Zhenyang Ma1,2, Chunzhi Tang1,2, Chunlei Shi1,2. 1. Key Laboratory of Civil Aircraft Airworthiness Technology, Civil Aviation University of China, Tianjin 300300, China. 2. College of Safety Science and Engineering, Civil Aviation University of China, Tianjin 300300, China.
Abstract
In this study, we predicted and investigated a new light-element compound B-C-N in Pm phase, denoted as Pm-BCN, using density functional theory. Pm-BCN is mechanically, dynamically, and thermodynamically stable. The elastic moduli of Pm-BCN are larger than those of other B-C-N and light-element compounds, such as P213 BN, B2C3, P4/m BN, Pnc2 BN, and dz4 BN. By studying the mechanical anisotropy of elastic moduli, we proved that Pm-BCN is a mechanically anisotropic material. In addition, the shear anisotropy factors A2 and ABa of Pm-BCN are smaller than those of the seven B-C-N compounds mentioned in this paper. Pm-BCN is a semiconductor material with an indirect and wide band gap, suggesting that Pm-BCN can be applied in microelectronic devices.
In this study, we predicted and investigated a new light-element compound B-C-N in Pm phase, denoted as Pm-BCN, using density functional theory. Pm-BCN is mechanically, dynamically, and thermodynamically stable. The elastic moduli of Pm-BCN are larger than those of other B-C-N and light-element compounds, such as P213 BN, B2C3, P4/m BN, Pnc2 BN, and dz4 BN. By studying the mechanical anisotropy of elastic moduli, we proved that Pm-BCN is a mechanically anisotropic material. In addition, the shear anisotropy factors A2 and ABa of Pm-BCN are smaller than those of the seven B-C-N compounds mentioned in this paper. Pm-BCN is a semiconductor material with an indirect and wide band gap, suggesting that Pm-BCN can be applied in microelectronic devices.
Entities:
Keywords:
anisotropy mechanical properties; carbon allotropes; electronic properties; semiconductor material
Designing new light-element atoms based on boron, carbon, and nitrogen, which easily form strong covalent bonds to form compounds, is an important method of finding new multifunctional materials. New theoretically proposed materials include superhard materials [1,2,3,4,5,6,7,8,9,10,11,12,13,14,15,16], direct bandgap materials [17,18], hydrogen and lithium storage materials [19,20], and metal materials that can be used for the preparation of battery cathode materials [1,4,21,22].Three new carbon allotropes with an orthogonal structure, oP-C16, oP-C20, and oP-C24, were proposed based on first-principles calculations [1], all of which showed metallicity. The hardness of oP-C16, oP-C20, and oP-C24 are 47.5, 49.6, and 55.3 GPa, respectively. The ideal shear strengths of oP-C16, oP-C20, and oP-C24 are higher than those of Cu and Fe, and Al. Yu et al. [23] predicted and studied a new sp2 hybrid BN polymorph, Pnc2 BN, which showed mechanical and dynamic stability, and found that the elastic properties of Pnc2 BN are better than those of dz4 BN. The indirect band gap of Pnc2 BN calculated using the Heyd–Scuseria–Ernzerhof (HSE06) functional is 3.543 eV, indicating that Pnc2 BN has semiconductor properties. On the basis of density functional theory (DFT) calculations [24,25], m-B3CN3 and m-B2C3N2, two new superhard BCN compounds, were designed by Xing et al. [5]. The shear modulus B, bulk modulus G, and Young’s modulus E of m-B3CN3 and m-B2C3N2 are 345, 778, and 346, respectively; the B, G, and E for m-B3CN3 and m-B2C3N2 are little bit larger than those of o-BC6N [2], t-BC6N-1 [2], and t-BC6N-2 [2]. Both m-B3CN3 and m-B2C3N2 are superhard materials because both compounds have a hardness in excess of 40 GPa. The structural properties, anisotropy characteristics, elastic characteristics, and electronic properties, as well as the stability, of P4/m BN were investigated by Yu et al. [26]. By adopting DFT, Xing et al. established and studied CN and BCN2 compounds with superhard characteristics and a space group of C2/m [4]. The hardness of CN is 58.63 GPa, and it is a semiconductor material, whereas BCN2 is metallic. A superhard material, t-C8B2N2, was designed by Zhu et al. [10] and Wang et al. [11]. The bulk modulus of t-C8B2N2 was found to be 383.4 [10] and 383.0 GPa [11], and the hardness was 64.7 [10] and 63.2 GPa [11].In this study, we predicted a BCN polymorph, Pm BCN, which is mechanically and dynamically stable. We analyzed the structural, mechanical, and electronic characteristics of Pm BCN through first-principles calculations.
