The most developed approaches for the synthesis of InAs nanocrystals (NCs) rely on pyrophoric, toxic, and not readily available tris-trimethylsilyl (or tris-trimethylgermil) arsine precursors. Less toxic and commercially available chemicals, such as tris(dimethylamino)arsine, have recently emerged as alternative As precursors. Nevertheless, InAs NCs made with such compounds need to be further optimized in terms of size distribution and optical properties in order to meet the standard reached with tris-trimethylsilyl arsine. To this aim, in this work we investigated the role of ZnCl2 used as an additive in the synthesis of InAs NCs with tris(dimethylamino)arsine and alane N,N-dimethylethylamine as the reducing agent. We discovered that ZnCl2 helps not only to improve the size distribution of InAs NCs but also to passivate their surface acting as a Z-type ligand. The presence of ZnCl2 on the surface of the NCs and the excess of Zn precursor used in the synthesis enable the subsequent in situ growth of a ZnSe shell, which is realized by simply adding the Se precursor to the crude reaction mixture. The resulting InAs@ZnSe core@shell NCs exhibit photoluminescence emission at ∼860 nm with a quantum yield as high as 42±4%, which is a record for such heterostructures, given the relatively high mismatch (6%) between InAs and ZnSe. Such bright emission was ascribed to the formation, under our peculiar reaction conditions, of an In-Zn-Se intermediate layer between the core and the shell, as indicated by X-ray photoelectron spectroscopy and elemental analyses, which helps to release the strain between the two materials.
The most developed approaches for the synthesis of InAs nanocrystals (NCs) rely on pyrophoric, toxic, and not readily available tris-trimethylsilyl (or tris-trimethylgermil) arsine precursors. Less toxic and commercially available chemicals, such as tris(dimethylamino)arsine, have recently emerged as alternative As precursors. Nevertheless, InAs NCs made with such compounds need to be further optimized in terms of size distribution and optical properties in order to meet the standard reached with tris-trimethylsilyl arsine. To this aim, in this work we investigated the role of ZnCl2 used as an additive in the synthesis of InAs NCs with tris(dimethylamino)arsine and alane N,N-dimethylethylamine as the reducing agent. We discovered that ZnCl2 helps not only to improve the size distribution of InAs NCs but also to passivate their surface acting as a Z-type ligand. The presence of ZnCl2 on the surface of the NCs and the excess of Zn precursor used in the synthesis enable the subsequent in situ growth of a ZnSe shell, which is realized by simply adding the Se precursor to the crude reaction mixture. The resulting InAs@ZnSe core@shell NCs exhibit photoluminescence emission at ∼860 nm with a quantum yield as high as 42±4%, which is a record for such heterostructures, given the relatively high mismatch (6%) between InAs and ZnSe. Such bright emission was ascribed to the formation, under our peculiar reaction conditions, of an In-Zn-Se intermediate layer between the core and the shell, as indicated by X-ray photoelectron spectroscopy and elemental analyses, which helps to release the strain between the two materials.
Semiconductor nanocrystals
(NCs) emitting in the infrared spectral
region are very appealing building blocks for applications ranging
from telecommunications[1] to night vision,[2] photovoltaics,[3,4] lasing,[5] and in vivo biological imaging.[6,7] To date, the most studied near-infrared (NIR) and short-wave infrared
emitting NC compounds are Hg-based (II–VI) or Pb-based (IV–VI)
semiconductors, whose synthesis and optical properties have been optimized
over the past decades.[8−10] The presence of Hg or Pb, however, severely restricts
the use of such compounds in commercial applications due to the EU’s
“Restriction of Hazardous Substances” (RoHS) directives,
prompting the search for alternative lead- and mercury-free RoHS compliant
materials.[11−16] Among the possible candidates, III–V semiconductors, in particular
InAs NCs, have been indicated as the most appealing alternatives.[17,18] One important reason is that the absorption and photoluminescence
(PL) of InAs NCs can be tuned from 750 to 1400 nm, thus covering a
large fraction of the NIR range with a single material. However, the
synthesis of InAs is far more complex than that of the more studied
II–VI and IV–VI NCs. This is mostly due to two reasons:
(i) the very restricted choice of suitable As precursors and (ii)
the covalency of the In–As lattice, which entails a poor crystallinity
of the NCs under the growth conditions of colloidal synthesis approaches.[19]The most developed synthesis route of
colloidal InAs NCs relies
on the use of tris-trimethylsilyl arsine (TMS-As) or its “analogues”,
such as tris-trimethylgermil arsine (TMGe-As). These compounds are
highly reactive, pyrophoric, toxic, and actually very hard to purchase.[18,20−29] With the aim of substituting TMS-As/TMGe-As with less toxic, cheaper,
and commercially available As precursors, Grigel et al. developed
in 2016 the first synthesis of InAs NCs by employing tris(dimethylamino)arsine
(amino-As).[30] Their approach is based on
the hot-injection of a reducing agent, that is, tris(dimethylamino)phosphine
(amino-P), into a solution of InCl3 in oleylamine and amino-As.
