Colton J Ross1, Elizabeth J Trimble2, Emily L Johnson3, Ryan Baumwart4, Matthew A Jolley5, Arshid Mir6, Harold M Burkhart2, Chung-Hao Lee1,7. 1. School of Aerospace and Mechanical Engineering, University of Oklahoma, OK, USA. 2. Department of Surgery, University of Oklahoma Health Sciences Center, OK, USA. 3. Department of Aerospace and Mechanical Engineering, University of Notre Dame, IN, USA. 4. Veterinary Clinical Sciences, College of Veterinary Medicine, Washington State University, WA, USA. 5. Department of Anesthesiology and Critical Care and Pediatric Cardiology, Children's Hospital of Philadelphia, PA, USA. 6. Department of Pediatrics, University of Oklahoma Health Sciences Center, OK, USA. 7. Institute for Biomedical Engineering, Science & Technology, University of Oklahoma, OK, USA.
Abstract
Objective: Hypoplastic left heart syndrome (HLHS) is a congenital disease characterized by an underdevelopment of the anatomical components inside the left heart. Approximately 30% of HLHS newborns will develop tricuspid regurgitation (TR), and it is currently unknown how the valve annulus mechanics and geometry are associated with regurgitation. Thus, we present an engineering mechanics-based analysis approach to quantify the mechanics and geometry of the HLHS-afflicted tricuspid valve (TV), using 4-dimensional echocardiograms. Methods: Infants born with hypoplastic left heart syndrome (n=8) and healthy newborns (n=4) had their tricuspid valves imaged, and the data was imported to the 3D Slicer. The annular curves were defined at five points in the cardiac cycle. The geometry and deformation (strain) of the TV annulus were calculated to elucidate the mechanics of this critical structure, and compare them between HLHS and normal neonates. Results: For the annular geometry, HLHS-afflicted newborns had significantly larger annular circumferences (20-30%) and anterior-posterior diameters (35-45%) than the healthy patients. From a biomechanics perspective, the HLHS patients had significantly smaller strains in the anterior segments (-0.1±2.6%) during end diastolic and end isovolumetric relaxation (1.7±3.0%) compared to the healthy counterparts (-13.3±2.9% and 6.8±0.9%, respectively). Conclusions: The image-based analysis in this study may provide novel insights into the geometric and mechanistic differences in the TV annulus between healthy and HLHS newborns. Future longitudinal studies of the biomechanics of TV annulus and other subvalvular structures may inform our understanding of the initiation and development of TR and the design of optimal repairs in this challenging population.
Objective: Hypoplastic left heart syndrome (HLHS) is a congenital disease characterized by an underdevelopment of the anatomical components inside the left heart. Approximately 30% of HLHS newborns will develop tricuspid regurgitation (TR), and it is currently unknown how the valve annulus mechanics and geometry are associated with regurgitation. Thus, we present an engineering mechanics-based analysis approach to quantify the mechanics and geometry of the HLHS-afflicted tricuspid valve (TV), using 4-dimensional echocardiograms. Methods: Infants born with hypoplastic left heart syndrome (n=8) and healthy newborns (n=4) had their tricuspid valves imaged, and the data was imported to the 3D Slicer. The annular curves were defined at five points in the cardiac cycle. The geometry and deformation (strain) of the TV annulus were calculated to elucidate the mechanics of this critical structure, and compare them between HLHS and normal neonates. Results: For the annular geometry, HLHS-afflicted newborns had significantly larger annular circumferences (20-30%) and anterior-posterior diameters (35-45%) than the healthy patients. From a biomechanics perspective, the HLHS patients had significantly smaller strains in the anterior segments (-0.1±2.6%) during end diastolic and end isovolumetric relaxation (1.7±3.0%) compared to the healthy counterparts (-13.3±2.9% and 6.8±0.9%, respectively). Conclusions: The image-based analysis in this study may provide novel insights into the geometric and mechanistic differences in the TV annulus between healthy and HLHS newborns. Future longitudinal studies of the biomechanics of TV annulus and other subvalvular structures may inform our understanding of the initiation and development of TR and the design of optimal repairs in this challenging population.