2. Theoretical Methods
On the basis of DFT calculations [24,25], we proposed and investigated a new light-element compound using the Cambridge Serial Total Energy Package (CASTEP) [27]. We adopted the generalized gradient approximation (GGA) with the Perdew–Burke–Ernzerhof (PBE) [28] and local density approximation (LDA) [29] functionals to describe the exchange and correlation potentials. To ensure that the crystal structure of Pm-BCN was optimal, we used Broyden–Fletcher–Goldfarb–Shanno (BFGS) [30] for geometry optimization. The convergence accuracy during optimization was less than 0.001 eV. We described the valence electrons by ultrasoft pseudopotentials [31]. We adopted the Monkhorst–Pack k-points for the k-points separation of 6 × 16 × 7 and found that the plane wave cut-off energy Ecut-off is 500 eV for Pm-BCN. For the phonon spectra of Pm-BCN, we used the density functional perturbation theory (DFPT) approach [32], and for the electronic band structures of Pm-BCN, we adopted the HSE06 hybrid functional [33]. In addition, we used the Voigt–Reuss–Hill (VRH) approximations [34,35,36] to calculate the bulk modulus and shear modulus.
3. Results and Discussion
The crystal structure of Pm-BCN and its structure along the b-axis are shown in Figure 1a,b, respectively. Blue, gray, and purple spheres represent the B, N, and C atoms, respectively. In addition to the common rings such as the 4- and 6-membered rings in the crystal structures of Pm-BCN, two larger rings, a 10- and a 16-membered ring, are present in the crystal structure, the structures of which are depicted in Figure 1c,d. The 4-membered ring consists of one B, one N, and two C atoms; the 6-membered ring consists of one B, one N, and four C atoms; the 10-membered ring consists of three B, three N, and four C atoms. The 16-membered ring consists of five B, five N, and six C atoms. The conventional Pm-BCN cell contains 12 atoms. Because Pm-BCN has a monoclinic system, the crystal structure of Pm-BCN is not symmetrical, and the position of each atom is different. Boron atoms occupy four positions: B1 1a (0.11803, 0.00000, and 0.20845), B3 1a (0.22107, 0.00000, and 0.73817), B10 1b (0.80293, 0.50000, and 0.62435), and B12 1b (0.59805, 0.50000, and 0.04251); nitrogen atoms occupy four positions: N2 1a (0.78254, 0.00000, and 0.74717), N7 1b (0.18971, 0.50000, and 0.61515), N8 1b (0.87536, 0.50000, and 0.36710), and N11 1b (0.40657, 0.50000, and 0.04285); and carbon atoms occupy four positions: C4 1a (0.88003, 0.00000, and 0.20041), C5 1a (0.71892, 0.00000, and 0.01576), C6 1a (0.29294, 0.00000, and 0.01183), and C9 1b (0.11385, 0.50000, and 0.37443). Table 1 shows the crystal lattice parameters of the B-C-N compounds. The crystal lattice parameters of Imm2 BCN and I-4m2 BCN are close to those previously reported [14]; therefore, the crystal lattice parameters of Pm-BCN reported in this manuscript are both convincing and reliable.
