Elisa K Liu1, Cheongeun Oh2,3, Douglas Kondziolka1,4, Erik P Sulman1,5. 1. Departments of Radiation Oncology, New York University Grossman School of Medicine, New York, New York. 2. Departments of Population Health, New York University Grossman School of Medicine, New York, New York. 3. Departments of Environmental Medicine, New York University Grossman School of Medicine, New York, New York. 4. Departments of Neurosurgery, New York University Grossman School of Medicine, New York, New York. 5. Brain and Spine Tumor Center, Laura and Isaac Perlmutter Cancer Center at NYU Langone Health, New York, New York.
Abstract
Purpose: Second primary (SP) neoplasms of the central nervous system (CNS) among cancer survivors are devastating but poorly understood processes. The absolute risk, or true incidence, of developing an SP CNS tumor among cancer survivors is not well characterized. Methods and Materials: Patients diagnosed with cancer between 1975 and 2016 were queried using the Surveillance, Epidemiology, and End Results Program. Cumulative incidence rates (CIRs) were estimated using competitive risk analysis. The effects of covariates were assessed using multivariate competitive risk regression. Results: More than 3.8 million patient records were extracted. The absolute risk of developing an SP CNS neoplasm at 25 years was highest among long-term survivors of CNS cancers (CIR, 6.6%). Cranial radiation increased the incidence of SP tumors in pediatric patients (25-year CIR, 5.7% vs 1.1%; P = .0012) but not adults (25-year CIR, 5.8% vs 5.0%; P = .66). Multivariate cumulative risk regression identified radiation among pediatric patients as the greatest risk for an increased CIR (subdistribution hazard ratio, 2.50; 95% CI, 1.86-3.38; P = 2e-9). Meningiomas (42.9% vs 24.1%; P = 2e-7) and glioblastomas (20.5% vs 14.5%; P = .046) represented a greater proportion of the SP CNS tumors in those who received cranial irradiation. The median age of an SP diagnosis was decreased among those who received prior radiation (41 years [interquartile range (IQR), 30-65 years] vs 49 years [IQR, 30-65 years]; P = 7e-5). Conclusions: The risk of developing a second primary CNS neoplasm is elevated in patients with a prior CNS cancer independent of treatment history. The association between cranial radiation therapy and risk for subsequent cancers may be limited to the pediatric population.
Purpose: Second primary (SP) neoplasms of the central nervous system (CNS) among cancer survivors are devastating but poorly understood processes. The absolute risk, or true incidence, of developing an SP CNS tumor among cancer survivors is not well characterized. Methods and Materials: Patients diagnosed with cancer between 1975 and 2016 were queried using the Surveillance, Epidemiology, and End Results Program. Cumulative incidence rates (CIRs) were estimated using competitive risk analysis. The effects of covariates were assessed using multivariate competitive risk regression. Results: More than 3.8 million patient records were extracted. The absolute risk of developing an SP CNS neoplasm at 25 years was highest among long-term survivors of CNS cancers (CIR, 6.6%). Cranial radiation increased the incidence of SP tumors in pediatric patients (25-year CIR, 5.7% vs 1.1%; P = .0012) but not adults (25-year CIR, 5.8% vs 5.0%; P = .66). Multivariate cumulative risk regression identified radiation among pediatric patients as the greatest risk for an increased CIR (subdistribution hazard ratio, 2.50; 95% CI, 1.86-3.38; P = 2e-9). Meningiomas (42.9% vs 24.1%; P = 2e-7) and glioblastomas (20.5% vs 14.5%; P = .046) represented a greater proportion of the SP CNS tumors in those who received cranial irradiation. The median age of an SP diagnosis was decreased among those who received prior radiation (41 years [interquartile range (IQR), 30-65 years] vs 49 years [IQR, 30-65 years]; P = 7e-5). Conclusions: The risk of developing a second primary CNS neoplasm is elevated in patients with a prior CNS cancer independent of treatment history. The association between cranial radiation therapy and risk for subsequent cancers may be limited to the pediatric population.
