Literature DB >> 35834436

Impact of frailty in elderly patients with moderate to severe asthma.

Ricardo G Figueiredo1,2,3, Gabriela P Pinheiro2, Vanessa Arata1, Maisa F M Leal2, Cinthia V N Santana2, Taciana L Tiraboschi1,3, José Bessa Junior1,3, Álvaro A Cruz2,4.   

Abstract

Frailty assessment has been identified as critical approach in chronic respiratory diseases with substantial impact in the health status and functionality in later life. Aging modifies the immune response leading to a chronic pro-inflammatory state and increased susceptibility to airway infections. Since epigenetic changes, airway epithelium dysfunction and inflammatory cytokine activity seem to be more pronounced in the immunosenescence, elderly asthmatics are at higher risk of poor clinical outcomes. Therefore, we hypothesize that frailty would be associated with the degree of asthma control in elderly patients with moderate to severe asthma. The aims of this study are to investigate association between frailty and asthma control in patients over 60 years old to estimate the prevalence of frailty in this study population. We plan to conduct a cross-sectional study with at least 120 patients above 60 years old with diagnostic of moderate to severe asthma according to Global Initiative for Asthma (GINA) guidelines, treated at a referral outpatient clinic. We defined asthma control by the six-domain Asthma Control Questionnaire (ACQ-6) and frailty phenotype in accordance with Fried scale and visual scale of frailty (VS-Frailty). We hope to analyze the multidimensional relationships between frailty and asthma and contribute to innovative therapeutic plans in geriatric asthma.

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Mesh:

Year:  2022        PMID: 35834436      PMCID: PMC9282437          DOI: 10.1371/journal.pone.0270921

Source DB:  PubMed          Journal:  PLoS One        ISSN: 1932-6203            Impact factor:   3.752