Computed TV annulus strain for patients with HLHS.The derived mechanics and geometry-based metrics of the tricuspid valve annulus in patients with HLHS can provide novel insight into the refinement of the timing for surgical interventions.Hypoplastic left heart syndrome patients undergoing the staged palliation are susceptible to tricuspid valve regurgitation. Currently, there is limited information regarding the tricuspid valve annulus mechanics in this population, and an engineering-based analysis approach was performed to elucidate the distinct features (eg, mechanical strain) present in this unique congenital heart defect.See Commentary on page 340.Hypoplastic left heart syndrome (HLHS) is present in 1 of every 3841 births in the United States and is associated with a 20.6% mortality rate within the first 2 weeks of life., Staged cardiac palliation surgery is the primary treatment method for neonates with HLHS; however, interstage mortality, postpalliation mortality, and tricuspid valve (TV) complications remain emerging challenges for this pediatric population.3, 4, 5 For example, up to 32% of newborns develop significant tricuspid regurgitation (TR) by the second palliation stage,, which is associated with a relatively high mortality rate and suboptimal repair outcomes., Patient characteristics with the presence and recurrence of TR have been documented, including early intervention (eg, younger, lower body weight) and abnormal valve architectures (eg, leaflet tethering).6, 7, 8,10, 11, 12, 13, 14, 15, 16 These complications may be due to the increased afterload on the TV during the reconstructive palliations, subsequently resulting in valvular tissue remodeling to maintain tissue homeostasis.17, 18, 19While these advancements facilitate a deeper understanding of the geometric abnormalities related to the presence of TR in patients with HLHS, there are currently no biomechanics-focused studies of the TV structures. Mechanical strain, caused by external constraints or loads (in this case due to right ventricular contraction and valve closure), is a geometric measure of deformation, representing the relative displacement between particles in a material body. Understanding the functional strains, together with other engineering mechanics metrics, is crucial for optimizing TV surgical techniques that can ideally prevent TR progression. Specifically, TV interventions, such as valvuloplasty, may be improved to better target the desired tissue homeostatic stress and strain to avoid adverse tissue remodeling and the subsequent disease worsening. To this end, we develop a mechanics-based TV annulus analysis pipeline to quantify and systematically analyze the clinical, geometric, and engineering mechanics metrics in HLHS-afflicted TVs (Figure 1). In this pilot study, we use this pipeline to analyze a cohort of 8 newborns with HLHS (n = 8) and 4 healthy newborns (n = 4), which can lay the foundation for future studies to identify the predictors of TV annulus mechanics associated with TR.
Figure 1
Overview of the study, including the echocardiogram image segmentation, mechanics-based analysis results, and the implications of our work. HLHS, Hypoplastic left heart syndrome.
Overview of the study, including the echocardiogram image segmentation, mechanics-based analysis results, and the implications of our work. HLHS, Hypoplastic left heart syndrome.
Methods
This is a single-center study, reviewed and approved by the institutional review board (IRB) at the University of Oklahoma Health Sciences Center, for a retrospective (IRB no. 14112; obtained on December 8, 2021) enrollment of patients diagnosed with HLHS from July 2019 to present. Due to the retrospective nature of the study, patient consent was not required.
Study Population
The inclusion criteria for the 8 currently enrolled patients with HLHS were that they (1) have HLHS and (2) have no evidence of moderate or severe TR. Meanwhile, the inclusion criterion for another 4 healthy patients was the absence of cardiovascular disease or defects, and they were imaged for concerns, such as hypoxia or heart murmurs, but presented with normal cardiovascular function. Table 1 summarizes the characteristics of all 12 patients (eg, birth weight, gestational age).
