Bart Limburg1, Àlex Cristòfol1, Arjan W Kleij1,2. 1. Institute of Chemical Research of Catalonia (ICIQ), The Barcelona Institute of Science and Technology (BIST), Av. Països Catalans 16, 43007 Tarragona, Spain. 2. Catalan Institute of Research and Advanced Studies (ICREA), Pg. Lluïs Companys 23, 08010 Barcelona, Spain.
Abstract
Metallaphotoredox chemistry has recently witnessed a surge in interest within the field of synthetic organic chemistry through the use of abundant first-row transition metals combined with suitable photocatalysts. The intricate details arising from the combination of two (or more) catalytic components during the reaction and especially the inter-catalyst interactions remain poorly understood. As a representative example of a catalytic process featuring such intricacies, we here present a meticulous study of the mechanism of a cobalt-organophotoredox catalyzed allylation of aldehydes. Importantly, the commonly proposed elementary steps in reductive metallaphotoredox chemistry are more complex than previously assumed. After initial reductive quenching, a transient charge-transfer complex forms that interacts with both the transition-metal catalyst and the catalytic base. Surprisingly, the former interaction leads to deactivation due to induced charge recombination, while the latter promotes deprotonation of the electron donor, which is the crucial step to initiate productive catalysis but is often neglected. Due to the low efficiency of this latter process, the overall catalytic reaction is photon-limited and the cobalt catalyst remains in a dual resting state, awaiting photoinduced reduction. These new insights are of general importance to the synthetic community, as metallaphotoredox chemistry has become a powerful tool used in the formation of elusive compounds through carbon-carbon bond formations. Understanding the underlying aspects that determine the efficiency of such reactions provides a conceptually stronger reactivity paradigm to empower future approaches to synthetic challenges that rely on dual metallaphotoredox catalysis.
Metallaphotoredox chemistry has recently witnessed a surge in interest within the field of synthetic organic chemistry through the use of abundant first-row transition metals combined with suitable photocatalysts. The intricate details arising from the combination of two (or more) catalytic components during the reaction and especially the inter-catalyst interactions remain poorly understood. As a representative example of a catalytic process featuring such intricacies, we here present a meticulous study of the mechanism of a cobalt-organophotoredox catalyzed allylation of aldehydes. Importantly, the commonly proposed elementary steps in reductive metallaphotoredox chemistry are more complex than previously assumed. After initial reductive quenching, a transient charge-transfer complex forms that interacts with both the transition-metal catalyst and the catalytic base. Surprisingly, the former interaction leads to deactivation due to induced charge recombination, while the latter promotes deprotonation of the electron donor, which is the crucial step to initiate productive catalysis but is often neglected. Due to the low efficiency of this latter process, the overall catalytic reaction is photon-limited and the cobalt catalyst remains in a dual resting state, awaiting photoinduced reduction. These new insights are of general importance to the synthetic community, as metallaphotoredox chemistry has become a powerful tool used in the formation of elusive compounds through carbon-carbon bond formations. Understanding the underlying aspects that determine the efficiency of such reactions provides a conceptually stronger reactivity paradigm to empower future approaches to synthetic challenges that rely on dual metallaphotoredox catalysis.
Transition-metal
catalysis has been paramount in the development
of stereoselective carbon–carbon bond-formation reactions that
are essential for the synthesis of natural products and novel pharmaceutical
scaffolds. Historically, precious second- and third-row transition
metals have been key catalyst components in such processes, since
the reactivity and synthetic use of the more earth-abundant 3d transition
metals have been much harder to control and implement. Within the
era of “dual” catalytic metallaphotoredox catalysis,[1−3] the utilization of 3d transition metal-based catalysts has witnessed
a remarkable revival and delivered new reactivity paradigms that are
enabled through a delicate control over their available redox states,
allowing productively for single-electron transfer (SET) pathways
and radical-centered coupling reactions complementing the photoredox
processes. In addition, the use of photoredox catalysis is beneficial
as a way to avoid the preparation of organometallic precursors by
generating the organometallic species in situ as
an intermediate. This additionally amplifies the functionality in
the precursors and opposes the utilization of stoichiometric reducing
zerovalent metal additives (e.g., Zn or Mn), which
are generally less tolerant toward substrate functionality.[4,5]The addition of a second catalytic system (or multiple systems)
complicates the mechanism of the reaction,[6−10] and therefore a simplified model of the photoredox
catalysis cycle is usually presented (Figure a), in which electrons are directly available
for SET to the transition-metal catalyst following reductive quenching.
