Francesco Sessa1, Martin Rahm1. 1. Department of Chemistry and Chemical Engineering, Chalmers University of Technology, SE-412 96 Gothenburg, Sweden.
Abstract
Controlling the distribution of electrons in materials is the holy grail of chemistry and material science. Practical attempts at this feat are common but are often reliant on simplistic arguments based on electronegativity. One challenge is knowing when such arguments work, and which other factors may play a role. Ultimately, electrons move to equalize chemical potentials. In this work, we outline a theory in which chemical potentials of atoms and molecules are expressed in terms of reinterpretations of common chemical concepts and some physical quantities: electronegativity, chemical hardness, and the sensitivity of electronic repulsion and core levels with respect to changes in the electron density. At the zero-temperature limit, an expression of the Fermi level emerges that helps to connect several of these quantities to a plethora of material properties, theories and phenomena predominantly explored in condensed matter physics. Our theory runs counter to Sanderson's postulate of electronegativity equalization and allows a perspective in which electronegativities of bonded atoms need not be equal. As chemical potentials equalize in this framework, electronegativities equilibrate.
Controlling the distribution of electrons in materials is the holy grail of chemistry and material science. Practical attempts at this feat are common but are often reliant on simplistic arguments based on electronegativity. One challenge is knowing when such arguments work, and which other factors may play a role. Ultimately, electrons move to equalize chemical potentials. In this work, we outline a theory in which chemical potentials of atoms and molecules are expressed in terms of reinterpretations of common chemical concepts and some physical quantities: electronegativity, chemical hardness, and the sensitivity of electronic repulsion and core levels with respect to changes in the electron density. At the zero-temperature limit, an expression of the Fermi level emerges that helps to connect several of these quantities to a plethora of material properties, theories and phenomena predominantly explored in condensed matter physics. Our theory runs counter to Sanderson's postulate of electronegativity equalization and allows a perspective in which electronegativities of bonded atoms need not be equal. As chemical potentials equalize in this framework, electronegativities equilibrate.
The goal of this work is to open new possibilities
for rationalizing
charge transfer, by practically connecting the chemical potential
to reinterpretations of well-established chemical and physical concepts.
To do so, we describe a theory that explicitly links one set of definitions
of electronegativity and chemical hardness to the chemical potential
and the Fermi energy of molecular and condensed phase systems. Detailed
definitions of these concepts and other factors will be introduced
gradually during the discussion.Since Pauling formalized the
idea in 1932,[1] electronegativity has grown
into a useful tool for rationalizing
trends in charge transfer, bond polarity, bond strength, reactivity,
and various chemical properties. Electronegativity is a simple and
intuitive concept in that it quantifies the ability of atoms (or groups
of atoms) to attract (or hold on to) electrons. Over time, many different
electronegativity scales have been proposed (e.g., refs (1−20)), each attempting to tie this chemical concept to different physical
properties, typically including ionization energies, electron affinities
and other spectroscopical properties of valence electrons. Some electronegativity
scales are based on physical properties of bonded atoms, such as the
Pauling or Walsh scales,[1,6] while other are defined
from properties of isolated atoms, such as the Mulliken, Allred &
Rochow and Allen scales.[8,13,21] A particular challenge with electronegativity is to reconcile its
many definitions with its common practice and resulting chemical predictions
(and failed predictions). How electronegativity changes upon bond
formation is, consequently, a long debated topic.[4,7,14,22−47]A well-known postulate by Sanderson states that electronegativity
of atoms in molecules should equal the mean of the values for the
isolated atoms.[7,10] In other words, the electronegativity
of isolated atoms is postulated to equalize when atoms are bonded
together inside molecules or materials. Sanderson’s idea was
supported by Parr and co-workers, who defined electronegativity as
the negative of the chemical potential.[48] In turn, the chemical potential is a homogeneous value across any
system in equilibrium. Chemical potentials determine where electrons
flow.[49] Nevertheless, alternative viewpoints
on electronegativity equalization have been voiced by several.[4,14,44−47,50] One of the critiques to Sanderson’s postulate is rooted in
the chemical expectation that electronegativity should reflect how
the nature of atoms differs, even when they are bonded in a material.