The improvement of diagnostic and treatment modalities has led to increased overall survival in a broad spectrum of cancers. Cancer survivors are at an increased risk of developing multiple morbidities, including second primary (SP) tumors, which are a major cause of mortality., Unlike recurrence or progression of the primary tumor, SP tumors arise from distinct carcinogenic processes. Neoplasms in the central nervous system (CNS) are rare but devastating presentations of SP tumors among cancer survivors that can develop on top of other long-term sequelae of cancer. Because these tumors are often resistant to conventional therapies and portend poor prognoses, the oncogenesis of CNS tumors warrants additional awareness.The etiology of SP CNS tumors is poorly understood, although previous reports have found associations with radiation therapy, genetic predispositions, and environmental factors.,5, 6, 7 Many of these investigations were limited to studying childhood brain cancer survivors, who may not represent pan-cancer survivors. In treated pediatric populations, ionizing radiation was hypothesized to interfere with the ongoing developmental processes of the brain and contribute to secondary malignancies., However, the role of treatment-related carcinogenesis in adult survivors is not well elucidated. Furthermore, despite advances in our understanding of genetic and environmental risks of cancers, their effect on developing SP CNS tumors among cancer survivors is unclear.In this study, we sought to quantify the absolute and relative risk of developing an SP CNS using registry data from the National Cancer Institute's Surveillance, Epidemiology, and End Results (SEER) Program in a treatment-dependent and independent manner. We further assessed the association of prior radiation therapy among patients diagnosed with a primary CNS cancer with the risk of developing a second brain tumor and estimated the incidence rates of developing a subsequent CNS cancer.
Methods and Materials
Data source
This analysis was based on the SEER cancer registry program. We identified patients whose first primary cancer was diagnosed between 1975 and 2016 in 1 of 9 SEER registries. Both benign and malignant histologies were included. The primary site was determined based on the World Health Organization 2008 definition (ICD-O-3) codes. Endocrine, hematopoietic, and lymphoid cancers with sites within the CNS were considered primary CNS tumors. Among patients with multiple primary CNS tumors, only the first CNS tumor after the initial cancer diagnosis was examined. Latency was defined as the time between the first cancer diagnosis and the first subsequent CNS tumor. Cancers diagnosed within 2 months of the primary malignancy were excluded owing to the high likelihood of multiple primary tumors presenting synchronously rather than a second primary diagnosis.10, 11, 12 Patients were coded to have received radiation therapy or chemotherapy if they had known receipt of external beam radiation, isotopes, radioactive implants, or chemotherapy, as appropriate.
Second primary definition
SEER maintains strict coding rules regarding the definition of an SP tumor that are dependent on the behavior of the primary histology. Tumors described as metastases or extensions into contiguous sites are not considered SP tumors. Progression or recurrence of disease in similar ICD-O-3 topographic codes, such as developing a glioblastoma after a prior glial tumor, is not considered an SP. Similarly, neither recurrent nor metastatic disease would be considered an SP tumor. Neither timing nor laterality is used to determine multiple primary status in malignant CNS tumors, although laterality can be used to inform benign tumors. A detailed protocol of how SP CNS tumors are classified can be found in the SEER coding manual. Patients (n = 63) with an SP glial tumor of an identical histology as the primary tumor were excluded from analysis regardless of topography codes.
Statistical analysis
Individual case series were extracted using Multiple Primary Standardized Incidence Ratios (MP-SIR) SEER*Stat software, version 8.3.6 (National Cancer Institute). Long-term survivors excluded patients who were lost to follow-up or died in the 10-year period after their primary diagnosis. The incidence of SP CNS tumors was examined using competitive risk analysis where last follow-up and death without CNS SP malignancy were treated as noninformative and informative censors, respectively. Cumulative incidence rates (CIRs) were calculated using cumulative incidence functions (CIFs) and compared using Gray's test. In the interrogation of the effects of cranial radiation, groups were matched by age, sex, year of diagnosis, tumor location, histology, and receipt of chemotherapy using propensity score–based exact algorithms. Multivariate competitive risk regression using the Fine and Gray method was used to calculate the effect of covariates on the subdistribution or CIFs using all long-term CNS survivors. Frequency differences of categorical values and differences of continuous variables were assessed using Pearson's χ2d and the Wilcoxon rank-sum test, respectively. All tests were 2-sided with significance defined at P < .05. Statistical analyses and visualizations were performed using R software, version 3.6.1, and GraphPad Prism 8.