However, the nature of the interactions between the photoredox catalyst
and the transition-metal catalyst is likely more complex.[6,10] Furthermore, photoredox catalytic reactions are often limited by
the photon flux, and thus, the usual rate-limiting steps for the transition
metal-driven cycle are unlikely to apply, which has important consequences
for the overall kinetics of the reaction, and therefore, for process
scale-up. In order for photocatalytic processes to become generic
tools in synthetic organic chemistry, it is vital to gain a deeper
understanding of how the catalytic systems are intertwined and uncover
the mutual influence of the separate catalytic components in relation
to the overall performance of the process. A detailed knowledge of
such multicatalytic approaches offers a way to create new opportunities
for various transformations that operate under similar mechanistic
regimes, thereby advancing this chemistry beyond empirical process
optimization.
Figure 1
(a) Commonly proposed single-electron transfer (SET) step
for reductive
quenching, where an electron is transferred immediately from the quencher
(Q) to the photocatalyst (PC), and the products (Q•+ and PC•–) are considered solubilized. (b)
Important transient inter-catalyst interactions determined in this
work that determine the efficiency of the representative reaction.
(c) Representative metallaphotoredox catalytic cross-electrophile
coupling process studied in this work.
(a) Commonly proposed single-electron transfer (SET) step
for reductive
quenching, where an electron is transferred immediately from the quencher
(Q) to the photocatalyst (PC), and the products (Q•+ and PC•–) are considered solubilized. (b)
Important transient inter-catalyst interactions determined in this
work that determine the efficiency of the representative reaction.
(c) Representative metallaphotoredox catalytic cross-electrophile
coupling process studied in this work.Interest in such processes was initially focused on the combination
of nickel or copper catalysis with photoredox catalysis, but recently
cobalt has emerged as a potent, alternative metal in dual catalytic
procedures.[11−14] While mechanistic studies for cobalt catalysis have been thoroughly
probed under reductive conditions using chemical reductants[15−19] or via electrochemistry,[20] it remains
uncertain whether dual metal/photoredox approaches proceed through
the occurrence of similar intermediates. Several features of Co catalysis
under reductive conditions remain open for debate, including the intermediacy
of either CoI or Co0-species[5,20,21] and in dual Co/photoredox catalysis, particularly,
how the effectiveness of different catalyst components and additives
can be rationally optimized.Recently, our group and several
others reported stereoselective
cobalt-catalyzed allylation of aldehydes as a promising new way to
synthesize highly functional compounds through C–C bond formation.[21−25] Such processes are mechanistically reminiscent to other important
C–C bond-formation reactions in synthetic chemistry, for which
metallaphotoredox catalysis recently demonstrated to be a powerful
methodology.[12,13,26−31] Here, we describe a detailed mechanistic analysis of a stereoselective
C–C bond-formation reaction that can be considered as a representative
example for various types of reductive dual metallaphotoredox catalytic
C–C bond-formation reactions, and we give special attention
to the inter-catalyst interactions (Figure b). Specifically, we elucidated the full
mechanism of the allylation of aldehydes involving photoredox, cobalt,
and base catalysis (Figure c). Herein, we show that the initially formed charge-separated
state formed after excited-state SET is a key intermediate that requires
a catalytic base to produce turnover. The same intermediate reacts
counter-productively with the cobalt catalyst through an energy-wasting
charge recombination path (Figure b). Furthermore, we demonstrate that the cobalt cycle
is fast compared to the number of photons absorbed per unit time and
therefore the reaction is limited by the light intensity and, as a
consequence, dictated by the inter-catalyst interactions.
Results and Discussion
Kinetics
We started
our investigations
by studying the kinetics of the reaction presented in Figure c to determine the order of
reagents and the rate-limiting step. Under optimized turnover conditions
as described previously,[24] using K3PO4 as a base, the disappearance of 1 was monitored by the evolution of its characteristic IR-band at
1815 cm–1 (Figure a). We first confirmed by NMR that the data obtained
by IR corresponds to a 1:1 transformation of 1 to 3 without any observable intermediates, i.e., that conversion of 1 corresponds to the formation
of 3 (Figure a gray data). A striking observation is that the reaction
rate increases until 1 has been exhausted, after which
it necessarily comes to a sudden halt. This indicates, first, that
the reaction is likely zero order in the substrates, and second, that
a species that speeds up the reaction is formed over time. Initially,
we considered that a preactivation of the catalyst was responsible
for the acceleration of the reaction. However, as discussed below,
the starting cobalt complex, [Co(DPEPhos)Cl2], is part
of the catalytic cycle and therefore this cannot be the cause. By
changing the base from K3PO4 to 2,4,6-collidine,
we observed a higher initial rate and the reaction acceleration was
less evident (Figure b). When the byproduct of the reaction, HEPy, is added as an additive,
an intermediate rate is observed, whereas no significant differences
are observed using product 3. Therefore, the reaction
follows an autocatalytic pathway, and its rate depends on the basic
species and their concentration. Indeed, when plotting the quantum
yield of the reaction as a function of the amount of HEPy produced
(assuming a 1:1 production of HEPy from the consumption of 1), a linear increase in efficiency is observed until the reaction
is exhausted (i.e., full consumption of 1), see Figure c. The rate seems
to follow the same linear behavior if the reaction is started with
additional HEPy present, which further confirms this explanation.