Equalization requires all atoms to adopt the same electronegativity
within a molecule, regardless of the element. A related objection
is that Sanderson’s postulate necessitates electronegativity
to be defined as the chemical potential.[44,48] In other words, Sanderson’s postulate excludes a host of
electronegativity definitions, many of which are by their own right
useful. Many opposing viewpoints on electronegativity have merit but
it is outside our scope to weigh them. We stress that this work is
not intended as a critique of related theories and methods that can
provide chemical insight (e.g., refs (51−63)). Rather, we aim to develop a complementary perspective.Here,
we rely on an established definition of electronegativity
that is connected to the average electron energy (χ̅)[64−66]where E1e and Eee are the one- and multi-electron energies
of a system, respectively, n is the total number
of electrons and qe is the elementary
charge. The average electron energy can be formally partitioned so
thatand electronegativity attributed to the average
valence electron energy, χ̅val. This definition
is inspired by, but not equal to, that of Allen[13] and has allowed for the compilation of an extensive ground
state (T → 0 K) scale of the electronegativity
of atoms.[64] This scale has been productively
used in literature, for example to rationalize trends in intermetallic
compounds.[67−70] It has also been extended to high pressure conditions,[64,71−73] allowing for the successful rationalization of unexpected
phenomena, such as redox inversion in nitric sulfur hydrides.[74]How to formally separate core from valence
in eq is not always
obvious. However, such choices
do not influence the validity of our following arguments and results.
We refer to previous work for a detailed discussion on what constitutes
a valence level,[64] and for a comparison
with the Allen electronegativity scale.[13] We note that both Allen’s and our preferred scale of electronegativity
are related to the average local ionization energy that has been extensively
studied by Politzer and co-workers.[18] The
average electron energy is also related to the theory of moments of
the electronic energy distribution, useful for rationalizing structure
in extended systems.[75−78]Our choice for defining electronegativity allows us to connect
this central chemical concept to the total energy of a system[65,66]In eq VNN and Eee are the electrostatic
repulsions between nuclei and electrons, respectively. Equation is exact within the Born–Oppenheimer
approximation, and all its terms can be evaluated quantum-mechanically,
at various levels of theory, as well as be estimated experimentally
through a combination of techniques.[64−66] For example, the value
of χ̅val can be experimentally estimated as
an average of photoionization energies of valence levels,[64] or be approximated by averaging the energy of
occupied valence orbitals. Because of the possibility of interchangeable
use of both experimental and computed data, we refer to eq as an experimental quantum chemistry
(EQC) energy decomposition scheme.[65,66] There is no
unique way to decompose energies and several other elegant methods
exist to do so (e.g., see refs (79−102)). EQC energy terms have been successfully used to, for example,
classify chemical bonds in diatomic molecules[65,66] and small hydroxides,[103] for distinguishing
red- and blue-shifted hydrogen bonds,[104] and for estimating substituent effects in benzoic acids.[105]In what follows, we develop upon the
EQC framework to address its
relationship with the chemical potential. As we do so, we will prove
why, with our definition, electronegativity equilibrates within molecules
rather than equalizes.[51−63] We begin by exploring an expression of the chemical potential that
connects to the notion of electronegativity in a new way.
Methods
All density functional theory (DFT) calculations
were performed
at the LC-BLYP/TZP level of theory, using ADF version 2021.207.[106] The derivative terms discussed in this work
have been evaluated through a finite-difference approximation, which
relies on the computation of a fractional occupation number of the
highest occupied molecular orbital (HOMO). The addition and removal
of non-integer numbers of electrons (±0.01 e– in this work) is a mathematical trick allowed by DFT. This approach
can be regarded as a small perturbation to the electronic structure.
