Haiyang Hu1, Thomas Weber1, Oliver Bienek2, Alwin Wester1, Ludwig Hüttenhofer1, Ian D Sharp2, Stefan A Maier1,3,4, Andreas Tittl1, Emiliano Cortés1. 1. Chair in Hybrid Nanosystems, Nanoinstitute Munich, Faculty of Physics, Ludwig-Maximilians-Universität München, Königinstraße 10, 80539 München, Germany. 2. Walter Schottky Institute and Physics Department, Technical University Munich, Am Coulombwall 4, 85748 Garching, Germany. 3. School of Physics and Astronomy, Monash University Clayton Campus, Melbourne, Victoria 3800, Australia. 4. The Blackett Laboratory, Department of Physics, Imperial College London, London SW7 2AZ, United Kingdom.
Abstract
Photocatalytic platforms based on ultrathin reactive materials facilitate carrier transport and extraction but are typically restricted to a narrow set of materials and spectral operating ranges due to limited absorption and poor energy-tuning possibilities. Metasurfaces, a class of 2D artificial materials based on the electromagnetic design of nanophotonic resonators, allow optical absorption engineering for a wide range of materials. Moreover, tailored resonances in nanostructured materials enable strong absorption enhancement and thus carrier multiplication. Here, we develop an ultrathin catalytic metasurface platform that leverages the combination of loss-engineered substoichiometric titanium oxide (TiO2-x) and the emerging physical concept of optical bound states in the continuum (BICs) to boost photocatalytic activity and provide broad spectral tunability. We demonstrate that our platform reaches the condition of critical light coupling in a TiO2-x BIC metasurface, thus providing a general framework for maximizing light-matter interactions in diverse photocatalytic materials. This approach can avoid the long-standing drawbacks of many naturally occurring semiconductor-based ultrathin films applied in photocatalysis, such as poor spectral tunability and limited absorption manipulation. Our results are broadly applicable to fields beyond photocatalysis, including photovoltaics and photodetectors.
Photocatalytic platforms based on ultrathin reactive materials facilitate carrier transport and extraction but are typically restricted to a narrow set of materials and spectral operating ranges due to limited absorption and poor energy-tuning possibilities. Metasurfaces, a class of 2D artificial materials based on the electromagnetic design of nanophotonic resonators, allow optical absorption engineering for a wide range of materials. Moreover, tailored resonances in nanostructured materials enable strong absorption enhancement and thus carrier multiplication. Here, we develop an ultrathin catalytic metasurface platform that leverages the combination of loss-engineered substoichiometric titanium oxide (TiO2-x) and the emerging physical concept of optical bound states in the continuum (BICs) to boost photocatalytic activity and provide broad spectral tunability. We demonstrate that our platform reaches the condition of critical light coupling in a TiO2-x BIC metasurface, thus providing a general framework for maximizing light-matter interactions in diverse photocatalytic materials. This approach can avoid the long-standing drawbacks of many naturally occurring semiconductor-based ultrathin films applied in photocatalysis, such as poor spectral tunability and limited absorption manipulation. Our results are broadly applicable to fields beyond photocatalysis, including photovoltaics and photodetectors.
Entities:
Keywords:
bound states in the continuum; critical coupling; metasurfaces; nanophotonics; photocatalysis; titanium dioxide
Photocatalytic platforms and
devices based on ultrathin films are highly desirable because they
offer dramatic enhancements to photocarrier excitation and enable
facile short-range carrier transport, but they are often limited by
insufficient light absorption.[1,2] Increasing the thickness
of the semiconductor above the penetration depth of light ensures
maximum optical absorption, but it can hinder the efficient utilization
of the captured energy due to bulk recombination. Hence, obtaining
strong light absorption in ultrathin semiconductors has been of great
scientific and technological interest for many years, making it one
of the essential aspects for the efficient generation of photocarriers,
as well as the development of ultrafast optoelectronic devices[3−5] and surface-active photocatalysts.[6,7] However, ultrathin
films of many naturally occurring semiconductor materials provide
only limited freedom for controlling the spectral location and magnitude
of light absorption, since their intrinsic optical properties are
fixed.[2] In contrast, ultrathin metasurfaces
constructed from two-dimensional subwavelength arrays of semiconductor
structures have shown tremendous potential for concentrating and controlling
light on the nanoscale, positioning them as an ideal toolkit for engineering
the light absorption in catalytic materials.[8−20] Indeed, recent examples have shown that such artificial materials
can increase the internal quantum efficiency of semiconductors and
metals when shaping them into catalytic metasurfaces.[13,14]All-dielectric metasurfaces underpinned by the physics of
bound
states in the continuum (BIC) have seen surging interest due to their
spectral selectivity, strong light confinement, and giant enhancement
of electromagnetic fields,[21−29] sparking applications in diverse fields including nanoscale lasing,[30−36] biomolecular sensing,[37−40] and nonlinear photonics.[41−44] However, to the best of our knowledge,
BICs have not yet been tailored for photocatalytic applications. Conceptually,
a BIC is a localized state existing at the same energy level as a
continuum of radiation modes.[45] This phenomenon
originally appeared in quantum mechanics and has later been applied
to many other areas of physics.[46] A true
BIC with an infinite value of the quality factor (Q factor, defined as the resonance position divided by the line width)
can only exist as a mathematical object and can be explained by vanishing
coupling constants with all radiation channels. One way of making
BICs usable for practical nanophotonics systems is to leverage symmetry-protected
metasurfaces, where the coupling constants are tailored using structural
asymmetry within the metasurface unit cell, leading to the formation
of quasi-BIC modes accessible from the far-field.[21] A central advantage of symmetry-protected BICs is their
ability to provide precise control over the resonance properties (and,
specifically, the Q factor) through a straightforward