Figure 2
(a) Kinetic
profile of the reaction when K3PO4 is used as
a base. Conditions: 1 (0.1 mmol), 2 (0.15
mmol), 1,4-dihydro-2,6-dimethyl-3,5-pyridinedicarboxylic
acid diethyl ester (HEH) (0.15 mmol), [CoII] (10 μmol),
PC (2 μmol), K3PO4 (0.15 mmol), THF (1
mL), and blue light-emitting diode (LED) irradiation (λem = 445 nm, 0.7 A, 1.2 μeinstein s–1). Red dots: data obtained through in situ monitoring
the C=O IR stretch frequency of 1 at 1815 cm–1. Black line: fit to the kinetic model. Gray circles
and gray triangles: remaining 1 and produced 3 as observed by 1H NMR at different times with 1,3,5-mesitylene
as internal standard. (b) Kinetic profile in the presence of different
bases. The blue and purple triangles are in the presence of HEPy or 3, respectively, in addition to K3PO4. The green squares are obtained by substituting K3PO4 with 0.15 mmol 2,4,6-collidine. (c) Quantum yield derived
(using a Savitzky–Golay filter) from the kinetic trace in (b)
as a function of HEPy produced during the reaction to display the
autocatalytic behavior (colors match those in (b)). (d) Initial quantum
yield of the reaction for the two bases as a function of the concentration
of cobalt catalyst [CoII], fit to the equation y = 1/(a + bx), a simple
model for competitive kinetics from the intermediate 3[PC•–:HEH•+] (see the Supporting
Information (SI)). (e) Kinetic profiles
of the reaction with 2,4,6-collidine as base and different concentrations
of [CoII]. Solid lines: fits to the kinetic model.
(a) Kinetic
profile of the reaction when K3PO4 is used as
a base. Conditions: 1 (0.1 mmol), 2 (0.15
mmol), 1,4-dihydro-2,6-dimethyl-3,5-pyridinedicarboxylic
acid diethyl ester (HEH) (0.15 mmol), [CoII] (10 μmol),
PC (2 μmol), K3PO4 (0.15 mmol), THF (1
mL), and blue light-emitting diode (LED) irradiation (λem = 445 nm, 0.7 A, 1.2 μeinstein s–1). Red dots: data obtained through in situ monitoring
the C=O IR stretch frequency of 1 at 1815 cm–1. Black line: fit to the kinetic model. Gray circles
and gray triangles: remaining 1 and produced 3 as observed by 1H NMR at different times with 1,3,5-mesitylene
as internal standard. (b) Kinetic profile in the presence of different
bases. The blue and purple triangles are in the presence of HEPy or 3, respectively, in addition to K3PO4. The green squares are obtained by substituting K3PO4 with 0.15 mmol 2,4,6-collidine. (c) Quantum yield derived
(using a Savitzky–Golay filter) from the kinetic trace in (b)
as a function of HEPy produced during the reaction to display the
autocatalytic behavior (colors match those in (b)). (d) Initial quantum
yield of the reaction for the two bases as a function of the concentration
of cobalt catalyst [CoII], fit to the equation y = 1/(a + bx), a simple
model for competitive kinetics from the intermediate 3[PC•–:HEH•+] (see the Supporting
Information (SI)). (e) Kinetic profiles
of the reaction with 2,4,6-collidine as base and different concentrations
of [CoII]. Solid lines: fits to the kinetic model.We then set out to determine the influence of the
light intensity
and the order of substrates 1 and 2, HEH,
and [Co(DPEPhos)Cl2] ([CoII]). Decreasing or
increasing the light intensity speeds up or slows down the reaction,
indicating that the reaction is photon-limited (see the SI). The order in the substrates was further
scrutinized by varying their concentrations. Neither diluting the
mixture (effectively decreasing the concentration of all reagents)
nor increasing the concentration of 1, 2 or increasing the scale leads to any notable difference in the kinetic
trace (see the SI). Therefore, 0th order
in all reagents is confirmed, caused by the photon-limited regime.
