Congenital heart diseases, including single ventricle circulations, are clinically challenging due to chronic pressure overload and the inability of the myocardium to compensate for lifelong physiological demands. To determine the clinical relevance of autologous umbilical cord blood-derived mononuclear cells (UCB-MNCs) as a therapy to augment cardiac adaptation following surgical management of congenital heart disease, a validated model system of right ventricular pressure overload due to pulmonary artery banding (PAB) in juvenile pigs has been employed. PAB in a juvenile porcine model and intramyocardial delivery of UCB-MNCs was evaluated in three distinct 12-week studies utilizing serial cardiac imaging and end-of-study pathology evaluations. PAB reproducibly induced pressure overload leading to chronic right ventricular remodeling including significant myocardial fibrosis and elevation of heart failure biomarkers. High-dose UCB-MNCs (3 million/kg) delivered into the right ventricular myocardium did not cause any detectable safety issues in the context of arrhythmias or abnormal cardiac physiology. In addition, this high-dose treatment compared with placebo controls demonstrated that UCB-MNCs promoted a significant increase in Ki-67-positive cardiomyocytes coupled with an increase in the number of CD31+ endothelium. Furthermore, the incorporation of BrdU-labeled cells within the myocardium confirmed the biological potency of the high-dose UCB-MNC treatment. Finally, the cell-based treatment augmented the physiological adaptation compared with controls with a trend toward increased right ventricular mass within the 12 weeks of the follow-up period. Despite these adaptations, functional changes as measured by echocardiography and magnetic resonance imaging did not demonstrate differences between cohorts in this surgical model system. Therefore, this randomized, double-blinded, placebo-controlled pre-clinical trial establishes the safety of UCB-MNCs delivered via intramyocardial injections in a dysfunctional right ventricle and validates the induction of cardiac proliferation and angiogenesis as transient paracrine mechanisms that may be important to optimize long-term outcomes for surgically repaired congenital heart diseases.
Congenital heart diseases, including single ventricle circulations, are clinically challenging due to chronic pressure overload and the inability of the myocardium to compensate for lifelong physiological demands. To determine the clinical relevance of autologous umbilical cord blood-derived mononuclear cells (UCB-MNCs) as a therapy to augment cardiac adaptation following surgical management of congenital heart disease, a validated model system of right ventricular pressure overload due to pulmonary artery banding (PAB) in juvenile pigs has been employed. PAB in a juvenile porcine model and intramyocardial delivery of UCB-MNCs was evaluated in three distinct 12-week studies utilizing serial cardiac imaging and end-of-study pathology evaluations. PAB reproducibly induced pressure overload leading to chronic right ventricular remodeling including significant myocardial fibrosis and elevation of heart failure biomarkers. High-dose UCB-MNCs (3 million/kg) delivered into the right ventricular myocardium did not cause any detectable safety issues in the context of arrhythmias or abnormal cardiac physiology. In addition, this high-dose treatment compared with placebo controls demonstrated that UCB-MNCs promoted a significant increase in Ki-67-positive cardiomyocytes coupled with an increase in the number of CD31+ endothelium. Furthermore, the incorporation of BrdU-labeled cells within the myocardium confirmed the biological potency of the high-dose UCB-MNC treatment. Finally, the cell-based treatment augmented the physiological adaptation compared with controls with a trend toward increased right ventricular mass within the 12 weeks of the follow-up period. Despite these adaptations, functional changes as measured by echocardiography and magnetic resonance imaging did not demonstrate differences between cohorts in this surgical model system. Therefore, this randomized, double-blinded, placebo-controlled pre-clinical trial establishes the safety of UCB-MNCs delivered via intramyocardial injections in a dysfunctional right ventricle and validates the induction of cardiac proliferation and angiogenesis as transient paracrine mechanisms that may be important to optimize long-term outcomes for surgically repaired congenital heart diseases.
Congenital heart disease (CHD) affects ~0.1% of live births in the United States annually
. Clinical challenges facing patients and providers have evolved as survival
during infancy, and early childhood has improved
. Over three decades, single ventricle palliative surgery has provided
lifesaving opportunities for severe CHD patients[3,4]. At the same time, palliative
surgeries also create unmet needs for this young patient population that have
survived these surgeries. It has been contemplated that the single morphologic right
ventricle (RV) has a lower adaptation to ventricular volume overload during required surgeries
. An abnormal RV contractility and function have been seen after insufficient
compensatory hypertrophy of ventricles (mass/volume ratio)
. Late sequela of suboptimal cardiac performance contributes to detrimental
effects on the organs like lungs, kidneys, and liver. Furthermore, cardiac
transplantation is limited by a 20% and 30% mortality rate at 1 and 5 years,
respectively, for patients with failing single ventricle hearts
. The development of a therapeutic strategy to improve single ventricular
function and delay the need for cardiac transplantation will require robust
pre-clinical animal models to establish the evidence of safety and efficacy relevant
to pediatric applications.Currently, there is no pre-clinical model system that mimics the hemodynamic stress
caused by sustained pressure overload to the RV, thus recapitulating the stress on
the myocardium of an infant with single-ventricle CHD. Ideally, the pre-clinical
model would reflect the growth and development of a juvenile heart with myocardial
remodeling occurring over a long period of time to mimic the true pathophysiology in
a pediatric setting. Herein, we have developed a reproducible porcine model system
using pulmonary artery banding (PAB), within the first few weeks of life to optimize
a therapeutic trial design within a neonatal circulatory system relevant to the
current surgical management of CHD. We have established a strong track record of
safety and demonstrated the augmentation of adaptive cellular responses that could
be applicable to transform the care of a broad spectrum of CHD patients requiring
palliative reconstructive surgery[8,9]. Umbilical cord blood (UCB)
stem cells are a particular source of multipotent stem cells for regenerative
purposes and have been tested in numerous cardiovascular conditions[10-12]. UCB-derived cells have been
examined in the context of damaged tissues given their association with
proliferative potential, multi-lineage differentiation, pro-angiogenic function, and
anti-inflammatory/regenerative capacity[13-16]. Herein, we applied a
double-blinded, randomized placebo-controlled study to determine the safety and
effectiveness of UCB-derived cells using an intramyocardial surgical delivery in the
setting of right pressure overload in a porcine model.
Materials and Methods
Animal Selection
Pregnant female swine of Large White/Landrace breed background were obtained from
an independent vendor. According to the approved Institutional Animal Care and
Use Committee (IACUC) protocol, piglets were born and weaned at a Mayo Clinic
animal house facility. Piglets of either sex (4–8 kg body weight) were assigned
to respective groups that were chosen, first, to establish the reproducibility
of the model system and, second, to conduct a randomized controlled trial (RCT).
All the animals used in this study received care in compliance with the National
Research Council Guide for the Care and Use of Laboratory
Animals.
UCB Collection, Isolation, and Cryopreservation of UCB-MNCs
Pregnant sows and gilts underwent induced labor or non-survival C-sections,
respectively, at approximately day 115 of gestation. Surgical delivery of
piglets allowed UCB collection for individual piglets. The UCB was processed
within 24 h using the Ficoll density gradient as described previously with
identical release criteria
. Product characterization included sterility culture (aerobic and
anaerobic) and flow cytometry analysis [total nucleated cell (TNC) count,
mononuclear cell (MNC) percentage by forward scatter (FSC)/side scatter (SSC),
and 7-aminoactinomycin D (7-AAD) viability]. The final cell-based product
(UCB-MNCs) was stored in a sterile cryopreservation medium containing 10%
dimethyl sulfoxide (DMSO) at a concentration of 30 × 106 TNC/ml.
Quality Control Assays
Quality control assays were carried out in cord blood samples not used in animals
that were randomized to the placebo group or that had extra vials to assure that
the resulting data were of sufficient quality and integrity. The viability of
the cells immediately after being thawed was analyzed by flow cytometry.