Alternatively, in a statistical perspective, fractional HOMO occupations
approximate the ionization of a small percentage of systems within
an ensemble.[107] The range-separated LC-BLYP
functional was chosen as it appears nearly self-interaction-error
free, producing energies that are linear as a function of fractional
charge for the investigated systems.[108] Even systems without an electron affinity can be studied provided
that the basis set is sufficiently large. For example, the energy
of the HOMO of N– calculates as negative, if it
is evaluated from the ∂E/∂N derivative using the LC-BLYP functional.[108] Whereas any DFT functional is approximate, trends and conclusions
of this work are not sensitive to the level of theory. All experimental
values of atomic polarizabilities are from the CRC Handbook of Chemistry
and Physics.[109]
Results and Discussion
Chemical Potential and Electronegativity
The chemical
potential, μ, quantifies the rate of change in the Gibbs free
energy G when an ensemble of systems exchanges particles
(e.g., molecules or electrons) with a surrounding environmentIn eq , n is the number of particles, T is the temperature, p is the pressure
and {Rαβ} are the internal
coordinates that define the geometry. The subscript in eq indicates that we consider G as being differentiated at constant temperature, pressure
and system geometry. The symbol ⟨...⟩ represents ensemble
averaging. The theory to be described will consider a grand canonical
(μVT) ensemble.[49] Equilibrium in such an ensemble means that each system has reached
the same chemical potential, temperature and volume. In other words,
the free energy is at a minimum. Figure illustrates an example of an n-electron system surrounded by an environment that acts as an infinite
electron reservoir with which the system can exchange electrons. A
large collection of such open systems, all in equilibrium with a reservoir,
is by definition a grand canonical ensemble.[49]
Figure 1
Chemical
potential is defined for an n-electron
system exchanging electrons with a surrounding environment. The environment
acts as an infinite electron reservoir.
Chemical
potential is defined for an n-electron
system exchanging electrons with a surrounding environment. The environment
acts as an infinite electron reservoir.What is the connection between eq and electronegativity? With the
help of eq , the Gibbs
free energy can be expressed
within EQC aswhere V is volume and Ethermal includes all temperature and entropy
contributions. By substituting eqs into 4, we obtain an explicit
expression for the chemical potential as a function of electronegativityEquation looks complicated
but can be simplified. Since the partial derivatives in eq are considered at constant geometry, . Furthermore, we can assume that a system
shares electrons with its environment exclusively via valence levels.
The population of core levels is then a constant in the ensemble.
We note that this is a chemically motivated definition of what constitutes
a core level: a level that cannot, in chemical interactions, share
electrons with a surrounding environment. From such a definition follows
that . We can then rewrite eqEquation expresses
the temperature and pressure dependence of the chemical potential
and its relationship with electronegativity. An arguably relevant
case is the in vacuo zero-temperature limit of μ, which corresponds
to the Fermi energy (εF) of a system[49]In vacuum and at T → 0 K, we have no pressure
contribution, i.e., , and the thermal contribution is negligible, . Equation then simplifies furtherEquation defines
the Fermi energy within the EQC framework. Several factors are revealed
to influence the Fermi energy, the first of which is our definition
of electronegativity, ⟨χ̅val⟩.
The second term of eq , which includes the derivative , describes how the electronegativity (the
average energy of valence electrons) of a system changes as a function
of its electronic population. The larger this derivative is, the larger
impact does a change in the electron density have on the electronic
potential of that system. The term will be important when we return to
discuss chemical hardness in the context of EQC. The third term, , is related to the shift of core levels
upon ionization of a system. Core electrons arguably have no direct
role in chemical bonding. However, this third term formalizes how
the movement of core levels relate to the chemical potential, which,
in turn, can change over any transformation. The last term of eq , , describes the electron repulsion response
to the system gaining or losing electrons.Table shows a
test of eq in which
we have calculated μ and each of its components for all atoms
of the first three rows of the periodic table. In these examples,
χ̅ is approximated as the average energy of occupied Kohn–Sham
(KS) orbitals, while the derivatives in eq are evaluated through a finite-difference
approximation (see the Methods section). The
results of eq agree
nearly perfectly with the in-practice definition of the Fermi level
in computational physics and chemistry: the average energy of the
HOMO and the lowest unoccupied (LUMO) orbitals. This agreement is
significant because the terms of eq are all evaluated from occupied electronic states,
avoiding the use of virtual orbitals. The root mean square deviation
between these two options for estimating μ, or εF, is 0.06 eV.