Table 1
Patient characteristics for the newborns with HLHS and healthy newborns considered in this study
Patient ID
Race
Sex
Birth weight/height
Gestational age
Diameter of ascending aorta
TAPSE
RVFAC (%)
HLHS subtype
HLHS newborns
1
Hispanic
Male
2790 g/46 cm
36 + 0/7 wk
0.29 cm (z = −3.44)
8.0 mm
44
MS/AoS
2
Caucasian
Male
3020 g/48.5 cm
37 + 1/7 wk
0.20 cm (z = −4.77)
8.5 mm
40
MS/AoA
3
Caucasian
Male
3310 g/52 cm
38 + 2/7 wk
0.16 cm (z = −5.17)
8.4 mm
41
MS/AoA
4
Caucasian
Male
3350 g/49 cm
38 + 1/7 wk
0.23 cm (z = −4.73)
8.0 mm
44
MS/AoS
5
Caucasian
Male
3180 g/52 cm
38 + 4/7 wk
0.32 cm (z = −3.93)
9.0 mm
45
MS/AoS
6
Unknown
Female
2700 g/49 cm
39 + 2/7 wk
0.40 cm (z = –3.07)
8.0 mm
43.8
MS/AoS
7
Caucasian
Female
2780 g/47.5 cm
38 + 5/7 wk
0.18 cm (z = N/A)
8.5 mm
37
MA/AoA
8
Hispanic
Male
3350 g/47.8 cm
39 + 1/7 wk
0.22 cm (z = −4.76)
6.5 mm
40
MA/AoA
Healthy newborns
9
Hispanic
Female
1670 g/42.5 cm
33 + 3/7 wk
N/A
10.5 mm
55
N/A
10
Hispanic
Male
3575 g/55.5 cm
40 + 3/7 wk
N/A
10.7 mm
45
N/A
11
Unknown
Male
2260 g/45 cm
32 + 5/7 wk
N/A
8.7 mm
40
N/A
12
Caucasian
Male
2960 g/50 cm
39 + 4/7 wk
N/A
13.3 mm
62
N/A
Note that the diameter of the ascending aorta, RVFAC, and TAPSE scores were not measured in the healthy patients. HLHS, Hypoplastic left heart syndrome; TAPSE, tricuspid annular plane systolic excursion; RVFAC, right ventricular fractional area change; MS, mitral stenosis; AoS, aortic stenosis; AoA, aortic atresia; N/A, not available.
Patient characteristics for the newborns with HLHS and healthy newborns considered in this studyNote that the diameter of the ascending aorta, RVFAC, and TAPSE scores were not measured in the healthy patients. HLHS, Hypoplastic left heart syndrome; TAPSE, tricuspid annular plane systolic excursion; RVFAC, right ventricular fractional area change; MS, mitral stenosis; AoS, aortic stenosis; AoA, aortic atresia; N/A, not available.
Echocardiogram Imaging and Image Segmentation
Routine 4-dimensional full-volume transthoracic echocardiographic data for a full cardiac cycle was collected in the apical view (coronal scanning plane) using a Philips EPIQ ultrasound machine (Philips NV) equipped with 5-MHz and 7-MHz matrix-array transducers under our IRB-approved protocol, where none of the patients were under sedatives/medications during the imaging procedure. The acquired 4-dimensional echocardiographic imaging data was converted into a Cartesian Digital Imaging and Communications in Medicine (3DDCM) format in QLAB Cardiac Analysis software (Philips NV). The corresponding Digital Imaging and Communications in Medicine files from the patient imaging were then imported to the 3D Slicer software using the SlicerHeart module for definition of the TV annulus using the 3 standard views—the axial, sagittal, and coronal planes (Figure 2).,, For the subsequent geometrical and engineering mechanics-based analyses, we defined 5 key time points of interest over the cardiac cycle20, 21, 22:
Figure 2
Four-dimensional transthoracic echocardiographic data from a representative newborn with HLHS (patient #1): (A) axial plane, (B) sagittal plane, and (C) coronal plane. D, Illustration of our image segmentation of the TV annulus. HLHS, Hypoplastic left heart syndrome; TV, tricuspid valve; AS, anteroseptal; AP, anteroposterior; PS, posteroseptal.
Right ventricular minimum pressure (RVPmin): The TV is open (ie, leaflets are not in contact), and the right ventricle is at the minimum volume.End diastole (ED): The time instant right before the coaptation of the TV leaflets.End-isovolumetric contraction (EIVC): The TV is closed (ie, TV leaflets are in contact), and the right ventricle is at the maximum volume.End systole (ES): The TV is closed, and the ventricular volume is at the minimum.End-isovolumetric relaxation (EIVR): The TV is closed, and the ventricular volume is at the minimum volume without a change in ventricular volume.Four-dimensional transthoracic echocardiographic data from a representative newborn with HLHS (patient #1): (A) axial plane, (B) sagittal plane, and (C) coronal plane. D, Illustration of our image segmentation of the TV annulus. HLHS, Hypoplastic left heart syndrome; TV, tricuspid valve; AS, anteroseptal; AP, anteroposterior; PS, posteroseptal.At each of the aforementioned time points, the (X, Y) locations of the 3 commissure regions were first identified on the axial plane, ie, the anteroseptal, the anteroposterior (AP), and the posteroseptal (PS) commissures (Figure 2, A). Then, the segmentation of the TV annulus was performed within the 3D Slicer software through manual segmentation of the TV leaflet hinge points (Figure 2, B). These leaflet hinge points were identified at every 8° to 9° of the TV annulus by rotation of the sagittal plane view about the centroid of the imaging viewpoint (Figure 2, D). Following segmentation, the (X, Y, Z) coordinates of the segmented TV annulus point clouds were exported for the geometry and mechanics analyses. To ensure the consistency and robustness of our overall manual image segmentation, all TV annulus segmentations were performed in consultation with multiple clinicians (eg, pediatric cardiologist and pediatric cardiac surgeon) at the Oklahoma Children's Hospital and Children's Hospital of Philadelphia.