Introduction

Aging is an ongoing process that modifies the immune response leading to a chronic pro-inflammatory state and increased susceptibility to airway infections, since epigenetic changes, airway epithelium dysfunction and inflammatory cytokine activity seem to be more pronounced in the immunosenescence [1]. Although gene expression patterns might be related to environmental exposure, nutrition and lifestyle over time, senescence is a natural biological process in which an individual experiences the decline of physiologic reserve and it is intrinsically related to aging. The threshold of health maintenance and development of illnesses can be crossed more rapidly in frail patients with a decline in the ability to overcome metabolic stress of any cause, increasing morbidity and mortality [2]. The concept of frailty was initially related to functional decline and comorbidities, regardless of aging [3]. Currently, frailty encompasses a more plural concept, recognized as a multidimensional syndrome characterized by cumulative multisystemic functional decline [4]. This is a multifactorial process with a complex pathophysiology and imbricated organic interrelationships, evolving physical, psychosocial, and economic determinants. Frailty is related to instability and risk of functional loss due to a low resilience of the system to react to biological stress [5, 6], and increased mortality [7]. According to the Cardiovascular Health Study, the prevalence of frailty among elderly was approximately 7%, and the criteria for the frailty phenotype were outlined as shrinking, weakness, poor endurance and energy, slowness and/or low physical activity level [3]. Frailty generally becomes more evident in advanced stages and early recognition of this syndrome may be challenging. Frailty definition can be often associated with chronic illnesses, and it becomes essential to individualize this syndrome as a completely separated one whose clinical outcomes are of extreme relevance [8, 9]. Indeed, frailty and chronic illnesses have substantial impact in the health status and functionality in later life [10]. Frailty was associated with a 3-fold increased risk of death compared with robust older adults over a period of three years [11]. Other outcomes such as hospitalization and falls were significantly higher in frail than in non-frail patients. Frail elderly may experience a range of physiologic disfunctions in swallowing ability, increasing the risk of aspiration, and choking [12]. Additionally, functional oropharyngeal dysphagia is highly prevalent among vulnerable older people and may lead to exacerbations in patients with chronic respiratory diseases, such as asthma and chronic obstructive pulmonary disease (COPD) [13]. Sarcopenia affects posture and chewing, therefore interfering with maintenance of vertical position of the head and causing exhaustion in frail elderly in contrast to robust individuals [14]. Given the weakness in chewing, the tendency is to offer softer texture food which often are poorer in nutritional density, favoring to a chain of negative feedback on weight and strength. Accumulating evidence indicates that frailty may be a critical prognostic factor in patients with chronic respiratory diseases [15]. Notably, frailty status was more intimately associated to mortality than decline in lung function. Frail COPD patients had higher hospitalization rates and falls, and decreased ability to engage in the pulmonary rehabilitation [16]. Concomitant chronic inflammation and changes in the ventilatory mechanical can deteriorate respiratory muscular function, especially in clinically advanced disease [17]. As a result, patients are more likely to present sarcopenia, swallowing disorders and deteriorated functional status [18]. Frail individuals have also failed to show improvement of exercise capacity in pulmonary function, and they expend more energy in the same activity compared to non-frail ones [15]. Asthma in the elderly is an emerging public health issue and age, depression and smoking are associated with decreased survival [19]. Older patients may experience a poor perception of asthma symptoms and partially non-reversible functional obstruction due airway remodelling [20]. Although older age has been associated with worse lung function, it seems to not be a good predictor of poor control or hospital admissions in a properly treated population [21], and a low degree of patient-physician concordance regarding the importance of the symptoms reported has been described in elderly asthmatics [22]. Additionally, accurate interpretation of lung function tests can be challenging because physiologic age-related respiratory changes mimic obstructive functional patterns and neurocognitive function could eventually impair the ability to perform spirometry in some patients [23]. Furthermore, epigenetic mechanisms mediate nonstructural changes in gene expression that are regulated by DNA methylation patterns, microRNA expression and histone modifications have been described with advancing age [24]. It is possible that some of the changes noted above might be associated with airway remodelling and poor treatment response. Several studies have found higher frequencies of depression in asthmatics, especially in uncontrolled disease [25]. Notably, exercise capacity depends on an integrated response of peripherical muscles and cardiorespiratory endurance. Age-associated changes, physical inactivity, and comorbidities may impair several physiological processes that lead to exercise limitation in the senescence, such as pulmonary mechanics and respiratory muscle function, muscle metabolism, gas transport and diffusion, regulation of muscle blood flow and ventilatory response during exercise, pulmonary vascular function, and cardiac output [26]. The complex interactions of asthma control in frail patients have not been fully understood and very little original research in this field was published in the last few years. A Japanese study including 69 older adults with asthma reported a frailty prevalence of 14,5% and a significant association between frailty and patient-reported [27]. Several comorbidities associated with asthma in the elderly usually diverge from those observed in younger patients, such as cardiac disfunction, obstructive sleep apnea and osteoporosis [23]. Although asthma is a highly prevalent chronic disease, to our knowledge, the prevalence of frailty among elderly patients with moderate-severe asthma is still unknown. Therefore, a comprehensive approach to the underlining comorbidities and multidimensional aspects of frailty are key factors for proper management of asthma in advanced age.

Hypothesis

In elderly patients with moderate to severe asthma treated in a tertiary center in the city of Salvador, frailty will be associated with the degree of asthma control.

Objectives

Primary objective

To investigate association between frailty and asthma control in patients over 60 years old. To estimate the prevalence of frailty in patients over 60 years old with moderate to severe asthma and to report a measure of association between asthma control and frailty To compare frailty prevalence using Fried frailty scale and visual scale of frailty (VS-Frailty)