geometrical tuning parameter, making them ideal for tailoring light–matter
interactions. However, extending these ideas into the field of photocatalysis,
where they could enable ways of triggering chemical transformations
with light, has so far not been investigated.Established BIC-based
metasurface demonstrations have utilized
high refractive index materials like Si,[47,48] where pushing the operating range toward the blue part of the visible
spectrum is still challenging due to significant dielectric losses
associated with the interband transitions.[49] The blue side of the optical regime is particularly interesting
for catalysis because the band gap and band alignment of many relevant
semiconductors lie in the 2–3 eV region and because the energy
of (hot) electron–hole pairs in metals is in most cases high
enough for promoting hydrogen generation or oxygen evolution, among
other important chemical transformations. In particular, TiO2 is a promising alternative to Si because of its extremely low losses
throughout the visible wavelength range (400–750 nm), but it
has, so far, not been employed in the context of two-dimensional BIC-based
systems. In addition, TiO2 is an ideal photocatalyst with
advantages like chemical stability, band alignment with the water-splitting
reaction, nontoxicity, and long-term durability, enabling the efficient
conversion of solar into chemical energy.[50] The photocatalytic properties of TiO2 are derived from
photogenerated charge carriers (holes and electrons), which transfer
to the surface and participate in reduction or oxidation processes.[51] In this way, the energy of photons can be stored
in chemical bonds, which has stimulated many TiO2-based
photocatalytic applications like hydrogen fuel production and pollutant
degradation.[51] Importantly, the extinction
coefficient k of TiO2 can be tuned throughout
the visible spectrum by introducing oxygen vacancies (leading to the
formation of oxygen-vacancy-rich TiO2 or TiO2–),[15,52−56] which provide a strong potential for absorption engineering
when combined with nanophotonic concepts such as BICs.Here,
we engineer catalytic TiO2– based
BIC metasurfaces to provide strong light confinement
and flexible absorption control for visible-light photocatalysis (Figure ). We use a standard
Ag reduction reaction[15,52] to reveal the active sites on
the metasurface and find a significant increase in the reduction rate
of a factor ∼7 compared to nonresonant structures. This finding
highlights the potential of this strategy to circumvent the intrinsic
trade-off between light absorption and photocarrier recombination
on ultrathin photocatalytic films. We show that strong electromagnetic
near-fields within the semiconductor material are crucial for the
enhancement of such processes, providing guidelines for boosting light–matter
interactions and photocatalytic activity.[13,15,53,54] Furthermore,
we find that strong near-fields are readily achieved in metasurfaces
composed of TiO2– with low extinction
coefficient through precise matching of intrinsic and radiative losses
(i.e., by utilizing BICs with narrow line widths). This brings another
dimension for the field of photocatalysis, where the use of semiconductors
with high extinction coefficients is usually preferred. Additionally,
we extend the understanding of light–matter coupling in our
BIC-enabled systems to materials with different extinction coefficients
based on temporal coupled-mode theory, which provides a general framework
for maximizing light–matter interactions in diverse heavily
used photocatalytic materials like ZnO, SnO2, SiC, and
others. BIC-based metasurfaces can thus efficiently utilize typically
poor light-absorbing materials and enable their use for the realization
of versatile and selectively absorbing nanophotonic systems.
Figure 1
Catalytic metasurfaces
driven by bound states in the continuum.
(a) Schematic of the TiO2–-based
BIC metasurface platform for the photoreduction of silver ions, where
reduced silver particles aggregate on the surface, revealing the active
sites and overall functionality of the platform. (b) Schematic of
oxygen vacancies acting as the defect energy level between the conduction
band and valence band, which extends the light absorption to the visible
region. The photoexcited electron exhibits strong reducing reactivity,
resulting in the reduction of Ag+ ions. (c) The reduction
rate of Ag+ is increased via metasurface-enhanced light
absorption at a given excitation wavelength. Spectral tunability of
the catalytic metasurfaces is achieved by adjusting the scaling factor
of the unit cell, which enables versatile control over the resonance
position throughout the visible spectrum (left). Strong nanoscale
light confinement and enhancement of the local electromagnetic fields
of the catalytic metasurface are provided by the BIC concept (right).
This idea can be extended to other materials.
Catalytic metasurfaces
driven by bound states in the continuum.
(a) Schematic of the TiO2–-based
BIC metasurface platform for the photoreduction of silver ions, where
reduced silver particles aggregate on the surface, revealing the active
sites and overall functionality of the platform. (b) Schematic of
oxygen vacancies acting as the defect energy level between the conduction
band and valence band, which extends the light absorption to the visible
region. The photoexcited electron exhibits strong reducing reactivity,
resulting in the reduction of Ag+ ions. (c) The reduction
rate of Ag+ is increased via metasurface-enhanced light
absorption at a given excitation wavelength. Spectral tunability of
the catalytic metasurfaces is achieved by adjusting the scaling factor
of the unit cell, which enables versatile control over the resonance
position throughout the visible spectrum (left). Strong nanoscale
light confinement and enhancement of the local electromagnetic fields
of the catalytic metasurface are provided by the BIC concept (right).
This idea can be extended to other materials.
Results and Discussion
Numerical Design of Catalytic BIC Metasurfaces
As a
basis for our TiO2–-based BIC
metasurface platform, we utilize a unit cell composed of two elliptical
resonators on a silicon dioxide substrate (Figure a). Compared to other BIC unit cell geometries,
the two ellipse structure exhibits the strongest fabrication robustness[57] and maintains its volume when breaking the symmetry
using the ellipse tilting angle, which is important for comparing
of photo reduction rate between metasurfaces with different asymmetry
factors.
