| Literature DB >> 35914153 |
Steven J Hoffman1,2,3,4, Prativa Baral1,5, Susan Rogers Van Katwyk1, Lathika Sritharan1, Matthew Hughsam1, Harkanwal Randhawa1, Gigi Lin1, Sophie Campbell1, Brooke Campus1, Maria Dantas1, Neda Foroughian1, Gaëlle Groux1, Elliot Gunn1, Gordon Guyatt4, Roojin Habibi1,2, Mina Karabit1, Aneesh Karir1, Krista Kruja1, John N Lavis3,4,6, Olivia Lee1, Binxi Li1, Ranjana Nagi1, Kiyuri Naicker1, John-Arne Røttingen7, Nicola Sahar1, Archita Srivastava1, Ali Tejpar1, Maxwell Tran1, Yu-Qing Zhang4,8, Qi Zhou4, Mathieu J P Poirier1.
Abstract
There are over 250,000 international treaties that aim to foster global cooperation. But are treaties actually helpful for addressing global challenges? This systematic field-wide evidence synthesis of 224 primary studies and meta-analysis of the higher-quality 82 studies finds treaties have mostly failed to produce their intended effects. The only exceptions are treaties governing international trade and finance, which consistently produced intended effects. We also found evidence that impactful treaties achieve their effects through socialization and normative processes rather than longer-term legal processes and that enforcement mechanisms are the only modifiable treaty design choice with the potential to improve the effectiveness of treaties governing environmental, human rights, humanitarian, maritime, and security policy domains. This evidence synthesis raises doubts about the value of international treaties that neither regulate trade or finance nor contain enforcement mechanisms.Entities:
Keywords: global governance; global legal epidemiology; human rights; international law; systematic review
Year: 2022 PMID: 35914153 PMCID: PMC9372541 DOI: 10.1073/pnas.2122854119
Source DB: PubMed Journal: Proc Natl Acad Sci U S A ISSN: 0027-8424 Impact factor: 12.779
Fig. 1.Forest plots of standardized effect sizes by variable groupings. Forest plots detailing (A) effects by policy domain; (B) accountability effects for transparency, oversight, complaint, and enforcement mechanisms; (C) institutional effects including the year of treaty adoption, type of negotiating forum, and size of the negotiating forum; and (D) study effects, including the outcomes evaluated, locus of evaluated change, and when the treaty was evaluated. The width of each bar indicates the 95% CI. The number above each bar indicates the number of study estimates included in the analysis. CIs that do not contain zero indicate a statistically significant effect at the 95% confidence level.
Meta-analysis results
| Group | Meta-analyses | Variables | Treaties, | Estimates, | 95% CI | ||
|---|---|---|---|---|---|---|---|
| Policy domains | 1. Environmental treaties | Yes | 5 | 13 | 1.64 | (−1.52, 4.81) | 0.978 |
| No | 48 | 186 | 1.69*** | (0.85, 2.53) | |||
| 2. Human rights treaties | Yes | 14 | 80 | 0.05 | (−1.19, 1.30) | 0.001*** | |
| No | 39 | 119 | 2.78*** | (1.76, 3.80) | |||
| 3. Humanitarian treaties | Yes | 4 | 8 | −0.41 | (−4.44, 3.61) | 0.297 | |
| No | 49 | 191 | 1.77*** | (0.95, 2.60) | |||
| 4. Maritime treaties | Yes | 6 | 8 | −0.04 | (−4.07, 3.99) | 0.392 | |
| No | 37 | 191 | 1.76*** | (0.93, 2.58) | |||
| 5. Security treaties | Yes | 3 | 4 | 0.93 | (−4.78, 6.64) | 0.793 | |
| No | 50 | 195 | 1.70*** | (0.88, 2.52) | |||
| 6. Trade and finance treaties | Yes | 21 | 86 | 3.60*** | (2.42, 4.78) | <0.000*** | |
| No | 32 | 113 | 0.23 | (−0.80, 1.26) | |||
| Accountability | 7. Transparency mechanisms | Present | 43 | 182 | 1.78*** | (0.93, 2.63) | 0.479 |
| Not present | 10 | 17 | 0.76 | (−1.93, 3.45) | |||
| 8. Oversight mechanisms | Present | 41 | 166 | 1.68*** | (0.80, 2.55) | 0.957 | |
| Not present | 12 | 33 | 1.74* | (−0.35, 3.82) | |||
| 9. Complaint mechanisms | Present | 27 | 115 | 2.15*** | (1.09, 3.21) | 0.188 | |
| Not present | 26 | 84 | 1.05* | (−0.19, 2.29) | |||
| 10. Enforcement mechanisms | Present | 12 | 58 | 3.13*** | (1.65, 4.61) | 0.023* | |
| Not present | 41 | 141 | 1.09** | (0.14, 2.04) | |||