Briefly, samples were thawed at 37°C for 4 to 5 min, and 7-AAD vital dye was
added to the cells and incubated for 15 min at room temperature. The samples
were run in a FACSCan flow cytometer (Beckton, Dickinson and Company, Franklin
Lakes, NJ, USA), and the data analysis was immediately performed using the
CellQuest Software (BD Biosciences FACS series instruments, San Jose, CA,
USA).
Overview of Study Design
Weaned piglets at 3 to 4 weeks of age from seven litters were sequentially
examined in a series of studies: Study 1 established the
natural history of PAB and right ventricular dysfunction (Fig. 1A); Study 2
evaluated the cardiac safety and feasibility of several doses of autologous
UCB-MNCs (Fig. 3A), and
Study 3 assessed the efficacy of the highest safe dose of
autologous UCB-MNCs transplantation in a diseased RV (Fig. 5A). All piglets were randomly
allocated to seven groups (pairwise comparison of A vs B for each of the three
studies) as Group 1A sham operation (n = 8), Group 1B PAB
(n = 13), Group 2A PAB + UCB-MNCs (0.3 million cells/kg)
(n = 5), Group 2B PAB + UCB-MNCs (1 million cells/kg)
(n = 6), Group 2C PAB + UCB-MNCs (3 million cells/kg)
(n = 4), Group 3A PAB + placebo DMSO administration
(n = 9), and Group 3B PAB + UCB-MNCs (n =
7).
Figure 1.
Study design and development of pressure overload PAB model: (A) Overview
of experimental design. (B) Surgical exposure from left thoracotomy of
the pulmonary artery with a band in position. (C) Acute RV systolic
pressure elevated in response to PAB. (D–E) Images generated from a
three-dimensional reconstruction of magnetic resonance angiogram of RV
and pulmonary arteries from sham and PAB. (F–I) MRI characteristics of
RV after 12 weeks of sham-operated and PAB. Four-chamber view of control
(F) and a pulmonary artery banded animal (G) and short-axis plane at mid
ventricle level (H, I) in end-diastole showing dilated RV with reduced
systolic function and ventricular septum shift. Contouring of RV
endocardium (yellow) and epicardium (green) as well as LV endocardium
(red) is exemplarily shown (I). Echo: echocardiography; LPA: left
pulmonary artery; LV: left ventricle; MPA: main pulmonary artery; MRI:
magnetic resonance imaging; PA: pulmonary artery; PAB: pulmonary artery
banding; RV: right ventricle; RA: right atrium.
Figure 3.
Study design and cardiac safety assessment of autologous porcine
UCB-MNCs dose-escalation studies following intramyocardial
delivery in acute right ventricular pressure overload. (A)
Overview of experimental design. (B–D) The flowchart panel
indicates the purity of mononuclear cells by flow cytometry.
(E–G) Body temperature, respiratory rate, and body weight were
recorded weekly from cell delivery (week 0–12). (H–J)
Circulating levels of plasma BNP, ANP, and TnI were measured
before cell delivery (2 weeks post-PAB) and at the end of the
study (12 weeks post-cell delivery). ANP: atrial natriuretic
peptide; BNP: B-type natriuretic peptide; BrdU:
bromodeoxyuridine; C-section: cesarean section; FSC-A: forward
scatter; M/Kg: millions per kilogram; MNC, mononuclear cells;
PAB, pulmonary artery banding; SSC-A, side scatter; TnI,
troponin I; UCB: umbilical cord blood.
Figure 5.
Double-blinded, randomized, placebo-controlled single high-dose
UCB-MNCs efficacy study in chronic right ventricular pressure
overload. (A) An overview of experimental design. (B) The mean
gradient was monitored before banding. The pulmonary artery was
constricted gradually and recorded the final RV pressure before
closing the wound. Note one value was missing from animal 204. (C)
Body weights were recorded at baseline, 2, 4, 6, 8, 10, and 12 weeks
after cell delivery. No significant differences were seen between
the two study groups. (D–E) Increased heart weight and wall
thickness measured by Vernier calipers in UCB-MNCs treated animals
at necropsy. C-section: cesarean section; DMSO: dimethyl sulfoxide;
Echo: echocardiography; MNC: mononuclear cells; MRI: magnetic
resonance imaging; PA: pulmonary artery; PAB: pulmonary artery
banding; RV: right ventricle; UCB: umbilical cord blood.
Study design and development of pressure overload PAB model: (A) Overview
of experimental design. (B) Surgical exposure from left thoracotomy of
the pulmonary artery with a band in position. (C) Acute RV systolic
pressure elevated in response to PAB. (D–E) Images generated from a
three-dimensional reconstruction of magnetic resonance angiogram of RV
and pulmonary arteries from sham and PAB. (F–I) MRI characteristics of
RV after 12 weeks of sham-operated and PAB. Four-chamber view of control
(F) and a pulmonary artery banded animal (G) and short-axis plane at mid
ventricle level (H, I) in end-diastole showing dilated RV with reduced
systolic function and ventricular septum shift. Contouring of RV
endocardium (yellow) and epicardium (green) as well as LV endocardium
(red) is exemplarily shown (I). Echo: echocardiography; LPA: left
pulmonary artery; LV: left ventricle; MPA: main pulmonary artery; MRI:
magnetic resonance imaging; PA: pulmonary artery; PAB: pulmonary artery
banding; RV: right ventricle; RA: right atrium.Groups 1A/B: Development and validation of a porcine model of PAB
to induce RV pressure overload: PAB is a palliative
clinical surgical correction procedure for the treatment of patients
with CHD. Randomized piglets (Group 1A and 1B) underwent either a sham
control operation with left thoracotomy to expose the pericardium (no
PAB) or surgical PAB, respectively. PAB was performed at ~4 weeks of age
when the piglets were ~6 kg body weight and followed for 12 weeks.Group 2 A/B/C: Safety and feasibility of UCB-MNCs dose-escalation
transplantation in diseased RV: This study presents the
safety of intramyocardial delivery of MNCs and feasibility in a porcine
model with chronic pressure overload. Randomized double-blinded piglets
(Groups 2A, 2B, and 2C) all underwent surgical PAB at ~4 weeks of age
followed by intramyocardial injections through a second right-sided
thoracotomy 2 weeks after the PAB procedure. Group 2A was treated with
autologous UCB-MNCs at 0.3 million, group 2B at 1 million, and group 2C
at 3 million/kg, respectively, with direct intramyocardial injections
into the lateral free wall at the basal level of the right ventricle.
Animals were studied for 12 weeks post-cell transplantation.Group 3 A/B: Efficacy of autologous UCB-MNCs intramyocardial
transplantation. Animals were randomly assigned in a
double-blinded fashion once right ventricular stress was documented on
echocardiography by a mean Doppler gradient of at least 25 mm Hg across
the PAB. Intramyocardial injections were performed 2 weeks after PAB at
~6 weeks of age. Group 3A received a dose of DMSO (placebo) and Group 3B
received MNCs (3 × 106 TNC/kg) with direct intramyocardial
injections into the lateral free wall of the right ventricle. Animals
were sacrificed at 12 weeks post intramyocardial injections for
histological assessments.
Surgical Procedures: PAB
General anesthesia was induced in piglets by intramuscular injection of
tiletamine HCl and zolazepam HCl (5 mg/kg) with xylazine (1–2 mg/kg) and
maintained on isoflurane via endotracheal intubation. Following the
administration of anesthesia, a left anterolateral chest surgery was performed
through the fourth or fifth intercostal space. Banding of the pulmonary trunk
was performed with umbilical cord tape, approximately 1 cm distal to the
sinotubular junction. The degree of the pulmonary obstruction was progressively
adjusted by monitoring direct intraventricular pressure with a transducer to
evaluate the systolic RV pressure. An elevation of the systolic RV maximal
pressure of 40% to 60% above the basal level was typically achieved with PAB. A
fluid bolus of 20 ml/kg body weight before tightening the band was added before
PAB for Group 3 to advance the reproducibility of the pressure overload
phenotype. The chest cavity was closed in layers, and animals were returned to
the postoperative room for care and recovery.
