Wei Xu1, Jiahui Yi1, Jinhua Cheng1. 1. School of Economics and Management, China University of Geosciences, Wuhan 430074, China.
Abstract
The transformation of mining cities and the realization of high-quality economic development are complicated processes. The objective existence of abundant resource factor endowment in mining cities does not mean that resource allocation is in the optimal state and can play the greatest role. The optimal allocation of factors for the high-quality economic development of mining cities is more important than the resource factors. The input-output allocation efficiency of high-quality economic development under the common frontier and group frontier of 99 mining cities in China from 2006 to 2019 is calculated by using the data envelopment analysis method and common frontier model, and the pure technical efficiency and scale efficiency are decomposed. The results show that (1) the comprehensive technical efficiency values under both common frontiers and group frontiers show that the factor allocation efficiency in the process of high-quality economic development of different mining cities shows obvious heterogeneity. (2) The growth of the input-output allocation efficiency of the high-quality economic development of mining cities has significant spatial convergence characteristics, but the convergence speed is different. (3) The high-quality development path of the mining city's economy should not only focus on comprehensively improving the ability of resource element input and output allocation but also improve the group environment.
The transformation of mining cities and the realization of high-quality economic development are complicated processes. The objective existence of abundant resource factor endowment in mining cities does not mean that resource allocation is in the optimal state and can play the greatest role. The optimal allocation of factors for the high-quality economic development of mining cities is more important than the resource factors. The input-output allocation efficiency of high-quality economic development under the common frontier and group frontier of 99 mining cities in China from 2006 to 2019 is calculated by using the data envelopment analysis method and common frontier model, and the pure technical efficiency and scale efficiency are decomposed. The results show that (1) the comprehensive technical efficiency values under both common frontiers and group frontiers show that the factor allocation efficiency in the process of high-quality economic development of different mining cities shows obvious heterogeneity. (2) The growth of the input-output allocation efficiency of the high-quality economic development of mining cities has significant spatial convergence characteristics, but the convergence speed is different. (3) The high-quality development path of the mining city's economy should not only focus on comprehensively improving the ability of resource element input and output allocation but also improve the group environment.
The mineral resource industry has made and is currently an important contribution to the development of the national economy. Mining cities, which rise and develop due to the development of mineral resources, become the main body of mineral resource supply and is the resource production, transfer and reserve hub of China’s industrialization, directly providing raw materials for industrialization. China’s resource-based cities are numerous and widely distributed, with great historical contributions and have a prominent status. Since the founding of the People’s Republic of China, resource-based cities have produced 52.9 billion tons of raw coal, 5.5 billion tons of crude oil, 5.8 billion tons of iron ore, and 2 billion cubic meters of wood. During the First Five-Year Plan period, 53 of the 156 national key construction projects were distributed in resource-based cities, accounting for nearly 50% of the total investment, making historic contributions to the establishment of an independent and complete industrial system and the promotion of national economic development.At present, international political and economic uncertainty and instability are rising, and the unbalanced, uncoordinated and unsustainable challenges in domestic economic development are prominent. Due to the superposition of internal and external factors and the interweaving of new and old contradictions, the sustainable development of mining resource-based cities faces severe challenges, and the task of accelerating the transformation of the economic development mode is very arduous [1]. The historical legacy of mining resource-exhausted cities is still serious, and the endogenous power of transformation and development is currently weak [1,2,3] Dan et al., 2019. There are still nearly 70 million square meters of shantytowns to be renovated, approximately 140,000 hectares of subsidence areas to be treated, more than 600,000 unemployed miners, and more than 1.8 million urban subsistence allowances. Industrial development is still highly dependent on resources, with extractive industries accounting for more than 20% of secondary industries, and modern manufacturing and high-tech industries are in the initial stages. The talent, capital and other elements of the mining resources city have weak agglomeration capacity and low allocation level such that the support and guarantee capacity for further development of alternative industries is seriously inadequate [4,5,6].However, the level of technological progress and the quality of economic development represented by total factor productivity and technological efficiency do not show an obvious trend of growth or improvement. Some of the important reasons is that the resource allocation structure is not good, the efficiency is not high, and the overall efficiency of the national and regional urban resource allocation system is not high. In short, the input–output allocation of resource elements is a complicated process, especially for mining resource-based cities, and the input of resource elements is only a necessary condition. Whether the input of resource elements can improve the level of economic development and promote the high-quality development of the economy depends on whether the allocation of input resource elements can be optimized. The input–output allocation of high-quality economic development is a dynamic process of searching and obtaining, distributing and managing, integrating and utilizing, maintaining and updating various material or nonmaterial resource elements in a certain time and mining resource city by government, enterprises, colleges and universities, science and technology intermediary service institutions and nonprofit organizations. Therefore, it is of great significance to promote the sustainable development of mining resource-based cities to promote new industrialization and urbanization and to build a resource-saving and environmentally friendly society. Based on the perspective of the input–output efficiency of resource element allocation in mining cities in China, this paper intends to reveal the internal causes of the deviation of the input and output of resource elements in mining cities and the increasingly obvious and unbalanced spatial agglomeration.
2. Literature Review
With the deepening of resource-based cities, scholars have gradually realized the complexity of the economic growth of mining resource-based cities, and an increasing number of studies have also shown that the realization of mining resource-based cities needs to integrate and reuse the input–output resource elements in the process of economic growth [2,7,8,9,10].With regard to the research on the input–output efficiency of high-quality economic development of mining resource-based cities in China, scholars have calculated and analyzed the effect or efficiency of input–output allocation with different evaluation indices and methods around different dimensions. Application of the statistical management method, Bui et al. (2020) [11] discusses the economic efficiency of the urban waste management system through the AHP-IPA method, Yuan et al. (2019) [12] discusses the spatial-temporal distribution characteristics of the land use efficiency of mining cities using the index decomposition method, and [13] studies the transition development level of Shaanxi, Shanxi and Inner Mongolia resource cities based on the structure decomposition model.The most literature discuss the eco-environmental, energy and economic efficiency of resource-based cities through the stochastic frontier analysis model (SFA) and data envelopment method (DEA). Representative studies, such as Chen et al. (2019) [7], used the DEA method to study the industrial land use efficiency of 109 resource-based cities in China from 2006 to 2015. Yu et al. (2019) [14] discussed the ecological efficiency of resource-based cities under heterogeneous conditions through a DEA model, and Yin et al. (2020) [15] studied the green transformation efficiency of mining resource-dependent cities through a three-stage DEA model. In terms of econometric application, Yan et al. (2019) [2] used the nonparametric method to estimate the total factor energy efficiency (TFEE) of 105 resource-based cities in China from 2010 to 2016 and analyzed the temporal and spatial characteristics of the change energy efficiency.The results show that the input–output efficiency of natural, environmental, ecological and transformation of mining resource-based cities is not ideal, and the development level difference between cities is gradually expanding. According to the level of factor allocation and its related influencing factors, the input and output indices of the economic development of mining resource-based cities are redundant. There is still room for further improvement in the existing relevant research, which is mainly reflected in the following aspects: first, the impact of resource input is ignored, and such output indicators are rarely involved; second, in terms of calculation methods, whether using the DEA or SFA method, it is assumed that all regions have the same technology set, obviously the technical gap between different types of mining cities is not considered, and the reason for efficiency loss cannot be determined. In view of this, on the one hand, the paper considers the impact of resource factor input on the input–output efficiency of high-quality economic development of mining resource-based cities and introduces the industrial agglomeration index into the measurement model of input–output efficiency of high-quality economic development of mining resource-based cities to avoid single factor resource input measurement; on the other hand, in view of the heterogeneity characteristics of different types of mining cities, the paper introduces the production function of the common frontier and comprehensively uses the meta-frontier model to calculate the input–output efficiency of high-quality economic development of mining resource-based cities under the common frontier and group frontier. This paper discusses the characteristics of the high-quality economic development of mining resource cities.