Figure 2
Numerical design of the catalytic metasurfaces. (a) Sketch of a
TiO2– BIC unit cell (scaling factor S = 1) with tunable extinction coefficient k and tilting angle θ. The geometrical parameters of the unit
cell are a = 274 nm, b = 103 nm, h = 100 nm, and p = 331 nm, where the parameters a, b, and p are scaled
linearly with S. (b) Photographs and spectrally resolved
extinction coefficients of TiO2– films (deposited on SiO2) with different extinction coefficients k prepared by atomic layer deposition (ALD). TiO2– films are denoted as TiO2-L, TiO2-M, and TiO2-H for the lowest, moderate, and highest
oxygen vacancy concentrations, respectively. (c) Simulated absorbance
spectra of BIC metasurfaces with S = 1 composed of
different TiO2– materials (TiO2-L, TiO2-M, and TiO2-H) with a tilting
angle of θ = 6°. In this visible region, the real part
of the complex relative permittivity of TiO2-L is approximately
6.4, while the values for TiO2-M and TiO2-H
are both approximately 5.8. (d) Color-coded simulated absorbance maps
of the different catalytic metasurfaces as a function of tilting angle
θ and wavelength λ. (e) Electric near-fields (taken at h = 0) of individual unit cells of the different TiO2-L, TiO2-M, and TiO2-H metasurfaces
with the respective optimal tilting angles (θ = 6, 18, and 20°)
corresponding to maximum absorption enhancement.
Numerical design of the catalytic metasurfaces. (a) Sketch of a
TiO2– BIC unit cell (scaling factor S = 1) with tunable extinction coefficient k and tilting angle θ. The geometrical parameters of the unit
cell are a = 274 nm, b = 103 nm, h = 100 nm, and p = 331 nm, where the parameters a, b, and p are scaled
linearly with S. (b) Photographs and spectrally resolved
extinction coefficients of TiO2– films (deposited on SiO2) with different extinction coefficients k prepared by atomic layer deposition (ALD). TiO2– films are denoted as TiO2-L, TiO2-M, and TiO2-H for the lowest, moderate, and highest
oxygen vacancy concentrations, respectively. (c) Simulated absorbance
spectra of BIC metasurfaces with S = 1 composed of
different TiO2– materials (TiO2-L, TiO2-M, and TiO2-H) with a tilting
angle of θ = 6°. In this visible region, the real part
of the complex relative permittivity of TiO2-L is approximately
6.4, while the values for TiO2-M and TiO2-H
are both approximately 5.8. (d) Color-coded simulated absorbance maps
of the different catalytic metasurfaces as a function of tilting angle
θ and wavelength λ. (e) Electric near-fields (taken at h = 0) of individual unit cells of the different TiO2-L, TiO2-M, and TiO2-H metasurfaces
with the respective optimal tilting angles (θ = 6, 18, and 20°)
corresponding to maximum absorption enhancement.As introduced above, a true BIC is a mathematical
concept with
an infinite quality factor and vanishing spectral line width. In practice,
BICs can be converted to quasi-BICs with finite resonance width once
the in-plane inversion symmetry of the unit cell is broken, enabling
the excitation of the resonant mode from the far-field. In our case,
this symmetry breaking is induced by tilting the ellipses under an
angle θ with respect to each other. We implement titanium oxide
layers with three different concentrations of oxygen vacancies, characterized
by varying extinction coefficients k (in the visible
region), which are denoted as TiO2-L (k ≈ 0.003), TiO2-M (k ≈
0.022), and TiO2-H (k ≈ 0.110)
for the lowest, moderate, and the highest Vo concentration, respectively
(Figure b). Exact
dielectric functions for the three films were determined with spectral
ellipsometry and used as input for our numerical metasurface design
process. The tunable defect concentration can be realized during atomic
layer deposition (ALD) by choosing different precursors (see the “Methods” section). Such defects can influence
both the electromagnetic properties of the material (by regulating
the losses and absorption) and the reactivity (by altering the dynamics
of the photogenerated electron–hole pairs).[58−62] In order to identify the optimal TiO2–-based BIC metasurface design for photocatalysis,
we will consider both the optical and catalytic properties of the
system.On the basis of our simulations, for the low-defect
case (TiO2-L), a sharp quasi-BIC resonance can be obtained
in the metasurface
absorbance spectrum (A = 1 – R – T), where maximum visible light absorption
at a wavelength of 530 nm occurs for an asymmetry parameter of θ
= 6° (Figure c). With the same metaunit geometry and asymmetry parameter, metasurfaces
realized with TiO2-M and TiO2-H show reduced
resonance-assisted absorption and exhibit significantly broadened
resonance line shapes. This absorption reduction originates from the
damping of the metasurface resonance by the intrinsic loss of the
materials, as quantified by the extinction coefficient (k), and it contrasts with the behavior in unstructured thin films,
where increased absorption is expected for higher defect concentrations.
The complex interplay between material loss and resonant absorption
highlights the need for tailoring the metasurface design to specific
material parameters.To provide a deeper understanding of the
metasurface-enhanced light–matter
interaction, we have examined the variation of the resonant absorption
with the asymmetry parameter θ for all given values of the intrinsic
material loss k (Figure d). As discussed above, we find that the
absorption in regions of the parameter space away from the resonance
(where no metasurface-based enhancement occurs) increases with the
extinction coefficient (k), as illustrated by the
overall darker color in simulated absorbance maps of the TiO2-M and TiO2-H metasurfaces compared to TiO2-L. Introduction of the quasi-BIC resonance greatly boosts light
confinement and optical absorption compared to the off-resonant case.
For the low-defect material (TiO2-L), a clear region of
the parameter space with optimal absorption can be identified, with
a maximum for θ = 6°. Similar regions of optimal absorption
are present for the medium- and high-defect cases as well, but these
show broader line widths and are found for higher asymmetry parameters
(θ = 18 and 20° for TiO2-M and TiO2-L, respectively), indicating a systematic connection between the
metasurface and material properties. In addition to the absorbance
spectrum, the total optical power absorbed by the TiO2– ellipses (i.e., the volume loss) exhibits the same
trend (Figure S1). To describe the coupling
of incident light with the catalytic metasurfaces from an analytical
perspective, we will provide a detailed discussion based on temporal
coupled-mode theory (TCMT) in the “BIC-Enabled
Critical Light–Matter Coupling” section.Even though the metasurface designs for the different materials
share similar values of maximum absorption for their optimum asymmetry
parameters, their electromagnetic near-field patterns differ greatly.