Materials and methods

We will conduct a cross-sectional study with at least 120 patients above 60 years old with diagnostic of moderate to severe asthma according to Global Initiative for Asthma (GINA) guidelines, treated at the central referral outpatient clinic of Programa de Controle da Asma e Rinite Alérgica na Bahia (ProAR, Bahia State Asthma and Allergic Rhinitis Control Program) in the city of Salvador, Bahia state, Brazil. The diagnosis of asthma and the classification of its severity will be in accordance with the criteria established by GINA 2022 [28]. Asthma control (dependent variable) will be defined by the six-domain Asthma Control Questionnaire (ACQ-6), validated in the Portuguese language for use in Brazil, based on reported asthma symptoms and the use of rescue B2-agonist medication in the last seven days. Scores for the ICQ-6 range from 0 to 6, with higher scores reflecting poor asthma control. An ACQ-6 score with cut-off ≥ 1.5 defines uncontrolled asthma, while a score ≤ 0.75 means adequate asthma control [29]. The diagnosis of frailty (independent variable) will be defined in accordance with Fried frailty scale and visual scale of frailty (VS-Frailty), both validated in the Portuguese language for use in Brazil [11, 30]. Fried scale range from 0 to 5 defined by the analysis of five domains including shrinking, weakness, poor endurance and energy, slowness and/or low physical activity level, where shrinking is at least 5% of weight loss or loss of 10 lbs. in the year before the interview; weakness is hand grip strength in the lowest quintile for age and sex; poor energy is assessed by a self-reported exhaustion questionnaire; slowness is measured by gate speed and low physical activity level is attributed to those who are in the lowest quintile of kilocalories spent according to a score, in the original study the Minnesota Leisure Time (MLTA) was used. Applying the Frail scale, the combination of 3 or more of frailty domains defines the frail phenotype; 1 or 2 criteria are categorized as prefrail, and the absence of any of the criteria is the non-frail group or robust [2]. Hand strength will be evaluated by measuring hand grip strength, in kg/force, using a BASELINE calibrated hydraulic dynamometer, model ER Hi-Res. Three measurements will be collected by a trained team, with a minimum interval of 1 minute, in the dominant hand, in a sitting position with 90º of elbow flexion [31]. The best of the three consecutive measurements will be considered for analysis. The study was approved by the ethics institutional review board of Universidade Estadual de Feira de Santana (CAAE: 3.505.830–07/29/2019) following the ethical principles of the Declaration of Helsinki. Written informed consent will be obtained from patients before inclusion in the study. We intend to make research data freely available upon request of other investigators and study participants.

Study population

In a non-probabilistic sample, all patients will be approached by the research staff and invited to participate in the study. Those who meet the eligibility criteria of age over 60 years old, diagnosis of asthma in accordance with the criteria established by GINA and agree to participate in the study will be consecutively enrolled. Based on a recent comparative analysis between patients with asthma conducted at ProAr (Salvador-Bahia) and Europeans from the U-BIOPRED database [32], we expect a greater proportion of a race or ethnic group other than white and females in our study sample Diagnosis of other pulmonary morbidities or extrapulmonary disease that could possibly interfere in the evaluation of asthma Asthma exacerbation in the last 4 weeks > 10 pack-year smoking

Variables, confounders, and effect modifiers

Demographic characteristics, occupational status, smoking behavior, and comorbidities will be obtained during the interview. Clinical data regarding body mass index (BMI), asthma treatment, medication compliance, use of oral corticosteroids, inhaler technique, grip strength, history of exacerbations and hospitalizations will also be evaluated. Spirometry and flow-volume curves, before and after bronchodilators, will be performed according to the specifications of the American Thoracic Society (ATS) in a computerized spirometer (Koko Spirometer, PDS Instrumentation, Louisville, USA). For this purpose, the best among three reproducible values, in acceptable curves, and with an amplitude of less than 5%, will be recorded as baseline forced expiratory volume in the first second (FEV1). We plan to analyze the effect of age, gender, dementia, depression, and history of exacerbation as potential confounders. We also plan to investigate the impact of BMI as an effect modifier.

Quality control

ACQ-6 questionnaire has been validated for Brazilian Portuguese; it will be measured by trained researcher blinded to frail scales. Fried scale has also been validated for Brazilian Portuguese; it will be measured by trained researcher blinded to asthma control questionnaire. Spirometry will be performed by trained staff.

Sample size

We plan originally for this study to include 120 patients to evaluate our primary outcome. We calculated that this study population would have 80% power to detect a true increase of 20 percent between both groups. A recent Japanese study using the same methodology with 69 patients with asthma over 65 years old have found a frailty prevalence of 15.4% [26].

Data analysis

We intend to use IBM SPSS statistics to perform statistical analysis. Descriptive statistics will be used to summarize the demographic characteristics of study participants. Categorical variables (Frailty scales) will be expressed as numbers and proportions. Continuous variables (ACQ-6) will be expressed as mean, standard deviation, median and quartiles, and compared with the t-test, t-test for paired samples, Mann-Whitney or Wilcoxon U test. The Chi-square test will be used to compare categorical variables. Kruskal-Wallis test will be used to compare categorical independent variable (frailty status) and continuous dependent variable (ACQ-6). We plan to use logistic regression to estimate the OR (95% CI) for frailty and control and analyze the impact of potential confounders. We plan to use a Roc curve to compare CHS and visual analog scales. We assume a α error of less than 0.05 as statistically significant. A beta error of less than 20% will be assumed for sample calculation used (Power> = 80%).

