Nanoparticle-based drug delivery systems have the potential for increasing the efficiency of chemotherapeutics by enhancing the drug accumulation at specific target sites, thereby reducing adverse side effects and mitigating patient acquired resistance. In particular, photo-responsive nanomaterials have attracted much interest due to their ability to release molecular cargos on demand upon light irradiation. In some settings, they can also provide complementary information by optical imaging on the (sub)cellular scale. We herein present a system based on lithium niobate harmonic nanoparticles (LNO HNPs) for the decoupled multi-harmonic cell imaging and near-infrared light-triggered delivery of an erlotinib derivative (ELA) for the treatment of epidermal growth factor receptor (EGFR)-overexpressing carcinomas. The ELA cargo was covalently conjugated to the surface of silica-coated LNO HNPs through a coumarinyl photo-cleavable linker, achieving a surface loading of the active molecule of 27 nmol/mg NPs. The resulting nanoconjugates (LNO-CM-ELA NPs) were successfully imaged upon pulsed laser excitation at 1250 nm in EGFR-overexpressing human prostate cancer cells DU145 by detecting the second harmonic emission at 625 nm, in the tissue transparency window. Tuning the laser at 790 nm resulted in the uncaging of the ELA cargo as a result of the second harmonic emission of the inorganic HNP core at 395 nm. This protocol induced a significant growth inhibition in DU145 cells, which was only observed upon specific irradiation at 790 nm, highlighting the promising capabilities of LNO-CM-ELA NPs for theranostic applications.
Nanoparticle-based drug delivery systems have the potential for increasing the efficiency of chemotherapeutics by enhancing the drug accumulation at specific target sites, thereby reducing adverse side effects and mitigating patient acquired resistance. In particular, photo-responsive nanomaterials have attracted much interest due to their ability to release molecular cargos on demand upon light irradiation. In some settings, they can also provide complementary information by optical imaging on the (sub)cellular scale. We herein present a system based on lithium niobate harmonic nanoparticles (LNO HNPs) for the decoupled multi-harmonic cell imaging and near-infrared light-triggered delivery of an erlotinib derivative (ELA) for the treatment of epidermal growth factor receptor (EGFR)-overexpressing carcinomas. The ELA cargo was covalently conjugated to the surface of silica-coated LNO HNPs through a coumarinyl photo-cleavable linker, achieving a surface loading of the active molecule of 27 nmol/mg NPs. The resulting nanoconjugates (LNO-CM-ELA NPs) were successfully imaged upon pulsed laser excitation at 1250 nm in EGFR-overexpressing human prostate cancer cells DU145 by detecting the second harmonic emission at 625 nm, in the tissue transparency window. Tuning the laser at 790 nm resulted in the uncaging of the ELA cargo as a result of the second harmonic emission of the inorganic HNP core at 395 nm. This protocol induced a significant growth inhibition in DU145 cells, which was only observed upon specific irradiation at 790 nm, highlighting the promising capabilities of LNO-CM-ELA NPs for theranostic applications.
Mutations
in the epidermal growth
factor receptor (EGFR) gene leading to the overexpression of the transmembrane
protein have been associated with a variety of human carcinomas,[1] including non-small-cell lung cancer[2] (NSCLC, more than 60% of the cases), glioblastomas[3] (50%), and epithelial cancers[4] (80–100%). This led to the identification of the
EGFR gene as a proto-oncogene and relevant therapeutic target for
these cancer types.[5] Amplification of the
EGFR protein causes its uncontrolled activation and is correlated
with tumor cell proliferation, metastasis, and angiogenesis.[6] Tyrosine kinase (TK) inhibitors emerged as potential
chemotherapeutics for the treatment of EGFR-mutated malignancies.
Their mode of action consists in blocking the adenosine triphosphate
(ATP) binding site of the EGFR, resulting in the inhibition of its
auto-phosphorylation and downstream signaling mechanism, thereby limiting
cell growth.[7] Notably, erlotinib (Tarceva)
was developed as a small-molecule TK inhibitor and approved for the
treatment of NSCLC and pancreatic cancer.[8] Despite its potency and selectivity as a TK inhibitor, erlotinib
exhibits a low bioavailability, which requires the daily administration
of a significant dose (150 mg for NSCLC treatment), over a long period
of time, to achieve therapeutic effects.[9,10] Such treatment
modality may lead to many potential adverse effects, commonly including
rashes, diarrhea, and fatigue, and in rarer cases, gastrointestinal
tract perforations, Stevens–Johnson syndrome, or pulmonary
damages, which can even be fatal.[11,12] Another important
limitation to erlotinib treatments, which is common to most small-molecule
TK inhibitors, is patient acquired resistance.[13] The latter most frequently results from mutation of the
EGFR ATP binding pocket and typically affects patients after 9 to
15 months of treatment.[14]The development
of nanoparticle-based formulations for this class
of chemotherapeutics emerged as an appealing strategy to increase
their efficiency at lower dosages due to enhanced drug accumulation
at the target site. Various nanotechnology-oriented delivery systems
were recently disclosed to increase the therapeutic efficiency of
erlotinib by limiting dose-related side effects and potentially delaying
or even eliminating acquired resistance.[15,16] Most of the nanodevice-based strategies reported involve encapsulation
in polymer-based nanocarriers,[17,18] liposomes,[19] and lipid–polymer hybrid nanoparticles.[20]A different strategy which, to the best
of our knowledge, has not
yet been extensively investigated in the case of similar TK inhibitors
is drug delivery through systems, which combine optically active inorganic
nanomaterials [quantum dots, plasmonic nanoparticles, and upconversion
nanoparticles (UCNPs)][21−23] with photo-cleavable scaffolds (ortho-nitrobenzyl, para-hydroxyphenacyl, and coumarinyl
derivatives).[24−26] This approach offers precise control over the release,
both in time and space,[27] while adding
complementary bioimaging capabilities for theranostic applications.[28] Most photo-responsive caging moieties rely on
high-energy UV light excitation, which severely limits their application
in biomedical setups due to phototoxicity and poor tissue penetration
depth.[29] Nanocarriers based on lanthanide-doped
UCNPs can overcome these shortcomings due to their ability to convert
two or more low-energy near-infrared (NIR) excitation photons into
UV or visible emission. The favorable properties of NIR light, including
comparatively large penetration and decreased photodamage in living
cells and tissues, has prompted the development of UCNP-based delivery
systems for the in vitro and in vivo targeted release of biomolecules,[30] small interfering RNA,[31] and anticancer chemotherapeutics.[32]Harmonic nanoparticles (HNPs)[33] share
with UCNPs the ability to convert excitation photons to shorter wavelengths;
however, the underlying photo-physical process is substantially different.