Importantly, this means that the amount of material that can be converted
per unit time is limited by the light intensity. The initial quantum
yield of the reaction using K3PO4 as the base
is 1.3%, which can be increased to 7% using collidine, making the
reaction more efficient and allowing more facile scale-up of the reaction
mixture.When the concentration of [CoII] was varied,
we did
observe a change in the kinetics. Counterintuitively, increasing the
concentration of [CoII] leads to a slower reaction and vice versa (Figure d,e). The effect is observed both when using K3PO4 or collidine as the base. We initially considered
that quenching of the excited state by [CoII] might be
responsible but quickly discarded this on the basis of Stern–Volmer
analysis (see the SI), showing that [CoII] does not compete with HEH for quenching of the excited
state under turnover conditions. Additionally, the cobalt complex
does not absorb at the irradiation wavelength, so it does not compete
with light absorption. Interestingly, the lower reaction rate that
results from doubling the concentration of [CoII] can be
counteracted by doubling the concentration of the base (see Figure e), suggesting that
a competition between [CoII] and the base exists in an
intermediary step of the reaction mechanism.
Initial
Photoreactions
To study the
competitive effect between the base and [CoII], we investigated
how the reductive equivalents required for the cross-electrophile
reaction are produced. Due to the use of thermally activated delayed
fluorescence (TADF) photocatalyst 4CzIPN (PC), the excited-state system
is complex, comprising an initial prompt fluorescent state that converts
an initial singlet state to an equilibrium mixture of triplet and
singlet (see the SI).[32−34] We studied
the photocatalytic system using microsecond transient absorption spectroscopy
(TAS). Our attention was initially focused on two specific wavelengths:
420 and 810 nm. At the former, a ground-state bleach is seen (see
the SI), whereas, at the latter, a transient
signal is observed (see the SI) that we
assigned to the absorbance of the 3CT-state of the excited
photocatalyst, as reported previously.[32] The decay-constants (τ0 = 3.89 ± 0.05 μs)
of these signals match the decay of the TADF observed by time-correlated
single-photon counting (see the SI). Interestingly,
upon addition of HEH, the signal at 420 nm shows the formation of
a transient species that subsequently vanishes (τ = 8.2 μs,
see Figure a; red
trace indicated by the arrow and SI). At
810 nm, we only observed quenching of the 3CT-state (τ
= 0.99 ± 0.02 μs, see the SI). The transient species is assigned to a triplet charge-separated
cage complex formed from the initial photoproducts: PC•– and HEH•+. Due to the charged nature of these
species, they remain in close proximity as a cage complex, 3[PC•–:HEH•+], and eventually
recombine to reform PC and HEH without any observable permanent charge
transfer (i.e., cage escape). The same experiment
performed in the presence of collidine instead shows an irreversible
transfer of electrons from HEH to PC, without the recovery of the
ground state (Figure b; red trace). It is clear that the base therefore prevents charge
recombination by deprotonation of the 3[PC•–:HEH•+] intermediate. It is often assumed that
the HEH•+-species is highly acidic and will lose
a proton rapidly; here, we show that this is not generally the case,
and hence the reason why photoredox catalytic reactions using HEH,
or similar reductive quenchers, often require (sub)stoichiometric
amounts of the base to provide productive process turnover.[12,14,35−38]
Figure 3
(a) Transient absorption spectroscopy
kinetic traces at 420 nm.
Conditions: PC (50 μM), HEH (200 μM) without (red) or
with (green) [CoII] (170 μM) in THF (3 mL). (b) Like
in panel (a) but in the additional presence of 2,4,6-collidine (50
mM). (c) Simplified molecular orbital (MO) diagram showing that charge
recombination from the 3[PC•–:HEH•+] is spin forbidden and that in the presence of [CoII], charge recombination can occur to yield an excited-state 2[CoII] complex that subsequently relaxes to the
ground-state 4[CoII]. Td = ligand field splitting in a tetrahedral environment. SOMO
= Singly occupied molecular orbital. (d) Difference transient absorbance
spectrum of 3[PC•–:HEH•+] measured at 5 μs delay. (e) Transients at 525 nm (at the
absorption maximum of 3[PC•–:HEH•+]) in the absence or presence of a variety of metal
complexes (170 μM).
(a) Transient absorption spectroscopy
kinetic traces at 420 nm.
