| Literature DB >> 36231909 |
Melanie Genrich1, Peter Angerer2, Britta Worringer2, Harald Gündel3, Friedrich Kröner1, Andreas Müller1.
Abstract
Research indicates that managers' active support is essential for the successful implementation of mental health-related organizational interventions. However, there is currently little insight into what subjective beliefs and perceptions (=mental models) make leaders support such interventions. To our knowledge, this is the first qualitative systematic review of this specific topic, and it considers 17 qualitative studies of managers' perspective. Based on the theory of planned behavior, this review provides an overview of three action-guiding factors (attitudes, organizational norms and behavioral control) that can serve as starting points for engaging managers in the implementation of mental health-related measures and ensuring their success. Our results provide evidence that supportive organizational norms may particularly help to create a common sense of responsibility among managers and foster their perceived controllability with respect to changing working conditions. Our study thus contributes to a more differentiated understanding of managers' mental models of health-related organizational interventions.Entities:
Keywords: attitude; behavioral control; health promotion; implementation; leadership; social norms; work design
Mesh:
Year: 2022 PMID: 36231909 PMCID: PMC9566424 DOI: 10.3390/ijerph191912610
Source DB: PubMed Journal: Int J Environ Res Public Health ISSN: 1660-4601 Impact factor: 4.614
Electronic search algorithms for systematic review.
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| ((((((“Nurse Administrators”[Mesh]) OR “Physician Executives”[Mesh])) OR (((((“manager”) OR “supervisor”) OR “leader”) OR “chief”) OR “senior physician”))) AND | P = Population | |
| ((((((“Attitude”[Mesh]) OR “Social Norms”[Mesh]) OR “Self Efficacy”[Mesh]) OR “Personal Autonomy”[Mesh])) OR ((“perspective”) OR “point of view”)) AND | I = Phenomenon of Interest | |
| (((((“Occupational Health Services”[Mesh]) OR “Organization and Administration”[Mesh]) OR “Health Promotion”[Mesh])) OR (((((“mental health promotion”) OR “occupational health promotion”) OR “workplace health promotion”) OR “job design”) OR “work design”))) | Co = Context | |
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| 1 | exp Top Level Managers/or exp Middle Level Managers/or managers.mp. | P = Population |
| 2 | supervisor.mp. or exp Management Personnel/ | |
| 3 | exp Leadership/or leader.mp. | |
| 4 | chief.mp. | |
| 5 | senior physician.mp. | |
| 6 | physician executives.mp. | |
| 7 | nurse administrators.mp. | |
| 8 | 1 or 2 or 3 or 4 or 5 or 6 or 7 | |
| 9 | Attitudes.mp. or exp Attitudes/or exp Employer Attitudes/ | I = Phenomenon of Interest |
| 10 | Social norms.mp. or exp Social Norms/ | |
| 11 | Self Efficacy.mp. or exp Self-Efficacy/ | |
| 12 | exp Autonomy/or personal autonomy.mp. | |
| 13 | perspective.mp. | |
| 14 | point of view.mp. | |
| 15 | 9 or 10 or 11 or 12 or 13 or 14 | |
| 16 | exp Health Promotion/ | Co = Context |
| 17 | occupational health promotion.mp. | |
| 18 | workplace health promotion.mp. | |
| 19 | job design.mp. | |
| 20 | work design.mp. | |
| 21 | occupational health/or occupational health psychology/or occupational safety/ | |
| 22 | 16 or 17 or 18 or 19 or 20 or 21 | |
| 23 | 8 and 15 and 22 | |
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| (( “Nurse administrators” OR “Physician Executives” OR “manager” OR “supervisor” OR “leader” OR “chief” OR “senior physician” )) AND | P = Population | |
| ( “Attitude” OR “Social Norms” OR “Self Efficacy” OR “Personal Autonomy” OR “perspective” OR “point of view” ) AND | I = Phenomenon of Interest | |
| (( “Occupational Health Services” OR “Organization and Administration” OR “Health Promotion” OR “mental health promotion” OR “occupational health promotion” OR “workplace health promotion” OR “job design” OR “work design” )) | Co = Context | |
| (TITLE-ABS-KEY (LIMIT-TO (DOCTYPE, “ar”)) AND (LIMIT TO (SUBJAREA, “MEDI”) OR LIMIT TO (SUJAREA, “BUSI”) | Limits | |
Inclusion and exclusion criteria used for study selection.