Geometry- and Engineering Mechanics–Based Analyses for the TV Annulus
The (X, Y, Z) coordinates from the TV annulus point clouds (ie, a collection of segmentation points; Figure 3, A) were imported to MATLAB (MathWorks). Annulus curve fitting was performed using a moving least-squares algorithm,, from which we retrieved 300 uniformly spaced material points (the number of material points was chosen to yield convergent strain, strain rate, and curvature) for the subsequent analyses. Note that we defined the 0° angle as the location of the AP commissure (Figure 3, B) and the positive angle as the clockwise rotation around the annulus circumference from 0° to 360°.
Figure 3
A, Visual description of the moving least-squares curve fitting to obtain a smoothed representation of the TV annulus. B, Schematic of the 2 diameters of the TV annulus: DSL and DAP. C, Illustration of the calculations of the annular height and the annulus bending angle. D, Representative annulus contours from patient #1 with HLHS at end diastole, showing the strain, strain rate, and relative curvature. TV, Tricuspid valve; DSL, septal-lateral diameter; DAP, anteroposterior diameter; HLHS, hypoplastic left heart syndrome; AS, anteroseptal; AP, anteroposterior; PS, posteroseptal.
A, Visual description of the moving least-squares curve fitting to obtain a smoothed representation of the TV annulus. B, Schematic of the 2 diameters of the TV annulus: DSL and DAP. C, Illustration of the calculations of the annular height and the annulus bending angle. D, Representative annulus contours from patient #1 with HLHS at end diastole, showing the strain, strain rate, and relative curvature. TV, Tricuspid valve; DSL, septal-lateral diameter; DAP, anteroposterior diameter; HLHS, hypoplastic left heart syndrome; AS, anteroseptal; AP, anteroposterior; PS, posteroseptal.After annulus curve fitting, the typical clinical and geometric indices were quantified, including: (1) the 2 primary annulus diameters: the AP diameter DAP and the septolateral (SL) diameter DSL (Figure 3, B), (2) the annular height (Figure 3, C), and (3) the bending angle, which is defined as the angle between the best fit planes of the flat region and the elevated region (the flat region is composed of the posterior annulus and the bordering half of the bisected septal annulus region, whereas the elevated region consists of the anterior annulus and the neighboring half of the bisected septal region) (Figure 3, C). We also determined other geometry-based metrics of interest, including the circumference, the annulus area, which is approximated by the sum of the area of triangles delimited by any 2 adjacent material points and the centroid of the annulus curve, and the sphericity, which is calculated by DAP/DSL.In addition, the biomechanical metrics were determined using the material points from the fitted curve. Herein, we defined RVPmin as the reference configuration, as it is the time point in the cardiac cycle closest to a stress-free reference configuration. The annulus strains associated with each material point i located at (X, Y, Z), were computed as the changes in segment lengths between the RVPmin and the subsequent time points (the direction of strain is along the tangential direction of the annulus curve) (Figure 3, A). Thereafter, the strain rate was calculated as the difference in strain between the reference configuration and the subsequent time points per unit time (in seconds). We also quantified the curvature and the relative curvature (ie, the difference in curvature between the RVPmin and the subsequent time points). A representative illustration of the spatial variations in the strain, strain rate, and curvature, between EIVC and RVPmin are shown in Figure 3, D. For more details on the moving least-squares curve fitting and the subsequent biomechanics-based quantifications, we refer the readers to Appendix 1.
Statistical Analysis
Normally distributed data was reported as the mean ± standard error of the mean and non-normal data as the median [the interquartile range]. For comparisons between patients, annular area measurements were first normalized by the body surface area, whereas the linear measurements were normalized by . Herein, the body surface area was estimated using Haycock's formula. Statistical comparisons were performed between the newborns with HLHS and healthy newborns: normal data via Student's t test (with Welch's correction in the case of unequal variances), and non-normal data via Wilcoxon rank-sum test. To analyze trends between the clinical measurements of patient right ventricular function and the TV geometries, we analyzed the Pearson's correlation coefficient (r).