Specifically, the maximum electric field enhancement (|E/E0|max) in the hot spots
of the TiO2-L metasurface (i.e., at the tips of the ellipsoids)
is around 3 times higher than that of TiO2-M and 6 times
higher than that of TiO2-H (Figure e), which means that the light–matter
interaction is much more intense in TiO2-L than in the
other cases, demonstrating the importance of efficient resonant enhancement
for obtaining maximum absorption. Advantageously, the near-field enhancement
of our structures does not strongly depend on the resonator height
(Figure S2). Our simulations highlight
the capabilities of BIC-based metasurfaces for engineering visible-light
absorption and strong nanoscale light confinement at the catalytic
TiO2– interface.
Experimental Realization of TiO2–-Based Metasurfaces
The TiO2–-based metasurfaces were realized using a top-down nanofabrication
process based on high-resolution electron beam lithography and anisotropic
reactive ion etching (see the “Methods” section). Intentionally lossy TiO2– thin films with a thickness of 100 nm were fabricated by atomic
layer deposition (ALD), and their extinction coefficients were engineered
by choosing different metalorganic precursors, tetrakis(dimethylamino)
titanium (TDMAT) and titanium isopropoxide (TTIP), combined with either
thermal (H2O) or plasma-enhanced (O2) oxidation
steps (see the “Methods” section).
We experimentally realized metasurface designs with asymmetry parameters
of θ = 5, 10, and 15° for all three defect concentrations
(TiO2-L, TiO2-M, and TiO2-H) and
verified their accurate reproduction using scanning electron microscopy
(SEM, see Figure a).
The specific values of the asymmetry parameters, though slightly different
from the numerically predicted optimum values, were chosen for better
reproducibility and stability within the constraints of our nanofabrication
processes. Nevertheless, it is important to note that the experimentally
realized asymmetry values span a sufficient range to clearly elucidate
the different light–matter coupling regimes (see the “BIC-Enabled Critical Light–Matter Coupling” section ).
Figure 3
Experimental metasurface realization and spectral tuning.
(a) SEM
images of exemplary two ellipse metasurface unit cells (scaling factor S = 1) with different tilting angle values of 5, 10, and
15°. (b) Measured 1-transmittance spectra for metasurfaces with
different tilting angles (θ = 5, 10, and 15°) and different
defect concentrations of the TiO2 films (TiO2-L, TiO2-M, and TiO2-H). (c) Measured 1-transmittance
spectra for low-defect TiO2-L metasurfaces with unit cells
of different scaling factors S and tilting angles
θ.
Experimental metasurface realization and spectral tuning.
(a) SEM
images of exemplary two ellipse metasurface unit cells (scaling factor S = 1) with different tilting angle values of 5, 10, and
15°. (b) Measured 1-transmittance spectra for metasurfaces with
different tilting angles (θ = 5, 10, and 15°) and different
defect concentrations of the TiO2 films (TiO2-L, TiO2-M, and TiO2-H). (c) Measured 1-transmittance
spectra for low-defect TiO2-L metasurfaces with unit cells
of different scaling factors S and tilting angles
θ.The presence of quasi-BIC resonances for the TiO2-L
and TiO2-M cases was confirmed through white light transmittance
measurements (see the “Methods”
section), and a clear blueshift of the resonance wavelength with increasing
θ was observed, consistent with the numerical predictions (Figure b). Notably, no resonance
was observed for the highest defect concentration material, TiO2-H, which we attribute to the signal-to-noise characteristics
of our optical spectroscopy setup considering the already very weak
resonance expected from simulations (compare Figure c). We find that the quality factor of the
metasurfaces is clearly correlated with the asymmetry parameter, showing
a gradual decrease with increasing θ. As expected, the Q factors of the TiO2-L metasurfaces are much
higher than those composed of TiO2-M with the same θ
(Figure S3). Because of the extremely weak
and broad resonances observed for TiO2-H, we focus our
catalytic experiments on metasurfaces fabricated from TiO2-L and TiO2-M, which nevertheless provide a broad range
of resonance Q factors and absorption efficiencies
for analysis.We experimentally demonstrate the spectral tunability
of the catalytic
metasurfaces through tuning the scaling factor S of
the unit cell, which enables versatile control over the resonance
position throughout the visible spectrum. Transmittance measurements
confirm that the positions of quasi-BIC resonances can be precisely
placed at a given excitation wavelength through tailoring the scaling
factors (Figure c),
providing flexibility to create BIC-induced absorption enhancement
at any desired wavelength in the visible region.
Metasurface-Enhanced Photocatalysis
We use a standard
Ag reduction reaction[15,52] to investigate the potential
of TiO2–-based BIC metasurfaces
as a functional photocatalysis platform (Figure S4). A red CW laser source with an emission wavelength of 633
nm was used to trigger the photoreduction process. Fine tuning of
the scaling factor of the unit cell was carried out to place the quasi-BIC
resonance at the target excitation wavelength of 633 nm for all asymmetry
parameters, taking into account the slight resonance shifts caused
by a variation of θ (see Figure d). Transmittance spectra measured in an aqueous environment
confirm that the resonances of different TiO2-L and TiO2-M metasurfaces can be excited at 633 nm (Figures a and S5). To investigate the visible-light photocatalytic performance
of our BIC-based metasurfaces, the photoreduction of silver ions was
conducted for samples with different asymmetry parameters (θ
= 0, 5, 10, and 15°). The metasurface samples were immersed in
50 mM silver nitrate (AgNO3) aqueous solution, and a CW
laser (633 nm, 50 mW) was used to illuminate the target metasurface
area. When illuminated, the excited electrons created in the TiO2– transfer to Ag+, resulting
in the generation of Ag nanoparticles on the metasurfaces.[15,52] Additionally, with the aid of the metasurface resonance, the absorption
of light at the electric field hot spots is enhanced considerably,
which boosts the charge carrier excitation and thus, reduction rate.