3. Research Design
3.1. Model
The requirements for high-quality economic development of China’s mining cities can generally be divided into five categories: human resources, financial resources, material resources, technology and information. The process of high-quality economic development of China’s mining cities is complex and malleable, and a single index cannot accurately measure it, while the efficiency of input–output allocation in the process of economic development of China’s mining cities can reflect the level of high-quality economic development to a certain extent. When the DEA method is used to measure the high-quality economic development of mining cities in different regions of China, the potential hypothesis is that the evaluated decision-making unit (DMU) has a similar technical level. However, with the existence of regional heterogeneity, it is impossible to accurately measure the allocation efficiency of the real high-quality economic development factors of each mining city by using the population sample only. Battese and Rao (2002) [16] and O’Donnell, Rao and Battese (2008) [17] proposed a common boundary production function analysis framework, using the stochastic frontier analysis method to construct a common frontier and group frontier, and finally measuring the technical gap ratio (TGR) between the two frontiers can make up the input–output efficiency under the condition that traditional DEA cannot measure heterogeneity. Common frontier approaches based on DEA are briefly described below [18,19].(1) First, according to the National Sustainable Development Plan for Resource-based Cities (2013–2020) issued by the Chinese government, there are 262 resource-based cities in the country, including 126 prefecture-level administrative regions (these include prefecture-level cities, regions, autonomous prefectures, alliances, etc.), 62 county-level cities, 58 counties (including autonomous counties, forest regions, etc.), and 16 municipal districts (development zones, management zones). They are divided into four types: growth type (31), mature type (141), recession type (67) and regeneration type (23). Due to the large gap in resource endowment, factor input, output and allocation capacity of mature, regenerative, declining and growing mining cities and the large difference in macroeconomic level, mining city policy environment, opening level and other influencing factors, different types of mining cities face different production levels, and the internal difference of each type is smaller than the whole, so the research sample is divided into four groups: mature, regenerative, declining and growing four groups.(2) According to the common frontier model of Battese and Rao (2002) [16], Zhang et al. (2013) [1], He et al. (2021) [20] let is the input and output vector, and the common technology set (TE) including all inputs and outputs is:
where input is the input vector and output is the output vector, which means the conditions that the required input satisfies under the technology set TE to obtain a certain output product. The set of production possibilities (common boundary) is:Common Frontier Distance Function (DDF) of Meta Technical Efficiency can be expressed as Formula (3), where 0 ≤ DDF(input, output) ≤ 1.The four clusters of mature, renewable, declining and growing technologies (TE() are:The production probability (i) is:Group Technical Efficiency (GTE) equivalent to Group Leading Edge Distance Function (DDF(), as shown in Formula (6), where 0 ≤ DDF((input, output) ≤ 1:(4) Define the Technological Gap Ratio (TGR). TGR reflects the gap between common frontier and group frontier technology level. The higher the value, the closer the actual production efficiency is to the potential production efficiency [19], which means the higher the technology level [18]. When the input–output combination is (input, output), TGR can be shown in Formula (7), where 0 ≤ TGR (inputi, output) ≤ 1.Relationship between common frontier technology efficiency, group frontier technology efficiency and technology gap ratio can be expressed as:MTE = GTE × TGR
3.2. Variables Selection
3.2.1. Input Variables
First, the labor factor. Labor input is an important part of urban economic and social development and plays a decisive role in improving the efficiency of resource allocation for the high-quality development of the mining city economy. Therefore, the total labor wage of mining cities is selected as the proxy variable of labor input.The second is capital elements. Capital factors include land and plants, production equipment, mining-transportation-processing equipment, etc. Capital investment has a direct impact on the economic growth and resource allocation of mining cities. Usually, under certain conditions, the more capital factor resources are invested, the more productive activities there are, which is more conducive to improving the efficiency of resource factor allocation and promoting economic growth. Considering the availability of data, the gross fixed capital of mining cities is selected as the proxy variable of capital elements.The third is resource elements. Resource input plays an important role in the development of mining cities, and resource input is the main way to obtain technical progress [13,15]. Based on the single method of processing the quantity of resource factors, this paper shows the input of resource factors by calculating the industrial concentration level of mining resource-based cities.
3.2.2. Output Variables
The allocation of resource factors in the process of economic development of mining cities can not only bring economic output but also affect the input–output efficiency through the negative effect on the environment. The reason is that in the process of economic development of mining cities, the allocation capacity will be constantly adjusted, which can improve the technical level of resource and energy development and utilization and environmental governance capacity and play an important supporting role in resource reservation and environmental protection. It is an important way to solve the contradiction between population, resources and the environment and improve the carrying capacity of resources and the environment of mining cities to provide for sustainable growth and high-quality development of mining cities. Therefore, the output of resource allocation is further divided into economic output and environmental output.First, economic output. The indicators of urban economic growth selected by the existing research are very rich, often involving multiple dimensions. By comparison, considering the representativeness and accessibility of indicators, the gross domestic product (GDP) of urban areas can more directly reflect the final output of the economic category.The second is environmental outputs. Since the generation and discharge of pollutants have a large correlation with the economic level of the region, in terms of the selection of environmental indicators, the pollutant discharge indicators include production and living from the point of view of the pollution source, and there are gas pollution discharge, liquid pollution discharge and solid waste from the perspective of the material form. The environmental quality index is a composite value of environmental quality parameters and environmental quality standards. It also considers the emission and treatment of production and living pollution and is widely used to evaluate the treatment effect of environmental pollution. Therefore, considering the lack of data on solid waste, sulfur dioxide and wastewater discharge per capita are selected to measure environmental output.
3.2.3. Data Sources and Descriptive Statistics of Variables
In view of the availability of data, the sample data of mining-type cities used in this paper was selected from the list of resource-based cities (Schedule 1), and this study uses panel data from 99 mining cities in China (The list of resource-based cities is dynamically assessed and adjusted in combination with resource reserve conditions, development and utilization conditions, etc., and finally 99 representative cities are selected for analysis) (excluding Tibet, Hong Kong, Macao and Taiwan) from 2006 to 2019 for relevant statistics and quantitative analysis. Relevant data mainly come from China Urban Statistics Yearbook, China Macroeconomic Database, China Financial Statistics Database, China Urban Environment Database, etc. Detailed descriptive statistics and correlation analysis were conducted on the characteristics of relevant data samples, and the results are shown in Table 1 and Figure 1. It can be seen that the average values of human resources, financial resources, capital accumulation, industrial agglomeration, GDP and environmental output are 5.7569, 10.1789 and −0.4176 respectively after the logarithm is taken. Compared with the maximum and minimum values, the results show that the sample characteristics are close to the non-normal distribution. According to the standard deviation of sample data, the standard deviation of information resources and innovation output is 0.3473 and 0.1232 respectively, which indicates these variables data are characterized by relative concentration. The results show that there is no significant Multicollinearity between the main variables in Figure 1, which meets the operational requirements of the DEA model.
According to the constructed index system of high-quality input–output allocation efficiency of the mining city economy, the DEA-Meta-frontier model is comprehensively used to calculate the input–output allocation MTE, GTE and technology gap ratio TGR of the high-quality development of the mining resource-based city economy under the common frontier and the group frontier and to analyze the evolution characteristics of time-space differences. The descriptive statistics calculated by MaxDEA7.16 software are shown in Table 2.
Table 2
Statistical description of regional innovation resource allocation efficiency from 2006 to 2019.
City Type
MTE
GTE
TGR
Mean
Min
S.D.
Max
Range
Mean
S.D.
Min
Max.
Range
Mean
S.D.
Min
Max
Range
Mature type
0.4738
0.1740
0.4126
1
0.8260
0.5566
0.2053
0.5019
1
0.7947
0.8432
0.4917
0.8418
1
0.5083
Regenerative
0.5231
0.2191
0.4757
1
0.7809
0.6609
0.2276
0.6236
1
0.7724
0.7951
0.4396
0.7866
1
0.5605
Decay type
0.5205
0.1680
0.4602
1
0.8320
0.8127
0.3757
0.8328
1
0.6243
0.6267
0.2919
0.5778
1
0.7081
Growth
0.6374
0.2240
0.6747
1
0.7760
0.7935
0.2668
0.8890
1
0.7332
0.7885
0.3242
0.7990
1
0.6758
National
0.5046
0.1680
0.4434
1
0.2806
0.6420
0.2053
0.6070
1
0.4082
0.7899
0.2919
0.8146
1
0.1672
Note: 1. S.D. is Standard deviation. 2. Summarize and sort according to the calculation results of MaxDEA7.16 software.