Remark 1
Note that this study is a pilot investigation, and the statistical comparisons performed provide preliminary insights into the differences between newborns with HLHS and healthy ones. Future studies with larger cohorts will be required for more conclusive findings.
Results
TV Annulus Geometric Features in Newborns With HLHS
From the perspective of geometry, we observed distinct changes in the TV annulus during the cardiac cycle for the newborns with HLHS (Figure 4 and Figure E1). Specifically, DAP decreased during the leaflet coaptation (EIVC) by –12.9 ± 4.0%, whereas the trends for DSL were less consistent, with one half of patients demonstrating an increase in DSL (6.6%-45.7%), whereas the remaining patients exhibiting a decreased DSL during EIVC (−3.6% to −18.5%). These changes were reflected in the sphericity and the annular area. For sphericity, nearly all patients (except patient #4) had an elliptical annulus shape (sphericity >1.0) at RVPmin, then becoming more circular throughout the cardiac cycle (ie, sphericity ≈ 1.0). For annular area, we found decreases between RVPmin and EIVC for all but one of the patients with HLHS (–42.1% to −6.8%), and a 13.0% increase for patient #7, who had a restrictive atrial septal defect. In contrast, the circumference remained relatively constant for each patient (variations within ±10% throughout the cardiac cycle).
Figure 4
Key TV annulus clinical metrics for all newborns with HLHS (n = 8) at the selected time points over the cardiac cycle solid red line: the median, the bounding box: the 25th to 75th percentiles, the whiskers: extension between the maximum and minimum nonoutlier datapoints. Individual patient data points at each time point are visualized with jittering for improved visual clarity. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; RVP, minimum right ventricular pressure; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation; SL, septal-lateral; AP, anteroposterior.
Figure E1
Percentage changes in the TV annulus clinical metrics for the HLHS newborns (n = 8) at the selected time points over the cardiac cycle. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation; AP, anteroposterior; SL, septal-lateral.
Key TV annulus clinical metrics for all newborns with HLHS (n = 8) at the selected time points over the cardiac cycle solid red line: the median, the bounding box: the 25th to 75th percentiles, the whiskers: extension between the maximum and minimum nonoutlier datapoints. Individual patient data points at each time point are visualized with jittering for improved visual clarity. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; RVP, minimum right ventricular pressure; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation; SL, septal-lateral; AP, anteroposterior.The bending angle and annular height provide insights into the changes in the out-of-plane “saddleness” of the TV annulus. Specifically, we found the annulus to be flatter in the relaxed state (RVPmin, 166.2° [22.2°]) and more “bent” at valve closure (EIVC, 143.9° [8.1°]). We also noted an 8.2% to 87.7% increase in the annular height for 3 of the 8 newborns with HLHS at EIVC, whereas the remaining 5 patients showed a decrease in the annular height of –1.6% to –36.5%. In contrast, the quantified geometric changes for the healthy newborns are shown in Figure 5 and Figure E2.
Figure 5
Key TV annulus clinical metrics for all healthy newborns (n = 4) at the selected time points over the cardiac cycle (solid red line: the median, the bounding box: the 25th to 75th percentiles, the whiskers: extension between the maximum and minimum nonoutlier datapoints). Individual patient data points at each time point are visualized with jittering for improved visual clarity. TV, Tricuspid valve; RVP, minimum right ventricular pressure; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation; SL, septal-lateral; AP, anteroposterior.
Figure E2
Percentage changes in the TV annulus clinical metrics for the healthy newborns (n = 4) at the selected time points over the cardiac cycle. TV, Tricuspid valve; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation; AP, anteroposterior; SL, septal-lateral.
Key TV annulus clinical metrics for all healthy newborns (n = 4) at the selected time points over the cardiac cycle (solid red line: the median, the bounding box: the 25th to 75th percentiles, the whiskers: extension between the maximum and minimum nonoutlier datapoints). Individual patient data points at each time point are visualized with jittering for improved visual clarity. TV, Tricuspid valve; RVP, minimum right ventricular pressure; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation; SL, septal-lateral; AP, anteroposterior.Analyzing the patient right ventricular function data (Table 1), we observed moderate-to-strong correlations of the right ventricular fractional area change to the quantified geometric indices: DAP (−0.78 < r < −0.44), DSL (−0.75 < r < −0.03), area (−0.57 < r < −0.36), bending angle (−0.55 < r < 0.81), height (0.22 < r < 0.67), and sphericity (–0.74 < r < 0.22), whereas the right ventricular fractional area change was weakly correlated with the mechanical strain and strain rate along with a moderate correlation with the curvature in the septal segment (0.57 < r < 0.66). In addition, there were moderate-to-strong correlations between the diameter of the ascending aorta and the annular height (0.71 < r < 0.86) and the strain in the posterior segment (0.36 < r < 0.76).