Autologous UCB-MNCs Transplantation into the Right Ventricle
Myocardium
The piglets in Groups 2 and 3 were randomized to placebo or UCB-MNCs treatment. A
right-sided thoracotomy in the fifth to sixth intercostal space was used to
expose the right ventricle lateral free wall near the basal level for
single-dose injection. The number of injections (0.1 ml/injection) matched the
kilogram of every animal. In Group 2, the cryopreserved autologous UCB-MNCs at a
concentration of 30 million cells/ml were thawed and the dose was adjusted
depending on the cell concentration group-randomized. In group 2C (3 million
cells/kg), cells were delivered into the myocardium within 20 min without
further manipulation. In Groups 2A and 2B, cells were diluted 3- or 10-fold for
a final concentration of 1 million cells/kg and 0.3 million cells/kg,
respectively. Cells were diluted with DMSO in a clean safety hood next to the
operation room. In Group 3, the cryopreserved autologous UCB-MNCs at a 30
million/ml concentration were thawed and delivered without further manipulation
into the myocardium within 20 min. The UCB-MNCs were administered in 0.1 ml
aliquots at several injections to achieve a dose of 3 × 106 cells/kg
(maximal dose used in clinical studies). The injection sites were arranged in a
radial pattern aiming outwards; the inner diameter of the puncture site pattern
was ~2 cm.
Echocardiography
Two-dimensional echocardiography was used to evaluate cardiac function in all
animals (GE Vivid 7 ultrasound system, Milwaukee, WI, USA). A simultaneous
electrocardiogram was recorded using three-limb leads. Triplicate measurements
were made off-line using EchoPAC (version 112.01, GE Healthcare, Milwaukee, WI,
USA). Multiple parameters for quantification of RV function were recorded which
included apical fractional area change (FAC), myocardial performance index
(MPI), tricuspid valve lateral annular tissue velocities, tricuspid annular
plane systolic excursion (TAPSE), and isovolumic acceleration (IVA). The mean
Doppler gradient across the PAB was measured. The right ventricular systolic
pressure by tricuspid valve regurgitation velocity was estimated in a standard
clinical fashion.
Magnetic Resonance Imaging
Piglets were sedated and intubated to maintain breath holds during image
acquisition using 1% to 2% inhaled isoflurane and withholding ventilations. All
cardiac magnetic resonance imaging (MRI) was performed on a 1.5 Tesla scanner
(General Electric Signa). All animals were imaged supine. Electrocardiographic
leads were placed on the anterior chest. Stacks of cine images (steady-state
free precession) in short-axis planes were acquired for ventricular volume
assessments and ejection fraction (EF). Imaging parameters were optimized based
on the animal size to maintain an in-plane resolution of 1.5 to 2 mm. These
included a field of view of 26 to 36 cm, phase field of view of 0.6 to 1,
frequency 130 to 240 mm, and phase 78 to 240 mm. Phase-contrast images were
recorded for flow quantification at the proximal ascending aorta and proximal
main pulmonary artery. Encoding velocity was set at 2 m/s by default and was
increased if aliasing occurred. Gadolinium-enhanced angiography was performed to
assess the pulmonary arteries. Post-contrast images were obtained 6 min after
contrast injection to assess delayed myocardial enhancement. Flow quantification
and calculation of ventricular volumes and ejection fractions were performed on cvi
(release 5.3.4, Circle Cardiovascular Imaging, Calgary, Alberta, Canada).
End-diastolic and systolic volumes of both ventricles were calculated by
planimetry on the short-axis cine stack. Next, pulmonary and systemic blood
flows were measured by flow quantification across the pulmonary artery and
ascending aorta, respectively. Antegrade flow across the pulmonary artery was
accounted for the effective stroke volume of the RV and was used to calculate
the effective ejection fraction (eEF) (effective stroke volume/end-diastolic
volume × 100). Three-dimensional reconstruction of images and double oblique
measurements were obtained on Aquarius iNtuition software (v. 4.4.8, TeraRecon,
San Mateo, CA, USA).
In Vivo Bromodeoxyuridine Assay to Characterize Cell
Proliferation
To monitor cardiomyocyte proliferation, bromodeoxyuridine (BrdU), a thymidine
analog cell proliferation marker, was administered. Every animal included in
Group 2 received 50 mg/kg intravenous BrdU dissolved in lactated Ringer solution
24 h before sacrifice. Cardiac tissue was collected during necropsy, 12 weeks
post cell injection, for immunohistochemical analysis. To count the
BrdU-positive proliferating cardiomyocytes, images were taken at 40×
magnification, counted manually, and reported as absolute counts of
cells/mm2.
Natriuretic Peptides (BNP and ANP) Detection and Cardiac Histology
Cardiac-specific biomarkers of heart failure were evaluated in plasma at multiple
time points. According to the pre-determined study protocol, these markers
included N-terminal brain natriuretic peptide (BNP) and atrial natriuretic
peptide (ANP) and were assessed via an immune-radiometric assay. The heart was
dissected and tissue from the free wall of the RV and LV, and the
interventricular septum, was obtained, and 10% neutral-buffered formalin was
used as a fixative. The deparaffinized tissue sections were stained with
hematoxylin and eosin (H&E) and Masson’s trichrome to assess for the
presence of any lesions and/or fibrosis. Stained sections were imaged at 40×
magnification by bright-field light microscopy. Intestinal samples were also
collected for each animal in the Group 2 to ensure BrdU incorporation.
Immunohistochemistry and Immunofluorescence
The right ventricular tissue from normal, placebo, and cell-treated groups were
used for immunohistochemistry (IHC) staining using antibodies directed against
the proliferation markers BrdU and Ki-67. For Ki-67 staining (clone MIB-1,
Dako), standard clinical laboratory protocols on an automated
immunohistochemistry platform (Bond RX, Leica Biosystems, Buffalo Grove, IL,
USA) were used. The BrdU slides were double stained with cardiac marker troponin
T to differentiate BrdU incorporation into cardiomyocytes versus
non-cardiomyocytes cells. A monoclonal BrdU antibody from Abcam, clone BU1/75
[ICR1] (ab6326), and a monoclonal anti-cardiac troponin T antibody (red
chromogen), clone 1F11 (ab10214) were used. A mouse monoclonal antibody against
CD31/PECAM-1, an endothelial marker (Santa Cruz Biotechnology, Santa Cruz, CA,
USA) was used to detect vascular endothelium. The slide images were scanned
using the Aperio ScanScope (Leica Biosystems, Buffalo, Grove, IL, USA). Blinded
Ki-67 analysis was performed using validated nuclear algorithm software (Aperio
ImageScope, Leica Biosystems, Nussloch, Germany). The porcine heart sections
were deparaffinized using standardized immunofluorescence (IF) protocols, and
antigen retrieval was performed using citrate buffer. Sections were stained
overnight with anti-cardiac troponin antibody (Mouse IgG Monoclonal, 1:1,000,
Thermo Fisher Scientific, Waltham, MA, USA) and anti-Ki-67 antibody (Rabbit IgG
Polyclonal 1:2,000, Abcam, Cambridge, MA, USA), then washed and stained with
secondary Alexa Fluor 400 Donkey anti-Mouse [IgG (H + L), 1:2500, Life
Technologies, Carlsbad, CA, USA]. The images were acquired using the Zeiss
LSM780 microscope (40× Water Objective, NA 1.2).
Real-Time PCR Assay
PCR analysis was performed using RNA extracted from the mouse heart (free wall of
the RV) using RNeasy Plus Mini Kit (Qiagen, Valencia, CA, USA). The reverse
transcriptase (RT) was performed with an iScript cDNA reaction kit (Bio-Rad,
Hercules, CA, USA). Quantitative assessment of predictive cardiac markers:
MYH7, GATA-4, KDR,
Mef2c, Acta1, SRF, alpha-MHC, Nkx2.5, and
WT1 (Bio-Rad) was performed. The gene expression values
were normalized to the GAPDH values and are expressed as 2−ΔΔCt
(fold change).