Strengths and limitations

To our knowledge, this will be the largest study access the prevalence of frailty and the relationships between frailty and disease control in moderate-severe asthma patients. There is a higher prevalence of chronic diseases in elderly. Comorbidities as dementia and depression are potential confounders that may affect asthma control. Moreover, Asthma and COPD (COPD) are prevalent conditions in older age, both characterized by the presence of airflow obstruction, and might even overlap in some patients [33].

Risks

The data obtained from the medical record and from the medical interview will be kept confidential and restricted. Access to the Redcap database will be limited to principal investigators. Although best effort will be mobilized to ensure anonymity of all records, there is a potential risk of accidental breach of anonymity. During COVID-19 pandemic, patient and staff safety will be a major concern. Research biosafety requirements will be guarantee including the staff training, personal protect equipment use and social distancing. The executive research committee decided to avoid lung function tests in patients without clinical indication.

Impact

According to the World Health Organization (WHO), there were 703 million persons aged 65 years or over in the world in 2019. The number of older persons is projected to double to 1.5 billion in 2050. Indeed, the prevalence of asthma in this population range from 7.0 to 10.6% with perturbing high asthma-related mortality [34]. Furthermore, the multidimensional relationships between frailty and asthma have a major impact on clinical management with positive implications for innovative therapeutic plans for the elderly. Evidence related to asthma control in frail patients may also clarify the complex biological pathways that modulate the susceptibility to exacerbations and reduced quality of life in this population. 10 May 2022
PONE-D-22-05511
Impact of Frailty in Elderly Patients with Moderate to Severe Asthma
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You may also provide optional suggestions and comments to authors that they might find helpful in planning their study. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: Thank you for the opportunity to evaluate the article. However, this article only includes the study protocol. No information is given about the results and analyzes obtained. Although similar studies are available in the literature, subgroup analyzes according to the severity of asthma may contribute to the literature. However, I still do not think that the protocol alone is sufficient for admission to the journal. Best regards. For example: Kusunose M, Sanda R, Mori M, Narita A, Nishimura K. Are frailty and patient-reported outcomes independent in subjects with asthma? A cross-sectional observational study. Clin Respir J. 2021;15(2):216-224. doi:10.1111/crj.13287 Reviewer #2: 1. A brief definition of frailty should be given in the introduction section. 2. The second paragraph in the introduction about frailty should be embedded into materials and methods section. 3. Why was age 60 years chosen as the inclusion criteria? Is there a specific explanation? 4. The statement ‘Asthma in the elderly is associated with disease severity, non-eosinophilic phenotype, and reduced lung function’ should be reviewed. A more well-known manuscript could be cited as reference 10. 5. What were the mentioned comorbidities in older asthmatics that diverge from younger patients? 6. Please be consistent with the year of GINA guideline and referencing. 7. Instead of bullet points please try to prefer plain text if possible. 8. Please comment on disregarded of respiratory compromise due to lowered physical activity in elderly. 9. Reference style (format) should be checked. 10. Please add more keywords. Reviewer #3: Abstract The abstract should be written in present tense versus using words like “will”. Introduction General comment – greater number of references to back up statements should be provided. As examples (though there are more): “Frail elderly may experience a range of physiologic disfunctions in swallowing ability, increasing the risk of aspiration, and choking”. “As a result, patients are more likely to present sarcopenia, swallowing disorders and deteriorated functional status.” Please also expand the number of references for the introduction to enhance rigor of background. Materials & Methods Please provide information about the expected diversity of the sample population, including sex and race. Please provide rationale for the exclusion of “asthma exacerbation in the last 4 weeks” Please provide a statement about IRB approvals and informed consent. Please also provide information about following principles of Declaration of Helsinki. 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2 Jun 2022 Dear Dr. Claudio Andaloro, Please find attached here the revised version of our manuscript entitled "Impact of Frailty in Elderly Patients with Moderate to Severe Asthma", resubmitted for your consideration for publication in Plos One. You will find our point-by-point responses to the editorial revisions below. All changes in the revised text have been highlighted. Please feel free to contact us with any questions or concerns, and we eagerly await your response. Journal Requirements: 1. Please ensure that your manuscript meets PLOS ONE's style requirements, including those for file naming. The PLOS ONE style templates can be found at https://journals.plos.org/plosone/s/file?id=wjVg/PLOSOne_formatting_sample_main_body.pdf and https://journals.plos.org/plosone/s/file?id=ba62/PLOSOne_formatting_sample_title_authors_affiliations.pdf R – We revised the manuscript according to PLOS ONE's style requirements and The PLOS ONE style templates. 