Table 1
Components of the Chemical Potential
μ, Evaluated for Atoms in the First Three Rows of the Periodic
Tablea
element
⟨χ̅val⟩(eV·e–1)
(eV·e–1)
(eV·e–1)
(eV)
μ (eV)
εF (eV)
H
12.06
–12.62
0.00
7.10
–6.53
–6.43
He
21.89
–21.02
0.00
26.33
–6.19
–6.13
Li
5.38
–5.10
–7.01
16.76
–3.02
–2.97
Be
8.72
–8.27
–9.56
30.77
–3.82
–3.78
B
11.58
–9.93
–10.79
43.91
–4.11
–4.09
C
14.47
–11.70
–12.99
64.24
–5.94
–5.96
N
17.48
–13.51
–14.26
85.29
–6.71
–6.69
O
20.07
–15.18
–16.02
110.56
–7.48
–7.30
F
22.84
–16.70
–17.96
140.18
–10.24
–10.15
Ne
25.82
–16.38
–16.07
142.14
–4.75
–4.76
Na
5.16
–4.83
–6.43
66.85
–2.91
–2.87
Mg
7.38
–7.25
–8.02
90.05
–2.72
–2.69
Al
9.30
–7.24
–7.18
87.17
–2.95
–2.96
Si
11.30
–8.10
–8.53
110.90
–4.48
–4.47
P
13.40
–9.04
–9.37
130.95
–5.41
–5.40
S
15.16
–10.11
–10.40
155.59
–6.12
–6.11
Cl
17.06
–10.96
–11.72
185.05
–8.19
–8.15
Ar
19.12
–10.84
–10.61
177.38
–3.63
–3.64
Values of μ are calculated
via eq . Shown for comparison
is the Fermi energy εF, evaluated as the average
energy of the highest occupied and lowest unoccupied orbitals.
Values of μ are calculated
via eq . Shown for comparison
is the Fermi energy εF, evaluated as the average
energy of the highest occupied and lowest unoccupied orbitals.Note how the components of μ follow clear trends
across rows
and down groups of the periodic table. The and terms show surprisingly comparable magnitudes
when evaluated for both second and third row atoms. Comparable energy
shifts in the average valence and core levels upon partial ionization
imply that core levels play a substantial (albeit indirect) role in
the energetics of chemical processes. That the and terms are so similar in magnitude is interesting
considering the successes of common pseudopotential-based calculations.[110] The implicit approximation in such calculations
is that .
A Different Definition of Chemical Hardness
The derivative in eq reminds us of another textbook concept in chemistry: chemical
hardness.[111−114] This concept was proposed by Pearson in 1963 as an integral part
of his hard and soft acids and bases (HSAB) theory.[115] Together with Parr, Pearson later gave a quantitative definition,
which became part of the conceptual density functional theory (CDFT)
framework.[111] Within CDFT, chemical hardness
is defined as the negative of the derivative of electronegativity
with respect to electron population.[112−114] Since then, HSAB theory
has been proven a useful tool in several chemical applications.[116−121] What is the physical interpretation of chemical hardness?In the HSAB theory and CDFT, the hardness of a system, be it an atom,
a molecule or an ion, has a well-established inverse cube root relationship
to polarizability.[122,123]Figure demonstrates that the exact same proportionality
holds true between atomic polarizability and the negative of the term in eq . The correlation is remarkably strong across atoms
and a selection of alkali and alkaline-earth cations and halide anions
(r2 = 0.99).
Figure 2
term calculated for H-Ar (left) and for
a selection of ions from group 1, 2, and 17 (right), plotted against
experimental polarizabilities, α.[109]
term calculated for H-Ar (left) and for
a selection of ions from group 1, 2, and 17 (right), plotted against
experimental polarizabilities, α.[109]The relationship shown in Figure motivates us to define chemical hardness
(within the
EQC framework) asBecause this definition of chemical
hardness shows the same proportionality
to polarizability as the Parr–Pearson chemical hardness,[122,123] the two definitions are indistinguishable on a practical level.
On a conceptual level, chemical hardness now shares a common definition
in both EQC and CDFT, i.e., as the negative derivative of electronegativity.
There is a close analogy in the physical meaning of the two definitions:
in both cases hardness represents a resistance of the chemical potential
to changes in the number of electrons.[112−114] One fundamental difference
is that, in CDFT, hardness is also the derivative of the chemical
potential. As we will show next, analogies between the two frameworks,
EQC and CDFT, go beyond the concept of chemical hardness.