Statistical Analysis
Continuous variables obtained at different time points were described by mean ±
SD or median and interquartile range as appropriate; categorical variables by
counts and percentages. A box and whisker plot is used for graphical display,
highlighting the median and interquartile. Comparisons between the treatment
(PAB or MNCs) and control groups were performed by using a
t-test for continuous variables and chi-square or Fisher exact
tests for categorical variables. The pre-and post-treatment analyses were
analyzed using a paired t-test. Using ascites as the clinical
marker of right heart failure, subgroup analysis was performed to assess the
association between the presence of ascites with imaging and biochemical
markers, again based upon t-tests and chi-square or Fisher
exact tests, as appropriate. Two-way analysis of covariance (ANCOVA) was
performed on MRI, echocardiography, and demographic data for comparison between
the treatment and control groups across all the time points (weeks) after
adjusting for the prior time point’s measurement. Analyses were also performed
using a statistical software system [GraphPad Prism (version 5, San Diego, CA,
USA) and SAS 9.4 (Cary, NC, USA)], and a P-value of less than
0.05 was considered statistically significant; no adjustments were made for
multiple testing.
Results
Natural History of Right Ventricular Function Following Permanent Banding of
the Pulmonary Artery in Juvenile Pigs
Groups 1A and 1B: Systolic RV pressures were immediately
increased after PAB reduced the pulmonary artery to ~4 to 6 mm in diameter using
umbilical cord tape and vascular surgical clips with the material finally
secured into the outer wall of the pulmonary artery (PA) with a suture (Fig. 1A–C). After 12 weeks, MRI
3D reconstructions demonstrated the proximal location of the tight band on the
main pulmonary artery (Fig.
1D, E) and
the structural changes imposed on the RV compared with sham controls including
right ventricular dilation and hypertrophy, as well as bowing of
intraventricular septum toward the left ventricle (LV) signifying supra-systemic
right ventricular systolic pressure (Fig. 1F–I).Hemodynamic changes were documented between the sham and PAB cohorts by
echocardiography demonstrating persistent PAB gradient and increased tricuspid
regurgitation jet velocity consistent with increased right ventricular systolic
pressure (Fig. 2A–D). Progressive RV
dilation in the PAB group was observed with a significant change post-banding in
mean end-diastolic area (PAB 21 ± 6 cm2; control 9 ± 2
cm2; P = 0.002) and mean end-systolic area (PAB 13 ±
4 cm2; control 4 ± 1 cm2; P = 0.002). The
right ventricular fractional area change (FAC) was significantly reduced in the
PAB alone group at 12 weeks (39% ± 7% vs 50% ± 6% in the control group;
P = 0.031). The mean right ventricular systolic pressure at
12 weeks was near/supra-systemic in the PAB group with a peak tricuspid valve
regurgitation jet velocity of 5.7 ± 0.9 m/s (control 2.4 ± 0.2 m/s,
P < 0.001). The Doppler gradient average across the
pulmonary artery band was 48 ± 12 mm Hg (peak gradient 80 ± 12 mm Hg). There was
no significant difference in tricuspid valve inflow early diastolic velocity, RV
myocardial performance index, RV isovolumic acceleration, and tricuspid valve
annular early diastolic velocity between the two groups. The mean tricuspid
annular systolic velocity measured by tissue Doppler imaging was significantly
less in the PAB group (0.11 ± 0.02 m/s) compared with the control group (0.15 ±
0.02 m/s; P = 0.004). By MRI measurements, the indexed RV
end-diastolic volume (RVEDV) and end-systolic volume (RVESV) increased
progressively in the PAB group at each assessment interval (Fig. 2E). The mean right ventricle EF
was significantly lower in the PAB group (48% ± 8%) than in the sham group (64%
± 9%; P = 0.003) (Fig. 2F). The mean RV eEF was
substantially lower in the PAB group (29% ± 15%) than in the placebo control
group (60% ± 11%; P < 0.001) at the end of the study (Fig. 2F). The difference
is more pronounced due to significant tricuspid valve regurgitation and a
resultant decrease in effective stroke volume in the PAB group. Delayed
myocardial enhancement at the septal ends of the RV free wall and/or
interventricular septum was present in 63% of animals in the PAB group. No
animal showed any discrete myocardial scars in the RV or LV walls. Furthermore,
indicative of severe right heart failure, 38% of banded animals demonstrated
ascites on MRI at the end of the study. None of the control animals showed any
ascites or delayed myocardial enhancement.
Figure 2.
Validation of a juvenile porcine model of chronic right ventricular
pressure overload: (A) Apical four-chamber view of an animal with PAB
showing a dilated right atrium and RV. (B) Continuous-wave Doppler
signals across the PAB showed a mean Doppler gradient of 48 mm Hg, which
remained stable at weeks 6 and 12 post-PAB. (C) Apical four-chamber view
with color Doppler showed severe tricuspid valve regurgitation, which
(D) increased TV regurgitation velocity over 12 weeks post-PAB. (E) A
comparison of volumetric analysis between the sham and PAB groups is
shown in a bar graph. (F) A comparison of ventricular ejection fractions
by volumetric analysis between the two groups is shown. (G) Circulating
levels of BNP and (H) ANP were measured after 12 weeks of banding
(P < 0.001, compared with the placebo group).
(I) Gross morphological changes in sham and PAB heart. (J)
Representative photomicrographs of Masson Trichrome staining of RV,
showing interstitial fibrosis (blue). The scale bar represents 50 µM.
ANP: atrial natriuretic peptide; BNP: B-type natriuretic peptide; LA:
left atrium; LV: left ventricle; LVEDV: left ventricular end-diastolic
volume; LVEF: left ventricular ejection fraction; LVESV: left
ventricular end-systolic volume; MPA: main pulmonary artery; PAB
pulmonary artery banding; RA: right atrium; RV: right ventricle; RVEDV:
right ventricular end-diastolic volume; RVEF: right ventricular ejection
fraction; RVeEF: right ventricular effective ejection fraction; RVESV:
right ventricular end-systolic volume; TV reg: tricuspid valve
regurgitation.
Validation of a juvenile porcine model of chronic right ventricular
pressure overload: (A) Apical four-chamber view of an animal with PAB
showing a dilated right atrium and RV. (B) Continuous-wave Doppler
signals across the PAB showed a mean Doppler gradient of 48 mm Hg, which
remained stable at weeks 6 and 12 post-PAB. (C) Apical four-chamber view
with color Doppler showed severe tricuspid valve regurgitation, which
(D) increased TV regurgitation velocity over 12 weeks post-PAB. (E) A
comparison of volumetric analysis between the sham and PAB groups is
shown in a bar graph. (F) A comparison of ventricular ejection fractions
by volumetric analysis between the two groups is shown. (G) Circulating
levels of BNP and (H) ANP were measured after 12 weeks of banding
(P < 0.001, compared with the placebo group).
(I) Gross morphological changes in sham and PAB heart. (J)
Representative photomicrographs of Masson Trichrome staining of RV,
showing interstitial fibrosis (blue). The scale bar represents 50 µM.
ANP: atrial natriuretic peptide; BNP: B-type natriuretic peptide; LA:
left atrium; LV: left ventricle; LVEDV: left ventricular end-diastolic
volume; LVEF: left ventricular ejection fraction; LVESV: left
ventricular end-systolic volume; MPA: main pulmonary artery; PAB
pulmonary artery banding; RA: right atrium; RV: right ventricle; RVEDV:
right ventricular end-diastolic volume; RVEF: right ventricular ejection
fraction; RVeEF: right ventricular effective ejection fraction; RVESV:
right ventricular end-systolic volume; TV reg: tricuspid valve
regurgitation.Biomarkers of heart failure were significantly elevated after 12 weeks of PAB;
BNP (sham 4.75 ± 1.25; PAB 34.3 ± 7.20; P = 0.01) and ANP (sham
261 ± 37; PAB; 1,140 ± 321; P= 0.03; Fig. 2G, H). The clinical chemistry and
hematology parameters were measured at different time intervals. No difference
between PAB and sham was detected in clinical chemistry values. At the end of
the study, animals were sacrificed, and heart tissue was collected for
histological evaluation (Fig.