4.1. Comprehensive Efficiency Analysis
4.1.1. MTE and GTE
From the comparison of common frontier technology efficiency (MTE) and group frontier technology efficiency (GTE) in different regions (as shown in Table 2), MTE and GTE are distance function values of DMU based on the common and group boundaries, respectively, reflecting the distance from actual output to the common and group boundary output under the same input level [21].First, the efficiency of high-quality input–output allocation of regional mining cities in China under the common frontier and group frontier is 0.5046 and 0.2806, respectively, indicating that the input factors of high-quality input–output allocation of China’s mining resource-based cities still have 49.54% saving space if the national optimal technology is used as a reference, and the saving space is as high as 71.94% if the regional optimal technology is taken as reference. The difference in the results is mainly due to the difference in the technical reference set between the two. The common frontier takes the potential optimal input–output allocation efficiency of all samples as the reference structure front, while the group frontier takes the mature, growth, regeneration and decline types as the grouping of the high-quality input–output allocation efficiency of the mining city economy.Second, the MTE of growth is 0.6374, which indicates that there will be 36.26% efficiency improvement space for growing mining cities and 47.69%, 47.95% and 52.62% efficiency improvement space for growing mining cities. It can be seen that, in comparison, the high-quality input–output allocation efficiency of the regenerative, recession and mature mining cities is still low, which indicates that the elements of these three types of mining resource-based cities are relatively extensive, and the effective development and utilization are insufficient. At the same time, there may be a certain problem of "resource waste" or insufficient input of resource elements.Third, the mean value of GTE from high to low was the recession type, growth type, regenerative type and mature type, with efficiency improvement spaces of 18.73%, 20.65%, 33.91% and 44.34%, respectively. The calculation results of GTE show that there is significant heterogeneity in the distance between the input–output efficiency of four different types of mining cities and their respective boundaries. Unlike the MTE calculation results, the input–output efficiency of the declining mining cities is relatively average, while the input–output efficiency of the mature mining cities with high-quality economic development varies greatly. The efficiency of the four types of mining city groups needs to be improved less than that of the common frontier efficiency, which indicates that from the perspective of groups, the input scale of resource elements within each group is more appropriate, but the balance of input and output allocation between groups is still needed.Finally, compared with the two frontiers (MTE and GTE), the high-quality input–output allocation efficiency of the growing mining cities has little difference, while the two frontiers of the mature mining cities have the largest difference. In terms of the ranking of different frontier types, the ranking of the economic high-quality input–output allocation efficiency of growth and mature mining cities has not changed, but the ranking of the input–output allocation efficiency of declining and regenerative mining cities has undergone significant changes. The reason for this phenomenon may be that the resource input, innovation ability, macroeconomic level and educational development level of the growing and mature mining cities are superior to other types, which represents the national optimal level and the attraction ability is higher than other areas, and the technology collection under the two frontiers is basically the same, while the technology collection under the two frontiers of the declining and regenerative mining cities is significantly different, and the distance between the frontiers of the two types changes greatly.
4.1.2. TGR
In terms of TGR, TGR reflects the gap between the technical level of the group and the technical level of the potential common boundary caused by the specific group institutional environment. The higher the TGR is, the closer the actual technical level of the DMU is to the common boundary technical level, that is, the higher the technical level under the corresponding institutional environment conditions. According to the mean value of TGR of population, mature type, regenerative type, declining type and growing mining cities in the sample period (as shown in Table 2), the mean value of TGR of four types of mining cities is less than 1, among which the mean value of TGR of mature mining cities in the sample period is 0.8432, close to 1, at a higher level, indicating that the technical level of mature mining cities is close to the common technical frontier, and reaches the potential common boundary technical level, which is 84.32% of the potential input–output allocation efficiency; However, the mean value of TGR of regenerative, declining and growing mining cities is below 0.8, which is relatively far away from the common technological frontier. Among them, the mean value of TGR of declining mining cities is 0.6267, indicating that it only reaches 62.67% of the potential input–output allocation efficiency, and there is still 37.33% of efficiency improvement space. At the same time, the differences in the TGR means of the four types of mining cities also explain the rationality of group division in this study.As a whole, on the one hand, the efficiency of input–output allocation of high-quality economic development of the overall national mining cities and four types of mining cities under the common frontier is not as effective as DEA, and there is certain space for efficiency improvement; on the other hand, the efficiency of MTE and GTE of four types of mining cities is the best performance is growth, and the worst is mature type. This indicates that the growing mining cities have the strongest ability of high-quality input–output allocation and the highest degree of effective use of resource elements under the framework of sustainable development. Comparatively speaking, mature mining cities need to improve the ability of input–output allocation to avoid resource waste.
4.1.3. Differences Types of Mining City
Third, from the comparison of the average value of high-quality input–output allocation efficiency of the four types of mining cities (as shown in Appendix A Table A1), the comprehensive efficiency of high-quality input–output allocation of mature mining cities is the best in Daqing and Dongying, the high-quality input–output allocation efficiency of Daqing and Dongying under the common frontier and group frontier is the first, and Daqing and Dongying are also the provinces and cities with the highest MTE average value among 99 mining resource-based cities, reaching 0.93461 and 0.9108, close to DEA efficiency. The worst performance in the common frontier was Yuncheng city and Baise city, with MTEs of 0.25953 and 0.29452, respectively, ranking last and second; that is, compared with the common boundary technology level of all samples, Yuncheng city and Baise city still had 74.047% and 70.548% efficiency improvement space. Yuncheng city and Baise city still had the worst performance in the group, with mean GTEs of 0.31539 and 0.34009, respectively. That is, mature mining cities have the highest input–output allocation efficiency of mining cities and have the lowest economic high-quality development input–output allocation efficiency. By analogy, the high-quality input–output allocation efficiency of regenerative, recession and growing mining cities can also be further analyzed.
Table A1
Statistical description of input-output allocation efficiency of mining cities from 2006 to 2019.