In UCNPs, the emission follows a series of sequential absorption events
proceeding through the real energy levels of lanthanide ions, while
harmonic generation in HNPs is an inherently nonlinear process occurring
through virtual states, which exist exclusively during the interaction
of the particle with an intense electromagnetic field. The approach
therefore relies on ultrafast (femtosecond) laser excitation to reach
large peak intensities at comparatively low pulse energies. This stringent
technical requirement definitively makes HNPs a more niche approach
than UCNPs. On the other hand, HNPs provide some complementary advantages
that are worth investigating. While UCNP emission is typically associated
with long lifetimes,[34] the process of harmonic
generation is practically instantaneous and therefore compatible with
scanning (three-dimensional) approaches. The distinctive features
of HNPs include their coherent emission,[35] absence of bleaching/blinking when excited within the material transparency
range, and wide spectral flexibility.[36−38] The nonlinear generation
efficiency is material- and wavelength-dependent; the orientation-averaged
second-order susceptibility of lithium niobate (LNO) nanocrystals
under 700–1300 nm excitation was reported by Riporto et al.[39] The possibility to colocalize the simultaneously
emitted second and third harmonic signals upon excitation in the shortwave
infrared[40] windows make HNPs a promising
approach for selected imaging applications, such as cell monitoring
in tissues.[41−44] The tunable response of HNPs offers an opportunity for decoupled
imaging modality and photo-triggered uncaging of surface-conjugated
molecular cargos. We previously demonstrated that the harmonic emission
of bismuth ferrite (BiFeO3, BFO) or LNO HNPs can be used
as a local trigger for the controlled release of caged l-tryptophan[45] and anticancer drug chlorambucil.[46]Herein, we disclosed the controlled release
of an analogue of the
EGFR TK inhibitor erlotinib (ELA) from the surface of
LNO-based nanoconjugates. Making use of a coumarinyl (CM) tether,
the ELA cargo was covalently immobilized on silica-coated
LNO HNPs through copper-free azide for strained alkyne [3 + 2] cycloaddition.
The ELA-functionalized nanocarriers were first assessed
for their nonlinear optical imaging properties upon incubation with
the EGFR-overexpressing DU145 human androgen-dependent prostate cancer
cells. Then, we evaluated their cytotoxic effect in vitro by tuning
the NIR irradiation to 790 nm, which induced the release of ELA and led to a marked decrease in cancer cell viability.
These decoupled imaging and NIR light-triggered delivery protocols
demonstrated the capability of harmonic nanoconjugates to act as efficient
exogenous optical probes and photoresponsive drug delivery systems.
Results
and Discussion
Synthesis of the Caged Erlotinib Derivative
for Conjugation
to LNO HNPs
The chemical structure of erlotinib features
a 4-aminoquinazoline core and an alkyne-substituted aromatic ring,
which interact with the tyrosine residue of the EGFR and the ATP receptor,
respectively (Scheme ). The design of an erlotinib analogue, amenable to covalent conjugation
to a photosensitive caging group while maintaining its ability to
interact with the EGFR ATP binding site, was based on the modification
of the C6 and C7 aromatic substituents which are directed outside
of the binding pocket.[47] Starting from
the aniline derivative 1 (synthesis protocols detailed
in Supporting Information, S3), condensation
with dimethylformamide dimethylacetal (DMF-DMA) followed by Dimroth
rearrangement in the presence of 3-ethynylaniline afforded the substituted
4-anilinoquinazoline scaffold (3)[48] in 54% yield (two steps). Methanolysis of the acetate followed
by conversion of the resulting primary alcohol into a leaving group
allowed for the introduction of a terminal primary amine by nucleophilic
substitution, affording the erlotinib derivative ELA.
Introduction of the photosensitive spacer proceeded through conjugation
to the activated 7-amino-coumarine derivative 5 (synthesis
protocols detailed in Supporting Information, S9), in quantitative yield. Subsequent saponification of the ethyl
ester and coupling with the dibenzocyclooctyne-containing unit 7 (synthesis protocols detailed in Supporting Information, S15) afforded the targeted caged erlotinib derivative CM-ELA, ready to undergo strain-promoted [3 + 2] cycloaddition
reaction. For control experiments, ELA was also coupled
to a precursor of compound 7 to provide DIBO-ELA (synthesis protocols detailed in Supporting Information, S28), the equivalent of the drug delivery system DIBO-CM-ELA without the photosensitive coumarinyl linker.
Scheme 1
Synthesis of the Caged Erlotinib Derivative
Preparation of LNO-Based Nanoconjugates
Surface silanization
of LNO HNPs [prepared at a low hydrolysis rate of alkoxide precursors
with a solvothermal route already described;[49] for transmission electron microscopy (TEM) and X-ray diffraction
(XRD) characterization of LNO HNPs, see Supporting Information S31] in the presence of 4-azido-N-(3-triethyloxysilylpropyl)butanamide provided LNO-N NPs (for the coating protocol and TEM characterization,
see Supporting Information S31). The resulting
suspension was subjected to the strain-promoted click reaction in
in the presence of CM-ELA, under ultrasonication, to
provide the functionalized LNO-CM-ELA NPs, which were
stored in EtOH (2 mg/mL) (Scheme ).
Scheme 2
Surface Conjugation of the Caged Erlotinib Derivative
to LNO HNPs
The surface loading of the
erlotinib derivative ELA was estimated to be 27 nmol/mg
NPs (for the quantification protocol,
see Supporting Information S33, Figure S3). The coated and conjugated NPs were characterized by means of their
mean hydrodynamic diameter (d), which increased upon
surface silanization (from 77.8 ± 10.3 nm for bare LNO NPs to
146.3 ± 42.9 nm for LNO-N NPs) and post-functionalization (179.2 ± 4.4 nm for LNO-CM-ELA NPs), and surface charge (zeta potential, ZP), measured by dynamic
light scattering (DLS) in phosphate-buffered saline (PBS) buffer (pH
7.4) at 22 °C (Table ). The polydispersity index (PDI) of the final nanoconjugates
(0.09) indicated their monodisperse size distribution and the absence
of aggregate formation. These observations are consistent with the
TEM analysis performed on the LNO-N (Figure ,
for images of a larger ensemble of NPs, see Supporting Information Figure S2A). The energy-dispersive X-ray (EDX)
elemental analysis of LNO-N NPs
revealed an atomic ratio of silicon to niobium of 7.8% (see Supporting
Information, S32, Figure S2B).
Table 1
Hydrodynamic Diameter (d) and Surface
Charge (ZP) Characteristics of LNO Derivatives
Measured by DLS at 22 °C
da (nm)
d standard deviation (nm)
ZPa (mV)
ZP standard
deviation (mV)
PDI
LNO NPs
77.8
10.3
–47.1
0.9
0.232
LNO-N3 NPs
146.3
42.9
–42.8
2.6
0.208
LNO-CM-ELA NPs
179.2
4.4
–40.8
1.4
0.09
LNO-ELA NPs
176.9
2.7
–38.1
2.6
0.115
LNO-CM-ELA, 72 h
191.2
26.9
–32.6
0.5
0.439
LNO-CM-ELA, 7d
161.1
5.8
–26.0
2.2
0.343
LNO-CM-ELA, cell
mediumb
219.1
7.1
not measurable
not measurable
0.215
Mean hydrodynamic diameter (d, number distribution) and surface charge (ZP) were measured
in PBS (pH 7.4) at 22 °C.
Mean hydrodynamic diameter (d, number distribution)
was measured in DMEM containing
10% FCS cell culture medium at 22 °C.