Conditions: PC (50 μM), HEH (200 μM) without (red) or
with (green) [CoII] (170 μM) in THF (3 mL). (b) Like
in panel (a) but in the additional presence of 2,4,6-collidine (50
mM). (c) Simplified molecular orbital (MO) diagram showing that charge
recombination from the 3[PC•–:HEH•+] is spin forbidden and that in the presence of [CoII], charge recombination can occur to yield an excited-state 2[CoII] complex that subsequently relaxes to the
ground-state 4[CoII]. Td = ligand field splitting in a tetrahedral environment. SOMO
= Singly occupied molecular orbital. (d) Difference transient absorbance
spectrum of 3[PC•–:HEH•+] measured at 5 μs delay. (e) Transients at 525 nm (at the
absorption maximum of 3[PC•–:HEH•+]) in the absence or presence of a variety of metal
complexes (170 μM).To probe the influence of the acidity of oxidized electron donor
on the overall reaction, various other electron donors with more acidic
protons were tried (see the SI). Only the
4-phenyl-substituted analogue PhHEH[39] yielded
60% of product 3 after 17 h of irradiation, indicating
that this electron donor performs worse than HEH. Indeed, even though
the proton is more acidic (calculated pKa = −7.9 for PhHEH•+vs −6.3
for HEH•+), a base is required because the solvent
is not sufficiently basic (calculated pKa = −15.5 for THF-H+, see the SI). We assign the slower reaction with PhHEH to mismatches
in the redox potentials (see the SI).The competition between the base and [CoII] observed
during the kinetic studies led us to hypothesize that the charge-separated
state 3[PC•–:HEH•+] could also react with [CoII]. Therefore, the traces
at 420 nm of a mixture of PC and HEH were compared in the presence
and absence of low concentrations of [CoII]. In the presence
of the cobalt complex, the charge-separated state 3[PC•–:HEH•+] is no longer observed
(Figure a, green data),
indicating a fast reaction with this state. No significant change
in the decay of the TA-signal at 810 nm is observed (see the SI), therefore, excluding the possibility of
a (significant) reaction between the excited-state 3PC
with the cobalt complex prior to the formation of 3[PC•–:HEH•+]. When collidine is
also present in the sample, less permanent electron transfer is observed
than in the absence of [CoII], showing that the reaction
of 3[PC•–:HEH•+] with the cobalt complex is detrimental to the overall productivity
of the reaction, in agreement with the observed reaction kinetics
(Figure d,e).We propose that the Co complex reacts with the charge-separated
cage state to give quantitative charge recombination. The reason that
this cage complex leads to fast charge recombination is that recombination
can occur through a spin-allowed process to produce an excited-state
cobalt(II) complex, removing the need for a direct spin-flip (Figure c). Density functional
theory (DFT) calculations on [CoII] indeed show that the
excited (doublet) structure is only 1.1 eV (26 kcal mol–1) in energy above the ground-state (quartet) structure (cf. the energy of the photons of 2.8 eV), which is further confirmed
by the presence of absorption peaks in the NIR of the [CoII]-spectrum (Figure S19). Such low-lying
metal excited states may limit the quantum efficiency in metallaphotoredox
chemistry involving first-row transition metals by facilitating charge
recombination, reminiscent of the ultrafast deactivation of metal-to-ligand
charge-transfer (MLCT) excited states in first-row transition metal
complexes compared to their second- and third-row counterparts.[40−42] Indeed, we assessed the generality of the process by probing the
transient absorption signal at 525 nm (the wavelength maximum of 3[PC•–:HEH•+], see Figure d) in the presence
of a variety of cobalt complexes and a nickel complex widely employed
in metallaphotoredox catalysis (Figure e; with more example complexes in the SI). All but one of the 6 complexes reacted similarly with 3[PC•–:HEH•+] with
varying rates, indicating the general nature of this energy-wasting
process.