| Institutional effects | 11. Size of negotiating forum | Large ( | 25 | 136 | 1.12** | (0.16, 2.08) | 0.049* |
| Medium (5 < | 24 | 42 | 2.26** | (0.52, 4.00) | |||
| Small ( | 4 | 21 | 4.36*** | (1.84, 6.88) | |||
| 12. Type of negotiating forum | Economic cooperation | 27 | 96 | 3.19*** | (2.06, 4.32) | 0.001*** | |
| Human rights | 5 | 9 | −0.86 | (−4.55, 2.83) | |||
| UN agency | 21 | 94 | 0.39 | (−0.75, 1.54) | |||
| 13. Year of treaty adoption | Pre-1970 | 19 | 64 | 1.18 | (−0.23, 2.60) | 0.120 | |
| 1970 to 1989 | 18 | 58 | 0.85 | (−0.64, 2.33) | |||
| Post-1990 | 17 | 77 | 2.73*** | (1.44, 4.03) | |||
| Study effects | 14. Locus of evaluated change | Change in people | 12 | 23 | 0.94 | (−1.36, 3.24) | 0.001*** |
| Change in places | 5 | 12 | 0.63 | (−2.56, 3.81) | |||
| Change in policies | 24 | 94 | 0.40 | (−0.74, 1.53) | |||
| Change in products | 24 | 70 | 3.84*** | (2.52, 5.16) | |||
| 15. Outcomes evaluated | Civil liberty outcomes | 12 | 44 | 0.46 | (−1.22, 2.13) | 0.003*** | |
| Economic outcomes | 22 | 82 | 3.33*** | (2.10, 4.56) | |||
| Social outcomes | 31 | 73 | 0.58 | (−0.72, 1.88) | |||
| 16. When treaty was evaluated | Signing | 41 | 18 | 3.78*** | (2.02, 5.53) | 0.031** | |
| Ratification | 43 | 142 | 1.20** | (0.25, 2.14) | |||
| Coming into legal force | 11 | 16 | 0.67 | (−2.14, 3.49) |
Sixteen meta-analyses of standardized Z statistics, 95% CI, and P values for each Z statistic and overall effect are presented. Each variable subgroup represents an independent meta-analysis of that subgroup’s effect size. CIs that do not contain zero indicate a statistically significant effect, while a P value below 0.05 indicates a statistically significant difference between meta-analyzed variables, at the 95% confidence level. ***P < 0.01, **P < 0.05, *P < 0.1.
Fig. 2.Whisker plot of treaty-specific standardized Z statistics. Standardized Z statistics are plotted for all 32 international treaties with at least two estimates of effect. The number of study estimates synthesized for each treaty is noted in parentheses and a symmetric logarithmic scale is used for the x axis due to tight clustering around 0. Within each policy domain, the mean Z statistic is presented as a vertical dotted line. The lower quartiles (0 to 50%) are shaded in dark gray and the upper quartiles (50 to 100%) are shaded in light gray. Treaty-specific mean Z statistics are listed (Right). CIs that do not contain zero indicate a statistically significant effect at the 95% confidence level.
Meta-regression results by variable subgroup
| Model 1 | Model 2 | Model 3 | Model 4 | |
|---|---|---|---|---|
| Adopted post-1990 | 1.71** | 0.89 | 0.82 | −0.45 |
| (0.06, 3.37) | (−1.18, 2.96) | (−1.23, 2.87) | (−2.63, 1.72) | |
| Enforcement mechanism | 1.47 | 1.22 | 0.08 | |
| (−0.75, 3.69) | (−0.98, 3.43) | (−2.21, 2.37) | ||
| Study evaluated the treaty’s signing | 2.34** | 1.65 | ||
| (0.35, 4.33) | (−0.35, 3.65) | |||
| Trade and finance treaty | 3.25*** | |||
| (1.10, 5.40) | ||||
| Constant | 1.02* | 0.91* | 0.53 | 0.09 |
| (−0.01, 2.05) | (−0.13, 1.96) | (−0.55, 1.61) | (−1.00, 1.19) | |
| Observations | 199 | 199 | 199 | 199 |
| Adjusted | 0.016 | 0.020 | 0.042 | 0.081 |
Random-effects meta-regression results using aggregate-level data examining significant predictors of standardized effect sizes across variable subgroups. Variable inclusion for the full model was determined iteratively by the highest adjusted R-squared value, with positive values indicating stronger treaty impacts in the intended direction. Regression coefficients are reported with 95% CI in parentheses. ***P < 0.01, **P < 0.05, *P < 0.1.
| Category | Summary of the 224 included studies |
|---|---|
| Overall | A systematic search of 11 databases identified 24,096 records, of which 224 studies were quantitative impact evaluations of treaties ( |
| Civil liberty outcomes | The |
| Economic outcomes | The treaties creating the |
| Social outcomes | The |
Overview of key empirical findings featuring the largest average treaty effects identified for each type of outcome.