Sort
City
MTE
Rank
GTE
Rank
TGR
Rank
Sort
City
MTE
Rank
GTE
Rank
TGR
Rank
Mature
Anshun
0.5275
32
0.5488
63
0.7239
76
Mature
Yichun
0.3993
65
0.4507
80
0.4938
96
Mature
Baise
0.2945
97
0.3401
98
0.8031
60
Mature
Yunfu
0.3472
84
0.4208
90
0.8506
35
Mature
Baoji
0.3509
83
0.4155
91
0.6997
80
Mature
Yuncheng
0.2595
99
0.3154
99
0.7176
78
Mature
Baoshan
0.4395
54
0.5367
67
0.6034
88
Mature
Zhangjiakou
0.2953
96
0.3656
97
0.8142
51
Mature
Benxi
0.4911
41
0.5585
60
0.7987
61
Mature
Changzhi
0.3140
93
0.3962
93
0.8312
40
Mature
Bozhou
0.6501
21
0.7941
29
0.7778
68
Mature
Chongqing
0.3343
90
0.4112
92
0.6899
83
Mature
Chenzhou
0.4487
52
0.5512
61
0.7202
77
Mature
Zigong
0.5809
25
0.6294
45
0.8318
39
Mature
Chengde
0.3970
68
0.5383
66
0.8147
50
Growth
Erdos
0.8338
9
0.9380
7
0.8096
55
Mature
Chizhou
0.4319
57
0.4904
73
0.4360
99
Growth
Hezhou
0.4788
44
0.6455
41
0.7924
66
Mature
Chifeng
0.4718
46
0.5967
53
0.8262
43
Growth
Hulunbeier
0.6646
19
0.8336
24
0.8240
45
Mature
Chuzhou
0.5067
36
0.5845
55
0.7967
64
Growth
Liupanshui
0.2970
95
0.4255
86
0.8107
53
Mature
Dazhou
0.4795
43
0.5817
56
0.8105
54
Growth
Nanchong
0.8793
6
0.9179
13
0.9790
2
Mature
Daqing
0.9346
2
0.9538
4
0.7981
63
Growth
Shuozhou
0.7055
15
0.9739
2
0.8710
22
Mature
Datong
0.3650
77
0.4291
85
0.4506
98
Growth
Songyuan
0.8204
11
0.9378
8
0.7505
73
Mature
Dongying
0.9108
4
0.9202
12
0.8346
37
Growth
Xianyang
0.3384
88
0.5968
52
0.8253
44
Mature
Ezhou
0.5724
26
0.6319
44
0.7363
74
Growth
Yulin
0.7193
14
0.8723
18
0.9616
6
Mature
Ganzhou
0.4150
62
0.4613
77
0.5921
89
Decay
Baishan
0.5235
33
0.8642
21
0.8619
29
Mature
Guang’an
0.8861
5
0.9167
14
0.8600
30
Decay
Fushun
0.4578
50
0.8732
17
0.8923
14
Mature
Guangyuan
0.6178
23
0.6583
39
0.7948
65
Decay
Fuxin
0.4756
45
0.7297
33
0.8400
36
Mature
Handan
0.3827
71
0.4947
72
0.4836
97
Decay
Hegang
0.8140
12
0.9093
16
0.8924
13
Mature
Hechi
0.3360
89
0.3956
94
0.9685
4
Decay
Huaibei
0.4257
59
0.6241
47
0.7987
62
Mature
Hebi
0.3852
70
0.4567
78
0.5908
90
Decay
Huang
0.3443
85
0.6998
36
0.8176
48
Mature
Heihe
0.8431
8
0.8694
19
0.9346
9
Decay
Jiaozuo
0.3721
74
0.8423
23
0.9638
5
Mature
Hengyang
0.3650
76
0.4414
82
0.9709
3
Decay
Jingdezhen
0.3398
87
0.6645
38
0.8043
59
Mature
Huzhou
0.3928
69
0.4530
79
0.8916
15
Decay
Liaoyuan
0.6839
16
0.9666
3
0.8327
38
Mature
Huainan
0.3815
72
0.4435
81
0.6896
84
Decay
Luzhou
0.3776
73
0.7363
31
0.8068
57
Mature
Jixi
0.7507
13
0.8107
27
0.9226
10
Decay
Pingxiang
0.4140
63
0.7009
35
0.8809
18
Mature
Jilin
0.4166
61
0.5129
71
0.6891
85
Decay
Puyang
0.5388
30
0.9163
15
0.9901
1
Mature
Jining
0.3702
75
0.4775
75
0.7037
79
Decay
Qitaihe
0.8247
10
0.9207
11
0.8699
24
Mature
Jincheng
0.4478
53
0.5248
68
0.5176
94
Decay
Shaoguan
0.2751
98
0.5494
62
0.9552
7
Mature
Laiwu
0.5073
35
0.6356
43
0.6438
87
Decay
Tongling
0.6576
20
0.9323
10
0.7921
67
Mature
Lincang
0.4248
60
0.5620
59
0.7346
75
Decay
Wuhai
0.9535
1
0.9788
1
0.9529
8
Mature
Linfen
0.3546
81
0.4252
87
0.6929
82
Decay
Xinyu
0.4361
55
0.8501
22
0.8235
46
Mature
Longyan
0.4977
39
0.5696
57
0.9156
11
Decay
Yichun
0.6104
24
0.8666
20
0.7760
69
Mature
Loudi
0.3972
67
0.4391
83
0.5219
93
Decay
Zaozhuang
0.3647
78
0.8157
26
0.8648
28
Mature
Mudanjiang
0.4983
38
0.6118
49
0.8716
20
Regenerative
Anshan
0.5059
37
0.6218
48
0.8695
25
Mature
Nanping
0.4534
51
0.5232
69
0.6605
86
Regenerative
Baotou
0.6396
22
0.9341
9
0.8710
21
Mature
Panzhihua
0.5220
34
0.6534
40
0.8115
52
Regenerative
Huludao
0.3516
82
0.4830
74
0.5074
95
Mature
Pingdingshan
0.3342
91
0.4219
89
0.8966
12
Regenerative
Lijiang
0.8443
7
0.9408
6
0.8048
58
Mature
Qujing
0.3550
80
0.4361
84
0.6946
81
Regenerative
Linyi
0.4604
49
0.5468
64
0.8699
23
Mature
Sanmenxia
0.4121
64
0.5206
70
0.8880
17
Regenerative
Luoyang
0.4357
56
0.6259
46
0.8551
34
Mature
Sanming
0.3579
79
0.4251
88
0.7694
71
Regenerative
Ma’anshan
0.3989
66
0.5950
54
0.8095
56
Mature
Shaoyang
0.5286
31
0.8210
25
0.8655
27
Regenerative
Nanyang
0.4948
40
0.5996
51
0.8691
26
Mature
Suzhou
0.5499
29
0.7324
32
0.7579
72
Regenerative
Panjin
0.9199
3
0.9461
5
0.8756
19
Mature
Taian
0.5652
28
0.6822
37
0.8563
33
Regenerative
Suqian
0.5714
27
0.7100
34
0.8571
31
Mature
Weinan
0.3232
92
0.3753
95
0.8148
49
Regenerative
Tangshan
0.4636
48
0.6040
50
0.8292
41
Mature
Xingtai
0.3033
94
0.3748
96
0.7717
70
Regenerative
Tonghua
0.3440
86
0.4622
76
0.5223
92
Mature
Xuancheng
0.4855
42
0.5627
58
0.8903
16
Regenerative
Xuzhou
0.4275
58
0.5440
65
0.5890
91
Mature
Ya’an
0.6728
17
0.7667
30
0.8570
32
Regenerative
Zibo
0.4663
47
0.6398
42
0.8269
42
Mature
Yangquan
0.6680
18
0.8078
28
0.8186
47
4.1.4. Time Change Trend
First, under the common front (as shown in Figure 2), the high-quality input–output allocation efficiency (MTE) of the four types of mining cities all shows the V-shaped change trend of decreasing first and then gradually increasing, but the decreasing range is distinct. Among them, the decline range of annual MTE change trend of mature mining cities is 2006–2016, with a slight recovery in the middle, and the bottom is 2016; the decline range of the annual MTE change trend of regenerative mining cities is 2006–2018, and the bottom is 2018; the annual MTE change trend of recession mining cities is consistent with that of regenerative mining cities, and the decline range coincides with that of regenerative mining cities; the decline range of the MTE annual average change trend of growing mining cities is 2006–2010 and 2013–2018, with a slight recovery in the middle, and the bottom is 2018. Basically, the average MTE of three types of mining cities, mature, regenerative and declining mining cities, began to show a certain degree of improvement at the end of the “Eleventh Five-Year Plan” period, but during the “12th Five-Year Plan” period, there was a general downward trend, while in the “13th Five-Year Plan” period, there was a significant degree of improvement. Unlike the above three types of mining city MTE changes, the growing mining city MTE in the “12th Five-Year Plan” presents a certain upward trend. The change trend of the annual mean value of MTE in the 12th Five-Year Plan may be related to the sustainable development of resource-based cities in 2013.
Figure 2
The trend of MTE in four types of mining cities from 2006 to 2019. Note: (A–D) represent mature, renewable, declining and growing mining cities respectively. The shaded area represents the 95% confidence interval (CI). σ Represents the convergence trend of MTE annual mean [22].
Second, under the front of the group (as shown in Figure 3), the change law of GTE of the four types of mining cities shows similar change characteristics. Among them, the GTE of mature, renewable, declining and growing mining cities showed obvious fluctuation and decline trends before 2018; the GTE of mature and declining mining cities rebounded in 2011–2014; the GTE of renewable mining cities rose in 2014–2017; and the GTE of growing mining cities rebounded slightly in 2016–2017.