The role of the reducing agent is critical as it enables the As3+ → As3– reduction and, thus, the
regulation of the kinetics of nucleation and growth of InAs NCs.[30−32] After the work of Grigel et al., several other reductants have been
explored with the purpose to optimize the control over the size distribution
of the NCs.[31−35] Of particular interest is the work of Srivastava et al., who systematically
tested and compared several reducing agents, namely, amino-P, diisobutylaluminum
hydride (DIBAL-H), LiEt3BH, and alane N,N-dimethylethylamine (DMEA-AlH3),[35] the latter enabling the best control over the
size distribution of the InAs NCs.The reports discussed above
highlight how substantial progress
has been made in refining the synthesis of InAs NCs with amino-As.
Yet, improvements are still needed to meet the standards reached with
the TMS-As/TMGe-As precursors. For example, the width of the first
exciton absorption peak (normally measured as half width at half-maximum,
HWHM) of InAs NCs, which is strictly correlated to the size distribution
of the sample, can be as narrow as 60 meV [28] or even 40 meV [36] when
employing TMS-As/TMGe-As, while in the case of amino-As the best value
reported so far is around 100 meV.[34,35] Additionally,
the PL quantum yields (QYs) characterizing Cd-free InAs-based core@shell
NCs made with TMS-As/TMGe-As, such as InAs@InP@ZnSe NCs, can be as
high as 23%, while those synthesized with amino-As (i.e., InAs@ZnSe
or InAs@ZnS) could only reach ∼10%.[14,26,30,31]It was
noted that ZnCl2 has been extensively used as
an additive in the synthesis of InAs NCs based on amino-As and amino-P,
the latter acting as a mild reducing agent. ZnCl2 is actually
believed to trigger the NCs formation by activating the amino-P reducing
agent, which would not work otherwise.[30,31] On the other
hand, ZnCl2 has not been employed in synthesis routes based
on reducing agents stronger than amino-P, for example, DIBAL-H and
DMEA-AlH3, as it was probably deemed as an unnecessary
additive in such cases. Yet, we hypothesized that even when using
such stronger reducing agents, the presence of ZnCl2 would
be beneficial, as it could regulate the nucleation/growth of InAs
NCs via passivation of their surface or even by forming In–Zn–As
alloys.In order to test such hypothesis and to study the effects
of ZnCl2, in this work we have performed the synthesis
of InAs NCs
by combining amino-As with the best reducing agent found so far, DMEA-AlH3,[35] and using variable amounts
of ZnCl2 (Scheme ). Our experimental results indicate that the presence of
such Zn salt entails three beneficial effects: (i) an improvement
of the InAs NCs size distribution, as revealed by the narrowing of
the absorption exciton peak, whose HWHM was reduced from ∼130
meV (in the absence of Zn) to ∼120 meV (with NCs mean size
of 2.8 ± 0.2 nm); (ii) a surface Zn incorporation, in the form
of ZnCl2 and an improvement of the PL of the NCs, with
PLQY increasing from <1% to over 2% as a result of surface traps
passivation; (iii) perhaps even more remarkable than effects i and
ii, the presence of Zn on the surface of the InAs NCs and the residual
Zn precursor in the reaction batch could easily promote the in situ growth of a ZnSe shell (via the injection of the
Se precursor into the crude reaction solution, Scheme ) leading to InAs@ZnSe core@shell NCs with
PLQY values as high as 42±4% (with emission at ∼860 nm).
This result, which sets a new record in the PL efficiency of InAs@ZnSe
NCs made by amino-As, is quite surprising as the lattice mismatch
between InAs and ZnSe is around 6%, and this high value commonly leads
to strained core@shell structures.[25,30,31] Instead, in our peculiar in situ experimental conditions, the formation of an intermediate In–Zn–Se
layer between the InAs core and the ZnSe shell was observed, which
is believed to reduce the lattice strain. Our work narrows the gap
between InAs NCs made with “greener” amino-As and those
synthesized with the more toxic, expensive, and pyrophoric TMS-As/TMGe-As
precursors, paving the way to further improvements in the synthesis
of this technologically important type of NC.
Scheme 1
Synthesis of InAs
NCs with ZnCl2 and Subsequent Overgrowth
of a ZnSe Shell
Experimental
Section
Materials
Materials were indium(III) chloride (InCl3, 99.999%, Sigma-Aldrich), zinc(II) chloride (ZnCl2, 99.999%, Sigma-Aldrich), tris(dimethylamino)arsine (amino-As, 99%,
Strem), alane N,N-dimethylethylamine
complex solution (DMEA–AlH3, 0.5 M solution in toluene,
Sigma-Aldrich), selenium powder (Se, 99.99%, Strem), triethyloxonium
tetrafluoroborate (Et3OBF4, 97%, Sigma-Aldrich),
oleylamine (OLAM, 98%, Sigma-Aldrich), tri-n-octylphosphine
(TOP, 97%, Strem), toluene (anhydrous, 99.8%, Sigma-Aldrich), ethanol
(anhydrous, 99.8%, Sigma-Aldrich), hexane (anhydrous, 95%, Sigma-Aldrich),
and N,N-dimethylformamide (DMF,
anhydrous, 99.8%, Sigma-Aldrich). All the chemicals were used without
further purification.