The photogenerated holes are consumed by hydroxide to generate oxygen
and water, which ensures the reduction reaction can further proceed.[63,64]
Figure 4
Evaluation
of catalytic metasurface performance. (a) 1-Transmittance
spectrum measured in an aqueous environment for metasurfaces with
tilting angles θ = 0, 5, 10, and 15° based on TiO2-L, where the scaling factors of unit cells are finely adjusted to
place the quasi-BICs resonances at the target wavelength position
(633 nm). (b) Dark-field images (top) illustrate different visible-light
photocatalytic reduction rates on the metasurfaces with different
tilting angles (θ = 0, 5, 10, and 15°) based on TiO2-L. The nonresonant metasurface pattern (θ = 0°)
is used for comparison because it maintains the same volume, material
mass, and active surface area as the BIC-driven systems. The photocatalytic
experiments were performed in AgNO3 solution (50 mM) and
illuminated with the focused CW laser from the top (633 nm, 50 mW).
To enable observation of the reduction process, an additional broadband
light source was used for dark-field illumination. To avoid the excitation
of TiO2 by UV light from the broadband source, a long-pass
filter (590 nm) was applied, causing the reddish appearance of the
dark-field images. The bright red spots are reduced Ag particles aggregated
on the metasurfaces. Signal locations and intensities associated with
Ag nanoparticles on planar images are visualized in 3D models (bottom),
where the intensity of red pixels is represented by the height as
a function of the spatial position. (c) On the basis of the digital
image analysis in panel b for each metasurface, the sum of red light
intensity enables direct comparison of the different Ag+ reduction rates on metasurfaces as a function of their tilting angles.
Evaluation
of catalytic metasurface performance. (a) 1-Transmittance
spectrum measured in an aqueous environment for metasurfaces with
tilting angles θ = 0, 5, 10, and 15° based on TiO2-L, where the scaling factors of unit cells are finely adjusted to
place the quasi-BICs resonances at the target wavelength position
(633 nm). (b) Dark-field images (top) illustrate different visible-light
photocatalytic reduction rates on the metasurfaces with different
tilting angles (θ = 0, 5, 10, and 15°) based on TiO2-L. The nonresonant metasurface pattern (θ = 0°)
is used for comparison because it maintains the same volume, material
mass, and active surface area as the BIC-driven systems. The photocatalytic
experiments were performed in AgNO3 solution (50 mM) and
illuminated with the focused CW laser from the top (633 nm, 50 mW).
To enable observation of the reduction process, an additional broadband
light source was used for dark-field illumination. To avoid the excitation
of TiO2 by UV light from the broadband source, a long-pass
filter (590 nm) was applied, causing the reddish appearance of the
dark-field images. The bright red spots are reduced Ag particles aggregated
on the metasurfaces. Signal locations and intensities associated with
Ag nanoparticles on planar images are visualized in 3D models (bottom),
where the intensity of red pixels is represented by the height as
a function of the spatial position. (c) On the basis of the digital
image analysis in panel b for each metasurface, the sum of red light
intensity enables direct comparison of the different Ag+ reduction rates on metasurfaces as a function of their tilting angles.Visible-light photocatalysis can be monitored through
dark-field
microscopy by tracking the amount of Ag particles created on the surface,
which manifest as distinct bright red spots accumulating in the dark-field
images over time (Figure b). Therefore, through analysis of the brightness and size
of these characteristic spots, we can provide an estimation of the
amount of reduced Ag nanoparticles, which is related to the photocatalytic
rate on the different metasurface fields. We note that the Ag particles
are not generated evenly on the metasurface, because the growth is
influenced by the local surface environment, including effects such
as the local availability of active sites, adsorption energy, and
initial Ag seed deposition. Similar distributions of Ag particles
on TiO2 nanostructures have been reported before.[15,52]To quantify the amount of Ag reduced at the metasurface, a
statistical
approach was employed based on the distribution and brightness of
the red pixels in the captured dark-field images. The locations and
intensity of the signals induced by the Ag particles are visualized
in three dimensions in Figure b, where the intensity of the red pixels is represented by
the height of the peaks. By applying thresholding, the signals of
the Ag particles can be separated from the background, and a sum of
pixel intensities can be calculated to estimate the photoreduction
rate (see the “Methods” section).
The results of the numerical image analysis for different metasurfaces
are shown in Figure c for metasurface structures composed of TiO2-L and TiO2-M.The BIC metasurface concept allows us to completely
turn off the
resonant enhancement by moving to a fully symmetric unit cell design,
which provides an ideal reference case for our analysis of the photocatalytic
rates. For a symmetric metasurface (θ = 0°) composed of
TiO2-L, we find an extremely low Ag+ photoreduction
rate at 633 nm, which we attribute to the low intrinsic absorption
of the material caused by a small number of defects. The nonresonant
reduction rate of TiO2-M is around 2 times higher (Figure c) than that of TiO2-L, which is expected considering the difference in extinction
coefficient between the two materials (see Figure b).This picture changes drastically
when moving to the resonantly
enhanced case. Notably, for the TiO2-L metasurface with
an asymmetry parameter of θ = 5°, the reduction rate (as
evaluated by our image processing approach) is boosted by a factor
of 7, providing the greatest enhancement of quasi-BIC-assisted light
absorption compared to the other metasurface geometries (θ =
10 and 15°), as predicted by our simulations. The quantities
of deposited Ag and therefore the reduction rates are closely related
to the capability of the different metasurface samples to absorb visible
light.[15]Notably, the metasurface-enhanced
reduction rate on TiO2-M is lower than that of TiO2-L for all asymmetries (θ
= 5, 10, and 15°), which is due to the weaker resonances in TiO2-M as well as the associated lower quality factors and electric
field enhancements. This resonance attenuation is driven by the higher
extinction coefficient of TiO2-M compared to TiO2-L and leads to overall weaker light–matter interaction in
the photoreduction process. Nevertheless, the TiO2-M metasurface
geometries still allow an asymmetry-dependent assessment of the BIC-enhanced
photoreduction rate, which shows a maximum for θ = 15°,
consistent with the numerical simulations. In order to understand
why maximum absorption occurs at markedly different asymmetry parameters
for the different materials (θ = 5° for TiO2-L and θ = 15° for TiO2-M), a fundamental model
for light–matter interactions in BIC-based metasurfaces is
necessary, which we develop in the following section.Strikingly
and in contrast to typical photocatalysis platforms
where materials with high extinction coefficient are preferred, BIC-based
metasurfaces incorporating low-defect TiO2-L exhibit much
higher catalytic performance as well as greater flexibility for optical
absorption engineering through tuning of the asymmetry factor of the
unit cell, enabling the simultaneous optimization of visible-light
absorption and near-field enhancement. Therefore, our approach can
enhance visible-light photocatalysis on ultrathin films, especially
when utilizing weakly absorbing materials.
