoma. Imre et al. suggested that tumor location significantly associated with ExCLNI in patients with laryngeal and hypopharyngeal cancers [31]. Our study seems to support Imre’s findings. But there seems to be another possible factor, because our data showed that incidence of ExCLNI in distal cholangiocarcinoma was significantly lower than that of previous reported series of Vater carcinoma (32% vs 59%: p = 0.030). Certain reason on this difference is still unclear. One possible reason will be differences of biological feature between distal cholangiocarcinoma and Vater carcinoma. The other possible explanation could be that there was also no uniformity in defining ExCLNI which might make it difficult to compare different studies. Wind et al. found at least three definitions of the ExCLNI in the literature [23].

Several authors suggested that ExCLNI reflects cancer progression, and thus, occurs at an advanced tumor stage [32-34]. However, our study did not demonstrate a significant correlation between the occurrences of ExCLNI and advanced p T stages. Van der Gaag et al. showed similar results in Vater carcinoma [21]. They showed that the number of LNM associated with existence of ExCLNI. Our data showed similar result, even though our data did not show statistically significant (p = 0.086). The presence of ExCLNI would reflect not cancer progression on primary lesion of tumor (size or depth), but frequency of LNM.

Our data showed that perineural invasion, histological grade, vascular invasion, and LNM were statistically significant prognostic factors in the univariate analysis. Multivariate analysis showed LNM was an independent prognostic factor for survival among these prognostic factors.

A recent report of ExHBDCs revealed that total lymph node count was correlated with disease specific survival [6].They revealed adequate total lymph node count was ≥ 11. In our study, all patients were performed radical lymphadenectomy: skeletonization of the portal vein and hepatic artery and with nodal clearance around the head of pancreas, routinely. Median total lymph nodes counts resected were 14 in our presented study. Therefore we thought that our study had enough qualification to mention about subgroup of LNM in ExHBDCs.

Several authors have adopted the number, location, and LNR as subgroups of LNM [6,9,11,14-16], and they showed these subgroups of LNM had prognostic impact for survival. We thought ExCLNI was also a kind of the subgroup of LNM, and the present study was the first report of analyzing the ExCLNI in patients with ExHBDCs. Our data showed that ExCLNI would not have prognostic impact for survival.

The differences between many previous studies in gastrointestinal cancers showed that ExCLNI was associated with poor prognosis and our data in ExHBDCs may be as follows: not only ExCLNI, but also the other subgroups such as the number, location of LNM would have no impact on the survival of patients with ExHBDCs, because LNM itself would be the most important prognostic factor in ExHBDCs regardless of any subgroup of LNM.

In hilar cholangiocarcinoma, there is a report suggesting that no correlation exists between the degree of lymph node metastasis and prognosis, and that the important factor in determining the prognosis is the presence or absence of lymph node metastasis [2].

A recent report on distal bile duct cancer showed LNM as an independent prognostic factor but that the number of LNM had no impact on survival [7]. Japanese large series of study in distal cholangiocarcinoma also could not find the significant difference between N1 and 2 (location of LNM) [9].

Two reports regarding both bladder carcinoma and oral cancer also suggested that ExCLNI had no prognostic impact [35,36]. In the study evaluating bladder carcinoma, contradictory results occurred because a certain percentage of patients received adjuvant chemotherapy and had a number of lymph nodes removed. In the study evaluating oral cancer, Greenberg et al. suggested that the number of LNMs with ExCLNI had an effect on survival that was unrelated to ExCLNI in and of itself [36].

Conclusion

ExCLNI was detected in 22% of our patients with LNM in resectable ExHBDCs.

The existence of ExCLNI correlated significantly with the distal bile duct. The presence of ExCLNI and other subgroup of LNM would have no impact on their survival.

Abbreviations

ExHBDCs: Extra-hepatic bile duct cancers; ExCLNI: Extra capsular lymph node involvement; LNM: Lymph node metastasis; LNR: (metastatic lymph node ratio); TNM: Tumors were classified by the tumor-node-metastasis classification criteria; AJCC: The American Joint Committee on Cancer.

Competing interests

Authors had no financial competing interests on this article.

Authors' contributions

TN and MM carried out data collection and analysis, pathological examination, statistical part, and discussion part. KCK, TS and YM carried out pathological diagnosis as pathologist. YA, NK and SH carried out surgery. All authors read and approved the final manuscript.