| Inclusion | Exclusion | |
|---|---|---|
| Target population |
Working population; upper and middle management/executives/employers |
Nonworking population; employees without management or leadership responsibility |
| Setting |
Worksite/occupational |
Outside worksite or occupational setting |
| Topic area | Managers’ perception * towards: mental health-promoting work design measures (organizational interventions, e.g., health circles, job enlargement). The measure/intervention can be part of multifaceted occupational- or workplace health programs (OHP/WHP), that increases organizational mental health; healthy leadership programs; standards/occupational health guidelines. |
Managers’ perception towards: Behavioral interventions, that are exclusively focused on strengthen the individual skills of employees to cope with psychosocial stressors (e.g., resilience, stress-management of employees occupational physical health-promoting programs (only) Work design measures, with economical orientation, mentally ill staff (stigma) their own mental health Employees’ perspective Intervention studies that focus on the behavioral change of managers. |
| Methodology |
Qualitative, mixed methods |
Practice guidelines, consultant surveys |
| Language |
English, German |
Languages other than English and German |
| Study design |
Empirical articles |
Reviews, meta-analyses |
Results of quality appraisal.
| Criteria of Quality Checklist | √ | X | ? |
|---|---|---|---|
| (1) Was there a clear statement of the aims of the research? | 17 | - | - |
| (2) Is a qualitative methodology appropriate? | 17 | - | - |
| (3) Was the research design appropriate to address the aims of the research? | 16 | - | 1 |
| (4) Was the recruitment strategy appropriate to the aims of the research? | 9 | 1 | 6 |
| (5) Was the data collected in a way that addressed the research issue? | 14 | - | 3 |
| (6) Has the relationship between researcher and participants been adequately considered? | 2 | 12 | 3 |
| (7) Have ethical issues been taken into consideration? | 12 | 4 | - |
| (8) Was the data analysis sufficiently rigorous? | 16 | - | 1 |
| (9) Is there a clear statement of findings? | 14 | 1 | 2 |
| (10) How valuable is the research? | 13 | - | 4 |
(√) = number of studies that fulfilled the quality criteria; (X) = number of studies that did not fulfill them; (?) = we were not sure.
Figure 1PRISMA flowchart demonstrating search strategy.
Overview of included studies.
| Author, Title, Year | Design | Sample | Aim/Research Question | Theoretical Framework | Key Findings | |
|---|---|---|---|---|---|---|
| 1 | Efimov, I., Harth, V., Mache, S. (2020) | Qualitative study: semi-structured, guideline-based telephone interviews, problem centered interviews. | 13 managers (IT-sector, manufacturing industry, aerospace industry) from medium-sized and large companies. | Insights on the health awareness of leaders and on affecting enablers and hindrances to the implementation of health-oriented leadership. | Health-oriented leadership (HoL): health value, health awareness, behavior |
Managers considered the value of their team members’ health to be as high as their own (employer’s duty of care, personal attitude). Different understanding of leadership roles: From a high degree of responsibility to one’s team members to a sense of being responsible not for the health of team members but for establishing healthy working conditions. Most of the managers consider an atmosphere of trust to be a basic condition for the implementation of health-oriented leadership in a virtual team. Five behaviors of health-oriented leadership were mentioned: confidence-building measures, health-oriented communication, boundary management support, conducting face-to-face meetings, and delegation of decision-making responsibilities and authority. |
| 2 | Eriksson, A., Axelsson, B., Axelsson, S.B. (2011) | Qualitative study: semi-structured interviews analyzed following the principles of phenomenography. | 10 middle-managers, 4 personnel managers, 1 area manager, 1 administrative director, 2 project leaders of eight Swedish municipalities | Analysis of the different perceptions of health-promoting leadership among stakeholders (including managers) engaged in workplace health promotion. How is health-promoting leadership characterized? What are the motives for it? What critical circumstances are noticed for such a leadership? | Inductive approach. Focused on critical individual and organizational conditions for the development of health promoting leadership. |
Managers describe three components of health-promoting leadership: health-promoting actions, a facilitating leadership approach, and creating a health-promoting workplace. Motives reported included instrumental results (e.g., reducing absenteeism, improving ease of hiring staff) and health benefits. Organizational circumstances (e.g., worksite environment, finances, culture of organization), qualities of each leader (e.g., knowledge, attitudes), and management facilitation (e.g., supervision, administrative support) were considered to be major determinants for health-promoting leadership. |