Results
Study population
More than 3.8 million case series were available from SEER 9 for analysis, including 1.2 million cases with long-term survival (Supplement 1). The median time-to-event (last follow-up, death, or SP CNS tumor) was 59 months (range, 2-503 months). Among patients who developed SP tumors (n = 13,657), 1690 developed within the first year after the index diagnosis. Primary sites were distributed among a variety of locations, with the most common being genitourinary (29.2%), breast (17.6%), gastrointestinal (17.4%), and lung (10.8%). Primary CNS tumors constituted 1.6% and 1.0% of all and long-term survivor diagnoses, respectively. Of all primary diagnoses, 55.6% had no known receipt of traditionally carcinogenic treatments, including radiation and chemotherapy.
Primary CNS cancers confer elevated risks of second primary CNS cancers
Rates of SP CNS tumors were compared following different primary cancer sites. Stratifying by primary cancer histology yielded diverging CIFs with CNS primary cancers portending the highest incidence of SP CNS tumors (Fig 1). The absolute risk of developing an SP CNS tumor at 25 years was highest among CNS (CIR, 1.66%), endocrine (CIR, 1.04%), and soft-tissue (CIR, 0.75%) cancers (Fig 1A and Supplement 2). Among long-term (>10-year) survivors, the CIR among CNS primaries at 10 and 25 years was 3.76% and 6.58%, respectively (Fig 1B, Supplement 2). When analyses excluded patients with known radiation or chemotherapy receipt and primary meningiomas, the high incidence of SPs among primary CNS cancers persisted (Fig 1B and 1C). The higher incidence of SP tumors of the same histology was not shared among all primary sites (Supplement 3).
Fig. 1
Cumulative incidence of second primary CNS tumors among A, all survivors, B, long-term survivors, and C, long-term survivors with no history of radiation or chemotherapy. The group CNS (-meningiomas) refers to the incidence of second primary CNS tumors among nonmeningioma CNS primary tumors. Abbreviations: CNS = central nervous system; GI = gastrointestinal; GU = genitourinary; RT, radiation therapy.
Cumulative incidence of second primary CNS tumors among A, all survivors, B, long-term survivors, and C, long-term survivors with no history of radiation or chemotherapy. The group CNS (-meningiomas) refers to the incidence of second primary CNS tumors among nonmeningioma CNS primary tumors. Abbreviations: CNS = central nervous system; GI = gastrointestinal; GU = genitourinary; RT, radiation therapy.
Role of cranial radiation in the incidence of second primary malignancies
Among long-term survivors of CNS primary tumors (Supplement 4), CIFs were derived for groups matched by age, sex, year of diagnosis, tumor histology, tumor location, and receipt of chemotherapy. Cranial radiation was associated with a higher incidence of SP tumors in pediatric patients (25-year CIR, 5.7% vs 1.1%; P = .0012) but not adults (25-year CIR, 5.8% vs 5.0%; P = .66 [Fig 2A and 2B]). The CIR of mortality without developing an SP CNS tumor was higher among those who received prior radiation in both pediatric (P = 5.6e-5) and adult patients (P = 3.4e-11), which also reduced the persons at risk for developing an SP CNS tumor (Fig 2C and 2D).
Fig. 2
Cumulative incidence of A and C, second primary CNS tumors and B and D, mortality among long-term survivors of CNS cancers by whether radiation was part of the primary treatment regimen. Groups were matched by age, sex, year of diagnosis, tumor location, histology, and receipt of chemotherapy using propensity score–based exact algorithms and stratified by age of initial diagnosis. Intervals reflect 95% confidence intervals of cumulative incidence functions. Abbreviations: CNS = central nervous system; RT, radiation therapy.