Figure 1
Representative
STEM images of LNO-N NPs. A
high-angle annular dark-field image, Nb EDX map, O
EDX map, Si EDX map, and N EDX map; scale bar: 60 nm.
Representative
STEM images of LNO-N NPs. A
high-angle annular dark-field image, Nb EDX map, O
EDX map, Si EDX map, and N EDX map; scale bar: 60 nm.Mean hydrodynamic diameter (d, number distribution) and surface charge (ZP) were measured
in PBS (pH 7.4) at 22 °C.Mean hydrodynamic diameter (d, number distribution)
was measured in DMEM containing
10% FCS cell culture medium at 22 °C.The stability of the nanoconjugate suspension was
monitored by
DLS upon storage of LNO-CM-ELA NPs in PBS for 24 h and
7 days at 4 °C (Table ). No significant variation of the mean hydrodynamic diameter
was observed. However, the increase in the PDI values indicated the
formation of some aggregates in PBS over time. The size of LNO-CM-ELA NPs was also measured in cell culture medium used during the in
vitro experiments.For control experiments, LNO-ELA NPs (176.9 ±
2.7 nm) were prepared by conjugating LNO-N NPs with DIBO-ELA to model the photosensitive
nanoconjugates LNO-CM-ELA NPs, without the coumarinyl
spacer.
Nonlinear Optical Imaging of LNO-CM-ELA NPs
In the upper row of Figure , we show the tunable spectral response of LNO-CM-ELA NPs deposited on a substrate obtained upon NIR excitation between
800 and 1000 nm on a Nikon setup. The spectra at each wavelength are
associated with the emission of the object indicated by the dashed
outline in the exemplary image obtained upon 1000 nm excitation (further
spectral characterizations are provided in Supporting Information
S-43, Figure S13). In the lower row, we
present a series of nonlinear microscopy images of DU-145 cells treated
with LNO-CM-ELA NPs (50 μg/mL) acquired on a Leica
setup. Upon excitation at 800 nm, the second harmonic generation (SHG)
is visible in the 400 nm channel and the 4′,6-diamidino-2-phenylindole
(DAPI) fluorescence from the nuclei is visible in the channel centered
at 495 nm. Using the 1250 nm excitation, the system is capable to
acquire both the third harmonic generation (THG) at 416 nm and the
SHG at 625 nm (1/2 and 1/3 of the excitation wavelength, respectively).
The comparison between the three harmonic responses highlights HNP
excitation tunability beyond the NIR range. The labeling of cells
is quite sparse as HNPs appear as isolated aggregates but overall
sufficient for recognizing cell morphologies.
Figure 2
Upper row. Left. SHG image excited at
1000 nm of LNO-CM-ELA NPs deposited on a substrate. Scale
bar 2 μm. Right. Normalized spectra of the SHG
emissions upon excitation spanning from 800 to 1000 nm obtained by
integrating the signal of the object indicated by the dashed outline. Lower row. Nonlinear microscopy images of DU145 cells (fixed)
treated with LNO-CM-ELA NPs (50 μg/mL). The labels
indicate the signal attribution (THG, SHG, and DAPI fluorescence),
the excitation wavelength (@800, @1250 nm), and the acquisition spectral
range. Scale bar: 20 μm.
Upper row. Left. SHG image excited at
1000 nm of LNO-CM-ELA NPs deposited on a substrate. Scale
bar 2 μm. Right. Normalized spectra of the SHG
emissions upon excitation spanning from 800 to 1000 nm obtained by
integrating the signal of the object indicated by the dashed outline. Lower row. Nonlinear microscopy images of DU145 cells (fixed)
treated with LNO-CM-ELA NPs (50 μg/mL). The labels
indicate the signal attribution (THG, SHG, and DAPI fluorescence),
the excitation wavelength (@800, @1250 nm), and the acquisition spectral
range. Scale bar: 20 μm.
NIR-Triggered Release of ELA and in vitro Evaluation
of Cytotoxic Activity
The erlotinib derivative ELA was first evaluated for its cytotoxic effect on the EGFR-overexpressing
DU-145 human androgen-dependent prostate cancer cells (for EGFR expression
in DU-145 cells, see Supporting Information S34, Figure S4), in comparison with the parent commercial drug.
DU-145 cells were incubated with commercial erlotinib for 72 h using
concentrations ranging from 0.5 to 10 μM following the protocol
described in the experimental section. The impact on cell viability
was assessed using 3-(4,5-dimethyl-2-thiazoyl)-2,5-diphenyltetrazolium
bromide (MTT) colorimetric assay. Our findings indicate that the two
compounds displayed a similar cytotoxicity profile as they were able
to induce 40–57% growth inhibition at 1 μM and 88–90%
at 10 μM (Figure ). These results suggest that the erlotinib derivative ELA conserves the ability to inhibit the growth of EGFR-overexpressing
cancer cells.
Figure 3
Evaluation of the cytotoxic effect of ELA and commercial
erlotinib on DU145 cells. DU145 cells were incubated with increasing
concentrations of ELA or commercial erlotinib for 72
h. Cell viability was assessed using MTT colorimetric assay. Results
are expressed as the mean ± SD of two independent experiments.
Statistical differences were calculated by two-way ANOVA. *p < 0.05, **p < 0.01, and ***p < 0.001 compared to the control.
Evaluation of the cytotoxic effect of ELA and commercial
erlotinib on DU145 cells. DU145 cells were incubated with increasing
concentrations of ELA or commercial erlotinib for 72
h. Cell viability was assessed using MTT colorimetric assay. Results
are expressed as the mean ± SD of two independent experiments.
Statistical differences were calculated by two-way ANOVA. *p < 0.05, **p < 0.01, and ***p < 0.001 compared to the control.The photocleavage and subsequent release of ELA from
the surface of functionalized LNO NPs was first assessed under direct
UV irradiation (see Supporting Information S35 for an estimation of UV flux at the sample) at 366 nm in PBS,
in the absence of cancer cells (Figure , black curve, see Supporting Information S35 for detailed calculation and progress curve). Analysis of the
medium by ultrahigh-performance liquid chromatography–mass
spectrometry (UHPLC–MS) at successive time points indicated
that the unique released component was ELA (assessed
by its coelution with the standard after 2.0 min and accurate mass,
see Supporting Information S38 for quantification
protocols and calibration curve). Then, the ability of the second
harmonic emission of LNO-CM-ELA NPs to trigger the uncaging
of the cytotoxic cargo was investigated using the unfocused beam from
an amplified Ti:sapphire pulsed laser system. In the first setting,
we used an amplified laser system delivering a femtosecond pulse train
at a 1 kHz repetition rate (setup 1, see Experimental
Section) according to the protocols previously developed on
BFO NPs.[45] The choice of an amplified laser
system at a low repetition rate allows to maintain a comparatively
large peak intensity (necessary for exerting nonlinear interaction)
on a large sample area, which facilitates the subsequent reliable
quantification of ELA release by UHPLC–MS. The
low repetition rate is also advantageous for limiting heat accumulation
effects and sample photodamage.[50] With
setup 1, after 15 min of irradiation at 790 nm in PBS, the release
of ELA reached 41% (Figure ). This irradiation induced an SHG emission
at 395 nm from the HNPs, matching with the absorption of amino-coumarin
dyes reported to be centered around 380 nm.[51] The progress curves were fitted using a monoexponential function,
and the initial rate (k0) at 5 min was
calculated to be 271 nM·min–1 (see Supporting Information S36 for the detailed calculation
and progress curve).