Figure 1
Crystal structures of Pm-BCN (a), Crystal structures of Pm-BCN along b-axis (b), the 10-membered ring structure (c), and the 16-membered ring structure (d).
Table 1
Crystal lattice parameters of Pm BCN and other B-C-N compounds.
a
b
c
β
V
ρ
Pm BCN
GGA
7.2538
2.5387
5.4260
89.960
24.981
2.448
LDA
7.1697
2.5043
5.3334
89.219
23.938
2.555
t-C8B2N2
GGA a
2.5470
10.9470
17.781
3.402
LDA b
2.5250
10.8540
17.092
3.539
Imm2 BCN
GGA
2.5451
2.5658
10.9077
17.808
3.434
GGA c
2.5453
2.5658
10.9169
17.822
GGA d
2.5480
2.5690
10.9130
17.859
LDA
2.5129
2.5313
10.7687
17.125
3.571
LDA c
2.5127
2.5309
10.7659
17.212
I-4m2 BCN
GGA
2.5648
10.9948
18.081
3.382
GGA c
2.5641
10.9892
18.063
GGA d
2.5670
11.0020
18.124
LDA
2.5301
10.8420
17.101
3.525
LDA c
2.5298
10.8396
17.343
a [11], b [10], c [14], d [37].
The stability of Pm-BCN through phonon spectra (Figure 2a), relative enthalpy (Figure 2b), and elastic parameters. In Figure 2a, no curve appears below zero, so Pm-BCN is dynamically stable. We calculated the formation energies of B-C-N compounds as: ΔH = HB/m-xHBN/n-yHdiamond/p. As several B-C-N compounds have an equal number of nitrogen and boron atoms, here, x is equal to z; m, n, and p are the BCN unit and atom numbers of the conventional cell for B-C-N compounds, c-BN, and diamond. The formation energy of Pm-BCN is 0.7182 eV/atom, which is slightly lower than those of o-BC6N-1, t-BC6N-2 [2], B2C2N2-2, B2C2N2-3, B2C2N2-4, and B2C2N2-5 [38]. We found that the Pm-BCN is a metastable phase. Notably, B-C-N compounds with positive formation energies are not unusual [2,4,5,7,8,38].
Figure 2
Phonon spectra of Pm-BCN (a) and the relative enthalpies of B-C-N compounds (b).
For the monoclinic structure, the Born mechanical stability conditions are [39]: C11 > 0, C22 > 0, C33 > 0, C44 > 0, C55 > 0, C66 > 0, [C11 + C22 + C33 + 2 (C12 + C13 + C23)] > 0, (C33C55 − ) > 0, (C44C66 − ) > 0, (C22 + C33 − 2C23) > 0, [C22 (C33C55 − ) + 2 C23C25C35 − C55 − C33] > 0, {2[C15C25 (C33C12 − C13 C23) + C15C35(C22C13 − C12C23) + C25C35 (C11C23 − C12C13)] − [(C22C33 − ) + (C11C33 − ) + (C11C22 − )] + C55B} > 0, and B = C11C22C33 − C11 − C22 − C33 + 2C12C13C23. Table 2 lists the Cij values of Pm-BCN and other B-C-N compounds. Table 2 shows that the elastic constants of Pm-BCN determined by LDA are slightly higher than those determined by GGA. All the elastic constants of Pm-BCN satisfy the above equation for a monoclinic system, proving that Pm-BCN is mechanically stable. We calculated the G and B of B-C-N compounds by using the Voigt–Reuss–Hill approximation [34,35,36]. The B, B, G, and G are given by [38]:
Table 2
Calculated elastic constants (GPa) and elastic moduli (GPa) of Pbca XN, Imm2 BCN, and I-4m2 BCN.