2. We note that you have stated that you will provide repository information for your data at acceptance. Should your manuscript be accepted for publication, we will hold it until you provide the relevant accession numbers or DOIs necessary to access your data. If you wish to make changes to your Data Availability statement, please describe these changes in your cover letter and we will update your Data Availability statement to reflect the information you provide. R – We have kindly requested the editor office to update your Data Availability statement in a new version of the cover letter, since we will not provide repository information for our data, which we present below: “We kindly request the editor office to update your Data Availability statement. We will not provide repository information for our data.” 3. Please amend your list of authors on the manuscript to ensure that each author is linked to an affiliation. Authors’ affiliations should reflect the institution where the work was done (if authors moved subsequently, you can also list the new affiliation stating “current affiliation:….” as necessary). R – Revised accordingly. “Ricardo G. Figueiredo1,2,3¶*, Gabriela P. Pinheiro2, Vanessa Arata1, Maisa F. M. Leal2, Cinthia V. N. Santana2, Taciana L. Tiraboschi1,3, José Bessa Junior1,3¶, Álvaro A. Cruz2,4¶ 1 Departamento de Saúde, Universidade Estadual de Feira de Santana, Feira de Santana, Bahia, Brazil 2 Fundação ProAR, Salvador, Bahia, Brazil 3 Programa de Pós-Graduação em Saúde Coletiva, Universidade Estadual de Feira de Santana, Feira de Santana, Bahia, Brazil 4 Faculdade de Medicina, Universidade Federal da Bahia, Salvador, Bahia, Brazil * Corresponding author E-mail: rgfigueiredo@uefs.br (RGF) ¶These authors contributed equally to this work. 4. Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice. R – Reference list and citations were revised accordingly Reviewer #1: Thank you for the opportunity to evaluate the article. However, this article only includes the study protocol. No information is given about the results and analyzes obtained. Although similar studies are available in the literature, subgroup analyzes according to the severity of asthma may contribute to the literature. However, I still do not think that the protocol alone is sufficient for admission to the journal. For example: Kusunose M, Sanda R, Mori M, Narita A, Nishimura K. Are frailty and patient-reported outcomes independent in subjects with asthma? A cross-sectional observational study. Clin Respir J. 2021;15(2):216-224. doi:10.1111/crj.13287 R – We thank the reviewer for the careful reading of the manuscript and constructive comments. The multidimensional relationships between frailty and asthma are still not fully understood and may have a major impact on personalized treatment for the elderly. To our knowledge, this study protocol will be the largest study to evaluate the prevalence of frailty and the relationships between frailty and disease control in moderate-severe asthma patients. Although we have already included this reference in our manuscript, we have cited Dr. Kusunose study in the introduction which we present below: “A Japanese study including 69 older adults with asthma reported a frailty prevalence of 14,5% and a significant association between frailty and patient-reported outcomes.”(line 137) Reviewer #2 1) A brief definition of frailty should be given in the introduction section. R - We agree with the reviewer that include frailty definition in the introduction would add relevance for the reader: “The concept of frailty was initially related to functional decline and comorbidities, regardless of aging [3]. Currently, frailty encompasses a more plural concept, recognized as a multidimensional syndrome characterized by cumulative multisystemic functional decline [4]. This is a multifactorial process with a complex pathophysiology and imbricated organic interrelationships, evolving physical, psychosocial and economic determinants. Frailty is related to instability and risk of functional loss due to a low resilience of the system to react to biostressors [5,6], and increased mortality [7].” (line 74) 2) The second paragraph in the introduction about frailty should be embedded into materials and methods section. R - Revised accordingly. We allocated the follow paragragh in the methods section and included a new reference for the measure of grip strengh: “The criteria for the frailty diagnosis were defined as shrinking, weakness, poor endurance and energy, slowness and/or low physical activity level, where shrinking is at least 5% of weight loss or loss of 10 lbs in the year before the interview; weakness is hand grip strength in the lowest quintile for age and sex; poor energy is assessed by a self-reported exhaustion questionnaire; slowness is measured by gate speed and low physical activity level is attributed to those who are in the lowest quintile of kilocalories spent according to a score, in the original study the Minnesota Leisure Time (MLTA) was used. Applying the Frail scale, the combination of 3 or more of frailty domains defines the frail phenotype; 1 or 2 criteria are categorized as prefrail, and the absence of any of the criteria is the non-frail group or robust4. Hand strength will be evaluated by measuring hand grip strength, in kg/force, using a BASELINE calibrated hydraulic dynamometer, model ER Hi-Res. Three measurements will be collected by a trained team, with a minimum interval of 1 minute, in the dominant hand, in a sitting position with 90º of elbow flexion. The best of the three consecutive measurements will be considered for analysis.” 