| Literature DB >> 35990024 |
Stefan Partelow1, Aisa O Manlosa1,2.
Abstract
The concept of commoning is continuing to gain scholarly interest, with multiple definitions and interpretations across different research communities. In this article, we define commoning as the actions by groups with shared interests towards creating shared social and relational processes as the basis of governance strategy. Perhaps it can be more simply defined as collective ways of relating and governing. This article addresses two specific gaps in the commoning literature: (1) to bridge disparate strands of literature on commoning by briefly reviewing each and arguing for integration through epistemic pluralism, and (2) to explicitly examine how power is manifest in commoning processes by bringing in a framework on power (i.e., power over, power with, power to, power within) to understand the links between power and commoning governance processes in two case studies. The two cases are tourism governance on Gili Trawangan, Indonesia and aquatic food production systems in Bulacan, Philippines. We preface this analysis with the argument that power is an integral part of the commoning concept, but that it has yet to be analytically integrated to applications of the broader institutional analysis and development framework or within the networks of action situations approach. We argue that by making explicit how an analysis of power can be coupled to a network of action situations analysis in a qualitative way, we are advancing a key feature of the commoning concept, which we introduce as rooted in epistemic and analytical pluralism in the analysis of governance. In the discussion, we expand on how each case study reveals each of the four power dynamics, and how they improve the understanding of commoning as a pluralistic and perhaps bridging analytical concept.Entities:
Keywords: Environmental governance; Institutional analysis; Institutions; Marine social science; Sustainability
Year: 2022 PMID: 35990024 PMCID: PMC9377657 DOI: 10.1007/s11625-022-01191-2
Source DB: PubMed Journal: Sustain Sci ISSN: 1862-4057 Impact factor: 7.196
Fig. 1An action situation (center) within the institutional analysis and development (IAD) framework, and its influences from a network of adjacent action situations (outer boxes).
Figure taken directly from McGinnis (2011a, p. 54)
Rules that specify the values of the working components of an action situation; each rule has emerged as the outcome of interactions in an adjacent action situation at a different level of analysis or arena of choice (McGinnis 2011b)
| Position/choice rules | Specify a set of positions, each of which has a unique combination of resources, opportunities, preferences, and responsibilities |
| Boundary rules | Specify how participants enter or leave these positions |
| Authority rules | Specify which set of actions is assigned to which position |
| Aggregation rules | Specify the transformation function from actions to intermediate or final outcomes |
| Scope rules | Specify a set of outcomes |
| Information rules | Specify the information available to each position |
| Payoff rules | Specify how benefits and costs are required, permitted, or forbidden to players |
Basic analytical framework for power outlined in Chambers (2006) and VeneKlasen and Miller (2007)
| The capacity of actors to exert control or influence over others overtly or implicitly | |
| Coalitions or alliances where individuals come together to effect change | |
| The generation of abilities to choose and realize desired outcomes | |
| Individuals’ internal resources and involves people’s sense of dignity and self-efficacy |
Actors and action situations on Gili Trawangan, Indonesia
| Actor types | Primary motivations | Action situation 1: self-organization | Action situation 2: coral reef use | Action situation 3: waste production and management |
|---|---|---|---|---|
| SCUBA diving businesses (+ 30) | Profitable and safe diving | Reef monitoring, safety rules for diving. Financially support NGOs. Develop standards and economic cooperation | Intensive use for profit | Produce waste with local repercussions. Self-organize management |
| Local NGOs (GET, GSC, FMPL, GIDA) | Conservation, coordination, operational tasks | Develop waste management and conservation programs. Information campaigns, raising money and political support. Organize actor interests | Management, restoration and monitoring | Manage waste, information and action programs. Coordinate actors |
| Tourists (up to 1 million per year) | Enjoyable experience, lowest price | Vacation spending, giving ratings and social media posts | Use for enjoyment | Produce waste without repercussions |
| Hotel, bars and restaurants (+ 700) | Profit | Cooperate with dive shops. Advertising internationally | Indirect use | Produce waste with local repercussions |
| Local Indonesian employees (up to 1000) | Sustainable livelihood | Support Lombok families and economy | Use via diving guide and fishing | Produce waste |