C11
C12
C13
C15
C22
C23
C25
C33
C35
C44
C46
C55
C66
B
G
E
Pm BCN
GGA
339
50
184
8
770
48
0.4
400
10
194
8
75
189
225
153
374
LDA
364
61
212
16
829
59
2
405
20
203
12
73
199
245
154
382
m-B2C3N2
GGA a
723
97
178
11
936
43
7
871
21
326
−2
394
395
351
367
816
m-B3CN3
GGA a
684
123
181
21
841
47
−7
841
63
304
2
375
387
345
346
778
t-C8 B2N2
GGA b
987
39
143
890
368
389
390
379
858
Imm2 BCN
GGA
963
23
144
898
141
395
395
457
343
367
394
GGA c
962
22
143
894
140
819
400
456
343
365
394
839
I-4m2 BCN
GGA
853
45
133
753
377
327
342
358
GGA c
857
47
135
755
377
328
345
358
798
a [5], b [10], c [14].
Young’s modulus E is calculated by E = 9BG/(3B + G), and Table 2 lists the calculated elastic moduli of B-C-N compounds. The elastic moduli of Pm-BCN are less than those of other B-C-N compounds, and larger than those of other light element compounds, such as Pnc2 BN [23], P4/m BN [26], P213 BN [40], B2C3 [41], dz4 BN [42], etc.According the ElAM codes [43], we investigated the anisotropic elastic properties of Pm-BCN. The G, v, and E are illustrated in Figure 3a–e, respectively. The three-dimensional (3D) graphics of G, v, and E of Pm-BCN are not regular spheres, as shown in Figure 3. If a material possesses isotropic properties, its 3D diagram should be a regular sphere, and any shape deviating from a sphere indicates anisotropy [44,45,46,47,48,49,50]. So, we found that the G, v, and E of Pm-BCN exhibit anisotropic elastic properties. The Gmax/Gmin and Emax/Emin ratios are used to characterize the anisotropic elastic properties of G and E, which are 207.12/75.11 = 2.76 and 755.31/221.89 = 3.40 for Pm-BCN, respectively. As shown by the Gmax/Gmin and Emax/Emin ratios, the anisotropic elastic properties of Pm-BCN show that it has a greater shear modulus than B2C3N2 and B2CN2 [5], but a smaller one than BCN2 [4]. BCN2 has the largest Young’s modulus among Pm-BCN, B2C3N2, and B2CN2; B2C3N2 shows the weakest anisotropy in E.
Figure 3
Three-dimensional structure of Gmax (a), Gmin (b), Poisson’s ratio vmax (c), vmin (d), and E (e) of Pm-BCN.
For mechanical anisotropy in G, the shear anisotropy factor is an index of the mechanical anisotropy of atomic bonding in different shear planes. A1, A2, and A3 represent the shear anisotropic factor for the (100) shear plane between [011] and [010] directions, the (010) shear plane between [101] and [001] directions, and the (001) shear plane between [110] and [010] directions, respectively. A1 = 4C44/(C11 + C33 − 2C13), A1 = 4C55/(C22 + C33 − 2C23), A3 = 4C66/(C11 + C22 − 2C11) [51,52]. The A1, A2, and A3 of carbon allotropes of seven B-C-N compounds are illustrated in Figure 4a. We found that the A1, A2, and A3 of isotropic materials should be one; however, as shown in Figure 4a, the A1 of Pm-BCN is much greater than one, whereas the A2 of Pm-BCN is much lower than one, so Pm-BCN exhibits a larger anisotropy at the (100) and (010) shear plane. Among these seven B-C-N compounds, the (100), (010), and (001) shear planes of t-C8B2N2 show minimal differences, implying that the anisotropies at the three planes of the shear modulus of t-C8B2N2 are similar. The B along the a, b, and c axes, B, B, and B, were calculated as [51,53]: B = Λ/(1 + α + β), B = B/α, and B = B/β, and Λ = C11 + 2C12 + C22α2 + 2C13β + C33β2 + 2C23αβ, α = [(C11 − C12)(C33 − C13) − (C23 − C13)(C11 − C13)]/[(C33 − C13) (C22 − C12) − (C13 − C23)(C11 − C13)], and β = [(C22 − C12)(C11 − C13) − (C11 − C12)(C23 − C12)]/[(C22 − C12)(C33 − C13) − (C12 − C23) (C13 − C23)]. The anisotropy of the bulk moduli along the a and c directions with respect to the b directions are described by: A = B/B, A = B/B. Figure 4b,c shows the B, B, A, and A of the seven B-C-N compounds. The B and B of the seven B-C-N compounds differ. The B of BCN2 is the largest, and Pm-BCN exhibits the smallest linear bulk modulus B. Although BCN2 has the largest linear bulk modulus B, its linear bulk modulus B is the smallest. Figure 4c shows that the anisotropy of B along the a direction, A, of t-C8B2N2 and I-4m2 BCN, and the A of B2N2C3 and B3N3C are very close to one, indicating that the B of these materials is less anisotropic along the a and c axes. Additionally, Pm-BCN exhibits the largest anisotropy in A, and BCN2 has the largest anisotropy in A.