Comparing EQC with Conceptual DFT
To appreciate the
analogies that follow, it is helpful to remind of some aspects of
CDFT. In CDFT, electronegativity is denoted by χ and is defined
as the negative of the chemical potential[48]where E and n are the DFT energy and number of electrons, respectively, and v is the external potential that uniquely defines the electron
density of a system. The electronegativity scale defined by eq was first proposed by
Iczkowski and Margrave[9] and implies Sanderson’s
equalization. Because the chemical potential is homogenous throughout
a system at equilibrium, all atoms in such a system will, by the CDFT
definition, have equal electronegativity. A well-known approximation
to this electronegativity is the Mulliken scale, χM, which can be obtained by a finite-difference approach. The Mulliken
electronegativity can be expressed in DFT terms as[48]In eq I, A, μ, and F are the ionization potential, electron affinity, chemical
potential and the universal DFT functional, respectively. Δρ– and Δρ+ represent changes in
electron density when losing or gaining an electron, respectively.
Higher order terms in eq , and following equations in this section, are not relevant
for the discussion and will be omitted. Note that eq expresses χM as
a function of the chemical potential. CDFT hardness also has a well-known
approximation (the Parr–Pearson hardness, ηP),[48] obtainable by finite differences[48]By combining eqs and 13, and with some
rearrangement, we can
express the chemical potential as a function of the Mulliken electronegativity
and Parr–Pearson hardnessEquation is an
alternative expression for the CDFT chemical potential. However, we
stress that χM and ηP are only approximations
to the CDFT electronegativity and chemical hardness. With this consideration
in mind, we can point to term-by-term analogies between our EQC-derived eq and the CDFT-derived eq . In both equations,
the first term corresponds to electronegativity and the second term
relates to chemical hardness (although in eq , the second term also contains the number
of valence electrons). The last term of both equations relates to
changes in the electron-electron interactions: one of the principal
components of the universal functional F[ρ] is the electron
repulsion energy, as stated by Parr.[48] We
stress that these analogies should only be considered qualitative
in nature. Because the definition of electronegativity and hardness
differs between the EQC and CDFT frameworks, there is no formal correspondence
between the right-hand side terms of eqs and 14. However, the chemical
potential links the two equations, and we note that both definitions
of electronegativity and hardness provide values of comparable magnitude
(see Table and ref (124)). One noticeable difference
between the EQC-derived chemical potential, eq , and the CDFT-derived chemical potential, eq , is that the former
includes a term accounting explicitly for the role of core electrons.We emphasize that our comparison with CDFT is not meant as a critique
of the latter, but the contrary. By building bridges between theoretical
frameworks, and highlighting commonality and complementarity of different
perspectives, we become better equipped to analyze and understand
electronic structure and chemical transformations. A notable merit
of the CDFT framework is the establishment of a series of electronic
structure principles connected to reactivity, such as the “|Δμ|
big is good” rule[125,126] and the principle
of maximum hardness.[127,128] A detailed discussion of these
principles within the EQC framework is beyond the scope of this work.
However, we note that any principle based on the chemical potential
will remain valid within EQC, even as a given value may find a complementary
interpretation through eqs or 9. The principle of maximum hardness
is likely to remain valid in EQC. We postulate this as both the EQC
and CDFT definitions of chemical hardness result in strong connections
to polarizability, and because the response to electronic perturbations
is invariably linked to the HOMO energy.With a new expression
for the chemical potential as a function
of electronegativity in hand, we can proceed to discuss the equilibria
that come into play when atoms join to form bonds. How does our definition
of electronegativity of atoms change in a molecular environment?
Atomic Electronegativity and the Chemical Potential
Moving away from global quantities that describe a system as a whole,
we next study atomic properties. As we do so, we change our point
of view to consider each atom within a molecule, crystal, or any material,
as a sub-system. Figure illustrates this change in perspective.
Figure 3
Molecular, or global,
quantities are defined for an ensemble of
systems exchanging electrons with the environment (left panel). Atomic
quantities can be defined similarly, as an ensemble of single atoms,
while the rest of the system becomes part of the environment (right
panel).