Figure 4
Release of ELA from LNO-CM-ELA NPs (150
μg/mL in PBS) upon UV (366 nm) and NIR (790 nm) irradiation.
The curves were fitted with a monoexponential function.
Release of ELA from LNO-CM-ELA NPs (150
μg/mL in PBS) upon UV (366 nm) and NIR (790 nm) irradiation.
The curves were fitted with a monoexponential function.In order to verify the dependence of SHG wavelength on the
release,
given that setup 1 works at fixed wavelength, we repeated the irradiation
on a tunable MHz laser (setup 2, see Experimental
Section). Because of the inherent characteristics of this source,
we were bound to work using different peak intensities and irradiation
surfaces. To partially compensate for these discrepancies, we applied
longer irradiation times and we continuously moved the sample during
the irradiation as detailed in the Experimental Section. We applied the irradiation treatment at three excitation wavelengths
(800, 1000, and 1100 nm) for 1 h. Although the results from UHPLC–MS
are less quantitatively reliable under these irradiation conditions,
we could only observe ELA release upon 800 nm irradiation
(corresponding to SHG emission within the absorption spectrum of CM)
and basically no ELA detection at the two other wavelengths
(Supporting Information S41, Figure S11).Under NIR irradiation, the observed release rate was slower
as
compared to direct UV treatment as the efficiency of SHG to generate
the cleaving wavelength has to be taken into account. However, the
concentration of ELA reached under these conditions was
in the expected range to exert cytotoxic effects on cancer cells.Different control experiments were performed to verify that the ELA release resulted from the photocleavage of the carbamate
bond of CM-ELA, primarily induced by the SHG from the
HNP core (Table ).
In addition, the synthesis of LNO nanocrystals was adjusted to produce
bare LNO NPs of around 100 nm mean diameter, in order to increase
the SHG emission intensity and resulting uncaging capacity. Following
silanization and post-conjugation to DIBO-CM-ELA and DIBO-ELA, the resulting functionalized HNPs presented ELA loading values of 30 and 38 nmol/mg for LNO-CM-ELA and LNO-ELA NPs, respectively. First, these LNO derivatives were irradiated for 15 min at 790 nm, leading to 70.1
and 7.4% release of the cargo, respectively. Then, the release of ELA was quantified from LNO-CM-ELA NPs, kept
in the dark for 15 min at 22 °C (6.6% release), or heated at
50 °C up to 30 min (8% release). Under NIR irradiation, the temperature
increase induced by exposure to the laser excitation was estimated
well below this value (see Supporting Information S40, Figure S10). The release from DIBO-CM-ELA, non-conjugated to the surface of LNO NPs, was also evaluated. The
cargo release resulting from direct two-photon absorption of the photocleavable
coumarinyl linker contributed to 37% of the release with respect to
conjugated LNO-CM-ELA NPs. This value is not surprisingly
higher than what was previously observed for BFO NPs[45] as LNO has a smaller nonlinear optical efficiency,[34] which is compensated by better size and morphology
dispersion properties, leading to more robust functionalization strategies.
Table 2
ELA Release Control Studies
(Setup 1)a
sample
conditions
ELA release (nM)
release SD (nM)
% of release
LNO-CM-ELA NPs
790 nm irradiation, 15 min
631.1
4.4
70.1
LNO-ELA NPs
790 nm irradiation, 15 min
66.8
6.9
7.4
DIBO-CM-ELAb
790 nm irradiation, 15 min
161.6 (231)
14.6
18.0 (26)
LNO-CM-ELA NPs
no irradiation, 22 °C
59.6
5.8
6.6
LNO-CM-ELA NPs
no irradiation, 50 °C, 30 min
71.8
7.0
8.0
The NP concentration was kept at
150 μg/mL in PBS in all experiments.
This control was performed at a
different laser average power (4.1 instead of 4.9 W, same beam geometry
and pulse duration). The values corrected taking into
account squared intensity dependence are in italic.
The NP concentration was kept at
150 μg/mL in PBS in all experiments.This control was performed at a
different laser average power (4.1 instead of 4.9 W, same beam geometry
and pulse duration). The values corrected taking into
account squared intensity dependence are in italic.As one can observe, only LNO-CM-ELA NPs, exposed to
NIR irradiation, induced the release of ELA at a concentration
prone to exert cytotoxic effects on cancer cells. These control experiments
confirmed that the cargo release took place upon cleavage of the photosensitive
linker when being exposed to the proper irradiation and that any potential
temperature increase induced by the irradiation did not contribute
to the uncaging process.The release pattern of ELA upon NIR irradiation of
functionalized NPs and the cargo concentration reached after 15 min
of exposure to the laser source prompted us to further explore the
ability of LNO-CM-ELA NPs to exert cytotoxic effect on
DU145 cells, under similar conditions. The cells were incubated with LNO-CM-ELA NPs for 24 h and subsequently irradiated at 790
nm for 15 min. Cell viability was evaluated 72 h after the light exposure
treatment (Figure ). Irradiation of DU-145 cells exposed to LNO-CM-ELA resulted in 66% inhibition of cell growth, an effect comparable
to the growth inhibitory action induced by 0.98 μM ELA (Figure ). The cell
viability observed was slightly lower in the case of treatment with LNO-CM-ELA NPs as compared to incubation with ELA. This observation is consistent with the calculated concentration
of ELA released from LNO-CM-ELA NPs at a
concentration of 150 μg/mL, which was estimated to reach 1.6
μM. Importantly, no detrimental effect was observed for non-irradiated
cells or for irradiated cells incubated with LNO-N NPs. This result suggests that LNO-N and LNO-CM-ELA NPs do not
have intrinsic cytotoxic properties and that the release of ELA upon NIR irradiation from loaded HNPs can efficiently
inhibit the growth of EGFR-overexpressing prostate cancer cells.
Figure 5
Effect
of the NIR-triggered release of ELA on the
viability of DU145 cells. Cells were incubated with LNO-N NPs (150 μg/mL), LNO-CM-ELA NPs (150 μg/mL), or ELA (0.98 μM) for 24
h, followed by 15 min femtosecond laser pulsed irradiation at 790
nm. Cell viability was evaluated using MTT assay 72 h after exposure
to the laser source (gray bars). The same protocol was performed,
in parallel, without laser exposure (black bars). Results are expressed
as the mean ± SD of three independent experiments. Differences
between irradiated and non-irradiated samples and between cells exposed
to LNO-N and LNO-CM-ELA NPs were statistically analyzed by a two-way ANOVA test: **p < 0.01 and ***p < 0.001.