2I, J).
Cardiomegaly was evident in the PAB group by the significantly higher wet weight
of the heart (sham 185 ± 41 g; PAB 293 ± 77 g; P = 0.01). The
right ventricular free wall muscle thickness was increased significantly in the
PAB group (P < 0.05 at the base, mid, and apex). Masson’s
trichrome stain demonstrated interstitial fibrosis in the RV-free wall. The
interventricular tricuspid valve annulus was progressively dilated in the PAB
group and was significantly dilated at the end of the study (41 ± 7 mm vs 28 ± 5
mm in the control group; P < 0.001). The right atrium showed
severe progressive dilation in the PAB group over the study duration with a
substantially larger right atrial volume at the end of the study (17 ± 8
cm3 vs 67 ± 27 cm3 in the control group; P
= 0.001).Survival rate and adverse events: Four animals died due to
anesthesia-related complications during follow-up imaging studies. Overall
survival at the end of Study 1 was 88% (7/8) for the sham Group 1A and 62%
(8/13) for the PAB Group 1B. Survival was improved during the subsequent imaging
studies due to more vigilant monitoring of anesthesia during the MRI acquisition
as the PAB cohort was hypersensitive given the degree of chronic right heart
changes.
Myocardial Safety of Autologous UCB-MNCs Injection after Surgical Banding of
Pulmonary Artery in Juvenile Pigs
Cord blood processing
Groups 2A, 2B, 2C
Umbilical cord blood was collected during C-section and processed
according to standardized protocols and release criteria
(Fig.
3A). Autologous cell-based product characterization was confirmed
before piglets were available for randomization (Fig. 3B, C). UCB was collected from 25
piglets before the placenta was delivered. UCB collected volume was 15
to 42 ml (mean = 30.4 ml, SD = 6.02 ml). One sample was discarded due to
hemolysis. Twenty-four samples were then processed within 2 h of
collection, and the TNCs that included the mononuclear cells were
isolated and stored in liquid nitrogen until further use. TNC counts
ranged from 11 × 106 cells to 62 × 106 cells (mean
= 34.5 × 106 cells, SD = 15.49 × 106 cells). All
animals met the minimum (50%) mononuclear cell percentage established in
the release criteria (mean = 95.29%, SD = 5.33%). Viability >70% was
also acquired in every animal (mean = 98.55%, SD = 0.9%). No
microbiology contamination was encountered in any of the samples
analyzed.Study design and cardiac safety assessment of autologous porcine
UCB-MNCs dose-escalation studies following intramyocardial
delivery in acute right ventricular pressure overload. (A)
Overview of experimental design. (B–D) The flowchart panel
indicates the purity of mononuclear cells by flow cytometry.
(E–G) Body temperature, respiratory rate, and body weight were
recorded weekly from cell delivery (week 0–12). (H–J)
Circulating levels of plasma BNP, ANP, and TnI were measured
before cell delivery (2 weeks post-PAB) and at the end of the
study (12 weeks post-cell delivery). ANP: atrial natriuretic
peptide; BNP: B-type natriuretic peptide; BrdU:
bromodeoxyuridine; C-section: cesarean section; FSC-A: forward
scatter; M/Kg: millions per kilogram; MNC, mononuclear cells;
PAB, pulmonary artery banding; SSC-A, side scatter; TnI,
troponin I; UCB: umbilical cord blood.
UCB-MNC quality control assays
After the cell/placebo injection into the pigs’ right ventricle, 20 UCB
samples that were not used in the animals because they were randomized to
the placebo group or had extra vials were analyzed with mean post-thaw
viability of 82%, SE = 1.1%. To account for that 18% of cell loss due to the
process of freeze and thaw, all cord blood samples were frozen at a final
concentration of 38 × 106 TNC/ml for a final viable target cell
concentration of 30 × 106 TNC/ml (Fig. 3D).
Safety of intramyocardial injection of UCB-MNCs
Five animals were sacrificed before the first surgery due to low
concentration of cells or health issues. Nineteen animals underwent PAB
surgery. One animal died 3 days before the second surgery (cell injection
surgery) due to heart failure. Fifteen out of 19 animals completed the study
12 weeks post-cell injection.Cardiovascular tolerance studies using three UCB-MNCs doses (0.3 million/kg,
1 million/kg, and 3 million/kg) delivered into the myocardium of juvenile
pigs after banding of pulmonary artery demonstrated their safety. Survival
from the PAB surgery and intramyocardial injections was 79%, with lower
mortality rates attributed to acute changes in hemodynamics and hypotensive
shock. After 12 weeks of follow-up, all piglets in both groups tolerated
research procedures without significant adverse events. Vital signs such as
body temperature, respiratory rate, and body weights were not significantly
different between the groups (Fig. 3E–G). The body temperature was
analyzed as a health marker. It has shown a decrease in body temperature at
the time of cell injection, independently of the dose, that returned to
normal ranges within 48 h post-surgery (Fig. 3E). Cardiac troponin (TnI),
plasma BNP, and ANP levels were measured after 12 weeks of treatment
compared with baseline (Fig. 3H–J). We observed no significant changes in the level of any
biomarker in all three dose levels compared with baseline (PAB-only pre-cell
delivery) concentrations. However, we observed that some post-cell delivery
ANP and BNP values were higher in the 1 million cells/kg and 3 million
cells/kg groups. Since the PAB in this study intends to create a right heart
pressure overload phenotype in the pigs when tightening a band around the
pulmonary artery, we reviewed the necropsy results in those cases looking
for signs such as ascites, pleural effusion, and macroscopic liver
congestion. We also analyzed the pulmonary artery internal diameter at the
band’s site correlating all those parameters with the levels of ANP and BNP.
Three out of six animals in the 1 million cells/kg group and 1 out of four
in the 3 million cells/kg group had at least two times higher ANP and BNP
levels post-cell delivery. They all showed signs of ascites, pleural
effusion, and/or macroscopic liver congestion, not seen in the rest of the
animals. Notably, the two animals with ANP levels higher than 700 pg/ml had
a large volume of ascites (3900 and 4250 ml) and macroscopic liver
congestion. The internal diameter of the pulmonary artery at the band site
was reduced in the cases with higher ANP and BNP, compared to the rest of
the animals (mean: 4.68 vs 5.61, SD: 0.6 vs 0.98, respectively,
P = 0.06).No complications such as bleeding or infections were observed during the
entire study. Blood samples collected during the study period did not detect
any alterations in the hematological and biochemical analysis or differences
within the three cell dose groups (Fig. S1).
Survival rate and adverse events
The autologous UCB-MNCs administration to the right ventricular muscle
after PAB was feasible. The injections were challenging given the thin
RV during the acute PAB stages, which did not represent chronic single
ventricular morphology. Therefore, the subsequent study was designed to
allow the RV to hypertrophy for 2 weeks before myocardial cell
injections, which are more consistent with the clinical context of
single ventricle heart surgeries. Furthermore, variability in PA
gradients was thought to be due to a wide range of tolerated banding
diameters at the time of PAB due to variable volume status at the time
of surgery. To improve the reproducibility of the surgical model system,
a 20 ml/kg body weight fluid bolus was administered in the subsequent
study between the surgical placement and tightening of the PAB.
