Literature DB >> 35588125

Sensitivity of discrete symmetry metrics: Implications for metric choice.

Allen Hill1, Julie Nantel1.   

Abstract

Gait asymmetry is present in several pathological populations, including those with Parkinson's disease, Huntington's disease, and stroke survivors. Previous studies suggest that commonly used discrete symmetry metrics, which compare single bilateral variables, may not be equally sensitive to underlying effects of asymmetry, and the use of a metric with low sensitivity could result in unnecessarily low statistical power. The purpose of this study was to provide a comprehensive assessment of the sensitivity of commonly used discrete symmetry metrics to better inform design of future studies. Monte Carlo simulations were used to estimate the statistical power of each symmetry metric at a range of asymmetry magnitudes, group/condition variabilities, and sample sizes. Power was estimated by repeated comparison of simulated symmetric and asymmetric data with a paired t-test, where the proportion of significant results is equivalent to the power. Simulation results confirmed that not all common discrete symmetry metrics are equally sensitive to reference effects of asymmetry. Multiple symmetry metrics exhibit equivalent sensitivities, but the most sensitive discrete symmetry metric in all cases is a bilateral difference (e.g. left-right). A ratio (e.g. left/right) has poor sensitivity when group/condition variability is not small, but a log-transformation produces increased sensitivity. Additionally, two metrics which included an absolute value in their definitions showed increased sensitivity when the absolute value was removed. Future studies should consider metric sensitivity when designing analyses to reduce the possibility of underpowered research.

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Year:  2022        PMID: 35588125      PMCID: PMC9119531          DOI: 10.1371/journal.pone.0268581

Source DB:  PubMed          Journal:  PLoS One        ISSN: 1932-6203            Impact factor:   3.240


Introduction

Assumptions of bilateral symmetry in the lower limbs during healthy gait are implicit to much of gait research, and many studies collect and report data from only one side of the body, or report the average both sides [1]. Nevertheless, Sadeghi et al. [1] found evidence for the presence of both symmetric and asymmetric characteristics of kinematic and kinetic aspects of gait among healthy people. Furthermore, several populations, including those diagnosed with Parkinson’s disease (PD) or who have experienced stroke, have unilateral neural pathologies which cause distinct gait asymmetries compared to healthy controls [2-6]. These gait asymmetries are of interest in pathological populations for tracking disease progression or rehabilitation progress [6-8]. Measurements of gait asymmetry can be grouped into two classes, discrete and continuous metrics, which either compare two scalar numbers or two continuous time-series. In this paper, we will focus primarily on the more common class of symmetry measures: discrete symmetry metrics (DSM). Sadeghi et al. [1] and Viteckova et al. [9] published reviews of literature analyzing gait symmetry which identified five discrete symmetry metrics commonly used in the literature [10-14]. The first of these five discrete symmetry metrics, a ratio, was introduced by Seliktar and Mizrahi [10] for analyzing asymmetry of ground reaction forces. Robinson et al. [11] also measured symmetry in ground reaction forces with a new metric, commonly referred to as the symmetry index. Vagenas and Hoshizaki [12] introduced a third discrete symmetry metric while analyzing the asymmetry of lower limb kinematics. Plotnik et al. [13] introduced a new metric to assess the relationship between gait asymmetry and freezing of gait in PD. Another metric was proposed by Zifchock et al. [14] to address issues of previous DSMs related to the choice of reference value [11]. Additionally, a research group from Newcastle University uses another metric on a number of spatiotemporal gait variables [15, 16], and two new DSM have been recently proposed by Queen et al. [17] and Alves et al. [18]. Despite their conceptual equivalence, the different defining equations for all of these DSM produce unique numeric results which are not directly comparable [19]. Likewise, these metrics produce different standardized effect sizes and findings of significance for the same underlying effect of asymmetry [17-20]; these results suggest that metrics are not equally powered to detect effects of asymmetry [21]. Achieving adequate power (e.g. power > 0.8) is an important factor in experimental design [21], therefore, understanding the differences in DSM sensitivity to effects of asymmetry may allow the design of better powered experiments. No previous studies comparing common DSM were designed to directly assess metric sensitivity, in terms of power to detect an effect of asymmetry. Statistical power is a function of sample size, significance criterion, and the effect size [21]. A power analysis known as “sensitivity power analysis” in G*Power [22] can analytically calculate power for many statistical tests given a significance criterion, sample size, and effect size. However, symmetry metric sensitivity cannot be assessed in this way because it remains unclear how a given underlying effect of asymmetry translates to standardized effect sizes for each symmetry metric [18]. Additionally, the sensitivity of various symmetry metrics cannot be precisely assessed using (finite) experimental data as a reference effect of asymmetry because observed effect sizes have inherent error, as point estimates, which would propagate to estimates of sensitivity [21]. Data from observational studies which lack known true effects, as in some previous studies [17, 19, 20], are particularly ill-suited for comparing symmetry metric sensitivity because false positives could overestimate metric sensitivity. To ensure applicability to a range of populations and study designs, the sensitivity of symmetry metrics should be assessed on a wide range of effects. Precise estimates of power require large amounts of data that could be prohibitive to collect experimentally. A Monte Carlo simulation is a convenient method to generate the large volume of data needed to accurately estimate power while ensuring that a broad range of factors of effect size (e.g. mean difference and group/condition variability) are evaluated. Therefore, as previous studies have covered the literature with respect to the validity of general assumptions about the degree of asymmetry present in gait [1], and with respect to the breadth of commonly used symmetry metrics and data analyzed for gait symmetry [9], the purpose of this study is to provide a comprehensive assessment of the sensitivity of common discrete symmetry metrics using power simulations and unreported data from a previous study [23] to validate simulation assumptions. This study will aid the design of future studies by informing authors which metric(s) are appropriate to maximize the power to detect asymmetry for their experimental design.