Reduction of Cobalt
Having these
results in hand, the reduction of [CoII] was studied in
detail. In recent years, several authors have suggested that the reaction
follows a CoII–CoI–CoIII–CoII cycle,[21−23] but compelling proof using in situ spectroscopy remains elusive. A cyclic voltammogram
(CV) of the complex shows a reduction peak at Ep = −1.3 V vs Fc+|Fc (Figure a; left), which can
be readily reduced by PC•– (E1/2 = −1.63 V vs Fc+|Fc). The reduction is electrochemically irreversible, but the initial
[CoII]-complex can be regenerated by applying more positive
potentials (reoxidation peak at Ep = −0.75
V). Upon reduction to [CoI], the complex likely rapidly
loses a Cl– ligand (at least up to 0.5 V s–1, no direct reoxidation peak is observed) that is then replaced either
by the solvent,[43,44] or the complex dimerizes to [Co(DPEPhos)(μ-Cl)]2.[18,44] Spectroelectrochemistry confirmed that the
process is chemically reversible, as the initial characteristic spectrum
of [Co(DPEPhos)Cl2] can be recovered after a full CV (see
the SI). After the reduction wave, the
ultraviolet–visible (UV–vis) spectrum shows an altered
structure in the 550–800 nm range in addition to an intense
band appearing at 390 nm with clear isosbestic points at 550, 660,
and 715 nm. The changed spectrum was therefore assigned to a [CoI]-complex.[44] Interestingly, if
the CV is measured in the presence of 1, the reduction
wave becomes completely irreversible at slow scan rates, indicating
that [CoI] is responsible for the oxidative addition of 1 to form a [CoIII-allyl] species (Figure a; right), confirming previous
hypotheses.[22,23] At faster scan rates, the reoxidation
peak reappears, allowing the determination of the rate constant of
oxidative addition, koa = 1.0 M–1 s–1 (see the SI). The
characteristic UV–vis spectrum of the species after oxidative
addition was also obtained by spectroelectrochemistry, which looks
very similar to that of [CoI]. Importantly, a rate constant
of this order of magnitude means that oxidative addition is not expected
to limit the reaction at the initial stage when compared to a lower
overall rate limited by the photon flux.
Figure 4
(a) Cyclic voltammograms
of [CoII] (5 mM) in the absence
(left) and presence (right) of 1 (50 mM). (b) Evolution
of the UV–vis spectrum under turnover conditions: 1 (0.1 mmol), 2 (0.15 mmol), HEH (0.15 mmol), [CoII] (10 μmol), PC (2 μmol), collidine (0.15 mmol),
THF (3 mL), blue LED irradiation (λem = 445 nm),
and residual after a multivariate curve resolution fit using three
spectral species. (c) Spectral species obtained from multivariate
curve fit of the UV–vis data. As a reference, the spectrum
obtained by spectroelectrochemistry in the presence of 1 is plotted as a dashed gray line. (d) Concentration profile of the
spectral species in (c) (colors matching). The simulated cobalt species
([CoII] and a mixture of [CoI] and [CoIII-allyl]) concentrations from the kinetic model are indicated as a
dashed gray line (see the SI for details).
The arrow indicates the moment the spectra become noisy due to the
precipitation of black metallic cobalt, coinciding with the moment
the experiment and the model start to differ significantly due to
exhaustion of 1.
(a) Cyclic voltammograms
of [CoII] (5 mM) in the absence
(left) and presence (right) of 1 (50 mM). (b) Evolution
of the UV–vis spectrum under turnover conditions: 1 (0.1 mmol), 2 (0.15 mmol), HEH (0.15 mmol), [CoII] (10 μmol), PC (2 μmol), collidine (0.15 mmol),
THF (3 mL), blue LED irradiation (λem = 445 nm),
and residual after a multivariate curve resolution fit using three
spectral species. (c) Spectral species obtained from multivariate
curve fit of the UV–vis data. As a reference, the spectrum
obtained by spectroelectrochemistry in the presence of 1 is plotted as a dashed gray line. (d) Concentration profile of the
spectral species in (c) (colors matching). The simulated cobalt species
([CoII] and a mixture of [CoI] and [CoIII-allyl]) concentrations from the kinetic model are indicated as a
dashed gray line (see the SI for details).
The arrow indicates the moment the spectra become noisy due to the
precipitation of black metallic cobalt, coinciding with the moment
the experiment and the model start to differ significantly due to
exhaustion of 1.Using in situ UV–vis spectroscopy, we then
monitored the spectral changes occurring under irradiation. When a
mixture of [CoII], PC, HEH, and collidine was irradiated,
a fast conversion to a species that resembles the spectrum obtained
for [CoI] by spectroelectrochemistry (see the SI) was observed. After this species is formed,
further reduction occurs that leads to the precipitation of a black
magnetic solid that we assigned to metallic cobalt. In the absence
of collidine, no significant changes in the UV–vis spectrum
are observed, confirming the results obtained by TAS, showing the
requirement and key role of the base in the initial processes leading
to the reduction of [CoII] to [CoI]. Next, the
spectrum was monitored under turnover conditions (in the presence
of 1 and 2 and collidine, see Figure b). Multivariate curve resolution
of the spectra shows that a photostationary state is rapidly formed,
consisting of mainly two species: [CoII] and an intermediate
species, that matches the [CoIII-allyl] spectrum obtained
from spectroelectrochemistry in the presence of 1 (cf. the blue to the dashed gray spectrum in Figure c), although small contributions
of [CoI] are likely (see the SI), as the spectra of these two species might not be distinguishable.