Preparation of the As Precursor
The As precursor was
prepared following a previously reported method by Srivastava et al.[32,35] In a N2 filled glovebox, 0.2 mmol of amino-As was dissolved
in 0.5 mL of degassed oleylamine at 40 °C for 5 min until no
bubbles further evolved.
Preparation of 1 M TOP-Se Precursor
In a N2 filled glovebox, 10 mmol of Se powder was mixed
with 10 mL of TOP
in a 20 mL glass vial and heated at 150 °C under constant stirring
for ∼10 min to form a transparent solution, and then the mixture
was cooled down to room temperature.
Synthesis of InAs and ZnCl2-InAs Nanocrystals
In a typical synthesis, 0.2 mmol
of InCl3, variable amounts
(see below) of ZnCl2, and 5 mL of oleylamine were loaded
into a 100 mL three-necked flask under an inert atmosphere and dried
at 120 °C under vacuum for 1 h. The mixture was heated to 240
°C. The As precursor was then injected into the flask, quickly
followed by the injection of 1.2 mL of the DMEA-AlH3 toluene
solution. The reaction was carried out for 15 min and was then quenched
by removing the heating mantle. When the reaction mixture reached
a temperature of 90 °C, it was transferred into a nitrogen filled
glovebox. The NCs were washed by the addition of toluene and ethanol
and precipitated by centrifugation at 4500 rpm for 5 min. The precipitate
was dispersed in toluene and centrifuged at 5500 rpm for 5 min to
remove the insoluble byproducts. The supernatant was precipitated
by the addition of ethanol followed by centrifugation at 4500 rpm
for 5 min. The final product was dispersed in 6 mL of toluene for
further characterizations. All the purification steps were carried
out under N2 atmosphere. Several samples were prepared
by systematically varying the ZnCl2:InCl3 precursors
ratio from 0:1 to 5:1, 7.5:1, 10:1, 15:1, and 20:1.
Synthesis of
InAs@ZnSe Core@shell Nanocrystals
After
quenching the growth of the InAs NCs by cooling the reaction mixture
to 90 °C, 1 mL of 1 M TOP-Se (1 mmol of Se, Se:In ratio of 5:1)
precursor was injected into the flask, and the corresponding mixture
was heated up (heating rate of ∼30 °C/min) to 300 °C
for 15 min. The reaction mixture was transferred into a vial under
N2 by a glass syringe to quench the reaction. The core@shell
NCs were purified by dispersion in toluene and by precipitation with
ethanol. The final product was dispersed in toluene and stored in
the glovebox. In the case of InAs NCs grown in the absence of ZnCl2, three different shelling strategies were performed which
are described in the Supporting Information.
Ligand Stripping Procedure
The ligand stripping was
performed by following the procedure reported by Rosen et al.[37] In a N2 glovebox, 0.5 mL of the NCs
dispersion in toluene was added to 1 mL of hexane in a glass vial,
and then 1 mL of a solution of Et3OBF4 in DMF
(100 mM) was added into the vial. After shaking the vial for several
seconds, the NCs were transferred from the hexane into the DMF phase.
The NCs dispersed in DMF were precipitated by the addition of toluene
followed by centrifugation at 4000 rpm for 5 min. To remove residual
organic ligands, the washing procedure was repeated twice and the
resulting NCs were dispersed in DMF.
X-ray Diffraction (XRD)
XRD analysis was performed
on a PANanalytical Empyrean X-ray diffractometer, equipped with a
1.8 kW Cu Kα ceramic X-ray tube and a PIXcel3D 2 × 2 area
detector, operating at 45 kV and 40 mA. Concentrated NC solutions
were drop-cast on a zero-diffraction single crystal substrate in glovebox
and then collected under ambient conditions and room temperature.
XRD data were analyzed by the HighScore 4.1 software from PANalytical.
Transmission Electron Microscopy (TEM) Characterization
Diluted NC solutions were drop-cast onto copper TEM grids with an
ultrathin carbon film. Low-resolution TEM images were acquired on
a JEOL JEM-1400Plus microscope with a thermionic gun (W filament)
operated at an acceleration voltage of 120 kV. High resolution scanning
transmission electron microscopy (STEM) images were acquired on a
probe-corrected ThermoFisher Spectra 300 S/TEM operated at 300 kV.
Images were acquired on a high-angle annular dark field (HAADF) detector
with a current of 150 pA. Compositional maps were acquired using Velox,
with a probe current of ∼300 pA and rapid rastered scanning.