BIC-Enabled Critical Light–Matter Coupling
Our
numerical simulations (Figure d) and photoreduction experiments (Figure c) clearly demonstrate that to obtain maximum
absorption and the highest photoreduction performance, TiO2– films with different extinction coefficients k require metasurface designs with different optimized asymmetry
parameters θ. To deepen our understanding of this phenomenon,
we analyze the absorption and field enhancement over a wide parameter
space of extinction coefficients k and asymmetry
parameters θ using temporal coupled-mode theory (TCMT).[65−67]The BIC-enabled catalytic metasurface platform can be described
as a single-mode cavity with two mirror-symmetric ports (Ports 1 and
2, see Figure a),
which is illuminated from one side with a time harmonic excitation
(s1+) and allows for reflected (s1–) and transmitted (s2–) waves. The interaction between the far-field
and the cavity mode at each port is determined by a coupling rate
κ, which can be calculated from the radiative decay rate γrad via . Additionally, an intrinsic decay rate
γint describes the energy loss through material absorption.
The far-field absorbance can then be calculated according to (see
the Supporting Information)which has its maximum value for γint = γrad, referred to as the critical coupling
condition.[44]
Figure 5
Critical light–matter
coupling in catalytic metasurfaces.
(a) Model of a metasurface with two radiative decay channels, which
is illuminated from above. s1/2,± refer to the in- and outgoing waves at ports 1 and 2, γrad and γint are the radiative and intrinsic
damping rates of the resonance, and κ is the coupling rate to
the far-field. (b) Simulations of maximum absorbance (ω = ω0) of metasurfaces as a function of extinction coefficient
(k) and tilting angle (θ). ω0 is the resonance frequency of the quasi-BIC. The critical coupling
condition is indicated by a dotted line. (c) CST simulations with
TCMT fits: the absorbance at resonance (ω=ω0) of metasurfaces with different tilting angles (θ = 1–20°)
based on the TiO2– film with different
extinction coefficients (k = 0.003 and 0.022, respectively).
(d) Top: Simulations of maximum field enhancement of metasurfaces
as a function of extinction coefficient (k) and tilting
angle (θ). Bottom: Simulation of the electric field enhancement
in one unit cell (θ = 5 and 15°) based on TiO2– films with different extinction coefficients. (e)
SEM images of the TiO2-L metasurface (θ = 5°)
after Ag+ reduction. The yellow patterns are the reduced
Ag particles aggregating together. (f) Normalized reduction rate (, θ = 0, 5, 10, and 15°) based
on the sum of pixel intensities shown in Figure c with TCMT fits, which are based on the
combination of maximum absorption and field enhancement. (g) Dark-field
images illustrating different photocatalytic reduction rates on the
TiO2-L metasurface (θ = 5°) and TiO2-M metasurface (θ = 15°).
Critical light–matter
coupling in catalytic metasurfaces.
(a) Model of a metasurface with two radiative decay channels, which
is illuminated from above. s1/2,± refer to the in- and outgoing waves at ports 1 and 2, γrad and γint are the radiative and intrinsic
damping rates of the resonance, and κ is the coupling rate to
the far-field. (b) Simulations of maximum absorbance (ω = ω0) of metasurfaces as a function of extinction coefficient
(k) and tilting angle (θ). ω0 is the resonance frequency of the quasi-BIC. The critical coupling
condition is indicated by a dotted line. (c) CST simulations with
TCMT fits: the absorbance at resonance (ω=ω0) of metasurfaces with different tilting angles (θ = 1–20°)
based on the TiO2– film with different
extinction coefficients (k = 0.003 and 0.022, respectively).