Cumulative incidence of A and C, second primary CNS tumors and B and D, mortality among long-term survivors of CNS cancers by whether radiation was part of the primary treatment regimen. Groups were matched by age, sex, year of diagnosis, tumor location, histology, and receipt of chemotherapy using propensity score–based exact algorithms and stratified by age of initial diagnosis. Intervals reflect 95% confidence intervals of cumulative incidence functions. Abbreviations: CNS = central nervous system; RT, radiation therapy.Multivariate cumulative risk regression on the CIF for developing an SP CNS tumor identified radiation among pediatric persons as a significant predictor (subdistribution hazard ratio [SHR], 2.50; 95% CI, 1.86-3.38; P = 2e-9 [Fig 3]). Radiation in adult patients did not result in increased CIRs (SHR, 1.11; 95% CI, 0.91-1.35; P = .32). Chemotherapy among both pediatric and adult patients was associated with decreased incidences of SP CNS tumors (SHR, 0.63 [95% CI, 0.45-0.89] and 0.72 [95% CI, 0.54-0.91], respectively). Primary diagnoses of pilocytic astrocytoma (SHR, 0.42; 95% CI, 0.22-0.79) were associated with lower CIRs, whereas glioblastoma (GBM; SHR, 2.10; 95% CI, 1.14-3.89) and medulloblastoma (SHR, 1.74; 95% CI, 1.00-3.01) increased the risk of SP CNS tumors. Both radiation and chemotherapy were associated with increased mortality without an SP tumor in the pediatric (SHR, 1.43 [95% CI, 1.22-1.67] and 1.54 [95% CI, 1.23-1.95], respectively) and adult population (SHR, 1.87 [95% CI, 1.72-2.04] and 1.13 [95% CI, 1.01-1.26], respectively [Supplement 5]). No significant interactions were detected between tumor histology and treatment receipt (data not shown).
Fig. 3
Multivariate cumulative risk regression on risk of developing a second CNS tumor among long-term CNS cancer survivors. Abbreviations: CI = confidence interval; CNS = central nervous system; PCNSL = primary CNS lymphoma; SHR = subdistribution hazard ratio, SPM = second primary malignancy.
Multivariate cumulative risk regression on risk of developing a second CNS tumor among long-term CNS cancer survivors. Abbreviations: CI = confidence interval; CNS = central nervous system; PCNSL = primary CNS lymphoma; SHR = subdistribution hazard ratio, SPM = second primary malignancy.
Characteristics of second primary malignancies after radiation
Second primary tumors among long-term surviving patients with and without prior cranial radiation differed in histology and age of diagnosis (Table 1). Meningiomas (42.9% vs 24.1%; P = 2e-7) and GBMs (20.5% vs 14.5%; P = .046) represented a greater proportion of the SP CNS tumors in those who received cranial irradiation. The enrichment of SP GBMs and meningiomas after radiation can be seen across multiple primaries (Supplement 6). Despite no significant differences in the age of primary diagnosis for patients who did and did not receive cranial radiation (median, 30 years [interquartile range (IQR), 14-42 years] vs 28 years [IQR, 11-47 years]; P = .72), SP CNS tumors in the setting of prior radiation developed at younger ages (median, 41 years [IQR, 30-54 years] vs 49 years [IQR, 30-65 years]; P = 7e-5). These differences were again seen in SP diagnoses of GBM (median, 45 years [IQR, 33-54 years] vs 63 years [IQR, 46-70 years]; P = 2e-5) and meningiomas (median, 40.5 years [IQR, 29-54 years] vs 61 years [IQR, 48-75 years]; P = 7e-13).