| 3 | Genrich, M. et al. (2020) | Qualitative study: semi-structured interviews. Analyzed by content analysis. | 37 managers (chief physicians, senior physicians, and senior nurses) from a German hospital. | Hospital managers’ perspectives on health-related organizational interventions. | Theory of planned behavior (TPB), regarding the predictors attitude, perceived organizational norms, and perceived behavioral control. |
Most of the managers consider health-promoting organizational measures to be important. Managers disagree on the importance of organizational norms. Opportunities for implementing organizational measures are reported predominantly at the individual and team level, less so at the organizational level. |
| 4 | Hasson, H. et al. (2014) | Qualitative study: semi-structured interviews as part of an intervention study | 29 interviews with line managers ( | How do line managers, senior managers and HR specialists perceive their own and each other’s roles and tasks and the possibilities for fulfilling these tasks during the implementation of an occupational health intervention? | Inductive approach. Focused on role-taking. |
The three management groups described each other’s role in a coherent way. Clarifying of roles is necessary before the intervention is implemented. HR managers feel responsible but are little involved in the implementation. All three groups expressed disappointment with how the other actors fulfilled their roles. Managers seldom performed the described roles in practice even they reported high interest toward the intervention. Clear role descriptions and implementation strategies, and aligning an intervention to organizational processes, are crucial for efficient intervention management. |
| 5 | Havermans, B.M. (2018) | Qualitative study: Semi-structured telephone interviews. Thematic content analysis. | 7 employees and | Employee and supervisor needs regarding organizational work stress prevention. | Inductive approach. | Supervisors need: Organizational measures with regard on psychosocial work factors (e.g., social support and autonomy). Improvement of the cooperation and the working atmosphere in the team. A safe setting in which to talk about work stress in a team without fear of negative consequences (Communication facilitate awareness and selection of stress management interventions). Support and participation of senior management and other stakeholder in the dialogue on work stress. |
| 6 | Horstmann, D. & Remdisch, S. (2019) | Qualitative study: semi-structured interviews, analyzed by qualitative content analysis. | Interviews with 51 managers from 18 geriatric-care facilities in Germany. | Managers’ perceptions of drivers and barriers in the successful practice of health-specific leadership in the healthcare sector. General understanding of leaders’ influence on employee health. Successful practice and drivers for health- specific leadership. | Drivers and barriers are identified at the leader level, the employee level, and the organizational level. The factors identified relate to the theoretical aspects of the health-specific leadership model: health value, health awareness, health behavior, and role modeling. | Perceived drivers on three levels: Economical perspective, meaning of work, positive vision Healthcare-specific knowledge Personal distance, serenity, stress regulation Willingness to take risks, pragmatism, critical self-reflection, flexibility, decisiveness, persistence, creativity and innovative capacity, exchange within external networks Self-responsibility Responsibility, Readiness for change Sustaining chief manager Personal relationships Adequate resources in terms of finances/time/personnel, stability to plan, opportunities for defining work flexibly, good team atmosphere, multipliers in the team, dialogue with the management team, openness and employee involvement |
| 7 | Kalef, L. et al. (2016) | Qualitative study: through in-person and telephone, explorative semi-structured interviews | 10 Toronto and Montreal area business employers of varying workplace sizes. | Canadian employers’ perspectives on the Canadian National Standard for Psychological Health and Safety in the Workplace. | Concept of Diffusion of Innovation (DOI, Rogers, 2003). A framework that explains how new “innovations” or processes spread throughout social systems such as the workplace. |