Figure 3
The Trend of GTE in Four Types of Mining Cities from 2006 to 2019. Note: (A–D) represent mature, renewable, declining and growing mining cities respectively. The shaded area represents the 95% confidence interval (CI). Represents the convergence trend of MTE annual mean [22].
Finally, from the change trend of TGR of mature, regenerative, recession and growth type in the sample period (Figure 4), the TGR value of regenerative mining cities in 2006–2019 basically remains unchanged, with slight fluctuation in the middle and obvious “m” shape, indicating that the distance between the production front of input–output allocation and the common front in the high-quality economic development of regenerative mining cities basically remains unchanged. The mean value of the TGR of mature and declining mining cities mainly show a downward trend, and the change trend is consistent with the MTE change trend in Figure 2, indicating that the mature and declining mining cities are mainly caused by changes in MTE. The above two types of TGR indicate that the distance between the production frontier and the common frontier in the economic growth process of mining cities has been expanded to a certain extent, that is, the gap between the high-quality input–output allocation efficiency of the mining city economy and the potential high-quality input–output allocation efficiency of the mining city economy is expanding. The TGR value of the growing mining cities shows an obvious rising trend, which indicates that the distance between the production frontier and the common frontier in the process of high-quality economic development of the growing mining cities has a certain narrowing, that is, the gap between the high-quality input–output allocation efficiency of this type of mining cities and the potential high-quality input–output allocation efficiency of the mining cities is narrowing, and the high-quality input–output allocation efficiency of the growing mining cities has a catching-up effect on the high-quality economic growth of mature and regenerative mining cities.
Figure 4
The trend of TGR of four types of mining cities from 2006 to 2019. Note: (A–D) represent mature, renewable, declining and growing mining cities respectively. The shaded area represents the 95% confidence interval (CI).σ Represents the convergence trend of MTE annual mean [22].
4.2. Convergence Analysis
The convergence of economic development means that the difference in economic development shows a trend of gradually narrowing with time. To investigate the evolution trend of high-quality economic development differences of mining cities represented by MTE, GTE and TGR, the convergence model is used to test the convergence of MTE, GTE and TGR. Convergence is divided into σ and convergence. The main principle of the σ convergence method is to judge the convergence by observing the distribution of the standard deviation of a variable between regions. The standard deviation decreases with time, which means that the difference in the variable between regions decreases, and there is σ convergence between regions. convergence is developed from the convergence theory in the neoclassical growth model [23], and it is divided into absolute convergence and conditional β convergence according to whether there are restrictions. The absolute β convergence assumes that each region has the same base of economic conditions, and a certain variable among regions will eventually reach the same steady growth rate and level. The conditional β convergence assumes that after considering the different economic basis conditions of each region, each region develops along its own steady growth path and finally reaches the steady growth rate and level. The main method of absolute β and conditional β convergence is to observe whether the efficiency change rate is related to the initial input–output allocation efficiency level by constructing a metrological equation. If there is a significant negative relationship, the regression coefficient β value is less than 0, indicating that the efficiency change rate is negatively related to the initial input–output allocation efficiency level. The higher the initial input–output allocation level is, the lower the efficiency change rate, or the lower the initial input–output allocation efficiency level is, the higher the rate of change. Mining cities with higher economic development input–output allocation efficiency levels have better development space. There is a faster growth rate than other mining cities at the early stage of development, and this type of β convergence exists in the high-quality economic development of mining cities.
4.2.1. Space Inspection
Considering that the economic development of mining resource-based cities is not independent but has mutual influence, this paper tests the spatial agglomeration and spatial dependence degree [24] of common frontier efficiency, group frontier efficiency and the technical drop ratio of high-quality economic development of mining cities by measuring the overall Moran’s I index, and the specific calculation formula is as follows:
where is the total number of mining cities, is the spatial weight matrix (using the spatial adjacency weight matrix, the adjacency is 1, and the nonadjacency is 0), and and are the input–output allocation efficiency (MTE, GTE and TGR) and their mean values. According to the formula, the value range of Moran’s I index is [−1,1]. If Moran′s I is greater than 0, it indicates a positive correlation (adjacent mining cities with high economic quality development input–output allocation efficiency or adjacent mining cities with low economic quality development input–output allocation efficiency). A larger value indicates that the spatial correlation of economic development allocation efficiency of mining cities is stronger. If it is less than 0, it indicates a negative correlation (adjacent mining cities with high economic quality development input–output allocation efficiency and adjacent mining cities with low economic quality development input–output allocation efficiency). A smaller value indicates that the difference between the economic development allocation efficiency of mining cities is greater. If Moran’s I index tends to 0, it indicates that the economic development of mining cities has no spatial correlation.As a result, the spatial Moran’s I indices of MTE, GTE and TGR are calculated, and the results are shown in Figure 5, Figure 6 and Figure 7. Figure 5 shows the global spatial autocorrelation of MTE in mining cities from 2006 to 2019 (Moran’s I). The results show that Moran’s I index is positive in the sample period, the fluctuation range is 0.0001~0.008, and all have passed the significance test, indicating that the common frontier efficiency of economic development among mining cities has a positive correlation during the sample period, demonstrating the phenomenon of spatial concentration on the whole; that is, the common technological frontier of high-quality economic development of mining cities is affected by the adjacent mining cities, the mining cities with high MTE are neighbors, and the cities with low MTE are neighbors. According to the temporal trend of Moran′s I index, the Moran’s I index of MTE showed a downward trend as a whole, but there was a slight fluctuation in the middle.
Figure 5
Distribution change of MTE Moran’s I scatter plot from 2006 to 2019.
Figure 6
Distribution Change of GTE Moran’s I Scatter plot from 2006 to 2019.
Figure 7
Distribution Change of TGR Moran’s I Scatter plot from 2006 to 2019.
Figure 6 shows the global spatial autocorrelation value (Moran’s I) of the GTE of mining cities in 2006–2019. The results show that Moran’s I index is positive during the sample period, the variation trend is consistent with MTE, and the fluctuation range is 0.00001~0.004. All of them pass the significance test, which demonstrates that the group frontier efficiency of economic development among mining cities has a positive correlation in the sample period and shows the phenomenon of spatial agglomeration on the whole; that is, the technical frontier of the high-quality economic development group of mining cities is affected by the adjacent mining cities. Moreover, the mining cities with higher GTEs are neighbors to each other, and the cities with lower GTEs are neighbors to each other. According to the temporal trend of the Moran’s I index, the whole Moran’s I index of GTE shows a downward trend, but there is a slight fluctuation in the middle.Figure 7 shows the global spatial autocorrelation value (Moran’s I) of the TGR of mining cities in 2006–2019. The results show that Moran’s I index fluctuates in the range of −0.003~0.004 during the sample period, and all of them pass the significance test, showing a significant downward trend. The Moran′s I index of TGR decreased from 0.004 in 2006 to 0.0001 in 2010, indicating that the technological gap of economic development between mining cities decreased compared with the phenomenon of spatial agglomeration in 2006–2010; the Moran′s I index of TGR in 2011–2019 was negative, that is, the technological gap of high-quality economic development of mining cities (catch-up trend) was affected by the neighboring mining cities, and mining cities with higher TGR and mining cities with lower TGR are neighbors to each other.