(d) Top: Simulations of maximum field enhancement of metasurfaces
as a function of extinction coefficient (k) and tilting
angle (θ). Bottom: Simulation of the electric field enhancement
in one unit cell (θ = 5 and 15°) based on TiO2– films with different extinction coefficients. (e)
SEM images of the TiO2-L metasurface (θ = 5°)
after Ag+ reduction. The yellow patterns are the reduced
Ag particles aggregating together. (f) Normalized reduction rate (, θ = 0, 5, 10, and 15°) based
on the sum of pixel intensities shown in Figure c with TCMT fits, which are based on the
combination of maximum absorption and field enhancement. (g) Dark-field
images illustrating different photocatalytic reduction rates on the
TiO2-L metasurface (θ = 5°) and TiO2-M metasurface (θ = 15°).A similar critical coupling condition can be derived
for the near-fields,
where the electric near-field enhancement |E/E0|2 can be related to the total quality
factor Q = ω0/2(γint + γrad) and the far-field absorbance A viaA central advantage of BIC-based metasurface
approaches is the
precise control over the radiative decay rate via the asymmetry factor
of the specific BIC unit cell design, where the relationship between
γrad and α follows the characteristic quadratic
relationship:[22]Additionally, the intrinsic decay rate
γint follows
a linear relation to k. To reveal the correlation
between k, θ, and the efficiency of light–matter
coupling, we simulate the far-field absorbance at resonance for different
values of the extinction coefficient (k = 0.001–0.13)
and tilting angle (θ = 1–20°). Notably, the maximum
absorbance of A = 0.5 is reached at the critical
coupling condition, indicated by a dotted line in Figure b. Furthermore, we fit the
absorbance data corresponding to the two extinction values of our
experimental TiO2-L and TiO2-M films (i.e., k = 0.003 and 0.022) with eq , which shows excellent agreement between our model
and the full-wave numerical simulations (Figure c).Even though the far-field absorbance
remains high for all parameter
values where the critical coupling condition is satisfied, our experimental
results for the TiO2-M metasurface with medium defect concentration
clearly showed reduced catalytic activity compared to the TiO2-L metasurface. To resolve this apparent discrepancy, we additionally
simulate the electric near-field amplitudes (normalized to the incident
electric field) around the resonant metasurface elements for varying k and θ (Figure d). As predicted from our theory, the parameter combinations
where critical coupling occurs are identical to the far-field absorbance
case. However, we observe a strong decrease of the near-field amplitudes
with increasing extinction coefficient (Figure d, bottom), which matches the reduced reduction
rates for TiO2-M in our experiments. This behavior can
be explained by the greatly increased light–matter coupling
efficiency provided by the enhanced near-fields.[56] Crucially, the effects of resonant absorption for low-loss
materials outweigh the benefits of higher intrinsic material losses
and simultaneously deliver flexible spectral and spatial control over
the absorption. This may provide the alternative way to tackle the
intrinsic low absorption in the optical regime of many semiconductor
materials that could be tested for sunlight driven photocatalysis.
Also, it points to the nanoscale spatial locations in which cocatalysts
should be located to maximize light–matter interactions.Comparing Figures d and 4c, we find that the trends agree qualitatively
for both defect concentrations TiO2-L and TiO2-M. To provide a more quantitative perspective, we combine eqs and 3 to define an effective Ag coverage ratio (ECR) based on the relative
deviation of the sum of pixel intensities Rθ, in our dark-field images from the unenhanced case
(compare, e.g., Figure b), which is related to the overall photocatalytic reduction rate
and is given byExperimentally, the reduction of silver ions
can be further confirmed through SEM (Figure e).We first fix the parameters γrad and γint of the electric field enhancement
|E/E0|2(θ, k)
by fitting eq S9 with β(k) = 1 (see the Supporting Information)
to numerical simulations and then fit eq to the rescaled experimental data via a scaling approach,
by varying β, which yields β(k = 0.003)
= 39 ± 1 for the TiO2-L material and β(k = 0.022) = 24 ± 2 for the TiO2-M material
(Figure f).The excellent agreement of the fit further supports the importance
of resonant-enhanced light–matter interaction in photocatalytic
processes. While the enhancement of the ECR is mainly governed by
the 6-fold increase of electric near-field intensity, β increases
by 63% when comparing TiO2-M with TiO2-L. This
highlights that the reduction rate does not scale linearly with electric
near-field intensity, but rather it favors low defect concentrations
even more strongly. The functional dependence of β(k) has the potential to give insights into the reduction reaction
mechanism and will be the subject of further research.Overall,
the results of this analysis offer a clear design strategy
for highly efficient catalytic metasurfaces. The precise determination
of scaling behavior and power dependence of the reaction is highly
dependent on the exact reaction conditions, the surface structure
of the materials, and the determination of the concentration of reaction
products. Nevertheless, our BIC-enabled critical coupling approach
provides a general framework for maximizing light–matter interactions
in diverse materials, enabling us to tackle the challenges faced by
many semiconductor-based ultrathin films applied in photocatalysis,
such as poor light confinement and limited absorption manipulation.
Conclusion
In this research, based on TiO2– materials with controllable extinction coefficients,
we have designed
ultrathin semiconductor metasurfaces leveraging BICs to demonstrate
enhancements of visible light absorption with spectral tunability
and selectivity. Our multimethod analysis shows that visible-light
absorption in catalytic metasurfaces can be precisely tuned for maximum
enhancement through the radiative loss engineering characteristics
of the BIC concept, leveraging the in-plane asymmetry of the individual
unit cells to reach a critical coupling regime with balanced rates
of radiative and material loss. Ultrahigh values of BIC-assisted electric
field enhancement and strong light confinement have been achieved,
and these were shown to produce optimal light absorption for the TiO2– film with the lowest defect concentration
and therefore extinction coefficient. This provides an alternative
way for tuning absorption in the optical regime in a broad range of
materials. Furthermore, we demonstrated that the BIC-enabled resonant
absorption can be tailored for any desired spectral position throughout
the whole visible wavelength range by finely tuning the scaling factor
of the metasurface unit cell. Importantly, as a versatile catalytic
platform, we explore opportunities of these ultrathin TiO2–-based BIC metasurfaces for visible light photocatalysis.
Typically, semiconductors with high extinction coefficient k are preferred in the field of photocatalysis due to their
overall higher intrinsic absorption. Our catalytic metasurface platform
challenges this preconception by showing optimum resonantly enhanced
light absorption for TiO2– with
low k, which enables more freedom for optical engineering
of the metasurface, and achieves a stronger field enhancement which
makes the light–matter interaction much more intense. Finally,
our catalytic TiO2–-based BIC
metasurface platform enables us to circumvent long-standing drawbacks
of many semiconductor-based ultrathin films applied in catalytic processes,
such as poor light confinement and limited absorption manipulation,
and has potential in other fields including solar-to-electric energy
conversion, where our approach can help to address the long-standing
trade-off in photovoltaics between optical absorption and thickness
of the active layer.