The photostationary state evolves with the intermediate species becoming
more pronounced until substrate 1 is exhausted (Figure d), after which precipitation
of metallic cobalt occurs (indicated by the arrow in Figure d). A third species (green
curve), which we assign to [Co0], becomes significant only
when the reaction is complete. These observations again indicate that
the catalytic cycle is fast and therefore limited by the production
of reductive equivalents through photoinduced electron transfer and
thus by the light intensity. Indeed, after a further reduction of
[CoIII-allyl] to [CoII-allyl], the formation
of the product and the regeneration of [CoII] are fast
(vide infra), and as such, the cobalt catalyst resting
state is a mixture of mainly two species, viz. [CoIII-allyl] and the starting complex [CoII], which
both await further photoinduced reduction. As substrate 1 is nearing exhaustion, the rate of oxidative addition decreases,
leading to an increase in the concentration of [CoI]. Satisfyingly,
the fitted kinetic model (vide infra and SI), shown by the dashed gray curves in Figure d captures the evolution
of cobalt species during the reaction remarkably well when the intermediate
species is assumed to be the sum of [CoIII-allyl] and [CoI], whose spectra are hard to distinguish (see the SI).
Diastereoselectivity
Density functional
theory (B3LYP-D3 in THF solvent, see the SI for full details) was employed to elucidate the final steps of the
mechanism starting from [CoII-allyl] B and
explain the formation of the 1,3-diol 3 in a high 95:5 syn/anti ratio. Three different key steps
beyond the [CoII-allyl] intermediate B were
considered: isomerization of the allylic moiety (i.e., B to B and vice versa, going through tertiary-allyl species A, see the SI), C–C bond
formation, and a protodemetalation stage. For the C–C bond
formation, we optimized the pathway through well-known Zimmerman–Traxler-type
transition states (TSs). In principle, four different stereoisomeric
pathways can exist upon coordination of substrate 2.
The allyl species could have either an E or Z configuration, and substrate 2 could be positioned
pseudo-equatorial of pseudo-axial. However, due to the steric nature
of the DPEPhos ligand, we excluded the possibility of a pseudo-axial
positioning of substrate 2 due to unfavorable steric
1,3-diaxial interactions.[45] Therefore,
only the pathways with pseudo-equatorial aldehyde coordination and
using either E or Z isomers of the
[CoII-allyl] B were considered. In addition,
we considered a pathway where the pendent alcohol function was left
deprotonated, but such structures lead to unfeasibly high energies
for intermediates B and C and were therefore
excluded (see the SI). The overall barriers
for C–C bond formation are low (15.9 and 17.8 kcal mol–1 for forming the syn and anti-product, respectively), in agreement with a fast reaction
that was observed experimentally. The protodemetalation step for the anti-isomer (see the SI) presents
a slightly higher barrier than for the preceding C–C bond formation
step, but this seems to be a minor computational artifact, as only
minimal changes in the diastereoisomer ratio (dr)
were observed experimentally when comparing different bases (see the SI for discussion).[24]On the basis of the energies of the path (Figure and SI), we therefore conclude that the stereochemistry is determined by
differences in the steric requirements of the E and Z-allylic isomeric forms of the Zimmerman–Traxler
TS. Isomerization of the allyl is comparable in energy to C–C
bond formation, allowing interconversion of the E to the Z allyl species to give a higher amount
of the syn product through a Curtin–Hammett
scenario, in line with other reports.[46] The diastereoselectivity predicted from microkinetic modeling (96:4 dr, see the SI) aligns well with
the experimental value (95:5 dr), supporting the
view that the Zimmerman–Traxler TS determines the stereoselective
outcome of the transformation. It should be noted that the energies
of the three steps are close enough that small alterations to the
system might lead to a different stereodetermining step, and therefore
a large difference in dr. Indeed, the ligand, substrate,
and the base have all been shown to influence the dr in varying degrees.[24] Overall, this means
that although the diastereoselectivity is controlled by the cobalt
cycle, the overall rate of the reaction is not.
Figure 5
Full elucidated mechanism
of the photoredox cycle (top) and cobalt
cycle (bottom) with DFT energies (kcal mol–1) in
gray for selected steps. Techniques used to probe various steps in
the mechanism are indicated. Only the pathway from the Z isomer toward the major product (syn) is shown;
a corresponding higher energy pathway exists for the E-allyl isomer.