TV Annulus Mechanics for Newborns With HLHS
The spatial variations of the computed annulus strain around the circumference at each of the analyzed time points for one representative patient (ie, patient #1) are shown in Figure 6, whereas the computed annular strain, strain rate, and relative curvature across all patients are presented in Figure 7, Figure E3, and Figure E4, respectively. Video animations depicting the annulus shape and strains throughout the cardiac cycle for each patient (HLHS and healthy) are provided in Videos 1-12.
Figure 6
Spatial variations of the computed strain along the TV annulus circumference for a representative HLHS newborn (Patient #1) at the selected time points over the cardiac cycle, where the time instant was chosen as the reference configuration (RVPmin). Note that the 0° angle was aligned with the anteroposterior commissure. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; AS, anteroseptal; AP, anteroposterior; PS, posteroseptal; RVP, minimum right ventricular pressure; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation.
Figure 7
Spatial variations of the computed strain along the TV annulus circumference for (A) the studied 8 newborns with HLHS (n = 8), and (B) the 4 healthy newborns (n = 4) (solid lines: mean, shaded regions: standard error of the mean). Note that the 0° angle was aligned with the anteroposterior commissure. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; ED, end diastole; EIVC, end-isovolumetric contraction; EIVR, end-isovolumetric relaxation.
Figure E3
Spatial variations of the computed strain rate along the TV annulus circumference for (A) the studied 8 newborns with HLHS (n = 8), and (B) the 4 healthy newborns (n = 4) (solid lines: mean, shaded regions: standard error of the mean). Note that the 0° angle was aligned with the anteroposterior commissure. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation.
Figure E4
Spatial variations of the computed relative curvature along the TV annulus circumference for (A) the studied 8 newborns with HLHS (n = 8), and (B) the 4 healthy newborns (n = 4) (solid lines: mean, shaded regions: standard error of the mean). Note that the 0° angle was aligned with the anteroposterior commissure. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation.
Spatial variations of the computed strain along the TV annulus circumference for a representative HLHS newborn (Patient #1) at the selected time points over the cardiac cycle, where the time instant was chosen as the reference configuration (RVPmin). Note that the 0° angle was aligned with the anteroposterior commissure. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; AS, anteroseptal; AP, anteroposterior; PS, posteroseptal; RVP, minimum right ventricular pressure; ED, end diastole; EIVC, end-isovolumetric contraction; ES, end systole; EIVR, end-isovolumetric relaxation.Spatial variations of the computed strain along the TV annulus circumference for (A) the studied 8 newborns with HLHS (n = 8), and (B) the 4 healthy newborns (n = 4) (solid lines: mean, shaded regions: standard error of the mean). Note that the 0° angle was aligned with the anteroposterior commissure. TV, Tricuspid valve; HLHS, hypoplastic left heart syndrome; ED, end diastole; EIVC, end-isovolumetric contraction; EIVR, end-isovolumetric relaxation.From the representative patient, we observed the largest compressive strains in the posterior annulus (a maximum strain of –8.8% at ED), whereas the anterior segment underwent the smallest strain throughout the cardiac cycle (<5% on average). Similarly, across all patients, we found the largest strains in the posterior and septal segments (–5.7 ± 2.2% and –8.7 ± 3.8% at ED, respectively), and the minimal strain in the anterior segment (<5% on average at all selected time points). For the strain rate, the largest changes were found at EIVC: posterior segment (5.2 ± 63.0%/s), anterior segment (60.9 ± 66.6%/s), and septal segment (–158.8 ± 96.1%/s). Finally, we observed a maximum change in the relative curvature for the posterior and anterior segments (±1.0 mm−1), along with a ±2.0 mm−1 curvature change for the septal segment.