3) Why was age 60 years chosen as the inclusion criteria? Is there a specific explanation? R - According to The World Health Organization (WHO) report, environments are highly influential on our behaviour and our exposure to health risks (for example, air pollution or violence), our access to services (for example, health and social care) and the opportunities that ageing brings. Indeed, the official definition of elderly may vary among developed and non-develop countries. We will carry out this study in a developing country with a life expectancy of 75 years old. The WHO considered a 60-year-old cut-off in the life expectancy global report. Due the intrinsic characteristics of our study population, we decided to use 60 years as the inclusion criteria. 4) The statement ‘Asthma in the elderly is associated with disease severity, non-eosinophilic phenotype, and reduced lung function’ should be reviewed. A more well-known manuscript could be cited as reference 10. R- We thank the reviewer for the suggestion. We have revised the text which we present below: “Asthma in the elderly is an emerging public health issue and age, depression and smoking are associated with decreased survival” Gibson PG, McDonald VM, Marks GB. Asthma in older adults. The Lancet [Internet]. 2010 Sep 4 [cited 2020 May 27];376(9743):803–13. 5) What were the mentioned comorbidities in older asthmatics that diverge from younger patients? R – A higher prevalence of cardiovascular and metabolic diseases has been described in older adults. We have revised the text which we present below: “Several comorbidities associated with asthma in the elderly usually diverge from those observed in younger patients, such as cardiac disfunction, obstructive sleep apnea and osteoporosis.” 6) Please be consistent with the year of GINA guideline and referencing. R - Revised accordingly. Global Initiative for Asthma - Global Initiative for Asthma - GINA [Internet]. Global Initiative for Asthma - GINA. 2022. Available from: http://www.ginasthma.org 7) Instead of bullet points please try to prefer plain text if possible. R – We added the main caracteristics of Fraity scale and Asthma control questionnaire (ACQ) in the methods section. We also created a new topic entitled “Variables, Confounders and Effect Modifiers”, which we present below: “Demographic characteristics, occupational status, smoking behavior and comorbidities will be obtained during the interview. Clinical data regarding body mass index (BMI), asthma treatment, medication compliance, use of oral corticosteroids, inhaler technique, grip strength, history of exacerbations and hospitalizations will also be evaluated. Spirometry and flow-volume curves, before and after bronchodilators, will be performed according to the specifications of the American Thoracic Society (ATS) in a computerized spirometer (Koko Spirometer, PDS Instrumentation, Louisville, USA). For this purpose, the best among three reproducible values, in acceptable curves, and with an amplitude of less than 5%, will be recorded as baseline forced expiratory volume in the first second (FEV1). We plan to analyze the effect of age, gender, dementia, depression, and history of exacerbation as potential confounders. We also plan to investigate the impact of BMI as an effect modifier.” 8) Please comment on disregarded of respiratory compromise due to lowered physical activity in elderly. R - We allocated the follow paragraph in the introduction section: “Notably, exercise capacity depends on an integrated response of peripherical muscles and cardiorespiratory endurance. Age-associated changes, physical inactivity, and comorbidities may impair several physiological processes that lead to exercise limitation in the senescence, such as pulmonary mechanics and respiratory muscle function, muscle metabolism, gas transport and diffusion, regulation of muscle blood flow and ventilatory response during exercise, pulmonary vascular function, and cardiac output (ROMAN, 2016). “ 9) Reference style (format) should be checked. R - Reference list and citations were revised accordingly 10) Please add more keywords. R - Key words: frailty, asthma, elderly, asthma control, grip strength Reviewer #3: We are grateful to the reviewer for their insightful comments on our paper. We have been able to incorporate changes to reflect most of the suggestions provided by the reviewer. Here is a point-by-point response to the reviewers' comments and concerns 1) The abstract should be written in present tense versus using words like “will”. R - We agree with the reviewer that the abstract should be written in present tense. We have revised the abstract accordingly. 2) Introduction: General comment – greater number of references to back up statements should be provided. R - We agree with the reviewer that a greater number of references would add relevance for the reader. We have revised the introduction and added references which we present below: “Frailty definition can be often associated with disability and chronic illnesses, and it becomes essential to individualize this syndrome as a completely separated one whose clinical outcomes are of extreme relevance (FERRUCCI, 2018).” “Frail elderly may experience a range of physiologic disfunctions in swallowing ability, increasing the risk of aspiration, and choking (NEY, 2009).” “Concomitant chronic inflammation and changes in the ventilatory mechanical can deteriorate respiratory muscular function, especially in clinically advanced disease (MACINTYRE, 2016).” “As a result, patients are more likely to present sarcopenia, swallowing disorders and deteriorated functional status (FUJISHIMA, 2019).” 