4.2.2. σ. Convergence Analysis
Figure 2, Figure 3 and Figure 4 all discuss the change trend of general σ convergence, and the results do not reach a clear conclusion that there is general σ convergence in the input–output allocation efficiency of high-quality development of the mining city economy. Considering the spatial autocorrelation among MTE, GTE and TGR, the spatial σ convergence characteristics of three kinds of efficiency are discussed in detail. Unlike the general σ convergence model calculation formula and process [22], spatial σ convergence needs to be transferred into the spatial weight matrix (the spatial weight edge is used to calculate the spatial weight of Moran’s I index). By deleting the missing value, the maximum likelihood estimation of the difference term and the lag of the variable is carried out. Finally, the standard deviation of the residual error of the regression result is calculated according to the time, and the change trend shown in Figure 8 is drawn. Figure 8 shows the temporal evolution trend of MTE, GTE and TGR standard deviations of input–output for high-quality economic development of mining cities to describe the spatial σ convergence of the mean value of input–output allocation efficiency for high-quality economic development of mining cities. As a whole, the standard deviation of the σ convergence of MTE, GTE and TGR in the sample period from 2006 to 2019 shows a downward trend. That is, there is significant spatial σ convergence in the growth of the input–output allocation efficiency of the high-quality economic development of mining cities, which cannot offset the internal downward trend, although some years have recovered. Specifically, the standard deviation of σ convergence in MTE, GTE and TGR space is relatively concentrated between [0.02,0.07], and the internal gap is in a slow narrowing trend: using 2013 as the watershed, the standard deviation of σ convergence in MTE, GTE and TGR space tends to decrease rapidly before 2013, and the internal gap is narrowed; after 2013, the standard deviation of σ convergence in MTE, GTE and TGR space rises slowly and then falls, and the internal gap is still in a narrowing trend. Figure 8D also shows that in 2006–2019, the highest standard deviation of the spatial σ convergence of mining resource-based cities is GTE, and the lowest is TGR, which shows that the gap between the technical drop ratio and mining cities is smaller, and the gap in GTE growth is gradually expanding.
Figure 8
Annual trend of spatial convergence and descriptive statistical results. (A–C) represent σ convergence of MTE, GTE, TGR respectively. (D) represents the mean of σ convergence and its 95% confidence interval.
Since MTE, GTE and TGR have spatial σ convergence in 2006–2019, this paper will conduct a β test on MTE, GTE and TGR to determine the convergence of input–output allocation efficiency in the process of high-quality economic development of mining cities.
4.2.3. β. Convergence Analysis
Assuming that the macroeconomic development environment, regional policy, financial environment and industrial structure faced by mining cities are consistent, the economic development level of the four different types of mining cities gradually converges to the same development level over time in the sample period, which is called absolute β convergence. Then, the general expression of the absolute β convergence test can be obtained (10):
where , represent the input–output allocation efficiency of high-quality economic development of mining cities in t and t − 1, respectively; α represents the constant term; β represents the convergence coefficient; and ε represents the error term. The formula for measuring the convergence of β is shown in (11):
where λ is the rate of convergence. If β < 0, it means that there is convergence in the input–output allocation efficiency of the high-quality economic development of the mining city, that is, the development of the input–output allocation efficiency of the high-quality economic development of the mining city is converging; if β > 0, it means that the efficiency of input–output allocation for high-quality economic development of mining cities does not have convergence. Because the spatial test results show that the input–output allocation efficiency of the high-quality economic development of mining cities has global spatial autocorrelation, due to the economic development of each mining city is not isolated but will be affected by the economic development of external regions, it is necessary to introduce the concept of spatial correlation to analyze the convergence of the input–output allocation efficiency of the high-quality economic development of mining cities. According to Formula (10), this paper constructs a spatial panel regression model with spatial absolute β convergence. The specific expression is as follows:
where, ) represents the allocation efficiency growth rate of mining city i in period t,
ρ is the spatial regression coefficient, and W is the spatial weight matrix. Therefore, it can reflect the efficiency of input–output allocation for the high-quality development of the mining city economy. The expression for the convergence rate is:For the accuracy of the model, the parameter estimation method adopted in this paper is the maximum likelihood method. When the spatial error model (SEM) or the spatial lag model (SLM) is selected, the test method is the LM test. SLM or SEM is determined by comparing IMlag and LMerr statistics. Because the LMlag statistics calculated by each mining city in this paper are higher than LMerr statistics, the results of the Hausmann test also point to the use of fixed effects. Therefore, the fixed-effect spatial lag model (SLM) is used to investigate the convergence characteristics of the input–output allocation efficiency of high-quality economic development in the mining cities. Table 3 shows the absolute β convergence results of the OLS model and the spatial lag model for the high-quality development input–output allocation efficiency of the mining city economy in 2006–2019.
Table 3
Summary of absolute β convergence results of input-output allocation efficiency space for high-quality economic development of mining cities.
Vars
(1) OLS
(2) FE
(3) RE
(4) FE
(5) FE
(6) FE
(7) FE
Overall
Overall
Overall
Growth
Mature
Decay
Regenerative
Panel A
l.MTE
−0.129 ***
−0.350 ***
−0.129 ***
−0.490 ***
−0.325 ***
−0.365 ***
−0.337 ***
(0.0128)
(0.0212)
(0.0128)
(0.0783)
(0.0267)
(0.0500)
(0.0605)
Constant
0.0570 ***
0.167 ***
0.0570 ***
0.306 ***
0.144 ***
0.180 ***
0.168 ***
(0.00699)
(0.0109)
(0.00699)
(0.0504)
(0.0130)
(0.0265)
(0.0320)
λ
0.0099
0.0308
0.0099
0.0481
0.0281
0.0324
0.0294
Obs
1287
1287
1287
117
741
247
182
R2
0.073
0.186
0.268
0.178
0.190
0.156
Panel B
l.GTE
−0.122 ***
−0.381 ***
−0.122 ***
−0.487 ***
−0.342 ***
−0.466 ***
−0.383 ***
(0.0131)
(0.0218)
(0.0131)
(0.0699)
(0.0287)
(0.0555)
(0.0527)
Constant
0.0715 ***
0.236 ***
0.0715 ***
0.375 ***
0.183 ***
0.373 ***
0.242 ***
(0.00887)
(0.0142)
(0.00887)
(0.0559)
(0.0162)
(0.0453)
(0.0354)
λ
0.0093
0.0343
0.0093
0.0477
0.0299
0.0448
0.0345
Obs
1287
1287
1287
117
741
247
182
R2
0.063
0.204
0.312
0.172
0.237
0.241
Panel C
l.TGR
−0.108 ***
−0.316 ***
−0.108 ***
−0.370 ***
−0.366 ***
−0.249 ***
−0.321 ***
(0.0119)
(0.0210)
(0.0119)
(0.0728)
(0.0296)
(0.0464)
(0.0504)
Constant
0.0814 ***
0.246 ***
0.0814 ***
0.296 ***
0.303 ***
0.150 ***
0.255 ***
(0.00956)
(0.0167)
(0.00956)
(0.0575)
(0.0251)
(0.0293)
(0.0404)
λ
0.0082
0.0271
0.0082
0.0330
0.0326
0.0205
0.0277
Obs
1287
1287
1287
117
741
247
182
R2
0.060
0.160
0.195
0.182
0.112
0.195
Note: Values in brackets are standard error values, Panel A represents sample data of MTE, Panel B represents sample data of GTE and Panel C represents sample data of TGR. *** indicate statistical significance at 1%.
Table 3 shows that the regression coefficient β of the input–output allocation efficiency of the high-quality development of the mining city economy is negative and significant at the 1% level when all research samples are tested for convergence, which indicates that the input–output allocation efficiency of the high-quality development of the mining city economy converges significantly during the sample period, there is an absolute convergence trend on the whole, and the growth gap of the input–output allocation efficiency of the high-quality development of the mining city economy gradually narrows. In terms of classification, the β values of the input–output allocation efficiency of the high-quality development of mature, regenerative, declining and growing mining cities are significantly negative and are all significant at the 1% level, indicating that the internal gap in the input–output allocation efficiency of the high-quality development of the four types of mining cities has a narrowing trend. The conclusion of the absolute β convergence test shows that the gap in the input–output allocation efficiency of high-quality economic development in mining cities is gradually narrowing. From a more accurate point of view, we can think that the efficiency of input–output allocation of high-quality economic development of mining cities presents the characteristics of “convergence”, and the growth gap of input–output allocation efficiency of four types of high-quality economic development of mining cities is gradually narrowing.From the national level, the difference in the input–output allocation efficiency of the high-quality development of the mining city economy generally narrows, but the convergence speed is very slow, 0.0308, 0.0343 and 0.0271. From the perspective of the four types of mining cities, the common frontier efficiency of input–output allocation of high-quality development of mature, regenerative, declining and growing mining city economy (MTE) passes the absolute β convergence test, and the convergence speed is significantly different, 0.0481, 0.0281, 0.0324 and 0.0294, respectively. Consistent with the convergence change of MTE, the convergence speed of GTE is 0.0477, 0.0299, 0.0448, 0.0345, and the convergence speed of TGR is not much different. The convergence speed of the TGR of the high-quality input–output configuration of the four types of mining cities is 0.0330, 0.0326, 0.0205, and 0.0277. Therefore, the high-quality input–output allocation efficiency of the overall and four types of mining cities will eventually converge to the same value.