Differences Between Healthy and HLHS Newborns
We noted several key differences in TV annulus geometry between the newborns with HLHS and healthy newborns. First, DAP and the annular circumference were larger for patients with HLHS at all 5 analyzed time points (35%-45% and 20%-30% larger, respectively; .001 < P < .040). Interestingly, however, DSL was similar between the 2 groups (.074 < P < .260). These trends were similarly reflected in the annular area, wherein the area was significantly larger (44%-65%) for the patients with HLHS at all time points, except EIVC (.002 < P < .060). The sphericity was also significantly different between patient subgroups at all time points except ED (.017 < P < .040). Specifically, the healthy newborns exhibited an elliptical annulus with the major axis in the DSL direction (ie, DAP/DSL <1), whereas the patients with HLHS had an elliptical annulus at RVPmin (ie, DAP/DSL >1) that became more circular during valve closure (ie, DAP/DSL ≈1).From the biomechanics standpoint, we did not observe as many significant differences between the newborns with HLHS and healthy newborns. For the strain, a significant difference was found in the anterior segment (HLHS vs healthy): −0.1 ± 2.6% versus −13.3 ± 2.9% at ED (P = .010), and −1.7 ± 3.0% versus 6.8 ± 0.9% at end-isovolumetric relaxation (P = .026). This trend was partially reflected in the larger strain rate of 15%/s at ED for the healthy patients than the newborns with HLHS (P = .011). For curvature, significant differences were found for the septal segment at EIVC, ES (P = .002), anterior segment at RVPmin, ED (.008 < P < .040), and posterior segment at EIVC, ED, and ES (.016 < P < .049).
Discussion
In this study, we presented a novel biomechanics-based framework for the analysis of dynamic valve annuli that we have preliminarily applied to elucidate the TV annular mechanics in neonates with HLHS. A complete understanding of the dynamic changes in the TV annulus biomechanics and geometric features will be integral in identifying patient conditions that are related to TR initiation and progression.
Comparisons Between Healthy Newborns and Newborns With HLHS
Comparing the newborns with HLHS and healthy newborns, we observed different annular geometries. Specifically, patients with HLHS had a larger circumference, area, and DAP than the healthy cohort, along with different trends in sphericity over the cardiac cycle.In contrast, the similarity in annular strain between healthy patients and patients with HLHS could have interesting implications for understanding the remodeling of the TV annulus in this unique congenital condition. For example, the HLHS-afflicted TV may adapt during embryonic developments to maintain similar homeostatic tissue strains as in the healthy (ie, non-HLHS) scenario. However, future studies are warranted to corroborate this postulation, which could include analyzing in utero echocardiograms of HLHS development. Also, the trends in annular strains could be related to the circumferential strains of the right ventricle, as shown to be similar between healthy newborns and newborns with HLHS. It is worth noting that a previous study indicated that post-Norwood patients with HLHS had a reduced longitudinal strain of the right ventricle compared with the healthy patients, indicating the future development of TR and/or right ventricular dysfunction.
Development of TR in HLHS Newborns
Previous investigators shed light on the distinct differences in the TV for newborns with HLHS with and without TR. It has been found that patients with HLHS with TR have (1) a larger annular area, (2) a lessened change in area during the cardiac cycle (TR, 12% vs no-TR, 20%),, (3) a flatter annulus with a reduced “active bending” (14° vs 27° changes in bending angle, TR vs no-TR),, and (4) heterogenous annular contractions, whereas in “normal” patients with HLHS, the contractions are homogenous., While we were unable to enroll any patients with HLHS with TR in the present work, we may be able to observe the onset of TV anomalies as we track our patients in a future longitudinal study. For example, patient #8 had smaller changes in the annular area during the cardiac cycle (3%-13%) compared with others in the cohort, which may serve as an indicator for potential TR initiation and development.
Comparisons to Previous TV Annulus Biomechanics Studies
While we can contextualize our annulus biomechanics findings regarding the previous in vitro animal studies and ex vivo heart pressurization systems, these studies analyze biventricular hearts. Between the biventricular and HLHS-afflicted hearts, the TV has numerous differences: (1) the TV is not designed to function with a circular annulus; (2) the septal–lateral contraction forces that maintain leaflet coaptation are reduced; and (3) ventricular dilation can cause papillary muscle shifting and a loss of leaflet coaptation. Considering these differences, we observed strain magnitudes of ∼8%, on average at each time point, which were similar to those reported in other in vivo ovine animal studies using the sonomicrometry technique. For example, Malinowski and colleagues incrementally cinched the ovine TV annulus and found annular strains increased from 20% to 40% with increased suturing strengths, whereas another study of the healthy ovine TV annulus observed peak strains of approximately 10%. These findings were similar to another work perfusing ex vivo human hearts to identify peak strains of ∼10%. The discrepancy in the observed peak strains may be attributed to the image acquisition methods (ie, interpolation with 8 sonocrystal locations vs 40-45 segmented locations in the present work), the differences in the ovine and the HLHS-afflicted hearts, or the use of in vivo versus ex vivo experimental methods.