3) Please provide information about the expected diversity of the sample population, including sex and race. R – A comparative analysis between patients with asthma conducted at ProAr (Salvador-Bahia) and Europeans from the U-BIOPRED database revealed several ethnic, demographic, socioeconomic and asthma severity differences (CRUZ, 2020). The Brazilian asthmatics showed a greater proportion of a race or ethnic group other than white and females, worse pulmonary function, and poor socioeconomic status. We have revised the text which we present below: “Based on a recent comparative analysis between patients with asthma conducted at ProAr (Salvador-Bahia) and Europeans from the U-BIOPRED database, we expect a greater proportion of females and participants of ethnic origin other than in our study sample” 4) Please provide rationale for the exclusion of “asthma exacerbation in the last 4 weeks” R – Asthma exacerbation may induce a transient period of poor disease control, reduced gait speed and muscle strength. Therefore, ACQ and Fried scale results could be erroneous overestimated right after an exacerbation. 5) Please provide a statement about IRB approvals and informed consent. Please also provide information about following principles of Declaration of Helsinki. R – We have added a sentence regarding IRB approvals and informed consent which we present below: “The study was approved by the ethics institutional review board of Universidade Estadual de Feira de Santana (CAAE: 3.505.830 - 07/29/2019) following the ethical principles of the Declaration of Helsinki. Written informed consent will be obtained from patients before inclusion in the study.” The IRB approval have been uploaded in PLOS ONE editorial manager 6) Other confounders and something that may be addressed is asthma medication compliance R - We created a new topic entitled “Variables, Confounders and Effect Modifiers” which we present below: “Demographic characteristics, occupational status, smoking behavior and comorbidities will be obtained during the interview. Clinical data regarding body mass index (BMI), asthma treatment, medication compliance, use of oral corticosteroids, inhaler technique, grip strength, history of exacerbations and hospitalizations will also be evaluated. (…) We plan to analyze the effect of age, gender, dementia, depression, and history of exacerbation as potential confounders. We also plan to investigate the impact of BMI as an effect modifier.” 7) Although no data are provided the authors should still include a statement should be provided about how the authors plan to share research data from their study when it is completed or published. R - We included the follow sentence in the methods section: “We intend to make research data freely available upon request of other investigators and study participants.” Submitted filename: Response to Reviewers.doc Click here for additional data file. 20 Jun 2022 Impact of Frailty in Elderly Patients with Moderate to Severe Asthma PONE-D-22-05511R1 Dear Dr. Figueiredo, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Claudio Andaloro Academic Editor PLOS ONE Additional Editor Comments (optional): Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Does the manuscript provide a valid rationale for the proposed study, with clearly identified and justified research questions? The research question outlined is expected to address a valid academic problem or topic and contribute to the base of knowledge in the field. Reviewer #2: Yes Reviewer #3: Yes ********** 2. Is the protocol technically sound and planned in a manner that will lead to a meaningful outcome and allow testing the stated hypotheses? The manuscript should describe the methods in sufficient detail to prevent undisclosed flexibility in the experimental procedure or analysis pipeline, including sufficient outcome-neutral conditions (e.g. necessary controls, absence of floor or ceiling effects) to test the proposed hypotheses and a statistical power analysis where applicable. As there may be aspects of the methodology and analysis which can only be refined once the work is undertaken, authors should outline potential assumptions and explicitly describe what aspects of the proposed analyses, if any, are exploratory. Reviewer #2: Yes Reviewer #3: Yes ********** 3. Is the methodology feasible and described in sufficient detail to allow the work to be replicable? Descriptions of methods and materials in the protocol should be reported in sufficient detail for another researcher to reproduce all experiments and analyses. The protocol should describe the appropriate controls, sample size calculations, and replication needed to ensure that the data are robust and reproducible. Reviewer #2: Yes Reviewer #3: Yes ********** 4. Have the authors described where all data underlying the findings will be made available when the study is complete? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception, at the time of publication. The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #2: Yes Reviewer #3: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #2: Yes Reviewer #3: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above and, if applicable, provide comments about issues authors must address before this protocol can be accepted for publication. You may also include additional comments for the author, including concerns about research or publication ethics. You may also provide optional suggestions and comments to authors that they might find helpful in planning their study. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #2: The authors have revised the manuscript and have appropriately addressed the suggestions that I had. I have no further criticism. Reviewer #3: The authors have addressed my concerns and the study is now strengthened and improved. I have no additional major concerns. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #2: No Reviewer #3: No ********** 6 Jul 2022 PONE-D-22-05511R1 Impact of Frailty in Elderly Patients with Moderate to Severe Asthma Dear Dr. Figueiredo: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Claudio Andaloro Academic Editor PLOS ONE
  30 in total