| Foreign owners and employees (200 +) | Sustainable livelihood | Main contributors of financing, social, economic and environmental impacts, but also problem solving | Use via diving guide | Produce waste |
| Local and regional government (Island head, elite families) | Social and political stability. Maintaining authority | Coordinates business activities, enforces economic rules. Coordinates with regional and national govt. Lobbies for island investments | Monitoring Gili MATra marine park. Re-zoning processes and rule formation | Operational oversight duties |
| National government | Policy making and enforcement | Develops economic and immigration rules. Direct enforcement or coordination with local govt. Tax collection and allocation. Economic strategy. Political oversight. Information sharing | Supports/recognizes formal marine park (Gili MATra) | Funds major infrastructure projects |
Fig. 2a SCUBA divers attach coral fragments onto an artificial reef structure, providing restoration habitat and erosion protection for the island’s coast. b Aerial view of beachfront resort on southeast Gili Trawangan. c Horse cart driver collecting waste and delivering it to the dump in the center of the island. d Destroyed SCUBA center from the August 2018 earthquakes.
Photos a, b and c from the Gili EcoTrust, and photo d from authors
Fig. 3Sights from Bulacan, Philippines. a A small-scale brackish water fish pond in Paombong. b Homes and fishing boats in Hagonoy. c Public fish market in Hagonoy. d Milkfish being sold in a fish market in Malolos
Description of actors and action situations in aquatic food production in Bulacan, Philippines
| Actor types | Primary motivations | Action situation 1: rule and norm-making for environmental management | Action situation 2: marketing of aquatic food | Action situation 3: establishment of community associations by and for small scale aquatic food producers |
|---|---|---|---|---|
| Artisanal fishers | Sustainable livelihood, income to support family, food for family | Representation in the formulation of municipal fisheries ordinances, participation in enforcement of local regulations for capture fishers as Bantay Dagat (sea guards), compliance with various regulations including on the use of fishing gears, registration of stationary fish traps, and fishing in prescribed fishing grounds | Provision of caught fish and other aquatic food to local fish markets, arrangements with middlemen (locally called consignacions) (e.g. taking out loan) | Membership in fishers’ organizations, participation in meetings and discussions in fishers’ organizations, election of and collaboration with group leaders who can represent other fishers in both local and higher scale governance processes, participation in decision-making about the purpose and activities of the group, financial contribution to group funds |
| Smallholder fish farmers | Access capital and invest in fish farms to produce food and generate profit | Representation in the formulation of municipal fisheries ordinances, participation in state-sponsored capacity development activities for environmentally friendly aquaculture production, influence other fish farmers to stop using toxic chemicals during pond preparation | Provision of farmed fish and other aquatic food to local fish markets, arrangements with middlemen (locally called consignacions) (e.g. taking out loan) | Membership in fish farmers’ organizations, participation in meetings and discussions in fish farmers’ organizations, election of and collaboration with group leaders who can represent other fish famers in both local and higher scale governance processes, participation in decision-making about the purpose and activities of the group, financial contribution to group funds |
| Bureau of Fisheries and Aquatic Resources (BFAR) Regional Office | Higher level governance of aquatic resources (e.g. national and regional) to promote food security, poverty alleviation, and economic development through aquatic food production | Design and implement livelihood assistance projects and other development programs for artisanal fishers and small scale fish farmers, collaborate with other state and community actors to enforce Philippine Fisheries Code | Certification of large-scale aquaculture producers and large fish markets, investment in the construction of Community Fish Landing Centers (CFLC), provision of support for small scale aquatic food producers through capacity development activities in fish processing and value-adding and through access to cold storage facilities, issuance of local transport permits for aquatic food to be transported into other cities and towns | Provide administrative guidance, financial resources, and logistical support for regional meetings of leaders of fishers and fish farmers associations |