Materials and methods

Power simulation

Discrete symmetry metrics are all mathematical functions which accept two arguments (which can be any set of bilateral variables, e.g., left and right step swing time, affected and unaffected joint range of motion, etc.). We represent a generic symmetry function as S(x, y). We assume that the inputs x and y are independent, normally distributed (an assumption made by many parametric tests), have the same sign, and have the same shape with a variability σ (e.g., group, condition): As noted by Alves et al. [18], a key characteristic of symmetry metrics is the relative difference between x and y, the ratio y/x. Therefore, Eq (2) can be simplified to Where R = y/x and represents the asymmetry magnitude. Eq (3) describes the general form that was used for randomly sampling data (parameterized by R and σ) and subsequent evaluation by a symmetry metric S. Discrete symmetry metrics from eight previously published papers [10–14, 16–18] were included, based on presence in previous reviews, number of citations, or if recently proposed as improvements on previous metrics. Two metrics [13, 16] are defined with absolute values and solely assess asymmetry magnitude; to enable consistent comparisons between metrics, these two metrics were assessed with and without the absolute value applied. As well, Alves et al. [18] proposed a weighting factor for their metric based on the standard deviation of the input data; the weighted and unweighted metric were evaluated. The standard deviation used in the weighting factor was the σ value from the set of parameters for a given test, which will produce a best-case estimate of power, as the true standard deviation would not be known for real data. Simulated data was randomly sampled with standard deviation σ = [0.01,1], and with an asymmetry magnitude of R = [1,5]. This range of parameters is expected to be sufficient to extrapolate metric behavior to untested parameters. Statistical power can be estimated as the proportion of significant test results when comparing simulated symmetric data (where R ≅ 1) to asymmetric data (where R ≠ 1) using a paired t-Test. Significance was defined as α = .05, and test sample sizes of N = [10,100] were evaluated. For every combination of testing parameters (R, σ, sample size N), all metrics were tested on the same randomly sampled data, to prevent extreme values from unevenly affecting metrics, and power was estimated from the proportion of 20 million tests. The rate at which metrics’ power increases versus asymmetry magnitude distinguishes metric sensitivity. Sufficient power was defined as >0.8, and a difference between metrics of >0.1 in R at the 0.8 power threshold was deemed a practically significant difference in metric sensitivity.

Experimental data

A previously published study from these authors used a split-belt treadmill to mechanically induce asymmetric gait [23]. Kinematic data were collected at a frequency of 100 Hz using the Computer Assisted Rehabilitation Environment (CAREN; CAREN-Extended, Motekforce Link, Amsterdam, NL) which includes an instrumented split-belt treadmill (Bertec Corp., Columbus, OH) and a 12 camera Vicon motion capture system (Vicon 2.6, Oxford, UK). Gait speed during tied-belt walking was set at 1.2 m/s, while during split-belt walking, the left belt maintained the 1.2 m/s speed and the right belt was slowed to 80% of the left belt, 0.96 m/s. Gait trials lasted 200 s, and the first 25 s were ignored to ensure participants had reached a steady-state. Gait events were calculated using an algorithm based on the local extrema of the vertical position and velocity of the heel marker [24]. Swing time was calculated in units of percent stride; future references to swing time will omit mention of the units. Swing time asymmetry was compared between tied and split-belt walking, as previous studies show that split-belt walking causes immediate changes in stance and swing time [25]. Swing time asymmetry was evaluated using all metrics. For comparison to modelling assumptions made in the power simulations, normality of left and right swing times were assessed using the Anderson-Darling test, and Bartlett’s test was used to test equality of variances between left and right sides. Tied and split-belt conditions were compared using a paired t-Test. All statistical tests used α = 0.05. All simulations and analyses were performed using the Julia programming language [26] using custom code [27].