1.  Development and validation of a questionnaire to measure asthma control.

Authors:  E F Juniper; P M O'Byrne; G H Guyatt; P J Ferrie; D R King
Journal:  Eur Respir J       Date:  1999-10       Impact factor: 16.671

2.  Age is not associated with hospital admission or uncontrolled symptoms of asthma if proper treatment is offered.

Authors:  Eduardo Vieira Ponte; Rafael Stelmach; Rosana Franco; Carolina Souza-Machado; Adelmir Souza-Machado; Alvaro A Cruz
Journal:  Int Arch Allergy Immunol       Date:  2014-10-21       Impact factor: 2.749

Review 3.  The twilight of immunity: emerging concepts in aging of the immune system.

Authors:  Janko Nikolich-Žugich
Journal:  Nat Immunol       Date:  2017-12-14       Impact factor: 25.606

4.  Frailty in older adults: evidence for a phenotype.

Authors:  L P Fried; C M Tangen; J Walston; A B Newman; C Hirsch; J Gottdiener; T Seeman; R Tracy; W J Kop; G Burke; M A McBurnie
Journal:  J Gerontol A Biol Sci Med Sci       Date:  2001-03       Impact factor: 6.053

5.  Increasing U.S. asthma mortality rates: who is really dying?

Authors:  J E Moorman; D M Mannino
Journal:  J Asthma       Date:  2001-02       Impact factor: 2.515

Review 6.  Frailty in elderly people.

Authors:  Andrew Clegg; John Young; Steve Iliffe; Marcel Olde Rikkert; Kenneth Rockwood
Journal:  Lancet       Date:  2013-02-08       Impact factor: 79.321

Review 7.  A review of the measurement of grip strength in clinical and epidemiological studies: towards a standardised approach.

Authors:  Helen C Roberts; Hayley J Denison; Helen J Martin; Harnish P Patel; Holly Syddall; Cyrus Cooper; Avan Aihie Sayer
Journal:  Age Ageing       Date:  2011-05-30       Impact factor: 10.668

8.  Age-Related Changes to Eating and Swallowing Impact Frailty: Aspiration, Choking Risk, Modified Food Texture and Autonomy of Choice.

Authors:  Julie A Y Cichero
Journal:  Geriatrics (Basel)       Date:  2018-10-12

9.  Asthma similarities across ProAR (Brazil) and U-BIOPRED (Europe) adult cohorts of contrasting locations, ethnicity and socioeconomic status.

Authors:  Alvaro A Cruz; John H Riley; Aruna T Bansal; Eduardo V Ponte; Adelmir Souza-Machado; Paula C A Almeida; Valmar Biao-Lima; Maggie Davis; Stewart Bates; Ian M Adcock; Peter J Sterk; Kian Fan Chung
Journal:  Respir Med       Date:  2019-11-26       Impact factor: 3.415

Review 10.  Asthma in the elderly: a different disease?

Authors:  Salvatore Battaglia; Alida Benfante; Mario Spatafora; Nicola Scichilone
Journal:  Breathe (Sheff)       Date:  2016-03
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