Employers clearly consider the standard to be beneficial to both workers and companies and consistent with existing initiatives to promote mental health in the workplace. The limited trialability of the standard, the complexity of its introduction in the workplace and the lack of clarity about how visible the results of the introduction of the standard will be may impact the speed of implementation. Employers recognized that a corporate culture that valued mental health and safety would enable progress. |
| 8 | Kunyk, D. et al. (2016) | Qualitative, exploratory study: series of 5 focus groups | 17 managers from the fields of healthcare, construction/utilities, manufacturing industries, business services, and finance of a large Western Canadian city. | Employers’ receptivity to implementing the Canadian national standard on psychological health and safety in the workplace. | Inductive approach. |
Many employers recognize that mental health and safety in the workplace is a critical issue that needs to be addressed and are looking for guidance on how to address it. The mental health and safety standard is in line with their company’s values and beliefs and can provide guidance. The scope and complexity of the standard can be an obstacle. A simplified implementation process could help to increase the acceptance of the standard, making it a better fit for different organizational cultures and sizes. It was agreed that leadership from the highest level of the organization is critical for the Standard to be adopted well. |
| 9 | Landstad, B.J. et al. (2017) | Qualitative study: analyzed by using an inductive strategy, in accordance with the proposed concepts grounded theory (Glaser & Strauss, 1967) and step-deductive induction (Tjora, 2012). | 8 managers from Norwegian and 10 managers from Swedish small-scale enterprises with less than 20 employees. | Perspective from managers in small-scale enterprises towards workplace health management (WHM) What are prerequisites to WHM? What are possibilities and obstacles for WHM? | Inductive approach. |
SSE managers are willing to create a good working environment. SSE managers foster antecedent factors and use varied strategies and relationship-based practices as they seek to create a health-promoting culture. Managers highlight difficulties and barriers associated with financial limits, the work environment, and rehabilitation statutes, as well as the demands placed on them to accomplish many tasks while alone in a leadership position. |
| 10 | Larsson, R. et al. (2016) | Qualitative study: Semi-structured interviews were conducted individually using open-ended questions based on an interview guide | 14 senior managers (part of the upper management) of two Swedish municipal organizations (Stockholm region) from different departments: childcare and education, elderly and social care, traffic and urban planning, environment, human resources (HR), and municipal district administration | How is workplace health promotion (WHP) managed and put into practice by senior management in a municipal organizational context? WHP including work environment: description of WHP and its organization, relations to general organizational policies, and needed changes to WHP and OHS. Leadership strategies: views on leadership development within the organization (e.g., training and important skills). | Inductive approach. |
Health-related organizational interventions receive less attention than those that focus on individual health behavior. Senior Managers (SMs) followed a problem-solving cycle, whereby an annual employee survey was used to map working conditions and employee health, and the survey served as an important managerial control tool. Senior managers noted multiple difficulties associated with creating and implementing WHP action plans. One difficulty is the centralization of the staff interview process: there is little time to implement all WHP measures before the next annual staff interview. Managers need organizational support to better monitor WHP measures implemented. |
| 11 | Moore, A. et al. (2010) | Qualitative study: a Heideggerian interpretive phenomenological methodology, in-depth telephone interviews | 18 managers from small and medium-sized enterprises of a Health and Social Care Trust area of Northern Ireland | Managers’ views on workplace health promotion (WHP) and their experiences with WHP. | Inductive approach. |
Managers consider WHP to be an important instrument for realizing the potential of both their company and their employees. There is a close relationship between employees and their company. Managers believe that employees’ health is affected by their work as much as their individual health is affected by their ability to work. Managers are more likely to see WHP as using the potential of healthy and safe employees to effectively increase the health and prosperity of their company. They are less concerned with controlling employee health through regulations and constrained practices for the sole purpose of corporate profit. |