The energy-dispersive X-ray (EDX) signal was acquired on a Dual-X
system comprising two detectors on either side of the sample, for
a total acquisition angle of 1.76 sr. Elemental maps were produced
after rebinning and denoising using principal component analysis within
Hyperspy.[38,39]
Scanning Electron Microscopy (SEM)
SEM analysis was
carried out on a HRSEM JEOL JSM-7500LA microscope with a cold field-emission
gun (FEG) operating at 15 kV acceleration voltage. EDX spectroscopy
(Oxford Instruments, X-Max, 80 mm2) was used to evaluate
the elemental composition of the samples.
X-ray Photoelectron Spectroscopy
(XPS)
Specimens for
XPS were prepared from concentrated NC solutions, dropped on freshly
cleaved highly oriented pyrolytic graphite substrates in a glovebox.
XPS measurements were carried out on a Kratos Axis UltraDLD spectrometer
using a monochromatic Al Kα source, operated at 20 mA and 15
kV. High resolution analyses were carried out at a pass energy of
10 eV. The Kratos charge neutralizer system was used on all specimens.
Spectra were charge-corrected to the main line of the carbon 1s spectrum
(adventitious carbon) set to 284.8 eV. Spectra were analyzed using
CasaXPS software (version 2.3.24).
Inductively Coupled Plasma
(ICP)
The elemental analysis
was also performed via inductively coupled plasma optical emission
spectroscopy (ICP-OES) with an iCAP 6300 DUO ICP-OES spectrometer
(ThermoScientific). The samples were dissolved in 1 mL of aqua regia
(HCl/HNO3 = 3/1 (v/v)) overnight and then diluted with
9 mL of Milli-Q water for measurements. The elemental analysis using
ICP-OES was affected by a systematic error of ∼5%.
Optical Measurements
The absorption spectra were recorded
using a Varian Cary 5000 UV–vis–NIR spectrophotometer.
The samples were prepared by diluting NC samples in 3 mL of toluene
in 1 cm path length quartz cuvettes with airtight screw caps in a
N2 filled glovebox. The steady-state and time-resolved
PL measurements were carried out on a Edinburgh FLS900 fluorescence
spectrometer equipped with a Xe lamp and a monochromator for steady-state
PL excitation and a time-correlated single photon counting unit coupled
with a Edinburgh Instruments EPL-510 pulsed laser diode (λex = 508.2 nm, pulse width = 177.0 ps) for time-resolved PL.
The PLQY was measured using the IR 140 reference dye (95%, Aldrich)
dispersed in DMSO, and all NC solutions were diluted to an optical
density of 0.2 ± 0.04 at the excitation wavelength to minimize
the reabsorption.
Computational Methodology
To prepare
InAs NC models,
we cut the InAs zinc-blende bulk structure with symmetry Fm3m along the (111) facets and then we cleft the
top of each vertex by removing InCl3 units. The final NCs
have edges 2.2 nm long, in good agreement with the pure core InAs
synthesized in the experiments. Structural relaxation calculations
were carried out at the DFT/SCAN/DZVP level of theory with CP2K 8.2.
The relaxation of the model substantially preserves the zinc-blende
phase. Both density of states (DOS) and inverse participation ratio
(IPR, see below) were computed by performing a single point calculation
on the relaxed structure used for the exchange–correlation
term, a combination of the mTASK functional for the exchange part
and the PW92 for the correlation energy. In order to identify any
surface localized state that could trap charge carriers, we also computed
the IPR, which has been demonstrated to be a valid tool to identify
traps in other NCs.[40] The IPR quantifies
the orbital localization of a given molecular orbital, and it is defined
asHere, Pα represents the weight of molecular orbital i on a given atom α expanded in an atomic orbital
basis. For finite systems, the IPR provides an estimate of the number
of atoms that contribute to a given molecular orbital i. It can range from 0, a situation in which the wave function is
distributed equally over all atoms in the system (i.e., a delocalized
state), to 1, in the case of states localized on single atoms.
Results
and Discussion
We first optimized the synthesis of InAs NCs,
starting from the
work of Srivastava et al.,[32] by systematically
varying the reaction temperature (from 240 to 300 °C), the injection
temperature of amino-As and DMEA-AlH3 (from 150 to 240
°C), and the reaction time (from 5 to 30 min) while keeping the
other reaction parameters fixed (5 mL of oleylamine, InCl3:amino-As:DMEA-AlH3 precursors molar ratio of 1:1:3; see
the Experimental Section and Figure S1 of the Supporting Information). The best parameters
were chosen by checking the absorption curves of the resulting products
and, in particular, the HWHM of the first excitonic absorption peak.[35,36] Our results indicated that the narrowest size distribution could
be achieved when injecting the amino-As and DMEA-AlH3 at
240 °C and growing the NCs for 15 min at 240 °C (Figure S1).We then employed such optimized
reaction parameters and added variable
amounts of ZnCl2 (Zn:In ranging from 0:1 to 20:1) to the
synthesis of InAs NCs. TEM (Figure S2)
and STEM images of InAs NCs (Figure d,e) indicated that the products consisted of small
particles with a narrow size distribution (∼2.8 ± 0.2
nm, Figure S3). The optical properties
of these NCs are reported in Figure a. All the samples exhibited a clear excitonic absorption
peak, whose HWHM was observed to decrease when employing ZnCl2 in the synthesis (Figure b). No shift of the excitonic peak occurred when varying
the ZnCl2 amount (Figure a). On the other hand, whereas InAs NCs prepared in
the absence of Zn did show a broad and weak PL emission, those synthesized
with ZnCl2 were characterized by a more intense and narrower
PL peak (Figure a,c).