Clinical Relevance and Translatability of the TV Annulus Pipeline
The development of this framework lays the foundation for improved patient diagnostics that can be used in refined clinical decisions and surgical planning. Using this pipeline, clinicians can receive the geometric and engineering-based analytics within an hour, demonstrating another benefit of our present work. While we opted to perform manual segmentation, semiautomated or deep learning-based automatic approaches for echocardiogram segmentation of the subvalvular components are a growing field of interest and could further improve the ease of use—a potential future extension.,33, 34, 35 With extensions of our TV analysis framework to include the leaflets and ventricle, further information on the unique biomechanics-based indicators can become available for surgical guidance such as the optimal timing of performing TV valvuloplasty repair.
Limitations and Future Extensions
There are a few limitations of the present work. First, we had a limited population size for our pilot investigation; thus, our findings are preliminary and should be interpreted in the correct context (ie, not be applied a larger population). Second, we were unable to identify trends in the development of TR in our HLHS cohort due to the limited available data from our retrospective patient enrollment. Third, there is a potential loss of local landmarks and features in the TV annulus due to the image-segmentation technique (ie, manual point placement or image resolution) or the moving least squares data fitting/smoothing algorithm. Nonetheless, the circumference changes observed in our study (up to 9% on average) were similar to those reported in the literature,,, ensuring confidence in our analysis technique.Future work includes investigating the changes in geometry and strains of the TV leaflets and other subvalvular structures, examining right ventricle function, and capturing the longitudinal changes in the TV annulus dynamics in individual patients using follow-up imaging data (eg, at 8 weeks vs 16 weeks of age, or at stage II/stage III palliation) to elucidate the time-evolving indicators of the initiation and progression of TR between the palliation stages. While the present work provides the foundation for understanding the TV annulus in patients with HLHS, the occurrence of TR is multifactorial, and all subvalvular components can likely contribute to the manifestation of the comorbidity.
Conclusions
We have presented a comprehensive patient-specific TV annulus analysis pipeline that is capable of quantifying both the biomechanical and geometric indices, including annular tissue strains from the 4-dimensional echocardiograms. We found that newborns with HLHS had annular strains of ∼8%, on average, and a more circular annulus during the heart valve contraction. In addition, the HLHS TV annulus was significantly larger than the healthy one, while maintaining similar strains. Application of these techniques to a larger patient cohort in future studies may inform the optimal timing and selection of TV surgical intervention for the challenging HLHS population.
Conflict of Interest Statement
The authors reported no conflicts of interest.The Journal policy requires editors and reviewers to disclose conflicts of interest and to decline handling or reviewing manuscripts for which they may have a conflict of interest. The editors and reviewers of this article have no conflicts of interest.
Authors: Marcin Malinowski; Hans Schubert; Jeremy Wodarek; Haley Ferguson; Lenora Eberhart; David Langholz; Tomasz Jazwiec; Manuel K Rausch; Tomasz A Timek Journal: Ann Thorac Surg Date: 2018-06-27 Impact factor: 4.330
Authors: Adam B Scanlan; Alex V Nguyen; Anna Ilina; Andras Lasso; Linnea Cripe; Anusha Jegatheeswaran; Elizabeth Silvestro; Francis X McGowan; Christopher E Mascio; Stephanie Fuller; Thomas L Spray; Meryl S Cohen; Gabor Fichtinger; Matthew A Jolley Journal: Pediatr Cardiol Date: 2017-11-27 Impact factor: 1.655
Authors: K Takahashi; A Inage; I M Rebeyka; D B Ross; R B Thompson; A S Mackie; J F Smallhorn Journal: Circulation Date: 2009-09-08 Impact factor: 29.690
Authors: Kavitha N Pundi; Jonathan N Johnson; Joseph A Dearani; Krishna N Pundi; Zhuo Li; Cynthia A Hinck; Sonja H Dahl; Bryan C Cannon; Patrick W O'Leary; David J Driscoll; Frank Cetta Journal: J Am Coll Cardiol Date: 2015-10-13 Impact factor: 24.094