| 12 | Pescud, M. et al. (2015) | Qualitative study: Phenomenological approach; 10 focus groups | 79 employers from a range of industries and geographical locations within Western Australia. | Employers’ perceptions of promoting health and well-being in the workplace and the drivers of those perceptions. | Inductive approach. Focused on three main factors influencing employers’ views on health promotion in the workplace: (1) employers’ conceptualization of workplace health and wellbeing, (2) employers’ descriptions of (un)healthy workers and perceptions surrounding importance of healthy workers, (3) employers’ beliefs around the role the workplace should play in influencing employee’s health. |
For many employers (especially in rural areas), the issue of occupational health seems to be embedded in a health and safety paradigm. The issue also appears to be more prevalent in larger workplaces. Women have a more holistic understanding of workplace health and wellness than men. Employers, while aware of the benefits of healthy workers, are unsure whether they have a personal or corporate responsibility to provide health-promoting interventions to their employees. Employers from smaller workplaces were more likely to describe feeling personally responsible for their employees’ health, particularly their mental health (because of friendship). This is in contrast to employers from larger workplaces who consider it less appropriate to make lifestyle suggestions to their employees. Employers were more willing to consider implementing health promotion if they believed it would improve the health or morale of their employees and if the company could afford the cost of implementation. |
| 13 | Quirk, H. et al. (2018) | Qualitative study: semi-structured interviews, analyzed by thematic analysis. | Interviews with 4 senior leaders, 4 heads of department and 3 health and wellbeing practitioners of the National Health Service (NHS) in one region of the UK. | Perspective of NHS managers and health and well-being experts about obstacles and enablers to implementing HWB for NHS employees. | Inductive approach. |
Described obstacles to implementation: hectic pace and pressure due to staff shortages; financial obstacles to implementing HWB; awareness of priorities: patients before staff. Perceived obstacles to employee engagement: logistical obstacles at NHS; employees need to be open-minded. Helpful factors for introducing HWB services in the NHS: government programs and funding as incentives; an organizational infrastructure that fosters HWB; an organizational culture that encourages HWB among employees; a coherent, strategic approach to implementation; corporate communication; creative and innovative management of resources; needs assessment, and review. |
| 14 | Rodham, K. & Bell, J. (2002) | A combination of critical incident diaries and semi-structured interviews. The themes emerging from the diary entries were identified using a grounded theory approach. | Sample of 6 junior managers (JM) from a large NHS hospital in London. Nonclinical manager (N = 2), clinical manager (N = 4). | Investigation of the beliefs and behaviors of junior managers in the health care sector towards stress in the workplace. | Inductive approach. |
There is a shortage of consciousness about stress in the workplace among junior medical (JM) leaders. JM concentrate their stress management on assisting employees with signs of stress, rather than on the underlying stressors (reasons for stress). JM do not see workplace stress management as the duty of the company. JM associate stress with individual aspects and starting points rather than organizational ones. JM notice a climate of embracing and taking work stress for granted, coupled with a deficit of understanding of how to deal with stress efficiently and actively. |
| 15 | Schulte, M. & Bamberg, E. (2002) | Qualitative study: semi-structured individual interviews; content-analysis according to Miles & Huberman (1994) | 40 senior and top-level managers (director and board level) of a Scandinavian and a German aviation company | Manager’s perspective on: the occupational health situation the responsibility for and the effectiveness of health promotion measures factors hindering and promoting the implementation of health promotion measures/company policy in the company | Schwarzer’s Health Action Process Approach HAPA (1996), with the following health psychological approaches: the “Health Belief Model” (Rosenstock, 1966; Becker 1974; Janz & Becker, 1984), the “Theory of Reasoned Action” (Fishbein & Ajzen, 1975; Fishbein & Ajzen, 1980; Ajzen, 1985) and the “Protection Motivation Theory” by Rogers (1975; 1983; 1985) |