We also tried, as a control experiment, to run the same synthesis
scheme in the presence of Zn(acetate)2, ZnBr2, or ZnI2 salts, but the quality of the NC product was
very poor in terms of size control and of optical properties (Figure S4). Overall, our optical measurements
indicated that ZnCl2 had a beneficial effect not only on
yielding NCs with a narrower size distribution but also on improving
the optical properties and luminescence efficiency of InAs NCs.
Figure 1
InAs NCs synthesized by different Zn:In
feed ratios: (a) optical
absorption and PL spectra; (b) HWHM of first excitonic peak; (c) full-width
at half-maximum (FWHM) of PL spectra and PL quantum yield (QY); (d,
e) representative HAADF-STEM images; (f) XRD patterns with the corresponding
reflection of bulk zinc blende InAs (ICSD number 24518).
InAs NCs synthesized by different Zn:In
feed ratios: (a) optical
absorption and PL spectra; (b) HWHM of first excitonic peak; (c) full-width
at half-maximum (FWHM) of PL spectra and PL quantum yield (QY); (d,
e) representative HAADF-STEM images; (f) XRD patterns with the corresponding
reflection of bulk zinc blende InAs (ICSD number 24518).To understand the role of ZnCl2, we first evaluated
the elemental composition of InAs NCs by performing ICP-OES, SEM-EDX,
and XPS analyses (Table and Table S1). The In/As ratio in all
the samples was slightly higher than 1, pointing to NCs having an
In-rich surface. The Cl/In ratio was around 0.4, indicating, in agreement
with the work of Leemans et al.,[41] that
the excess of surface In atoms is passivated by Cl ions to maintain
the overall charge balance (and available In surface sites are further
passivated by neutral oleylammine). The amount of Zn increased from
0% to ∼8% when incrementing the Zn:In feed ratio from 0:1 to
20:1, indicating that Zn could be either inside the NCs (in the form
of In–Zn–As alloy)[42] or on
their surface.
Table 1
Composition of InAs NCs Synthesized
with Different Zn:In Feed Ratios
InAs NCs elemental composition
Zn:In feed ratio
In/As
Cl/In
Zn/In
0:1
1.12
0.36
0
5:1
1.35
0.39
0.04
7.5:1
1.22
0.42
0.05
10:1
1.14
0.42
0.06
15:1
1.10
0.46
0.07
20:1
1.18
0.44
0.08
With the aim of locating such Zn
atoms, we first performed a X-ray
diffraction (XRD) analysis which revealed that all the samples exhibited
the expected InAs cubic zinc-blende crystal structure (Figure f). Importantly, no shift of
the XRD peaks was observed when varying the amount of ZnCl2, which suggested that, differently from what was previously observed
for InP NCs (where small Zn additions caused a marked change in lattice
parameter),[42] no incorporation of Zn inside
the InAs NCs lattice had occurred in the present case. Indeed, it
has been reported that the use of Zn in the synthesis of InP NCs can
lead to the formation of In(Zn)P alloy NCs. These are characterized
by XRD peaks shifting to higher diffraction angles when increasing
the amount of Zn incorporated.[42,43] In order to understand
if, in the present case, the Zn atoms are preferentially located on
the surface of the NCs, a ligand stripping procedure with Et3OBF4 was performed which is known to be a mild stripping
agent, hence not causing severe NCs degradation (see the Experimental Section for details).[37] The elemental analysis of the NCs after the
stripping procedure indicated no substantial variation in the In/As
elemental ratio, while the amount of Zn was observed to strongly diminish,
reaching a final constant value of ∼1.3–1.9% for all
the samples (Table S2). Moreover, the optical
analysis of the stripped NCs did not show any obvious shift in the
NCs absorption, indicating that no variation in the NCs size had occurred
(i.e., no removal of In and As atoms, Figure S5). Overall, our ligand stripping experiment suggests that Zn is located
mainly on the surface of the InAs NCs (hence it is preferentially
removed by the stripping procedure) and most likely is in the form
of ZnCl2, acting as a Z-type ligand.To corroborate
such hypothesis and to gain further insights on
the surface of InAs NCs, we performed density functional theory (DFT)
calculations. From the compositional analysis in Table , it was noted that by increasing
the Zn/In feed ratio, the In/As ratio remained mostly unchanged, whereas
the content of Cl increased. It was thus speculated that in the absence
of Zn and assuming a charge balanced system, the InAs NCs present
a significant number of In surface vacancies, which are filled (at
least partially) by ZnCl2 when the latter is employed in
the reaction mixture. On the basis of this assumption, we computed
the electronic structure of two InAs NC models as depicted in Figure a. For simplicity,
we did not include oleylamine molecules in the models because they
would render the calculations more demanding. The model on the left
represents a InAs NC made without ZnCl2 and features a
(InAs)116(InCl3)17 stoichiometry
(where the In/As and Cl/In ratios are 1.15 and 0.4, respectively).