Full elucidated mechanism
of the photoredox cycle (top) and cobalt
cycle (bottom) with DFT energies (kcal mol–1) in
gray for selected steps. Techniques used to probe various steps in
the mechanism are indicated. Only the pathway from the Z isomer toward the major product (syn) is shown;
a corresponding higher energy pathway exists for the E-allyl isomer.
Kinetic
Modeling
Combining all observations
and measured rate constants, an overall mechanism and kinetic model
are proposed (Figure with detailed information in the SI).
In addition to the known photophysical/photochemical reactions, an
additional charge-separated state (1[PC•–:HEH•+]) is introduced that is formed by reductive
quenching of the singlet state, which is a prevalent pathway under
turnover conditions (88% of the excitations are quenched in the initial
singlet state by HEH, see the SI). This
species can undergo fast intersystem crossing (ISC) to form 3[PC•–:HEH•+] or decay
through charge recombination. Because the interconversion of 1[PC•–:HEH•+] and 3[PC•–:HEH•+] was
not observed by TAS, these reactions are expected to be much faster
than the subsequent reactions from the 3[PC•–:HEH•+]-complex, and therefore the ratio of 3[PC•–:HEH•+] and 1[PC•–:HEH•+] are
in pre-equilibrium. We therefore used the yield of intersystem crossing
from the singlet state (i.e., the part of 1[PC•–:HEH•+] reacting
through ISC vs charge recombination) as a fitting
constant. Other unknown parameters were the rates of deprotonation
by the three bases (i.e., K3PO4, HEPy, or collidine), as well as the rate of deactivation of 3[PC•–:HEH•+] with
[Co(DPEPhos)Cl2]. All other unknown rate constants did
not alter the overall process as long as they were sufficiently high,
which can be reasonably assumed (see the SI). A global fit was performed on the in situ IR
kinetic data, where all rate constants were shared as parameters.
The excellent fit to the experimental data (see Figures a,e, 4d and SI) shows that the model can be validated as
it well captures the important parts of the reaction path, predicts
the intrinsic bottlenecks, and correctly simulates the [Co]-intermediates
in the UV–vis data that was not part of the fitting dataset.
Importantly, the interactions in the initial charge-separated state
with either base or transition-metal catalyst are key for the efficiency
of the reaction. Indeed, many of the absorbed photons are “wasted”
due to recombination processes from the 3[PC•–:HEH•+]-intermediate. Such interactions are likely
to be prevalent in many other metallaphotoredox catalysis processes,
as similar reactivity was observed using various metal complexes with
TAS and consequently would lead to unproductive pathways, especially
when low-lying excited states are available on the transition-metal
catalyst.
Conclusions
In summary,
key inter-catalyst reactions determine the efficiency
of this representative metallaphotoredox-catalyzed C–C bond-formation
reaction. The base deprotonates the photochemically generated transient
charge-separated cage complex, preventing rapid charge recombination
that occurs in the absence of the base and thus enabling further electron
transfer. The byproduct of the reaction, HEPy, is itself a base, and
therefore the reaction follows an autocatalytic kinetic profile. We
further show that the cobalt complex reacts competitively with the
transient charge-separated state, leading to catalyst-induced charge
recombination and therefore an unintuitive negative order in [CoII]. Such counterproductive interactions are expected to be
generally present in reductive metallaphotoredox catalytic reactions
employing 3d metals as charge recombination in cage complexes might
be facilitated by low-lying excited states of the transition-metal
complex. These intricacies occurring within the SET step can easily
inhibit reactions and therefore should be considered when metallaphotoredox-promoted
reactions are investigated. Elucidation of the underlying mechanistic
complexity of multi-catalyst systems will help to further advance
the field of metallaphotoredox chemistry as a powerful tool to uncover
new transformations in synthetic chemistry.
Authors: Montgomery Gray; Michael T Hines; Mahesh M Parsutkar; A J Wahlstrom; Nicholas A Brunelli; T V RajanBabu Journal: ACS Catal Date: 2020-03-03 Impact factor: 13.084
Authors: Amy Y Chan; Ian B Perry; Noah B Bissonnette; Benito F Buksh; Grant A Edwards; Lucas I Frye; Olivia L Garry; Marissa N Lavagnino; Beryl X Li; Yufan Liang; Edna Mao; Agustin Millet; James V Oakley; Nicholas L Reed; Holt A Sakai; Ciaran P Seath; David W C MacMillan Journal: Chem Rev Date: 2021-11-18 Impact factor: 60.622
Authors: David P Hickey; Christopher Sandford; Zayn Rhodes; Tobias Gensch; Lydia R Fries; Matthew S Sigman; Shelley D Minteer Journal: J Am Chem Soc Date: 2019-01-11 Impact factor: 15.419