Table 1
Distribution and age of diagnosis of second primary CNS tumors by whether radiation was part of the primary malignancy treatment course
No. (%)
Age of second primary diagnosis, median (1st to 3rd quantile), y
No radiation
Radiation
P value
No radiation
Radiation
P value
Overall
365
331
–
49 (30-65)
41 (30-54)
7.1e-5
Ependymoma
12 (3.3)
6 (1.8)
.325
47 (28-64)
43.5 (37-46)
0.482
Medulloblastoma
7 (1.9)
6 (1.8)
1
21 (12-31)
28 (19-50)
0.295
Pilocytic astrocytoma
23 (6.3)
2 (0.6)
1.28e-4
20 (12-34)
30 (22-38)
0.581
Astrocytoma
35 (9.6)
21 (6.3)
0.152
49 (26-60)
34 (18-44)
0.054
Oligodendroglioma
33 (9.0)
17 (5.1)
0.065
39 (33-55)
48 (43-51)
0.412
Glioblastoma
53 (14.5)
68 (20.5)
0.046
63 (46-70)
45 (33-54)
1.55e-5
Other glioma
28 (7.7)
21 (6.3)
0.593
41 (24-54)
34 (21-44)
0.322
Lymphoma
4 (1.1)
2 (0.6)
–
82.5 (78-86)
55.5 (48-63)
0.133
Meningioma
88 (24.1)
142 (42.9)
2.19e-7
61 (48-75)
40.5 (29-53)
7.54e-13
Nerve sheath
27 (7.4)
14 (4.2)
0.107
40 (18-60)
38.5 (31-63)
0.492
Other histology
55 (15.1)
32 (9.7)
0.042
41 (21-58)
46 (37-59)
0.133
Abbreviation: CNS = central nervous system. Bold faced P-values indicate significance at P < .05.
Distribution and age of diagnosis of second primary CNS tumors by whether radiation was part of the primary malignancy treatment courseAbbreviation: CNS = central nervous system. Bold faced P-values indicate significance at P < .05.
Discussion
Using large-scale cancer registry data with long-term follow-up, we found that the risk of developing an SP CNS neoplasm was elevated in patients with a prior CNS cancer. Cranial irradiation was associated with a higher incidence rate of developing an SP CNS tumor in pediatric patients but not adults. As the therapeutic efficacy of radiation comes from the ability to induce irreparable DNA damage to tumor cells, developing brains may be more susceptible to off-target genomic insult., These findings align with previous reports of CNS radiation-associated tumors in the setting of pediatric atomic bomb exposure,, tinea capitis management,,, and primary cancer treatment.23, 24, 25 Our estimated CIR of subsequent CNS tumors among radiated pediatric patients aligns with published estimates ranging from 1% to 28% at 20 years.26, 27, 28, 29 In contrast, adults have elevated rates of SP CNS tumors regardless of prior cranial radiation, likely driven by the higher incidence rates of brain tumors in the late adult to elderly period compared with early adulthood. The susceptibility to radiation decreases with increasing age of exposure,, which may explain why adult patients treated with cranial radiation do not experience increased risks of brain tumors later in life. However, this observation may be limited by the typically shorter survival of adult patients. Although the role of chemotherapy in developing SP CNS tumors is controversial, we found that chemotherapy was associated with lower CIRs of subsequent CNS tumor. However, because chemotherapy was also associated with increased mortality, and thus a smaller proportion of at-risk survivors, we may not adequately capture the potential mutagenic effects of chemotherapy.Tumors in the setting of prior radiation may represent unique disease processes. Glioblastomas, which are the most common primary malignant brain tumor, most frequently arise in the sixth decade of life. In contrast, low-grade gliomas such as oligodendrogliomas and astrocytomas tend to arise in midadulthood but can appear similarly on clinical and radiographic presentation as GBM. Therefore, the younger age of GBM diagnoses in those with a history of cranial radiation, with up to a quartile diagnosed under age 33, leads to a diagnostic challenge and warrants concern given the aggressive disease course of GBM. A similar enrichment for meningiomas was also seen after childhood exposure to radiation. Radiation-associated tumors were found to be more aggressive with higher recurrence rates than in comparable sporadic cases.35, 36, 37 Although the molecular pathogenesis of radiation-induced tumors is poorly understood, tumors arising in the setting of prior radiation may represent different natural histories and necessitate different treatment regimens than their sporadic counterparts.,The increased absolute risk of developing an SP CNS tumor after prior CNS cancers, compared with other cancer sites, in the absence of radiation or chemotherapy highlights possible genetic or environmental predispositions to cancer. Our analysis