This nomenclature was used to highlight the excess of InCl3 present on the surface of the NCs. The model on the right has a
(InAs)116(InCl3)25(ZnCl2)8 stoichiometry with 5% Zn (where the In/As and Cl/In
ratios are 1.2 and 0.6, respectively). In both models, the compositions
agree with the experimental results (Table ). The first model (the one with no Zn) is
characterized by several surface vacancies (In vacancies). Also, the
valence band edge states have an inverse participation ratio (IPR)
that deviates significantly from 0. This means that these states tend
to be localized and possibly act as hole traps. On the other hand,
the InAs model with 5% Zn has IPR values near zero, indicating an
improved wave function delocalization also near the band edges. These
results suggest that InAs NCs tend to have surface traps (and thus
a broad and weak emission) that can be (partially) passivated by ZnCl2 Z-type ligands. This passivation in turn leads to the observed
sharper emission lines and slightly improved PLQY (Figure a). However, it is not clear
why ZnCl2 leads also to a better size distribution. The
most plausible options are that (i) acting as a Z-type ligand, it
might play a role in regulating the access of monomers to the facets
of InAs NCs and (ii) it could interact with the amino-As precursor,
as it does for the corresponding amino-P one,[30,31] varying the reaction kinetics.
Figure 2
(a) Density of states computed at the
DFT/mTASK/DZVP level of theory
projected on each atom type (In, black; As, orange; Cl, green; Zn,
red) for the InAs NC models with stoichiometry (InAs)116(InCl3)17 (left) and (InAs)116(InCl3)25(ZnCl2)8 (right). IPRs
are also computed at the same level of theory. Values close to zero
indicate full delocalization, while values close to 1 indicate localization
on a single atom. (b) Computed binding energies for Z-type InCl3 and ZnCl2 moieties detached either from the center
of the triangular (111) facets or from the edges.
(a) Density of states computed at the
DFT/mTASK/DZVP level of theory
projected on each atom type (In, black; As, orange; Cl, green; Zn,
red) for the InAs NC models with stoichiometry (InAs)116(InCl3)17 (left) and (InAs)116(InCl3)25(ZnCl2)8 (right). IPRs
are also computed at the same level of theory. Values close to zero
indicate full delocalization, while values close to 1 indicate localization
on a single atom. (b) Computed binding energies for Z-type InCl3 and ZnCl2 moieties detached either from the center
of the triangular (111) facets or from the edges.To assess the characteristics of the ZnCl2-InAs, the
binding energy of the ZnCl2 moiety in different locations
on the InAs surface (Figure b) was also computed. We noted that the binding of ZnCl2 along the edge of the NC is about 23 kcal/mol, whereas at
the center of the triangular (111) facets the binding energy is higher
(28 kcal/mol). Considering that the binding of InCl3 is
much stronger (59 kcal/mol at the center of a 111 facet and 46 kcal/mol
at the edge, Figure b), we can suggest the following: the treatment with Et3OBF4 can remove the ZnCl2 units mostly from
the edges and partly from the center of the facets. This is in line
with our previously discussed experimental observations that a fraction
of ZnCl2 is still present on the NCs after the stripping
procedure (Table S2). Interestingly, InCl3 remains well bound to the surface and energetically costly
to be detached. Overall, our analyses revealed that the use of ZnCl2 in the synthesis of InAs NCs leads to an increased control
over the size distribution and to a better surface passivation, due
to the presence of ZnCl2 acting as Z-type ligands. Notably,
the same beneficial effects cannot be achieved by simply replacing
ZnCl2 with extra InCl3 in the synthesis approach
or by the post-treatment of presynthesized InAs NCs with ZnCl2 (Figure S6), further indicating
the importance of ZnCl2 as an additive in the synthesis
itself.We then proceeded with growing a shell of a wider bandgap
material
onto our InAs NCs with the aim of improving their PL. Among the most
employed Cd-free wide-bandgap materials, we selected ZnSe, as this
is one of those with the lowest lattice mismatch (although still as
high as 6%) with InAs. As a reminder, the lattice parameters of InAs,
ZnSe, and ZnS are 6.05–6.06 Å, 5.58–5.69 Å,
and 5.35–5.43 Å, respectively.[25,30,31] By taking advantage of the presence of an
excess of Zn precursor in our synthesis approach, we devised a simple in situ strategy to grow the ZnSe shell (Scheme ): the TOP-Se precursor was
directly injected into the crude InAs NCs reaction mixture at 90 °C
followed by heating up the overall solution to 300 °C for 15
min.The XRD patterns of the products were compatible with those
of
a cubic zinc-blende crystal structure having lattice parameters between
those of InAs and ZnSe (Figure f), providing a first indication of the successful overgrowth
of a ZnSe shell onto the InAs NCs. In detail, the higher the amount
of ZnCl2 present in the reaction mixture, the closer the
diffraction peaks shifted toward the values expected for ZnSe (Figures f and S7). The elemental analyses of these samples,
performed via ICP-OES and SEM-EDX, further pointed to the successful
formation of a ZnSe shell (Table and Table S3). In detail,
higher Zn/In and Zn/Se elemental ratios were measured for the samples
prepared with greater amounts of ZnCl2 (Figure g and Table and Table S3),
even though the Se:In feed ratio employed in all the cases was set
to 5:1. The combination of the elemental and XRD analyses therefore
indicated that thicker ZnSe shells were produced when increasing the
amount of ZnCl2 precursor.