Figure 4
Anisotropy factor A1, A2, and A3 (a); linear bulk modulus B, B, and B (b); A and A (c) for Pm-BCN.
The electronic band structure and the PDOS of Pm-BCN obtained by the HSE06 function are shown in Figure 5, where the dashed line of zero energy (0 eV) indicates the Fermi level (EF). The valence band maximum (VBM) of Pm-BCN is located at Z (0.0, 0.0, 0.5), and its conduction band minimum (CBM) appears at A (0.5, 0.5, 0.0). Pm-BCN has an indirect and wide band gap of 2.458 eV, therefore it is clearly a semiconductor. The PDOS can be divided into three parts: the first region ranges from −23 to −18 eV, the second region ranges from approximately −16 eV to the Fermi level, and the third region ranges approximately from 2.5 to 10 eV. The first region is dominated from the p orbital, which is primarily from the N-s, C-s, and C-p orbitals. The N-p state and C-s orbitals provide a major contribution to the −16 to −12 eV of the second region. From −12 eV to the Fermi level, the distributions of the B-p, C-p, and N-p orbitals are much greater than that of s orbitals. From 2.5 to 10 eV, the distribution of N-p orbitals is slightly smaller than that of B-p and C-p orbitals. To further understand the chemical bonds, Figure 6 plots the electron localization function (ELF) of Pm-BCN. ELF is an excellent measure of the strength of covalent bonds. Here, B-C and B-N bonding are strongly covalent, whereas the C-N bonding is weakly covalent. The band decomposed charge densities of VBM and CBM of Pm-BCN are depicted in Figure 6b,c, respectively. The B atom is the main contributor to the CBM; the C atom contributes a small amount to the CBM but is the main contributor to the VBM; and the N atom makes a small contribution to the VBM.
Figure 5
Band structure and the partial density of states (PDOS) of Pm-BCN.
Figure 6
Electronic localization functions (a) and band decomposed charge densities of VBM and CBM (b,c) of Pm-BCN.
4. Conclusions
Based on DFT calculations, in this study, we designed and predicted a new light-element compound, Pm-BCN. First, by analyzing the phonon spectrum, we found that the elastic constants and relative enthalpy of Pm-BCN are theoretically stable. Second, we found that Pm-BCN has an indirect and wide band gap and is a semiconductor material. Third, we showed that the B10 position is the main contributor to the CBM, the C9 position provides a small contribution to the CBM but the main contribution to the VBM, and the N8 position is a minor contributor to the VBM. Finally, we found that the elastic anisotropy in E and the G of Pm-BCN are slightly smaller than those of BCN2 according to Emax/Emin and Gmax/Gmin, whereas the shear anisotropy factor A2 and the anisotropy of B along the a direction with respect to the b direction A of Pm-BCN are smaller than those of t-C8B2N2, I-4m2 BCN, Imm2 BCN, B2N2C3, BNC2, and B3N3C.