Effect
of the NIR-triggered release of ELA on the
viability of DU145 cells. Cells were incubated with LNO-N NPs (150 μg/mL), LNO-CM-ELA NPs (150 μg/mL), or ELA (0.98 μM) for 24
h, followed by 15 min femtosecond laser pulsed irradiation at 790
nm. Cell viability was evaluated using MTT assay 72 h after exposure
to the laser source (gray bars). The same protocol was performed,
in parallel, without laser exposure (black bars). Results are expressed
as the mean ± SD of three independent experiments. Differences
between irradiated and non-irradiated samples and between cells exposed
to LNO-N and LNO-CM-ELA NPs were statistically analyzed by a two-way ANOVA test: **p < 0.01 and ***p < 0.001.The uncaging of chemotherapeutic compounds from
the surface of
functionalized inorganic NPs through photocleavable linkers was already
reported for other types of materials.[52] Most of the previous studies made use of UCNPs while HNPs represent
more recent systems investigating such an approach. The most frequently
reported drug model is doxorubicin, which induces much more aggressive
effects than erlotinib as it causes cell apoptosis.[53] In particular, the NIR-triggered release of doxorubicin
from UCNPs was presented by Wong et al.[54] and resulted in cancer cell growth inhibition comparable to the
effect achieved with LNO-CM-ELA NPs. However, their protocol
required longer irradiation time (60 min) and significantly higher
concentration of functionalized UCNPs (750 μg/mL) to trigger
efficient reduction in cell viability. To the best of our knowledge,
the study herein presented is the first example of the successful
NIR-triggered photo-release of a TK inhibitor such as erlotinib from
surface-functionalized inorganic NPs.
Conclusions
Nonlinear
optical parametric signals from nanoparticles such as
harmonic generation and frequency mixing, present appealing properties
for imaging applications at longer wavelengths complementary to those
of other fluorescence or luminescence nanoparticle probes.[55] By means of advanced surface functionalization
protocols, additional modalities, such as the controlled uncaging
of molecular payloads, can be activated by simple tuning of the wavelength
of the pulsed laser excitation. This procedure is automatic on a number
of commercial laser systems nowadays. The combined results herein
presented demonstrate the multi-harmonic imaging and NIR-triggered
delivery of a chemotherapeutic compound targeting EGFR-overexpressing
cancer cells. A cytotoxic compound derived from the EGFR TK inhibitor
erlotinib was synthesized to allow further conjugation to the surface
of LNO HNPs displaying surface-reactive azide functionalities, while
preserving the growth inhibitory effect of the parent drug molecule
on human prostate DU145 cancer cells. Caging with a photosensitive
coumarinyl-based spacer, followed by covalent immobilization on coated LNO-N NPs through copper-free azide
for alkyne click [3 + 2] cycloaddition, provided functionalized HNPs
at a loading rate of 27 nmol/mg LNO. The colloidal stability of LNP-CM-ELA NPs upon storage in PBS buffer (pH 7.4) at 4 °C
was confirmed up to 7 days. However, some aggregation was observed
in cell culture medium [Dulbecco’s modified Eagle’s
medium (DMEM) containing 10% FCS], and further investigation on the
chemical composition of the surface functionalization pattern will
aim at reducing the tendency to aggregate in cell culture medium. LNO-CM-ELA NPs showed significant labeling potential on DU145
cancer cells, and their simultaneous emission of SHG and THG upon
long-wavelength excitation can be exploited to image them selectively
against endogenous emission (autofluorescence, collagen SHG, and so
on). Adjusting the incoming irradiation to 790 nm for 15 min activated
the uncaging process and resulted in the efficient release of ELA, triggered by the SHG emission at 395 nm by the NPs. Under
these conditions, the cytotoxic effect of the released cargo was evidenced
by a significant decrease in the viability of the EGFR-overexpressing
DU145 cells, comparable to the effect of the free molecule. Noteworthy,
in the absence of irradiation, LNO-CM-ELA NPs did not
exert detrimental effects on the cell viability according to MTT assay.
Also, DU145 cells were not affected by incubation with non-functionalized LNO-N NPs, with or without exposure
to laser excitation at 790 nm. The functionalized HNPs herein disclosed
stand as promising nanoplatforms, suitable for decoupled harmonic
imaging and localized on-demand drug delivery.
Experimental
Section
Release of ELA under UV-A Irradiation
UV-induced photolysis experiments were performed with a Sylvania
UV light tube (366 nm, 8 W). LNO-CM-ELA NPs (150 μg)
were suspended in PBS (1 mL; pH = 7.4, 144 mg/L KH2PO4, 9000 mg/L NaCl, and 795 mg/L Na2HPO4·7H2O) and placed in eight-well borosilicate cover
glass polystyrene chambers (Nunc Lab-Tek II, Merck) for irradiation
at 366 nm (see Supporting Information S34
for an estimation of UV flux at the sample). Aliquots (40 μL)
of the suspension were withdrawn at the indicated time points, diluted
with PBS to 200 μL to achieve a 1:5 dilution ratio, and centrifuged
(10 min, 13,000 rpm). Quantification of ELA in the supernatant
(triplicates) was performed by UHPLC–MS. Details of the parameters
for UHPLC–ESI–HRMS analysis and calibration curves are
provided in Supporting Information (S37, Figure S7).
Release of ELA upon NIR Femtosecond
Pulsed Laser
Irradiation
Irradiation Setup 1
In this case,
the irradiation source
is an amplified Ti:Sapphire laser system (Astrella, Coherent) with
4.9 W average output at a 1 KHz repetition rate. The system delivers
pulses centered at 790 nm with 35 nm bandwidth corresponding to 27
fs transform-limited duration. The actual pulse duration measured
using a commercial second harmonic generation frequency resolved optical
gating (SHG-FROG) device (PulseCheck, APE Berlin) yields approximately
60 fs. The beam diameter, determined using a beam profiler (Newport)
set at the amplifier output, corresponds to approximately 11 mm at
1/e2. The beam is directed on the bottom
surface of the multi-well plate using a 45° dielectric mirror,
without focusing. The peak intensity at the sample corresponds to
87 GW/cm2 at 1/e2 (Supporting
Information S39, Figure S8). LNO-CM-ELA NPs (150 μg) were suspended in PBS (1 mL; pH = 7.4, 144 mg/L
KH2PO4, 9000 mg/L NaCl, and 795 mg/L Na2HPO4·7H2O) and placed in eight-well
borosilicate cover glass polystyrene chambers (Nunc Lab-Tek II, Merck).
The samples were irradiated at 790 nm.
Irradiation Setup 2
The setup for comparing the release
of ELA at different wavelengths is based on a 680–1300
nm tunable ultrafast system (InSight X3, Spectra-Physics) with 1.4
W average output power at an 80 MHz repetition rate. The nominal pulse
duration is approximately 120 fs. The experiment was performed at
800, 1000, and 1100 nm. The pulse temporal compression was carefully
adjusted to obtain Fourier-limited duration for each condition. The
beam diameter, determined using a beam profiler (Newport) set at the
laser output, corresponds to approximately 1.36 mm at 1/e2. The beam is directed on the bottom surface of the multi-well
plate with a 45° dielectric mirror, without focusing. The peak
intensity at the sample corresponds to 10 MW/cm2 at 1/e2. To account for the smaller beam size compared
to the size of the well (12 mm), we used a rotational motor (PRM1-Z8—Thorlabs)
to move continuously the sample with respect to the beam position
in a circular pattern (2π/10 min). To partially compensate for
the lower peak intensity with respect to setup 1, we applied the irradiation
for a longer time span (1 h instead of 15 min).Aliquots (40
μL) of the suspension were withdrawn at the indicated time points,
diluted with PBS to 200 μL to achieve a 1:5 dilution ratio,
and centrifuged (10 min, 13,000 rpm). Quantification of ELA in the supernatant (triplicates) was performed by UHPLC–MS.