Results

General metric characteristics

All discrete symmetry metrics evaluated here are shown in Table 1, including their defining equations and important characteristics (the value for perfect symmetry, the limits of the functions for positive inputs, and whether the metric has a directional output—an output which uniquely signifies which input, x or y, is larger/smaller). The order of x and y arguments have been adjusted, when necessary, such that a larger y always produces a positive asymmetry value for every metric. Symmetry metrics are abbreviated as the first three letters of the first author followed by the last two digits of the publication year, and metrics with an absolute value are distinguished by an absolute value function annotation, e.g. “abs(Plo05)”.
Table 1

Discrete symmetry metrics.

MetricDefinitionPerfect symmetryLimits (x→∞,y→∞)Directional
Seliktar and Mizrahi (Sel86) [10] Sx,y=yx 10,∞Y
Robinson et al. (Rob87) [11] Sx,y=y-xy+x200 0-200,200Y
Vagenas and Hoshizaki (Vag92) [12] Sx,y=y-xmaxx,y100 0-100,100Y
Plotnik et al. (Plo05) [13] Sx,y=lnyx100 00,∞N*
Zifchock et al. (Zif08) [14] Sx,y=45°-atandxy90°100 0-50,50Y
Rochester et al. (Roc14) [16] Sx,y=y-x 0∞,∞N*
Queen et al. (Que20) [17] Sx,y=y-xmax0,x,y-min0,x,y 0-1,1Y
Alves et al. (Alv20) [18] Sx,y=y-x2x2+y2 0-1,1Y
Alves et al. (Alv20b) [18] Sx,y,σ=y-x2x2+y21-2σ2σ2+x2+y2 0-1,1Y

*Removing the absolute value enables directional output.

†These limits are accurate for inputs of the same sign, however, many of the discrete symmetry metrics can produce larger values for inputs of differing signs (not including Plotnik et al. [13], where the logarithm requires identically signed inputs).

*Removing the absolute value enables directional output. †These limits are accurate for inputs of the same sign, however, many of the discrete symmetry metrics can produce larger values for inputs of differing signs (not including Plotnik et al. [13], where the logarithm requires identically signed inputs). As sample size increases and group/condition variability decreases, all metrics reach sufficient power at a lower asymmetry magnitude (Fig 1A vs 1B and 1A vs 1C). When R = 1 (a true null effect), average power was approximately equal to the critical alpha, 0.049 ≅ α. Six metrics (Rob87, Vag92, Plo05, Zif08, Que20, and Alv20) display practically equivalent sensitivity for all variabilities and sample sizes (Fig 1). The ratio (Sel86) ceases to asymptotically approach 100% power for variability greater than 0.25, regardless of sample size; at the largest sample size (100) and variability (1.0), sufficient power was not reached for the largest asymmetry magnitude (power = 0.79). In contrast, the abs(Plo05) metric approached 100% power for the entire range of variabilities, but increased in power much slower than the ratio. The slow increase in power of the Sel86 and abs(Plo05) metrics compared to all other metrics was practically significant for all sample sizes, and increased with variability (Figs 1 and 2). The abs(Plo05) and abs(Roc14) metrics both show large decreases in power compared to their respective non-absolute valued versions and increase in power with asymmetry magnitude much slower in comparison (Fig 1). The Roc14 and Alv20b metrics reached sufficient power quicker than other metrics for all variabilities and sample sizes, however meaningful differences between these and other metrics only exist for variability greater than 0.25. The Alv20b metric (with the weighting factor) increases in power faster than the unweighted (Alv20) version, however, this difference is only practically relevant for variabilities greater than 0.5.
Fig 1

Estimated power vs. asymmetry magnitude.

Estimated power for (A) a sample size of 15 and a variability of 0.50. (B) a sample size of 35 and a variability of 0.50. (C) a sample size of 15 and a variability of 0.32.

Fig 2

Minimum sample size to achieve sufficient power (80%).