UCB-Derived MNCs Promote a Dose-Dependent Increase of Proliferating
Cardiomyocytes
Groups 2A, 2B, 2C
Fifteen animals receiving different UCB-MNCs doses [0.3 million cells/kg
(n = 5), 1 million cells/kg (n = 6),
and 3 million cells/kg (n = 4))] were sacrificed after 12
weeks of follow-up studies. Myocardial proliferation in the RV was studied
in every group by immunohistochemistry staining for the proliferation
markers Ki-67 and BrdU. Transplanted UCB-MNCs promoted a dose-dependent
increase in proliferative activity in cardiomyocytes manifest as increased
BrdU incorporation and increased Ki-67 positivity. Ki-67 expressing cells
increased significantly from 2% ± 0.72% in the low-dose group (0.3 million
cells/kg) to 4.1% ± 2.06% in the high-dose group (3 million cells/kg)
(P-value <0.05, Fig. 4A–D). There were no
statistical differences between the mid (1 million cells/kg) and high (3
million cells/kg) dose groups.
Figure 4.
Autologous UCB-MNCs promote a dose-response activity of BrdU
incorporation and the percentage of Ki-67 positive cells. (A–D) A
dose-response increase of Ki-67 proliferation marker into myocardial
cells. (E–G) Representative images and quantitative analysis of BrdU
incorporated cells in the RV myocardium. At 12 weeks post cell
transplantation with the highest dose (3 M/kg), the proliferation of
the myocardial cells was significantly increased compared with the
lowest dose (0.3 M/kg). (H) The BrdU incorporation into
proliferating cells was well correlated with the Ki-67 proliferation
index in a dose-dependent manner (*P value = 0.01).
BrdU: bromodeoxyuridine; M/Kg: millions per kilogram; RV: right
ventricle; UCB-MNCs: umbilical cord blood–derived mononuclear
cells.
Autologous UCB-MNCs promote a dose-response activity of BrdU
incorporation and the percentage of Ki-67 positive cells. (A–D) A
dose-response increase of Ki-67 proliferation marker into myocardial
cells. (E–G) Representative images and quantitative analysis of BrdU
incorporated cells in the RV myocardium. At 12 weeks post cell
transplantation with the highest dose (3 M/kg), the proliferation of
the myocardial cells was significantly increased compared with the
lowest dose (0.3 M/kg). (H) The BrdU incorporation into
proliferating cells was well correlated with the Ki-67 proliferation
index in a dose-dependent manner (*P value = 0.01).
BrdU: bromodeoxyuridine; M/Kg: millions per kilogram; RV: right
ventricle; UCB-MNCs: umbilical cord blood–derived mononuclear
cells.BrdU incorporation into proliferating cells was examined 24 h after
injection. Eleven random photomicrographs were obtained from the histologic
section of the RV-free wall taken from each animal and BrdU-positive cells
were counted. The final count is the mean of the BrdU-positive cells per
slide. As we saw with Ki-67 staining, BrdU nuclear staining significantly
increased in a dose-dependent fashion, from 2.1 ± 0.53 cells/1.15
mm2 in the 0.3 million cells/kg group versus 6.6 ± 2.92
cells/1.15 mm2 in the 3 million cells/kg group
(P-value = 0.01), and between the 0.3 million cells/kg
group versus the 1 million cells/kg group (2.1 ± 0.53 cells/1.15
mm2 vs 4.6 ± 2.24 cells/1.15 mm2;
P-value = 0.04). There were no statistical differences
between the mid (1 million cells/kg) and high (3 million cells/kg) dose
groups. The proliferating cells included cardiac and non-cardiac cells
(Fig. 4E–H) (Fig S4).
Intramyocardial Delivery of UCB-MNCs Augment RV Remodeling Upon Chronic
Pressure Overload
Groups 3A and 3B
The PAB surgery increased RV systolic pressure significantly from 70% to 90%.
Two weeks post-banding, a mean Doppler gradient cutoff of 25 mm Hg across
the PAB was used to screen for piglets with sufficient right ventricular
dysfunction (Fig.
5B). During the 12-week follow-up after receiving the cell
product at the highest dose (3 million cells/kg), the percentage increase in
body weight was similar in the placebo and cell-treated groups (Fig. 5C). Animals
grew from 6 to 7 kg initially to more than 40 kg by 12 weeks; the fixed band
increased right ventricular pressure overload and produced a disease model
sufficient to test the therapeutic potential of an autologous cell-based
product. After 12 weeks of DMSO or UCB-MNCs injection, MRI was used to
assess the structural and functional changes of the RV. There were no
significant changes in RVEDV, RVESV, total pulmonary and systemic flow (QP,
QS), effective ejection fraction (eEF), or cardiac output calculated by
volumetric analysis and flow quantification between DMSO placebo and
UCB-MNCs groups. The MRI scan parameters are listed in the supplementary section (Fig. S2). There was increased heart
weight and RV wall thickness in UCB-MNCs treated animals at necropsy (Fig. 5D, E).Double-blinded, randomized, placebo-controlled single high-dose
UCB-MNCs efficacy study in chronic right ventricular pressure
overload. (A) An overview of experimental design. (B) The mean
gradient was monitored before banding. The pulmonary artery was
constricted gradually and recorded the final RV pressure before
closing the wound. Note one value was missing from animal 204. (C)
Body weights were recorded at baseline, 2, 4, 6, 8, 10, and 12 weeks
after cell delivery. No significant differences were seen between
the two study groups. (D–E) Increased heart weight and wall
thickness measured by Vernier calipers in UCB-MNCs treated animals
at necropsy. C-section: cesarean section; DMSO: dimethyl sulfoxide;
Echo: echocardiography; MNC: mononuclear cells; MRI: magnetic
resonance imaging; PA: pulmonary artery; PAB: pulmonary artery
banding; RV: right ventricle; UCB: umbilical cord blood.
Myocardial Remodeling is Associated with Enhanced Cardiomyocyte
Proliferation, Angiogenesis, and Regulation of Cardiac Specific Gene
expression
Immunohistochemistry staining showed a significant increase (~50%) in CD31+
expression in the RV after UCB-MNCs injection, compared with the placebo
group (Fig.
6A–C).
Figure 6.
Proliferation and the angiogenic response of myocardium following
intramyocardial delivery of a high dose of UCB-MNCs (3 million
cells/kg). (A–C) Immunohistochemistry analysis for the angiogenesis
marker CD31 was performed on paraffin-embedded cell-treated and
PAB-only RV tissue. Vascularity in RV was assessed showing an
increase in the number of CD31+ vessels after 12 weeks of cell
delivery (P = 0.01 vs PAB, scale bars = 50 µM).
(D–F) Immunohistochemistry images of Ki-67 staining in the free wall
of RV from the placebo or UCB-cell group are illustrated. The
percentage of Ki-67 reactive myocardial cells increased 2.5-fold in
the UCB-MNCs group compared to the placebo group. (G–I)
Representative photomicrographs showing immunofluorescence labeling
of Ki-67 and cTnT in myocardial sections. The panel shows a
significant increase of Ki-67 reactive cardiomyocytes in the
myocardium (Ki-67+ cTnT+) in the UCB-MNCs group versus the placebo
group (P value = 0.05). CMs: cardiomyocytes; cTnT:
cardiac troponin T; MNC: mononuclear cells; PAB: pulmonary artery
banding; RV: right ventricle; UCB: umbilical cord blood.
Proliferation and the angiogenic response of myocardium following
intramyocardial delivery of a high dose of UCB-MNCs (3 million
cells/kg). (A–C) Immunohistochemistry analysis for the angiogenesis
marker CD31 was performed on paraffin-embedded cell-treated and
PAB-only RV tissue. Vascularity in RV was assessed showing an
increase in the number of CD31+ vessels after 12 weeks of cell
delivery (P = 0.01 vs PAB, scale bars = 50 µM).