Details of the parameters for UHPLC–ESI–HRMS analysis
and calibration curves are provided in Supporting Information (S35, Figure S7).
In Vitro Evaluation of
the Cytotoxic Effect of Erlotinib and ELA
DU145
cells cultured in DMEM containing 10% of
FCS were exposed to increasing concentration of either ELA or commercial erlotinib for 72 h at 37 °C. Cells were then
washed two times with PBS and incubated for 2 h with a solution of
MTT in DMEM containing 10% FCS without phenol red. Cells were then
lysed by incubating them for 15 min with isopropanol/HCl 0.04 M. After
homogenization, absorbance was measured at 540 nm using an Epoch 2
microplate spectrophotometer (BioTek). Experiments were conducted
in triplicates and repeated two times. Means ± standard deviation
(SD) were calculated.
In Vitro Evaluation of the Cytotoxic Effect
of the NIR-Triggered
Release of ELA
LNO-CM-ELA NPs or LNO-N NPs (10 mg/mL in EtOH) were
diluted to 0–200 μg/mL with DMEM containing 10% of FCS
and added to eight-well borosilicate cover glass polystyrene chambers
(Nunc Lab-Tek II, Merck) containing DU145 cells in DMEM (400 μL).
Cells were incubated with LNO-N NPs (150 μg/mL), LNO-CM-ELA NPs (150 μg/mL), ELA (0.98 μM), or DMEM containing 1.5% EtOH as the control.
After 24 h incubation at 37 °C, the samples were irradiated at
790 nm for 15 min using the setup described above. The samples were
incubated at 37 °C for 72 h. Cells were washed with PBS and incubated
with a solution of MTT in DMEM containing 10% FCS without phenol red
(1 mM), for 2 h. The supernatant was discarded, and cells were lysed
with isopropanol/HCl 40 mM. Absorbance at 540 nm was measured using
an Epoch 2 microplate spectrophotometer (BioTek) and compared to the
values of control cells incubated in only DMEM containing 1.5% EtOH.
Experiments were conducted in triplicate wells and repeated three
times. Means ± SD were calculated.
Nonlinear Imaging
Cells
DU145 human prostate cancer cells were grown
in DMEM medium supplemented with GlutaMAX (Gibco N 61870036), non-essential
amino acids (Gibco N 1140035), 10% heat-inactivated fetal bovine serum
(FBS) (Gibco N 10270106), and gentamycin (100 μg/mL) (Gibco
N 15750045). Cells were plated in 35 mm Petri dishes with a glass
bottom (MatTek, P35G-0.170-14-C) for 24 h, and then, cell layers were
washed once with PBS and LNO-CN-ELA NPs (50 μg/mL)
in DMEM medium without FCS were added for 24 h. After 48 h of incubation,
the cell layers were washed twice with PBS, fixed for 20 min using
4% paraformaldehyde, and finally stained with DAPI (Roth, 6335.1)
(1:5000) for 30 min and kept at 4 °C until the imaging session.Cell images presented in Figure were acquired on a Leica SP8 DIVE FALCON upright multiphoton
microscope coupled with a tunable femtosecond laser (InSight X3, Newport
Spectra- Physics) using a NA 0.95 water-immersion objective (Leica
HC FLUOTAR L 25×). The acquisition spectral range for each channel
was selected using a Leica 4Tune system. Images at each excitation
wavelength (SHG and DAPI fluorescence at 800 nm and SHG and THG at
1250 nm) were acquired simultaneously. The gains in detectors were
adjusted for each signal.
Nanoparticles
The spectral response
upon NIR excitation
of LNO-CN-ELA NPs was performed on a different microscopy
setup (Nikon MP) characterized by a narrower excitation tunability
range (750–1000 nm) but capable of hyperspectral imaging over
32 independent detection channels. From a colloidal dispersion of
the compound in EtOH (2 mg/mL), an aliquot of 2.5 μL was drop-cast
on a microscope coverslip. After solvent evaporation, the sample was
imaged on a Nikon multiphoton inverted microscope (A1R-MP) coupled
with a 80 MHz Ti:Sapphire oscillator (Mai-Tai, Newport-Spectra-Physics)
through a water immersion objective (Nikon, Plan Apo IR 60×,
NA 1.27). The epi-collected signal was acquired using the Nikon spectral
unit (max range 400–650 nm) with grating selection being set
to 6 nm resolution.
Synthesis Protocols
Designation
of the compounds refers
to the chemical structures presented in Schemes and 2. Details on
the experimental protocols and instrumentation used for characterization
are given in Supporting Information, S3.
Preparation
of Compound 2
To a solution
of 1 (10.02 g, 20.0 mmol, 1.0 equiv) in toluene (120
mL) were added DMF-DMA (10.6 mL, 80.0 mmol, 2.0 equiv) and AcOH (0.7
mL, 12.0 mmol, 0.3 equiv). The reaction mixture was refluxed for 2
h. The mixture was cooled to rt and concentrated under reduced pressure.
The resulting oil was triturated with heptane and sonicated. The precipitate
was filtered and washed with heptane to afford 2 as a
pale-yellow solid (9.45 g, 30.9 mmol, 77% yield). 1H NMR
(400 MHz, chloroform-d): δ 7.55 (s, 1H, N=CH), 6.92 (s, 1H, HAr), 6.46 (s, 1H, HAr), 4.42
(t, J = 4.6 Hz, 2H, CH2–OAr), 4.21 (t, J = 4.8 Hz, 2H, CH2–OAc), 3.80 (s, 3H, CH3–OAr), 3.80 (s, 6H, 2 × CH3–N), 2.06 (s, 3H, CH3–CO) ppm. 13C NMR (101 MHz, chloroform-d): δ 170.9, 153.8, 151.8, 150.2, 143.7, 119.7, 115.0,
105.6, 96.0, 66.8, 62.4, 56.4, 40.3, 34.6, 20.9 ppm. HRMS (ESI/QTOF): m/z calcd for C15H19N3O4+ ([M + H]+), 306.1453; found, 306.1454. 1H NMR, 13C NMR spectra, IR data (Supporting Information S17).