4.3. Decomposition of High-Quality Input-Output Allocation Inefficiency of Mining Cities in Different Regions
Although the Meta-Frontier method is used to estimate the common frontier efficiency MTE, group efficiency GTE and technical gap ratio TGR of high-quality input–output allocation of regional mining cities, it is impossible to determine the efficiency difference and the true root of inefficiency among the mining cities and by the mining city type. However, the numerical difference in TGR provides a solution for distinguishing the root causes of the high-quality input–output allocation inefficiency of different mining cities [25,26]. Some scholars have found that the main reasons for the current efficiency loss are the gap in cutting-edge technology and the management inefficiency caused by group management decisions. Based on the research ideas of [10], the inefficiency of high-quality input and output allocation of 99 mining cities is decomposed into the inefficiency of the production technology gap caused by the group and common frontier TGRI (Technology Gap Ratio Inefficiency, TGRI) and the inefficiency of management within the group Group-specific Managerial Inefficiency (GMI). TGRI and GMI together constitute the total inefficiency loss meta-frontier total inefficiency (MTI), as shown in Formulas (14)–(16), and the results are shown in Appendix A Table A2.
Table A2
Main paths of inefficient decomposition of high-quality input-output allocation and improvement of efficiency in mining cities.
Category
City
TGRI
GMI
MTI
Improved Group Technology
Improve Management Level
Category
City
TGRI
GMI
MTI
Improved Group Technology
Improve Management Level
Mature
Anshun
15.1510%
45.1210%
60.2720%
Mature
Yichun
22.8149%
54.9300%
77.7449%
△
△
Mature
Baise
6.6974%
65.9910%
72.6884%
△
Mature
Yunfu
6.2855%
57.9230%
64.2085%
Mature
Baoji
12.4792%
58.4510%
70.9302%
Mature
Yuncheng
8.9069%
68.4610%
77.3679%
△
Mature
Baoshan
21.2818%
46.3340%
67.6158%
△
△
Mature
Zhangjiakou
6.7936%
63.4420%
70.2356%
Mature
Benxi
11.2415%
44.1470%
55.3885%
Mature
Changzhi
6.6868%
60.3840%
67.0708%
Mature
Bozhou
17.6493%
20.5880%
38.2373%
△
△
Mature
Chongqing
12.7538%
58.8760%
71.6298%
Mature
Chenzhou
15.4206%
44.8850%
60.3056%
Mature
Zigong
10.5843%
37.0620%
47.6463%
Mature
Chengde
9.9744%
46.1660%
56.1404%
Growth
Erdos
17.8593%
6.2010%
24.0603%
△
△
Mature
Chizhou
27.6574%
50.9620%
78.6194%
△
△
Growth
Hezhou
13.3986%
35.4500%
48.8486%
Mature
Chifeng
10.3710%
40.3280%
50.6990%
Growth
Hulunbeier
14.6677%
16.6420%
31.3097%
△
△
Mature
Chuzhou
11.8856%
41.5510%
53.4366%
Growth
Liupanshui
8.0563%
57.4530%
65.5093%
Mature
Dazhou
11.0205%
41.8350%
52.8555%
Growth
Nanchong
1.9239%
8.2120%
10.1359%
△
△
Mature
Daqing
19.2546%
4.6190%
23.8736%
△
△
Growth
Shuozhou
12.5621%
2.6120%
15.1741%
△
△
Mature
Datong
23.5753%
57.0930%
80.6683%
△
△
Growth
Songyuan
23.3950%
6.2250%
29.6200%
Mature
Dongying
15.2171%
7.9760%
23.1931%
Growth
Xianyang
10.4266%
40.3240%
50.7506%
Mature
Ezhou
16.6618%
36.8080%
53.4698%
Growth
Yulin
3.3498%
12.7660%
16.1158%
△
△
Mature
Ganzhou
18.8174%
53.8710%
72.6884%
Decay
Baishan
11.9393%
13.5770%
25.5163%
△
△
Mature
Guang’an
12.8356%
8.3300%
21.1656%
△
△
Decay
Fushun
9.4038%
12.6770%
22.0808%
△
△
Mature
Guangyuan
13.5062%
34.1740%
47.6802%
Decay
Fuxin
11.6737%
27.0350%
38.7087%
Mature
Handan
25.5493%
50.5290%
76.0783%
△
△
Decay
Hegang
9.7875%
9.0720%
18.8595%
△
△
Mature
Hechi
1.2450%
60.4380%
61.6830%
Decay
Huaibei
12.5642%
37.5940%
50.1582%
Mature
Hebi
18.6894%
54.3270%
73.0164%
Decay
Huang
12.7652%
30.0190%
42.7842%
Mature
Heihe
5.6874%
13.0630%
18.7504%
△
△
Decay
Jiaozuo
3.0476%
15.7660%
18.8136%
Mature
Hengyang
1.2827%
55.8590%
57.1417%
Decay
Jingdezhen
13.0055%
33.5540%
46.5595%
Mature
Huzhou
4.9125%
54.6980%
59.6105%
Decay
Liaoyuan
16.1688%
3.3370%
19.5058%
Mature
Huainan
13.7679%
55.6460%
69.4139%
Decay
Luzhou
14.2279%
26.3720%
40.5999%
△
△
Mature
Jixi
6.2764%
18.9300%
25.2064%
△
△
Decay
Pingxiang
8.3512%
29.9100%
38.2612%
Mature
Jilin
15.9454%
48.7120%
64.6574%
Decay
Puyang
0.9080%
8.3740%
9.2820%
△
△
Mature
Jining
14.1464%
52.2550%
66.4014%
Decay
Qitaihe
11.9816%
7.9330%
19.9146%
△
△
Mature
Jincheng
25.3164%
47.5210%
72.8374%
△
△
Decay
Shaoguan
2.4614%
45.0590%
47.5204%
Mature
Laiwu
22.6440%
36.4360%
59.0800%
△
△
Decay
Tongling
19.3833%
6.7660%
26.1493%
Mature
Lincang
14.9152%
43.7970%
58.7122%
Decay
Wuhai
4.6080%
2.1240%
6.7320%
△
△
Mature
Linfen
13.0564%
57.4850%
70.5414%
Decay
Xinyu
15.0056%
14.9920%
29.9976%
△
△
Mature
Longyan
4.8077%
43.0440%
47.8517%
Decay
Yichun
19.4123%
13.3380%
32.7503%
△
△
Mature
Loudi
20.9915%
56.0940%
77.0855%
△
△
Decay
Zaozhuang
11.0289%
18.4310%
29.4599%
△
△
Mature
Mudanjiang
7.8532%
38.8190%
46.6722%
Regenerative
Anshan
8.1150%
37.8210%
45.9360%
Mature
Nanping
17.7634%
47.6840%
65.4474%
Regenerative
Baotou
12.0467%
6.5930%
18.6397%
△
△
Mature
Panzhihua
12.3170%
34.6650%
46.9820%
Regenerative
Huludao
23.7931%
51.7010%
75.4941%
△
△
Mature
Pingdingshan
4.3632%
57.8110%
62.1742%
Regenerative
Lijiang
18.3619%
5.9230%
24.2849%
△
△
Mature
Qujing
13.3212%
56.3870%
69.7082%
Regenerative
Linyi
7.1122%
45.3200%
52.4322%
Mature
Sanmenxia
5.8291%
47.9450%
53.7741%
Regenerative
Luoyang
9.0703%
37.4120%
46.4823%
Mature
Sanming
9.8013%
57.4910%
67.2923%
Regenerative
Ma’anshan
11.3359%
40.4970%
51.8329%
Mature
Shaoyang
11.0470%
17.8970%
28.9440%
△
△
Regenerative
Nanyang
7.8475%
40.0450%
47.8925%
Mature
Suzhou
17.7324%
26.7560%
44.4884%
△
△
Regenerative
Panjin
11.7662%
5.3860%
17.1522%
△
△
Mature
Taian
9.8022%
31.7820%
41.5842%
Regenerative
Suqian
10.1492%
28.9970%
39.1462%
Mature
Weinan
6.9498%
62.4680%
69.4178%
Regenerative
Tangshan
10.3168%
39.6040%
49.9208%
Mature
Xingtai
8.5563%
62.5200%
71.0763%
Regenerative
Tonghua
22.0770%
53.7810%
75.8580%
△
△
Mature
Xuancheng
6.1716%
43.7260%
49.8976%
Regenerative
Xuzhou
22.3566%
45.5990%
67.9556%
△
△
Mature
Ya’an
10.9657%
23.3330%
34.2987%
Regenerative
Zibo
11.0727%
36.0220%
47.0947%
△ reflects main path of improvement of efficiency in mining cities.