(D–F) Immunohistochemistry images of Ki-67 staining in the free wall
of RV from the placebo or UCB-cell group are illustrated. The
percentage of Ki-67 reactive myocardial cells increased 2.5-fold in
the UCB-MNCs group compared to the placebo group. (G–I)
Representative photomicrographs showing immunofluorescence labeling
of Ki-67 and cTnT in myocardial sections. The panel shows a
significant increase of Ki-67 reactive cardiomyocytes in the
myocardium (Ki-67+ cTnT+) in the UCB-MNCs group versus the placebo
group (P value = 0.05). CMs: cardiomyocytes; cTnT:
cardiac troponin T; MNC: mononuclear cells; PAB: pulmonary artery
banding; RV: right ventricle; UCB: umbilical cord blood.To confirm that UCB-MNCs transplantation in the RV can increase cardiomyocyte
proliferation compared to the placebo group, we analyzed Ki-67 reactive
cells throughout the myocardium. These cells were confirmed to include
cardiac myocytes by co-localization of Ki-67 with cardiac troponin (Fig. 6G–I). The significant
increase in Ki-67 reactive cells in the RV myocardium was threefold higher
than in the placebo group using automated software analysis (Fig. 6D–F). Of note, the LV
was not affected by the RV injections, suggesting a localized effect of the
intramyocardially transplanted product (data not shown). Furthermore, the
UCB-MNCs injection to the RV of PAB animals resulted in a 13-fold
up-regulation of the WT1 gene. We also evaluated the gene
expression levels of cardiogenic transcription factors including
Mef2c, NKX2.5, and
GATA4, and no statistically significant difference was
observed. The gene expression analysis data are shown in the supplementary file (Fig. S3).
Discussion
Clinical management of severe CHD has undergone a persistent improvement over the
past few decades, with more adults now living with CHD than children as more
individuals are surviving current surgical management
. The success is evident in single-ventricle palliation in hypoplastic left
heart syndrome (HLHS)[4,18]. There are children and young adults that can thrive when the
RV provides adequate cardiac output to meet their physiological demands. However, as
cardiac demands increase with body growth and chronic pressure overload leads to
maladaptive changes, heart failure becomes a significant limitation for these
individuals[19-22]. Therefore, sustaining
cardiac performance and meeting the physiological demands of the entire
cardiovascular system is of utmost importance to transform the clinical management
of complex CHD
. Although there are multiple potential approaches to optimize outcomes for
individual patients, preventing cardiac pump failure for Fontan patients could
significantly affect long-term survival. Regenerative sciences have, in parallel,
expanded our current understanding of how the myocardium develops, grows, and
responds to lifelong stress. Today, there is a consensus that the myocardium
undergoes self-renewal throughout its lifespan with the most dramatic growth
potential in the neonatal and pediatric stages
. This is supported by a wide range of evidence in pre-clinical settings that
indicate de novo myocardial growth originating from the innate
cytokinesis of existing cardiomyocytes. Maximizing this natural process to augment
cardiac function is an ongoing and active area of research that requires focused
studies relating to pediatric stages of CHD
. A reproducible model system of juvenile right heart failure provides a
pathway to evaluate therapeutic strategies aiming to recapitulate key features of
the pediatric congenital heart.PAB has been used in multiple studies to produce a failing RV in small and large
animal models[26-30]. Herein, significant
attention was applied to understanding the pathological response to PAB at juvenile
developmental stages and establishing the most consistent model system to study
pathological changes of the RV to allow effective randomization for therapeutic
studies. The major lesson learned by the surgical team was the importance of
avoiding atrial arrhythmias in the piglets by protecting the atria from
unintentional stimulation. This proved to be potentially life-threatening given that
anti-arrhythmic medications were deliberately withheld to maximize downstream
sensitivities to safety concerns from experimental therapeutics. In addition, the
standardization of the age of the piglets at surgery was potentially a critically
important variable as pulmonary vascular resistance changes daily at this stage of
development, yet this was not explicitly tested herein. Finally, fluid bolus was
likely to be helpful to increase the reproducibility of the hemodynamic stress and
the ability to tolerate a sufficiently tight band that would yield a reproducible
pathological condition. Screening for a minimum PA gradient 2 weeks after surgery
allowed for a better randomization process to avoid unaffected animals that would
confound the study design of these relatively small cohort sizes. As the surgical
team perfected the methodology and standardization of piglet care, it became
expected that greater than 90% of the animals would survive the acute physiological
demand and have a reproducible chronic RV pressure within the 12-week follow-up
period. The piglet model is most useful in cardiovascular studies due to its
similarity in cardiac anatomy and physiology to humans. Piglets start at a size
nearly identical to the expected size of a human neonate with CHD and rapidly grow
within 12 weeks to mimic almost a decade of human growth from a neonate to
adolescent physiology. However, this fixed PAB model in rapidly growing animals can
also cause erosions through the PA wall and create false lumens that bypass the band
and dramatically change the hemodynamic stress, making it essential to eliminate
these cases from the final analysis
. Thus, carefully controlled therapeutic studies require attention to the
reproducibility of the model and validation of individual cases to avoid statistical
outliers that can easily skew the analysis in small cohorts.Cell-based therapies have been tested as a potential strategy to repair dysfunctional
cardiac tissues in adults for the past decade, with mixed results in clinical
trials[32-34]. One of the
inherent limitations has been the lack of de novo cardiogenesis
from the stem cell products and the limited ability of the host myocardium to be
induced to undergo innate cardiogenesis from endogenous sources
. Although UCB is not thought to contribute to de novo
cardiogenesis, the current understanding of cardiac biology predicts that
paracrine-mediated induction of innate cardiogenesis could be more robust in
pediatric settings than in elderly tissues
. However, cell-based therapies could also provoke unintended consequences
given the risk of disrupting normal cardiac growth and differentiation. Therefore,
the second part of this study aimed to establish the safety profile of a wide range
of cell doses delivered into failing RV forced to compensate for physiological
demands reminiscent of the single right ventricle in HLHS patients and to evaluate
the effect of several concentrations of autologous UCB-derived cells on the
proliferative activity of cardiomyocytes. This could be an ideal cohort for
pediatric patients’ cell-based therapeutic studies. Direct intramyocardial injection
of cells into the RV was feasible in these banded subjects without evidence of
structural, biochemical, or physiological adverse effects from any of the three
doses used. The completion of clinical trials in humans is necessary to further
assess the efficacy of autologous injection of UCB-MNCs to improve heart function in
specific clinical conditions.The myocardium has the ability to grow in the pediatric and adolescent stages of
mammalian development but gives way to a hypertrophic response later in life. BrdU
was administered intravenously in all animals after 12 weeks post-cell injection to
label and track proliferating myocardial cells. Subsequently, all animals from every
cell dose group were sacrificed 24 h after BrdU injection. Incorporation of BrdU in
cardiac and non-cardiac cells in RV was most extensive in the group of animals that
received 3 × 106 TNC/kg compared to the group that received 10 times less
concentration of autologous umbilical cord blood cells. Identical results were
observed when the Ki-67 proliferation marker was assessed in the same subset of RV
samples. This shows a reproducible dose-dependent response in myocardial
proliferation, which we hypothesize is most likely from the paracrine effect induced
by UCB-MNCs. Therefore, the third study presented herein was designed to examine the
impact of cell-based delivery using 3 × 106 TNC/kg versus placebo into
the myocardium of piglets to confirm if innate cardiac regenerative mechanisms are
augmented within a time range similar to the period when CHD patients would
typically undergo a bidirectional cavopulmonary shunt for single-ventricle
palliation. Although the post-therapeutic hemodynamics were not significantly
changed given this surgical model system, we examined the molecular and histological
evidence of cardiac regeneration following UCB-MNCs delivery according to
established approaches now applied to the piglet model system herein
. As we observed in the second part of the study using Ki-67
immunohistochemistry, proliferative activity in cardiomyocytes of the RV was
increased in a statistically significant fashion in the cell-treated group,
confirming that proliferation of cardiomyocytes is augmented when UCB-MNCs were
injected at 3 × 106 TNCs/kg. This would explain the increased heart
weight and wall thickness observed in the animals 12 weeks after receiving UCB-MNCs.