Methods
Numerical Simulations
Simulations were carried out
using the finite-element frequency-domain Maxwell solver included
in CST Studio Suite 2020. Experimentally measured optical constants
obtained through ellipsometry were implemented for TiO2 and TiO2– to improve the agreement
between simulations and experiments. For the SiO2 substrate,
we utilize the default value (n = 1.5) implemented
in CST Microwave Studio. Reflectance and transmittance spectra were
simulated under linearly polarized, normally incident illumination,
and the optical far-field absorbance was subsequently calculated via A = 1 – T – R. For monitoring the electric near-fields, a field monitor was put
at the apex of the ellipse close to the substrate, where the region
of maximum electric field enhancement is found.
Metasurface Fabrication
ALD was applied to produce
TiO2– films (thickness 100 nm)
with different defect concentrations on SiO2 substrates.
The oxygen vacancy concentration was adjusted in the deposition process
using different precursors and process parameters. For our experiments,
we prepared TiO2– films with three
different oxygen vacancy concentrations and tailored extinction coefficients
(k). The TiO2– film with the lowest oxygen vacancy concentration was prepared through
plasma-enhanced ALD (PE-ALD) with the precursor tetrakis(dimethylamino)
titanium (TDMAT, 99.999%, Sigma-Aldrich, kept at 75 °C), and
remote oxygen plasma (300W, 99.9999%, Linde). Ar (99.9999%, Linde)
was used as the purge and carrier gas creating a background pressure
of 0.1 mbar throughout the process. The TiO2– films with moderate and highest oxygen vacancy concentrations
were prepared through thermal ALD with precursors of titanium isopropoxide
(TTIP, 99.999%, Sigma-Aldrich, kept at 65 °C) and TDMAT, respectively,
using water as the oxidant. The background pressures were 0.2 and
0.3 mbar for the processes with TTIP and TDMAT. All films were deposited
in a hot-wall reactor (Fiji G2, Veeco) at a substrate temperature
of 200 °C. The metasurface arrays array are designed with a size
of 50 × 50 unit cells, which is more than enough to ensure that
the observed BIC modes correspond to the infinitely periodic array
case from our simulations.[68,69] For the lithography
step, the sample was first spin-coated with a layer of photoresist
(PMMA 950 K A4) followed by a conducting layer (ESpacer 300Z). The
two-ellipses BIC unit cell design was patterned using electron-beam
lithography (Reith Eline Plus) with an acceleration voltage of 30
kV and a 15 μm aperture. The sample was transferred to a 3:1
MIBK:IPA solution to develop for 135 s, followed by deposition of
a 50 nm chrome layer as the hard mask. Lift-off was conducted in Microposit
Remover 1165 overnight at 80 °C, followed by reactive ion dry
etching in a RCP-RIE system using a SF6/Ar plasma. Finally,
the chrome layer was removed by wet etching with chromium etchant
(Sigma-Aldrich).
Optical Measurements
The refractive indices and extinction
coefficients of different TiO2– films were extracted from optical modeling of variable-angle spectroscopic
ellipsometry data (J.A. Woollam, M2000XI-210) measured after ALD.
Ellipsometry spectra were acquired over a range of 210–1690
nm and at four different angles between 65 and 80°. The SiO2 substrate was represented by a Cauchy layer in the optical
model. The TiO2 layer was modeled by a Cody–Lorentz
for TiO2-L and by a combination of a Cody–Lorentz
and a Gaussian oscillator accounting for the sub-band-gap absorption
in the case of the other two films. Reflectance/transmittance measurements
of the fabricated metasurface samples were carried out with a WiTec
optical microscope comprising either a water-immersion objective (20×,
NA = 0.5, Zeiss, Germany) or air objective (10×, NA = 0.25, Zeiss,
Germany). Illumination was provided by a Thorlabs OSL2 white light
source. We use 1 – T to characterize the spectral
response of the metasurfaces in experiments rather than 1 – T – R used in simulations, because
obtaining the absorption requires a simultaneous measurement of reflectance
and transmittance in real-time, which is not feasible in our microscopy
setup.
Photoreduction Experiments
Photoreduction of Ag+ was conducted to investigate the photocatalytic performance
of the TiO2– metasurface. The
TiO2– metasurface was immersed
in the 50 mM AgNO3 aqueous solution (AgNO3,
99.9999%, Sigma-Aldrich, dissolved in ultrapure water) and exposed
to 633 nm CW laser (50 mW, 60s) illumination to resonantly excite
the metasurface with quasi-BIC resonance near 633 nm (measured in
an aqueous environment).The laser is illuminate through a water immersion
objective (20×, NA = 0.5, Zeiss, Germany) with a spot size of
13 μm in diameter on the target metasurface pattern (17 ×
17 μm2), as shown in Figure S9. After radiation, the reduced Ag nanoparticles accumulated on the
surface of films, which could be observed by dark-field microscopy
with a water immersion objective (63×, NA = 1.0, Zeiss, Germany).
Dark-field images of metasurfaces were acquired after reaction to
further analyze the amount of Ag nanoparticles deposited on the surface.
Dark-Field Image Processing
To quantify the amount
of Ag particles generated during the photocatalytic reaction, we implemented
a statistical image processing approach based on the dark-field images
captured for the different metasurface samples. Since the photocatalytic
reaction was driven using a red laser (λ = 633 nm), only the
red channel of the RGB images was considered. First, the red color
intensities I for every
pixel in the image was retrieved. Then, to remove the influence of
background signals, a thresholding approach was applied. Specifically,
working from a dark-field image acquired on the same metasurface before
reaction, we calculated the average value R0 of all red color intensities. We could then classify the subset R of pixels above the threshold R0 as relevant to the catalytic reaction, and
calculate the total intensity of red pixels according toas a measure of the total signal contributed
to the dark-field images by the Ag nanoparticles on each metasurface
sample.
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