| Local Government Units | Manage aquatic resources for local economic development | Formulation and implementation of Municipal Fisheries Ordinances which contain locally contextualized rules for aquatic food production | Implementation of rules for business registration, issuance of business permits and local transport permits for aquatic food businesses, regular collection of registration fees from market actors particularly middlemen (consignacions) and local vendors | Facilitate formal registration of community-level fishers’ and fish farmers’ associations, work with community associations in the implementation of various projects |
| Middlemen/consignacions | Buy the highest volume and best quality of fish supply from fishers and fish farmers and sell at most profitable price | Formation of an association of consignacions, formulation of rules and by-laws for the operation of local fish markets | Purchase of fish from aquatic food producers, fish auctions, provision of credit to fishers and fish farmers when needed for livelihoods or personal needs, informal arrangements, cultural norms (e.g. suki or trusted buyer/seller relationships, utang or borrowed money), pay-later arrangements, patron-client relations | Not applicable |
Illustrative quotes on forms of power in action situations from the two case studies
| Forms of power | Gili Trawangan, Indonesia | Bulacan, Philippines |
|---|---|---|
| Power over | “[NGOs and businesses are] giving [local government] transparency every month, we’re giving them a good example and pushing them, but there is pride and power there, they are the authorities, they have the power to enforce the law they have the power to decide to who those facilities will go to, so at the end of it we’re just suggesting things and waiting for them to react” ( “for the government we are propose something that makes sense for the community or for business or for tourism, but then they don’t get it and then they don’t end up doing it, and we end up doing it, yeah it happens a lot” ( | “When large-scale intensive aquaculture flourished, smallholder aquatic food producers felt the effects and undertook mass action. Various aquatic species disappeared such as shellfishes. There were protests and a public hearing in Hagonoy. The mayor called the large fish pond owners. But they declared ‚This is private property’, you can’t stop them… how will you stop that?” ( |
| Power with | “there’s always been a handful of us, the main five or six shops that have been here the longest, because I really agree with them and we call it mini GIDA, basically if something comes up and you’ve been asked to deal with it, and you’re not really sure how to do it […] you could sit down with these six people instead, you know it’s not really mafioso style, but more to support you.” ( | “Our group is open in sharing ideas and responsibilities. Even with financial matters. When we no longer have money, we say ‘We have no money now. And we need this. What should we do?’ Then let’s bring out money. How much should we bring out? One can say ‘I can only afford to give this.’… If you are able to give more, good. If there is someone who has nothing to give, then it can be pulled by those who give more. Even if you are not bringing anything, you should join the meeting. Be with the group. That is what we did.” ( |
| Power to | “since the earthquake, it reset a lot of relationships among, let’s call them the powerful locals, and us Westerners. And they saw that, you know, the support we gave them, and we’ll work together. And it brought us all back together […] building projects and stuff like that, but more financially to, you know, some of their family members working amongst the businesses, but also just someone to sit and talk to. And that works both ways. […] a sort of internal support.” ( “There are many organizations of local people, they try to meet and discuss the issues around the island. They also go around door-to-door and spread the information about safety and new policies they try to implement.” ( | “The association of smallholder aquatic food producers that we have is a unified group. The first benefit we received was that we managed to get access to the ice-making machine of the Bureau of Fisheries and Aquatic Resources. This hasn’t happened in our town before, to get direct access to post-harvest facilities. That was out target.“ ( |
| Power within | “[in reference to earthquake recovery] …there was a transition period for paying for food and drinks on the island. Many businesses gave food and drinks for free for a week or two, on an honour system […]. Many tried to pay afterwards, but wouldn’t accept. Many businesses just wanted to help, and realized they were going to lose money, but helped everyone.” (Local NGO employee) (Action situation 1) | “By interacting well with others, there will be something to learn. The best source of learning is experience. Through experience, we will be able to achieve a more advantageous market arrangement… We will gradually find ways to get our initiative in fish marketing to take off… It is scary if we think about what might come, but while we are here, we will slowly learn and work together. ( |