estimates that nearly 9% of long-term survivors of primary CNS cancers will have developed a second CNS cancer 40 years later. An estimated 20% of children who develop an SP CNS tumor after a primary CNS tumor have a known tumor predisposition syndrome, such as Gorlin syndrome (nevoid basal cell carcinoma syndrome) or neurofibromatosis. In addition, there may be hereditary associations not captured by currently known predisposition syndromes. Brain tumors have also been shown to cluster within families, which may reflect environmental exposures and inheritance patterns not captured by predisposition syndromes.41, 42, 43, 44 Notably, patients who developed pilocytic astrocytomas had a lower risk of SP CNS tumors. Although the mechanisms of developing SP tumors were beyond the scope of this study, 1 potential explanation is that most pilocytic astrocytomas tend to occur in isolation rather than as part of a genetic syndrome As our ability to conduct genome- and epigenome-wide analysis improves, we may uncover more associations between genetic susceptibility and carcinogenesis.Taken together, these findings may have implications on how to better care for and monitor long-term survivors of CNS cancers. Surveillance guidelines currently include recommendations for increased monitoring in the proximal postdiagnosis period given the high risk for tumor recurrence. A reconciliation of international guidelines to screen for second malignancies among adult survivors of pediatric, but not adult, brain tumors is in progress but includes recommendations that providers be aware of the risk of second CNS malignancies. However, CNS survivors diagnosed in adulthood have statically higher risks of developing an SP CNS tumor regardless of prior treatment exposure (25-year CIR, 5.0%-5.8%) and thus are inappropriately left out of most screening guidelines. Furthermore, radiation-associated tumors may have different natural histories: some studies have suggested radiation-induced CNS tumors have survival comparable with that of de novo tumors,, whereas others have demonstrated worse outcomes., The high incidence of SP tumors among both pediatric and adult CNS cancer survivors warrants additional attention in survivorship studies and further investigation on the implications of differences in phenotypes of radiation-associated and de novo tumors.
Limitations
In our analysis, patients who died without developing an SP tumor were removed from the at-risk population and did not contribute to the cumulative incidence of SP CNS tumors. Therefore, our estimated incidence rate of SP CNS tumors after radiation may increase as survival improves. Furthermore, SEER combines patients with no and unknown receipt of radiation and chemotherapy. A recent SEER analysis cross-referenced SEER-Medicare information and found consistent treatment practices in the 2 databases, thus raising our confidence that the majority of patients with no definitive receipt did not receive therapy. Even though SEER maintains strict coding protocols, the contribution of data from multiple parties may lead to variations in data entry. Although it is possible that increased surveillance of the CNS may contribute to higher rates of SP CNS tumors, the finding that this predilection is not shared across other primary sites supports the notion that patients with a history of CNS cancers are at a much higher risk of developing an SP CNS tumor. Because SEER does not contain information on radiation plans, we could not ascertain the differential effects of dose, volume, or treatment modality on risk of SP CNS tumors. Similarly, we were also unable to account for genetic predispositions and cancer syndromes that may influence rates of SP CNS tumors. Despite these limitations, large registry data such as SEER are useful for evaluating the risk of rare processes that occur many years after the initial insult.
Conclusion
The risk of developing an SP CNS neoplasm is elevated in patients with a prior CNS cancer. The association between radiation therapy and risk for subsequent cancers may be limited to the pediatric population. However, because the incidence of CNS tumors is higher among all survivors of a prior CNS cancer, these survivors may benefit from long-term follow-up. The carcinogenesis of radiation-induced tumors may be unique, and treatment history should be taken into consideration when evaluating a new CNS lesion.
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