Figure 3
(a) TEM, (b) STEM, and (c) HRSTEM images
of InAs@ZnSe core@shell
NCs made from a Zn:In feed ratio of 20:1 with the corresponding (d)
EDX elemental maps. (e) In 3d XPS spectra of InAs core (red curve)
and InAs@ZnSe core@shell (black curve) NCs made with a Zn:In feed
ratio of 20:1. InAs@ZnSe core@shell NCs obtained from InAs cores made
with different Zn:In feed ratios: (f) XRD patterns with the corresponding
reflection of bulk InAs (ICSD number 24518) and ZnSe (ICSD number
77092); (g) Zn:In and Zn:Se atomic ratios measured by SEM-EDX analysis.
(h) Model of a InAs@ZnSe core@shell NC in which the hybrid In–Zn–Se
layer between the pure InAs core and pure ZnSe outer shell is highlighted
(in yellow). The model features In/As = 2.05, Zn/Se = 0.77, Zn/In
= 2.16, Cl/Zn = 0.14 atomic ratios, in agreement with experimental
values achieved for the sample made using a Zn:In feed ratio of 20:1
(Table ).
Table 2
Composition of InAs@ZnSe Core@shell
NCs Synthesized with Different Zn:In Feed Ratios
InAs@ZnSe elemental ratio
Zn:In feed
ratio
In/As
Zn/Se
Zn/In
Cl/Zn
0:1
2.09
0.58
1.37
0.14
5:1
2.09
0.59
1.21
0.17
7.5:1
2.19
0.63
1.53
0.15
10:1
1.98
0.68
1.86
0.17
15:1
2.17
0.73
2.46
0.15
20:1
1.93
0.79
3.29
0.16
(a) TEM, (b) STEM, and (c) HRSTEM images
of InAs@ZnSe core@shell
NCs made from a Zn:In feed ratio of 20:1 with the corresponding (d)
EDX elemental maps. (e) In 3d XPS spectra of InAs core (red curve)
and InAs@ZnSe core@shell (black curve) NCs made with a Zn:In feed
ratio of 20:1. InAs@ZnSe core@shell NCs obtained from InAs cores made
with different Zn:In feed ratios: (f) XRD patterns with the corresponding
reflection of bulk InAs (ICSD number 24518) and ZnSe (ICSD number
77092); (g) Zn:In and Zn:Se atomic ratios measured by SEM-EDX analysis.
(h) Model of a InAs@ZnSe core@shell NC in which the hybrid In–Zn–Se
layer between the pure InAs core and pure ZnSe outer shell is highlighted
(in yellow). The model features In/As = 2.05, Zn/Se = 0.77, Zn/In
= 2.16, Cl/Zn = 0.14 atomic ratios, in agreement with experimental
values achieved for the sample made using a Zn:In feed ratio of 20:1
(Table ).To further prove the
formation of core@shell NCs, we performed
a TEM analysis of the samples which indicated, in all the cases, an
increase in the mean size (Figure S8).
In particular, TEM and HAADF-STEM images of the NCs characterized
by the thickest shell (i.e., highest Zn:In elemental ratio) showed
that after the shell growth their size increased from 2.8 nm to ∼6.1
nm while retaining a narrow size distribution (±0.7 nm) (Figure a–c and Figure S9). High resolution HAADF-STEM images
(Figure c), in combination
with the elemental maps obtained via STEM-EDX (Figure d and Figures S10 and S11) indicated that (i) the final NCs are composed of a InAs
core and a ZnSe shell region and (ii) the In map is slightly wider
than that of As, but In is not found in the whole ZnSe shell, suggesting
the presence of a In–Zn–Se interlayer (see also the
discussion below).Overall, our XRD, TEM, and elemental analyses
confirmed the formation
of core@shell NCs. Upon closer examination of the SEM-EDX results,
an unexpected result was that the In/As elemental ratio in all the
core@shell structures was around ∼2, that is, higher than the
one found in the starting core NCs (i.e., ∼1.2, Tables and 2), indicating that In was incorporated in the core@shell structures
during the shell growth. Interestingly, such In/As ratio was independent
from the thickness of the ZnSe shell, which ranged from ∼1
ML (corresponding to a Zn/In ratio of 1.2, observed in the sample
prepared with a Zn:In feed ratio of 5:1) to ∼2 MLs (corresponding
to a Zn/In ratio of 3.4, observed in the sample prepared with a Zn:In
feed ratio of 20:1). This observation would exclude a simple migration
of In from the core to the shell. It also indicates that In is not
localized in the whole shell in the form of an In–Zn–Se
alloy, as also evidenced by our STEM-EDX analyses of Figures S10 and S11; otherwise one would expect the amount
of In to increase together with the number of shell layers.To further elucidate this point, we analyzed in detail the XPS
spectra of the InAs@ZnSe NCs (Figures e and S8). The data show
the presence of Zn, Se, In, and As, with negligible oxygen content.