It needs to be explained that, in combination with the actual characteristics of high-quality input–output allocation of the mining city economy and referring to the research idea of [26], when the proportion of TGRI is obviously higher (more than 70%), it needs to improve the efficiency of regional investment allocation by improving the group environment, while when the proportion of GMI is higher (more than 70%), it needs to improve the efficiency level by improving the high-quality input–output allocation capacity of the regional mining city economy. When the proportion of TGRI and GMI is equal, it indicates that the group needs to improve the innovation environment and improve the high-quality input–output allocation capacity of regional mining cities [27].First, from the point of view of type, the loss of invalidity rate and improvement path of different groups have obvious heterogeneity. From 2006 to 2019, the contribution degree of mature mining cities was 12.8400% for TGRI, 44.3448% for GMI and 57.1847% for MTI, which indicates that the key to improving the efficiency of input–output allocation is to further improve the allocation capacity of mining cities. The average contribution degrees of the TGRI, GMI and MTI of regenerative mining cities are 13.2444%, 33.9072% and 47.1516%, respectively, which also indicates that the optimization of input and output factors is the most important for the high-quality development of regenerative mining cities. The average contribution degrees of the TGRI, GMI and MTI of declining mining cities are 10.9328%, 18.7332% and 29.6660%, respectively. The results show that the contribution degrees of TGRI and GMI have little difference, which is very important for the high-quality economic development of declining mining cities, the overall improvement of resource factor input–output allocation capacity and the improvement of the group environment. The results of the growing mining cities are similar to those of the regenerative and mature ones, but the contribution of TGRI and GMI of the growing mining cities is not distinct, that is, in the process of high-quality economic development of the growing mining cities, it is mainly to optimize the input–output allocation capacity of resource elements, but it is necessary to improve the group environment.Second, from the perspective of urban distribution, there is obvious heterogeneity in the loss of urban inefficiency and the improvement path. The contribution degree of TGRI and GMI is lower than 70%, but the ineffective loss degree of some mining cities is close to 70%. From the mean, the contribution of TGRI is much lower than that of GMI. The cities whose GMI contribution is close to 70% are Yuncheng, Baise, Zhangjiakou, Xingtai, Weinan, Hechi and Changzhi. These mining cities are mature, and the key to improving the efficiency of high-quality input–output allocation is the ability of input–output allocation. The cities with similar contribution ratios of GMI and TGRI include Baoshan, Chizhou, Daqing, Datong, Handan, Jixi, Jincheng, Loudi and Yichun, Ordos, Nanchong, Shuozhou and Yulin, Hegang, Puyang and Wuhai, Baotou, Huludao, Lijiang, Tonghua and Xuzhou. These TGRI and GMI are basically the same degree of inefficiency, belonging to provinces and cities that need to improve the regional innovation environment and improve the high-quality input–output allocation capacity of regional mining cities.
5. Conclusions
With the in-depth implementation of the National Sustainable Development Plan for Resource-based Cities (2013–2020), the scale, structure and intensity of high-quality input–output allocation of China’s mining cities have been improved to a certain extent. However, there are also some phenomena and problems in which the efficiency of resource allocation is not high, which restricts the sustainability of high-quality economic development. In this paper, the DEA meta-frontier method is used to estimate the allocation efficiency of high-quality input and output under the common frontier and group frontier of 99 mining cities in China from 2006 to 2019, and the convergence of the allocation efficiency and the future improvement path are discussed. The results show the following (This conclusion is accurate in China, but it may be the opposite in other countries. We will discuss the high-quality development of mining cities in a larger scale for further research).First, in terms of the efficiency and technology gap ratio of the common frontier and group frontier, (1) the input factors of the high-quality input–output allocation of national regional mining cities under the common frontier and group frontier has 49.54% and 71.94% saving space, respectively. (2) Under the common frontier, the average value of MTE from high to low is growth, regenerative, declining, and mature. In comparison, regenerative, declining, and mature mining cities still have low economic high-quality input–output allocation efficiency. There may be a certain “resource waste” problem or there may be insufficient input of resource elements.Second, the common frontier efficiency of economic development among mining cities has a positive correlation in the sample period, and it shows the phenomenon of spatial agglomeration on the whole. The standard deviation of the spatial σ convergence of MTE, GTE and TGR in the sample period from 2006 to 2019 shows a downward trend; that is, there is a significant spatial σ convergence in the increase in the input–output allocation efficiency of high-quality economic development of mining cities. Although some years have a rise, it cannot offset the internal downward trend. From the national level, the difference in the input–output allocation efficiency of high-quality economic development in mining cities is narrowing on the whole, but the convergence speed is very slow; the convergence speed of the input–output allocation efficiency of high-quality economic development in mature, regenerative, declining and growing mining cities is quite different.Third, in view of the high quality of mature mining city economy, the key to improving the efficiency of input–output allocation is to further improve the allocation capacity of the mining city; optimizing the allocation of the input–output factors is the most important to achieve high-quality development of regenerative type; for recession type, it is very important to comprehensively improve the allocation capacity of input–output of resource factors and improve the group environment; in the process of high-quality development of growing mining city economy, it is mainly to optimize the allocation capacity of input–output of resource factors, but it is necessary to improve the group environment.Combined with the characteristics of high-quality input–output allocation of mining cities, the policy implications include the following:One is to comprehensively strengthen cross-regional sustainable cooperation among mature, renewable, declining and growing mining cities. We should give full play to the leading radiation and source supply role of the national mining city regeneration demonstration zone, explore the establishment of a long-term mechanism to improve win–win cooperation, and improve the level and level of cross-mining city type cooperation. Efforts should be made to promote the construction of a cross-regional system of recession-type and regeneration-type key mining cities and growing mining cities and to explore the benefit-sharing mechanism and win–win cooperation mode of the orderly transfer of resource elements along four types of plate gradients.The second is to build a mining city policy consortium around the common scientific issues of sustainable development. On the one hand, we will adhere to the combination of central planning and local responsibilities, fully mobilize local authorities to optimize the high-quality economic development environment of mining cities and improve the allocation capacity of input and output factors; on the other hand, we will promote the establishment of joint research centers and other resource condition platforms among mining cities, carry out joint tackling of key technologies common to the sustainability of mining cities, and encourage and support the formulation of joint sustainability policies and measures among regions.The third is to coordinate the high-quality input–output allocation of mature, renewable, declining and growing mining cities. On the one hand, it is necessary to improve the development and utilization efficiency of resource elements of different types of mining cities and accelerate the conversion of new and old kinetic energy. On the other hand, at the top-level design level, the allocation of high-quality input and output of the mining city economy needs to be prioritized to declining cities, adhere to the combination of “blood supply” and “hematopoiesis”, and continuously improve the resource agglomeration function and ecological environment of declining mining cities to improve the economic high-quality input–output allocation capacity of declining mining cities.Finally, it is necessary to optimize the mutual aid mechanism of different types of mining cities and explore and establish a perfect support mechanism of mature mining cities to grow and regenerate mining cities in order to promote the reasonable flow of talent, technology and funds to grow declining mining cities.