Molecular, or global,
quantities are defined for an ensemble of
systems exchanging electrons with the environment (left panel). Atomic
quantities can be defined similarly, as an ensemble of single atoms,
while the rest of the system becomes part of the environment (right
panel).For each atomic sub-system, the rest of the molecule
can be treated
as the environment with which the atom exchanges electrons. In this
perspective, each atom is represented by a grand canonical ensemble
in chemical and thermal contact with the ensembles representing the
other bonded atoms. Upon equilibration, the chemical potential of
such atomic ensembles will be equal, which allows their combination
into a larger molecular ensemble, i.e., the general case we discussed
previously.To consider molecules as comprising of different
fragments is common
practice in chemistry. However, there is no unique way to quantum
mechanically do so. In principle, the framework we propose herein
can make use of any partitioning method, regardless of whether they
are, for example, based on topological analysis of electron densities,[129,130] or population analysis of wavefunctions.[131,132] By partitioning into atoms, we can recast the Gibbs free energy
expression of a molecule, eq , as a function of atomic electronegativitieswhere the index α runs over all atoms
in a molecule. We can then redefine the chemical potential of an atom
that is exchanging electrons with the rest of the molecule, our system
and environment, respectivelyIn eq , nA is the electronic
population of an atom A,
and the subscript {nα}α≠A means that G is differentiated at constant populations
for all atoms except A. Note that this atomic chemical potential has
the same functional form as the macroscopic chemical potential of
a component in a multi-component mixture.[133] However, here nA is the number of electrons
attributed to atom A, while in a macroscopic system nA would represent the number of particles of component
A in a mixture. Following the same reasoning illustrated before for
an ensemble of n-electron molecular systems (see eq ), we can express the atomic
chemical potential asIf we maintain that exchanges of electrons
only proceed via valence
levels (vide supra), we have and , where δαA is either
0 or 1 depending on whether α ≠ A or α = A, respectively.
We also know that . Finally, for the in vacuo zero-temperature
limit of μA the terms and are negligible. We can then simplify eqEquation shows
how the chemical potential of an atom A, in a molecular environment,
is a function of its electronegativity. Note that the label A marks
the specific atom for which the chemical potential μA is evaluated, while the index α runs over all atoms in the
molecule. At face value, eq looks similar to eq . However, the latter describes the properties of the whole
system, with no external forces influencing its chemical potential.
In contrast, eq makes
explicit the connection between the electronegativity and the chemical
potential of an atom within a molecular environment. Expressing chemical
potentials of atoms as in eq provides a perspective closely related to the well-known
example of a junction between p- and n-type semiconductors.[49] When two different semiconductors are put in
contact, electrons flow from a higher chemical potential to a lower
one. In a p–n junction, the chemical potential is homogeneous
at equilibrium. However, each side of the junction is still expressed
as a sum of two inhomogeneous quantities. One is a local potential,
which relates to the type of the semiconductor. The second is an external
electrostatic potential, which arises from inhomogeneous doping of
the two semiconductors.[49] We argue that
the flow of electrons between bonded atoms can be described in similar
terms, by the chemical potentials provided by eq .With expressions for atomic chemical
potential in hand, it is possible
to next address the electronegativity equilibration that takes place
upon chemical bond formation.
Electronegativity Equilibration
When bonds are formed,
electron density is redistributed among atoms as to minimize the Gibbs
energy, i.e., dG = 0. Equation shows the Gibbs energy of a system as a
function of temperature, pressure, atomic populations, and its geometry.
If we consider a bonding process at constant temperature and pressure,
the total differential of that energy can be expressed asBorrowing a perspective from Marcus
theory,[134] the change in populations—at
fixed geometry—is the proper reaction coordinate of an electron
transfer (ET) process. The first term on the right-hand side of eq corresponds to the change
in energy along this ideal ET reaction coordinate. Conversely, the
last term of eq captures
the response of Gibbs free energy to changes in nuclear geometry.
In DFT terminology, this last term is the energy response due to a
change in the external potential. The different terms relate directly to Hellman-Feynman
forces, i.e., the forces experienced by nuclei in a molecule.[135,136] We note that Averill and Painter have studied and named similar
terms “dynamic orbital forces”.[136]In a similar fashion to eq , we next outline an EQC expression of for any given pair of atomswhere α and β denote a specific
pair of atoms, while γ runs over all atoms. Equation tells us that the forces
experienced by nuclei are mainly influenced by two factors: (1) how
energies of electronic levels shift because of nuclear movement, and
(2) the changing balance between electrostatic repulsions (nuclear-nuclear
and electron-electron).By substituting eqs and 20 into eq , and with some rearrangements,
we can express the
energy differential in a chemical process in terms of atomic electronegativitieswhere α, β and
γ run over all atoms. Note how the chemical potential of each atom contains sums over all atoms when expressed in eq . Summing over the chemical
potential for all atoms in eq consequently results in a double summation in eq . Similarly, the sum over all atoms
in eq results into
the triple summations in eq .By converting the sums over all the partial derivatives
into total
differentials we can write a more compact expression for eqEquation describes
energy changes in any chemical process. For example, when integrated
over a chemical reaction eq allows the study of how individual atomic energy contributions
evolve. We focus on the conceptual meaning of the first right-hand
side term of eq in
what follows but remind that the second term relates to chemical hardness.