Whereas the signals of As do not show appreciable differences from
those of the InAs core NCs (in both cases, the As 3d5/2 peak is centered at 40.7 ± 0.2 eV, Figure S12, in agreement with reports on InAs[29,44]), the In 3d peaks observed in the core@shell sample are symptomatic
of an inhomogeneous In environment. In fact, In 3d peaks observed
on the InAs@ZnSe sample have a larger FWHM with respect to those observed
on InAs cores (Figure e). This could be interpreted, according to our peak decomposition,
as at least two different types of coordination (Figure e). We indeed identified signals
that can be assigned to In(III) in InAs (In 3d5/2 at 444.2
± 0.2 eV and In 3d3/2 at 451.8 ± 0.2 eV, as in
the case of the core NCs) and another In 3d doublet with In 3d5/2 and In 3d3/2 components at (445.0 ± 0.2)
eV and (452.6 ± 0.2) eV, respectively (Figure e and Figure S12). The position of such peak is close to that expected for In2Se3 (444.8 ± 0.3 eV), suggesting that part
of In(III) cations in our systems are also coordinated with Se anions.
In this context, we could exclude the formation of a In–Zn–Se
alloyed shell; otherwise the amount of In (Table ) would have increased together with that
of Zn and Se. Overall, our XPS analysis and STEM-EDX data suggest
that In is localized only at the interface (i.e., in the first shell
layer) between the InAs core and the pure ZnSe shell, thus forming
an In–Zn–Se intermediate layer, analogous to what observed
in similar InP@ZnSe systems.[45] A schematic
view of the core–shell system including the intermediate In–Zn–Se
layer is provided in Figure h where we closely followed the XPS stoichiometric ratios
to build the NC model.The optical absorption and PL spectra
of the core@shell NCs are
reported in Figure a. While all the samples exhibited a similar absorption exciton peak
with HWHM ∼140 meV, a PL peaked at ∼860 nm with FWHM
of 195 meV (Figure a and Table S4), and a PL lifetime in
the range of 59–70 ns (Figure c and Table S5), the PL
quantum yield (QY) was observed to increase together with the Zn:In
feed ratio up to 42±4% (Figure b and Figures S13–S15). Such optical results are of particular interest considering that,
independent from the As precursor employed, the lattice mismatch between
InAs and common nontoxic shell materials such as ZnSe and ZnS typically
leads to strained InAs@ZnX (X = S, Se) NCs with low PLQY values (maximum
10%).[25,30,31] To attenuate
such strain, complex architectures, in which intermediate shell layers
are grown (resulting in core@multishell), have been fabricated, such
as InAs@InZnP@GaP@ZnSe (PLQY of 23% and synthesized via TMGe-As).[26] We believe that, in our case, the presence of
an In–Zn–Se layer at the interface of the InAs@ZnSe
core@shell NCs (emerging naturally from our synthesis) helps to reduce
such lattice strain, therefore leading to an improved PLQY.
Figure 4
(a) Optical
absorption and PL spectra, (b) PLQY values, and (c)
PL decay curves of InAs@ZnSe core@shell NCs obtained from InAs cores
made with different Zn:In feed ratios.
(a) Optical
absorption and PL spectra, (b) PLQY values, and (c)
PL decay curves of InAs@ZnSe core@shell NCs obtained from InAs cores
made with different Zn:In feed ratios.
Conclusion
We have synthesized InAs NCs via a hot-injection approach relying
on the use of amino-As, as the As precursor, and DMEA-AlH3, as the reducing agent, in the presence of variable amounts of ZnCl2, employed as an additive. The use of ZnCl2 was
observed to bring improvements in the InAs NCs size distribution and
PLQY. Our DFT calculations indicated that ZnCl2 species
can act as Z-type ligands capable of passivating surface traps, identified
as In vacancies. Moreover, the presence of ZnCl2 in our
reaction environment allows for the in situ overgrowth
of a ZnSe shell on top of the InAs cores. The so-obtained InAs@ZnSe
core@shell NCs exhibit PLQY values as high as 42±4% (with emission
at ∼860 nm). Such high values were ascribed to the formation
of an In–Zn–Se layer between the InAs core and the ZnSe
shell, which might reduce the lattice strain at the interface of the
two materials. Our procedure, which provides the brightest core@shell
structures achievable with the amino-As precursor, represents a new
starting point to further improve the synthesis of amino-As based
InAs NCs by exploring, for example, different core@graded-shell or
core@shell@shell architectures.
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