Preparation of Compound 3
3-Ethynylaniline
(17 mmol, 1.9 mL, 1.1 equiv) was added to a solution of 2 (15.3 mmol, 4.68 g, 1.0 equiv) in AcOH (40 mL). The reaction mixture
was stirred at 130 °C for 2 h. The solution was concentrated,
and the residue was recrystallized twice from toluene to afford 3 as a beige powder (12.0 mmol, 4.54 g, 68%). 1H NMR (400 MHz, dimethyl sulfoxide-d6): δ 9.53 (s, 1H, NH), 8.51 (s, 1H, HAr), 7.99 (t, J = 1.6 Hz, 1H, HAr), 7.90 (dd, J = 8.0, 1.9 Hz, 1H, HAr), 7.86 (s, 1H, HAr), 7.41 (t, J = 7.9 Hz, 1H, HAr), 7.24 (s, 1H, HAr), 7.21 (m,
1H, HAr), 4.41 (m, 2H, CH2–OAc), 4.36 (m, 2H, CH2–OAr), 4.21 (s, 1H, HC≡C), 3.98 (s,
3H, CH3–OAr), 2.07 (s, 3H, CH3–CO) ppm. 13C NMR (101 MHz,
dimethyl sulfoxide-d6): δ 170.9,
156.6, 153.6, 152.6, 149.9, 147.2, 139.0, 129.2, 126.9, 125.2, 122.8,
121.8, 109.9, 108.7, 101.8, 84.4, 80.8, 67.1, 62.7, 55.3, 21.4 ppm.
HRMS (ESI/QTOF): m/z calcd for C21H19N3O4+ ([M + H]+), 378.1453; found, 378.1454. 1H NMR, 13C NMR
spectra, IR data (Supporting Information S18).
Preparation of Compound 4
K2CO3 (12.0 g, 87.1 mmol, 5.0 equiv) was
added to a solution
of 4 (6.58 g, 17.4 mmol, 1.0 equiv) dissolved in MeOH
(400 mL). The reaction mixture was stirred at rt for 20 min and diluted
with H2O (100 mL). MeOH was evaporated under reduced pressure.
The precipitate was filtered and washed with H2O to afford
the intermediate alcohol as a yellow solid (5.7 g, 16.9 mmol, 98%
yield). Mesyl chloride (0.12 mL, 1.49 mmol, 5.0 equiv) was added dropwise
to a stirred solution of the above intermediate (100.0 mg, 0.30 mmol,
1.0 equiv) and DMAP (18.2 mg, 0.15 mmol, 0.5 equiv) in dry pyridine
(5 mL), at 0 °C. The reaction mixture was warmed to rt and stirred
for 5 h under an argon atmosphere. Completion of the reaction was
monitored by ESI–MS. A saturated aqueous NaHCO3 solution
(15 mL) was added to the reaction mixture. The aqueous layer was extracted
with EtOAc (30 mL, five times). The combined organic layers were dried
over MgSO4, filtered, and concentrated under reduced pressure
to afford the corresponding mesylate as a yellow solid (114.8 mg,
0.28 mmol, 93% yield). This intermediate (105 mg, 0.25 mmol, 1.0 equiv)
and NaI (0.45 g, 2.53 mmol, 10.0 equiv) were dissolved in acetone
(5 mL) in a sealed tube, and the solution was stirred at 80 °C
for 16 h. The mixture was filtered, the solvent was removed under
reduced pressure, and the crude product was purified by flash column
chromatography (FCC) (EtOAc) to afford 4 as a yellow
solid (92.8 mg, 0.21 mmol, 62% over three steps). 1H NMR
(400 MHz, chloroform-d): δ 8.60 (s, 1H, HAr), 7.86 (t, J = 1.8 Hz, 1H, HAr), 7.77 (dt, J = 8.2, 1.5
Hz, 1H, HAr), 7.35 (t, J = 7.9 Hz, 1H, HAr), 7.31–7.27
(m, 1H, HAr), 7.24 (s, 1H, HAr), 7.17 (s, 1H, HAr), 4.40
(t, J = 7.1 Hz, 2H, CH2–OAr), 4.04 (s, 3H, CH3–OAr),
3.55–3.46 (m, 2H, CH2–I),
3.10 (s, 1H, HC≡C) ppm. 13C NMR
(101 MHz, chloroform-d): δ 168.5, 156.3, 153.6,
150.0, 143.7, 138.4, 129.2, 128.4, 125.5, 123.1, 122.8, 108.1, 100.6,
83.3, 77.8, 69.6, 57.0, −0.5 ppm. HRMS (ESI/QTOF): m/z calcd for C19H17IN3O2+ ([M + H]+), 446.0360; found,
446.0360. 1H NMR, 13C NMR spectra, IR data (Supporting Information S19).
Preparation
of ELA
Compound 4 (92.8 mg, 0.21
mmol, 1.0 equiv) was dissolved in 7N ammonia (7N
in MeOH, 3 mL) in a sealed tube. The solution was stirred at 85 °C
for 16 h. The solvent was removed under reduced pressure to afford ELA (70.2 mg, 0.21 mmol, quant.) as a yellow solid. 1H NMR (400 MHz, methanol-d4): δ
8.51 (s, 1H, HAr), 7.94 (t, J = 1.9 Hz, 1H, HAr), 7.90 (s, 1H, HAr), 7.80 (dd, J = 8.2, 2.3
Hz, 1H, HAr), 7.41 (t, J = 7.9 Hz, 1H, HAr), 7.31 (dt, J = 7.6, 1.3 Hz, 1H, HAr), 7.26
(s, 1H, HAr), 4.49–4.40 (m, 2H,
CH2–OAr), 4.12 (s, 3H, CH3–OAr), 3.55 (s, 1H, HC≡C), 3.53–3.47 (m, 2H, CH2–NH2). 13C NMR (101 MHz, methanol-d4): δ 160.1, 155.9, 153.4, 152.6, 149.6,
141.0, 128.6, 127.7, 125.9, 123.1, 122.9, 121.2, 107.1, 101.9, 82.8,
77.4, 65.2, 55.7, 38.7. HRMS (ESI/QTOF): m/z calcd
for C19H19N4O2+ ([M + H]+), 335.1503; found, 335.1511. 1H
NMR, 13C NMR spectra, IR data (Supporting Information S23).
Preparation of Compound 6
To a solution
of ELA (71.2 mg, 0.21 mmol, 1.0 equiv) and compound 5 (100.0 mg, 0.21 mmol, 1.0 equiv) in dry DMF (10 mL), Pr2NEt (0.15 mL, 0.85 mmol, 4.0
equiv) was added. The solution was stirred at rt for 16 h under an
argon atmosphere and dark conditions. The solvent was removed under
reduced pressure, and the crude product was purified by FCC (PE/EtOAc,
5:5 to 0:1) to afford 6 as a yellow solid (139.1 mg,
0.21 mmol, quant.). 1H NMR (400 MHz, dimethyl sulfoxide-d6): δ 9.51 (s, 1H, NHELA),
8.50 (s, 1H, HAr), 7.99 (d, J = 1.9 Hz, 1H, HAr), 7.90 (m, 2H, HAr), 7.81 (t, J = 5.6 Hz, 1H,
NHcarbamate), 7.48 (m, 1H, CM-H), 7.41 (t, J = 7.8 Hz, 1H, HAr), 7.22 (dd, J = 16.9, 9.5 Hz, 2H, HAr), 6.64 (dd, J = 9.1, 2.6
Hz, 1H, CM-H), 6.53 (d, J = 2.5
Hz, 1H, CM-H), 6.05 (s, 1H, CM-H), 5.25 (s, 2H, CH2CM), 4.28
(s, 2H, N–CH2–CO2Et), 4.23 (t, J = 5.5 Hz, 2H, NH–CH2–CH2–OAr), 4.20 (s,
1H, HC≡C), 4.13 (q, J = 7.2
Hz, 2H, CH2ester), 3.97 (s,
3H, CH3–OAr), 3.49 (d, J = 5.0 Hz, 4H, N–CH2–CH3 and NH–CH–CH2–OAr), 1.20 (m,
3H, N–CH2–CH3), 1.12 (t, J = 7.0 Hz, 3H, CH3ester). 13C NMR (101
MHz, dimethyl sulfoxide-d6): δ 170.5,
161.1, 156.6, 155.8, 153.8, 153.2, 152.2, 151.4, 149.5, 147.4, 140.3,
129.3, 126.8, 125.7, 125.2, 123.1, 122.2, 109.5, 108.5, 106.7, 106.5,
105.3, 102.7, 98.0, 84.0, 81.0, 67.6, 61.5, 61.1, 56.8, 51.9, 46.2,
40.2, 14.6, 12.5. HRMS (ESI/QTOF): m/z calcd for
C36H36N5O8+ ([M + H]+), 666.2558; found, 666.2566. 1H
NMR, 13C NMR spectra, IR data (Supporting Information S25).