Sano et al. showed an increased ventricular mass index (ventricular mass/body
surface area) in the LV type (139 ± 42 g/m²) versus the RV type (99 ± 36 g/m²),
which explained the better LV type of univentricular heart adaptation, as a higher EF
. An inadequate compensatory ventricular hypertrophy could result in abnormal
function and contractility. The RVs had a decreased mean EF after bidirectional
cavopulmonary connection (BDCPC) compared with single morphologic LVs, which
remained stable[5,6,36]. Moreover,
Vincenti et al. recently published similar results, especially in the HLHS
population subset
.The gene expression profile demonstrated the induction of pro-regenerative genes such
as WT1, which is known to be expressed in epicardial cells that
function as progenitors for both coronary artery development and de
novo myocardial cells with predominance in the left ventricle[38-41]. Furthermore,
WT1-reactive cells have been directly linked to de
novo cardiogenesis and in vivo production of
functional cardiomyocytes[42,43]. They are consistent with the emerging paradigm of the
importance of the epicardium in cardiac growth[44-46]. However, the cardiac
expression of Wt1 does not belong exclusively to the cells from the epicardium. Some
studies illustrate during heart development and after acute myocardial ischemia a
characteristic Wt1 expression in endothelial cells, being its expression higher in
those endothelial cells that are actively proliferating, and can augment the
vascular endothelial growth factor (VEGF) expression, an angiogenic factor involved
in regenerative processes[45,47-49]. Bauer et al.
describe that immediate early gene expression and pro-angiogenic gene expression are
induced by PAB alone
. Yet, using PAB as the blinded randomized control, we now recognize the
additional impact of UCB-MNCs on this underlying profile and the specific induction
of WT1-associated processes. Validating this proliferative impact
of UCB-MNC injections, histological analysis using standardized techniques within
clinical pathology workflows demonstrated increased Ki-67 expression specifically in
the host tissues that received the UCB-MNCs. Furthermore, our study showed an
increase in the number of CD31+ vessels after 12 weeks of UCB-MNCs delivery. The
data show that the increased vasculature may play a crucial role in maintaining
heart function by promoting angiogenesis. It is known that the expression of PECAM-1
(CD31) and c-kit are transcriptionally controlled by the upregulated
Wt1 gene
. Altogether, these data indicate that the known ability of resident cardiac
cells to proliferate within pediatric hearts can be augmented in response to the
intramyocardial delivery of UCB-MNCs threefold over sham controls. Furthermore,
several pre-clinical animal and clinical studies have shown that age could interfere
with the functions and potency of progenitor cells[52,53]. Stem cells from younger
individuals have been shown to be more naive and plastic than stem cells from
adults[35,54] and thus could explain the induction of a measurable
pro-regenerative response in this juvenile model system.Altogether, this work demonstrates that UCB-derived cells could enhance myocardial
proliferation and initiate myocardial angiogenesis, both necessary for an adaptive
regenerative response. Moreover, the cell concentration of at least 1 ×
106 UCB cells/kg delivered into the RV showed a significant
myocardial proliferation augmentation compared with the lowest dose (0.3 ×
106 UCB cells/kg) or placebo with no safety issues. Therefore, this
suggests that a higher TNC dose may be used in clinical trials to achieve the most
potent effects in pediatric patients with CHD, though this will need to be confirmed
with appropriate clinical safety studies. Ultimately, it is hoped that this
intervention may promote myocardial proliferation in humans with CHD as well,
leading to a better ventricular adaptation due to an adequate ratio of ventricular
mass to end-diastolic volume.
Limitations
Standardization of a complex surgical disease model is difficult as individuals
may respond to the same stimulus in different ways complicating the assessment
of the efficacy of UCB-MNCs. The permanent PAB poses a fixed obstruction and
increased right ventricular afterload which is supra-systemic in nature. Without
directly modifying the pressure gradient, this model is unlikely to detect
modulation of cardiac performance, and thus this surgical model system is not
ideal to quantify increased contractility of the myocardium with experimental
therapies alone. Small numbers or dropouts related to the early death of animals
in certain groups and the presence of outliers in some groups substantially
limit the processes of estimating statistical significance. Limitations were the
small sample size for the measurement of echocardiography and MRI. The
echocardiography and MRI of the RV is challenging; in contrast to LV, the
echocardiography data of RV size and function may not always be feasible or
reproduce the data.
Conclusion
Collectively, these studies establish a reproducible surgical model system to
recapitulate RV features of a single-ventricle cardiovascular system in a juvenile
setting. The safety and feasibility of intramyocardial delivery of an autologous
MNCs product in RV was validated in this pressure overload model system. Finally,
the efficacy of UCB-MNCs delivery within a chronic pressure overloaded RV indicates
the ability of an autologous cell-based product to augment cellular proliferation
and adaptation of the stressed myocardium. These studies highlight the importance of
ongoing pre-clinical studies to focus on molecular markers of cardiac regeneration
beyond the short-term structural performance of the myocardium alone. Furthermore,
these studies highlight the need to define the regenerative response of the
pediatric myocardium to understand the full potential of this paracrine-mediated
effect and optimize the frequency and timing of cell-based therapeutic
strategies.Click here for additional data file.Supplemental material, sj-tif-1-cll-10.1177_09636897221120434 for Autologous
Umbilical Cord Blood–Derived Mononuclear Cell Therapy Promotes Cardiac
Proliferation and Adaptation in a Porcine Model of Right Ventricle Pressure
Overload by Saji Oommen, Susana Cantero Peral, Muhammad Y. Qureshi, Kimberly A.
Holst, Harold M. Burkhart, Matthew A. Hathcock, Walter K. Kremers, Emma B.
Brandt, Brandon T. Larsen, Joseph A. Dearani, Brooks S. Edwards, Joseph J.
Maleszewski, Timothy J. Nelson and Wanek Program Pre-Clinical Pipeline in Cell
TransplantationClick here for additional data file.Supplemental material, sj-tif-2-cll-10.1177_09636897221120434 for Autologous
Umbilical Cord Blood–Derived Mononuclear Cell Therapy Promotes Cardiac
Proliferation and Adaptation in a Porcine Model of Right Ventricle Pressure
Overload by Saji Oommen, Susana Cantero Peral, Muhammad Y. Qureshi, Kimberly A.
Holst, Harold M. Burkhart, Matthew A. Hathcock, Walter K. Kremers, Emma B.
Brandt, Brandon T. Larsen, Joseph A. Dearani, Brooks S. Edwards, Joseph J.
Maleszewski, Timothy J. Nelson and Wanek Program Pre-Clinical Pipeline in Cell
TransplantationClick here for additional data file.Supplemental material, sj-tif-3-cll-10.1177_09636897221120434 for Autologous
Umbilical Cord Blood–Derived Mononuclear Cell Therapy Promotes Cardiac
Proliferation and Adaptation in a Porcine Model of Right Ventricle Pressure
Overload by Saji Oommen, Susana Cantero Peral, Muhammad Y. Qureshi, Kimberly A.
Holst, Harold M. Burkhart, Matthew A. Hathcock, Walter K. Kremers, Emma B.
Brandt, Brandon T. Larsen, Joseph A. Dearani, Brooks S. Edwards, Joseph J.
Maleszewski, Timothy J. Nelson and Wanek Program Pre-Clinical Pipeline in Cell
TransplantationClick here for additional data file.Supplemental material, sj-tif-4-cll-10.1177_09636897221120434 for Autologous
Umbilical Cord Blood–Derived Mononuclear Cell Therapy Promotes Cardiac
Proliferation and Adaptation in a Porcine Model of Right Ventricle Pressure
Overload by Saji Oommen, Susana Cantero Peral, Muhammad Y. Qureshi, Kimberly A.
Holst, Harold M. Burkhart, Matthew A. Hathcock, Walter K. Kremers, Emma B.
Brandt, Brandon T. Larsen, Joseph A. Dearani, Brooks S. Edwards, Joseph J.
Maleszewski, Timothy J. Nelson and Wanek Program Pre-Clinical Pipeline in Cell
Transplantation
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