The quantification of all these terms is possible through different
methods (e.g., see ref (137)) and we will return to discuss their physical rationale
and implications in detail, in future work.When dG equals zero, eq represents the equilibrium condition between
atoms exchanging electrons within a molecule, or any other material.
In such a case, the first right-hand side term of eq is proportional to an electronegativity
difference. To see why, we look at the example of a heteronuclear
diatomic molecule AB. In such a molecule, the change in electron population
of one atom (relative to the isolated atom) must perfectly equal that
of the other atom, but with reversed sign, i.e., d⟨nA⟩ = −d⟨nB⟩. It then follows that ∑αqe⟨χ̅α,val⟩d⟨nα⟩ is
equal to a change in electronic population times the difference in
electronegativity between the two atoms in the molecule, d⟨nα⟩(⟨χ̅B,val⟩ – ⟨χ̅A,val⟩).Equation explains
why differences in electronegativity between non-equivalent atoms
(or fragments) are expected to persist at equilibrium. Atomic electronegativities
(of the sort we investigate cf., eqs and 2) can equalize only in
special cases where contributions from hardness, core shifts and electrostatic
repulsions cancel out. Equation therefore formalizes the concept of electronegativity
equilibration and explains why equalization of electronegativity is
not strictly necessary.
Conclusions
Independently of its precise definition,
electronegativity is a
powerful concept for quickly predicting the direction of charge transfer
and bond polarity. But even so, we know that trends in this atomic
property can disagree with a range of observables, such as trends
in bond energies, reactivity or stability. For example, the dipole
moments in molecules such as CO, CS and BF are inverted relative to
expectations from simple electronegativity arguments (these dipole
moments can be explained in other ways).[138−140] We believe this work constitutes an important step towards better
understanding the occasional practical shortcomings of electronegativity.Chemical potentials are what ultimately determines where electrons
move. In the theory we present, the chemical potential is expressed
in terms of reinterpretations of several well-known chemical concepts
and physical quantities, including electronegativity, chemical hardness,
changes in electronic repulsions within a molecule, and the sensitivity
of core levels to changes in the electron density. One effect formalized
(but not explored in this work) is the effect of pressure on the chemical
potential. Conditions of high pressure are likely to significantly
affect equilibration of electronegativity in chemical reactions, as
also suggested elsewhere.[71,73] At the zero-temperature
limit, an expression of the Fermi level emerges that, we think, helps
to connect several central chemical concepts to a plethora of material
properties, theories and phenomena predominantly explored in condensed
matter physics.In this work, we make clear that with a definition
of electronegativity
as the average energy of valence electrons (a definition related but
not equal to that of Allen[13,64]) we allow for a perspective
in which atoms within molecules and materials can have different electronegativities.
This premise is at odds with the electronegativity equalization postulate
of Sanderson, which holds true only when electronegativity is defined
as the negative of the chemical potential. Our analysis is enabled
by the theoretical framework EQC, which is intended to encompass and
connect useful concepts within theoretical chemistry and physics.
Analogies and differences between EQC and CDFT are discussed, and
we stress the complementarity of these two approaches.One motivation
for EQC is to facilitate the interchangeable use
of theoretically and experimentally obtained data when analyzing electronic
structure. Several terms in our partitioning of the chemical potential, eq , can, in principle, be
estimated experimentally. Valence and core levels can be probed by
photoemission spectroscopies, and so should their sensitivity to electronic
perturbations. For atomic quantities, a strict connection between
theory and experiment becomes harder. Core energies can be probed
selectively by X-ray spectroscopy in many instances. However, attributing
experimental estimates of average binding energies of valence electrons
to atoms inside molecules is challenging. Developments of the resonant
inelastic X-ray scattering (RIXS) technique are encouraging, as it
may allow for the probing of valence levels with atomic selectivity.[141−143]We intend for the outlined theory to stimulate constructive
discussion
on the driving forces responsible for chemistry, and the limits of
chemical rationales in chemistry at large.