Managers do not experience occupational health as a threatening (existential) issue, but still wish for improvements in psychosocial health. They see threatening proportions more in economic developments. Managers associate a “healthy company” primarily with economic efficiency (more German than Scandinavian managers). Profitability is seen as the basis for the well-being of employees, not the opposite. Almost half of the managers would like to see an improvement in the psychosocial health situation. Managers consider soft factors (individual orientated) of health promotion (human interaction, open communication and role model function) to be more effective than interventions that could contribute to broader health promotion. A health-promoting corporate policy is not considered to be effective by the majority of respondents. Scandinavian managers refer more to comprehensive measures of management development and organizational development in their planning projects, German managers refer mainly to individual measures. Scandinavian managers have a consistently positive attitude towards the feasibility of extended health measures. The predominant health culture in the company (e.g., in the form of already successfully institutionalized measures) seems to have an influence on the anticipated feasibility of further psychosocial health promoting measures |
| 16 | van Berkel, J. et al. (2014) | Semi-structured focus group discussions: Data analyzing according to the constant comparison method. | Employees (N = 6) and Employers (N = 4) from large and smaller organizations (industry and service) involved in WHP. | A comparison of stakeholder views on workplace health promotion and resulting ethical aspects. | Inductive approach: focused on ethical aspects of worksite health promotion. |
Views on risk factors for occupational health vary between stakeholders: Workers and trade union representatives see risk factors as mainly workplace-related, while employers see employee-related risk factors (e.g., lifestyle behaviors). All stakeholders (incl. employers) generally consider the responsibility of the employer to provide a healthy working environment, as they are required by law. There is consensus that employees are responsible for their healthy behavior, but there is a different understanding of responsibility. For employees, responsibility means autonomy, while for employers and other stakeholders, responsibility is synonymous with duty. |
| 17 | Zhang, Y. et al. (2016) | Qualitative study: focus group discussions (employees) and in-depth interviews (manager) as part of the evaluation of the participatory occupational health/health promotion program. | In-depth interviews with 5 top managers (i.e., administrators and directors of nursing and 13 middle managers (i.e., department heads and unit managers) of three nursing homes in the eastern united states. | Perception of the facilitators and barriers for the participatory occupational health/health promotion program from managers’ and employees’ perspectives. | The Social Ecological Model (SEM) for health promotion (McLeroy et al., 1988). |
Three most essential factors for successful implementation: management support, adequate finances, and time resources to participate in the program. Additional important aspects: A working board with an engaged coordinator is essential for good workplace communication and motivating staff to take part; Support at multiple organizational levels, driven by human and environmental factors. |
Theoretical approaches and their relation to the TPB-based framework.
| Components of the TPB-Based Framework (in Genrich et al., 2020) | Health Specific Leadership Model 1 (in Horstmann & Remdisch, 2019) and Health-Oriented Leadership 2 (in Efimov et al., 2020) | Social Ecological Model for Health Promotion (in Zhang et al., 2016) | The Health Action Process Approach (in Schulte & Bamberg, 2002) | Diffusion of Innovation (in Kalef et al., 2016) | Inductive Approaches |
|---|---|---|---|---|---|
| Attitude—Belief in importance | Health value 1,2 | Perception of a threatening situation for their own health | |||
| Attitude—Belief in outcome | Health value 1,2 | Relative advantage | |||
| Attitude—Belief in role | Role modeling 1 | Role taking, Managers’ responsibility | |||
| Organizational norms | Compatibility | ||||
| Perceived behavioral control (PBC) due to internal or organizational facilitators or barriers | Drivers and Barriers at leader, employee and organizational levels in relation to the components of the model (see above), incl. health behavior. 1 | Facilitators and Barriers with consideration of different levels of influence, including intrapersonal, interpersonal, organizational, corporate. | Barriers | Observability | Critical individual or organizational conditions |
1 Health Specific Leadership Model; 2 Health-Oriented Leadership. Explanation: The assignment of the components is done via the numbers to the two models.