Preparation of CM-ELA
To a solution of 5 (140 mg, 0.21 mmol, 1.0 equiv) in
MeOH/H2O/DMF
(8 mL, 5:1:1), LiOH (100 mg, 4.2 mmol, 20.0 equiv) was added, and
the reaction mixture was stirred at rt for 6 h under dark conditions.
The solution was diluted with H2O (50 mL) and 1 M aqueous
HCl (8 mL). The aqueous layer was extracted with EtOAc (60 mL, three
times), and the combined organic layers were dried over MgSO4, filtered, and concentrated under reduced pressure. The residue
was purified by FCC (DCM/MeOH, 9:1) to afford the corresponding carboxylic
acid as a pale-yellow solid (102 mg, 0.16 mmol, 89%). To a solution
of this intermediate (25.0 mg, 39.2 μmol, 1.0 equiv) and 7 (13.2 mg, 43.1 μmol, 1.1 equiv) in dry DMF (2.5 mL)
were added DMAP (2.4 mg, 19.6 μmol, 0.5 equiv), HOBt (21.2 mg,
0.16 mmol, 4.0 equiv), and EDCI (30.1 mg, 0.16 mmol, 4.0 equiv). Pr2NEt (27 μL, 0.16 mmol,
4.0 equiv) was added, and the solution was stirred at rt for 24 h
under an argon atmosphere and dark conditions. The solvent was removed
under reduced pressure, and the crude product was purified by preparative
thin-layer chromatography (DCM/MeOH, 18:1) to afford CM-ELA as a yellow solid (14.7 mg, 15.8 μmol, 36% over two steps). 1H NMR (400 MHz, dimethyl sulfoxide-d6): δ 9.54 (s, 1H, NHELA), 9.45 (d, J = 7.9 Hz, 1H, NHamide), 8.50
(d, J = 5.4 Hz, 1H, HAr), 7.99 (d, J = 12.5 Hz, 1H, HAr), 7.94–7.86 (m, 2H, HAr), 7.81 (d, J = 8.4 Hz, 1H, HAr), 7.60 (dt, J = 11.5, 5.7 Hz, 1H, NHcarbamate), 7.56–7.49 (m, 1H, CM-H and HAr-cyclooctyne), 7.47–7.27 (m, 7H, HAr), 7.26–7.18
(m, 2H, HAr), 6.56 (dd, J = 21.0, 8.6 Hz, 1H, CM-H), 6.51–6.40 (m,
1H, CM-H), 6.04 (d, J = 3.1 Hz,
1H, CM-H), 5.27 (m, 2H, NHcarbamate and HDIBO), 5.23 (s, 2H, CH), 4.39 (t, J = 5.6
Hz, 1H, NH–CH–CH2-OAr), 4.23 (t, J = 5.9 Hz,
1H, NH–CH–CH2-OAr), 4.20 (d, J = 5.1 Hz, 1H, Halkyne), 3.97 (s, 3H, CH–O), 3.96–3.84 (m, 4H, N–CH–CONHR
and NH–CH–CH2–OAr), 3.58–3.47 (m, 2H, N–CH–CH3), 3.17 (q, J = 6.3, 5.6 Hz, 3H, NH–CH–CH2–NHCO2R and HDIBO), 3.06 (q, J = 7.6, 6.8 Hz, 2H, NH–CH2–CH–NHCO2R),
2.75 (dd, J = 15.0, 4.4 Hz, 1H, HDIBO), 1.06 (t, J = 7.0 Hz, 1H, R2N–CH2–CH). 13C NMR (101 MHz, dimethyl sulfoxide-d6): δ 171.2, 169.4, 159.8, 156.6, 155.8,
155.8, 155.8, 153.2, 152.1, 151.3, 149.5, 142.8, 146.1, 140.3, 129.3,
128.9, 127.8, 127.8, 126.5, 126.2, 125.2, 124.3, 123.9, 123.4, 123.0,
122.2, 120.8, 119.0, 113.0, 109.5, 108.5, 107.1, 105.6, 102.6, 98.0,
92.0, 84.0, 81.0, 75.9, 68.8, 61.9, 56.6, 53.5, 46.1, 45.9, 40.9,
40.7, 39.1, 12.1. HRMS (nanochip-ESI/LTQ-Orbitrap): m/z: calcd for C53H48N7O9+ ([M + H]+), 926.3508;
found, 926.3539. 1H NMR, 13C NMR spectra, IR
data (Supporting Information S27).
Preparation
of LNO-CM-ELA NPs
To a suspension
of LNO-N (2 mg) in EtOH (1 mL)
were added DMF (1 mL) and CM-ELA (10 mM in DMSO, 50 μL,
0.4 μmol) in DMSO. The suspension was ultra-sonicated for 16
h under an argon atmosphere and dark conditions (40–60 °C).
The suspension was centrifuged (10 min, 4 700 rpm), and the supernatant
was discarded for quantification of unreacted CM-ELA (Supporting Information S32). The solid residue
was sequentially washed and centrifuged (HERAEUS Biofuge 13 centrifugator)
with DMF (1 mL) and EtOH (1 mL, three times). The combined supernatant
phases were evaporated under reduced pressure, dissolved in DMSO (50
μL), and diluted with EtOH (1 mL) for quantification. The resulting LNO-CM-ELA NPs were suspended in EtOH (1 mL). An aliquot (20
μL) was withdrawn and diluted in PBS 0.1× (1 mL). After
ultrasonication for 30 min, the sample was analyzed in a Malvern NanoZ
system to measure the mean hydrodynamic diameter and zeta potential.
Scanning TEM (STEM) with EDX analysis was performed at the Interdisciplinary
Centre for Electron Microscopy (CIME, EPFL, Lausanne, Switzerland)
on a FEI Titan Themis 60-300 microscope, and the samples were deposited
on silica-free copper-carbon grids.
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