Shown at a variability of (A) 0.50 and (B) 0.32. The maximum and minimum sample tested were 100 and 10, respectively. Lower asymmetry magnitude and smaller N (i.e. closer to the bottom left corner) represents higher sensitivity.

Estimated power vs. asymmetry magnitude.

Estimated power for (A) a sample size of 15 and a variability of 0.50. (B) a sample size of 35 and a variability of 0.50. (C) a sample size of 15 and a variability of 0.32.

Minimum sample size to achieve sufficient power (80%).

Shown at a variability of (A) 0.50 and (B) 0.32. The maximum and minimum sample tested were 100 and 10, respectively. Lower asymmetry magnitude and smaller N (i.e. closer to the bottom left corner) represents higher sensitivity.

Experimental results

Gait trials from fifteen healthy, young adults (7 female, 23.4 ± 2.8 years (mean ± s.d.); 72.3 ± 13.5 kg; 170.2 ± 8.1 cm) were analyzed [23]. Table 2 reports the average and standard deviation of the swing time, calculated from 140 strides per trial, and the equivalent magnitude asymmetry and variability in the format used in the power simulations. Left and right swing times for both tied and split-belt conditions passed the Anderson-Darling test of normality (p > 0.46). Both tied and split-belt conditions passed Bartlett’s test of equality of variances between the left and right sides (p > 0.44). Results for swing time asymmetry evaluated with all metrics are reported in Table 3. All metrics produced significant differences (p < .001).
Table 2

Swing time.

ConditionLeft (%)Right (%)Asymmetry magnitude (R)Variability (σ)
Tied-belt38.6 ± 0.6738.9 ± 0.671.010.017
Split-belt40.5 ± 1.336.2 ± 1.11.120.033
Table 3

Swing time asymmetry.

MetricMean difference*95% CIt(15)dunbiased
LowerUpper
Seliktar and Mizrahi [10]-0.114-0.131-0.0963-14.24.03
Robinson et al. [11]-12.0-14.0-10.0-13.03.80
Vagenas and Hoshizaki [12]-11.3-13.1-9.61-14.14.03
Plotnik et al. [13]-12.0-14.0-10.0-12.93.79
Plotnik et al. [13] (abs)10.17.4712.78.293.25
Zifchock et al. [14]-3.82-4.44-3.19-13.03.81
Rochester et al. [16]-4.61-5.39-3.82-12.63.71
Rochester et al. [16] (abs)3.862.834.888.093.17
Queen et al. [17]-0.113-0.131-0.0961-14.14.03
Alves et al. [18]-0.0599-0.0697-0.0501-13.13.82
Alves et al. [18] (weighted)-0.0575-0.067-0.0481-13.03.82

*Mean difference refers to the average of the pair-wise group difference between tied- and split-belt walking conditions.

*Mean difference refers to the average of the pair-wise group difference between tied- and split-belt walking conditions.

Discussion

The results of the power simulation follow several basic principles of statistical power: power for a true null effect is equivalent to the critical alpha, power increases with effect size (e.g. increases in asymmetry magnitude and decreases in variability) and sample size [21]. Our results confirm that symmetry metrics assessed in this study exhibit different power for the same underlying effects of asymmetry, particularly for small effects. Two metrics (Roc14 and Alv20b) were highly sensitive and robust to increased variability, two metrics (Sel86 and abs(Plo05)) show poor sensitivity to small effects and high variability. Finally, six metrics (Rob87, Vag92, Plo05, Zif08, Que20, Alv20) exhibited similar sensitivity, at slightly less than the non-absolute value Roc14 and Alv20b metrics. Additionally, the swing time asymmetry results validated assumptions made for the power simulation (independent and normally distributed inputs with equal variances) and were situated within the range of asymmetry magnitudes, variabilities, and sample sizes tested in the power simulation. The use of the split-belt treadmill to mechanically induce asymmetric changes in swing time prevents the occurrence of false positive test statistics and allows greater confidence in assessing sensitivity based on differences in findings of significance among the metrics. Despite this, several aspects of the swing time results demonstrate the need for power simulations to assess metric sensitivity. First, the large effect sizes demonstrate that every metric was highly powered to detect the effect of asymmetry in swing time, and the unanimous findings of significance for this large effect of asymmetry does not preclude disagreement at smaller effect sizes (i.e. any differences in metric sensitivity are ambiguous in this data). This ambiguity in metric sensitivity due to large effect sizes is similarly apparent when effect size (Cohen’s d) is manually calculated from several gait variables in the results of Patterson et al. [19, Table 1]. Second, all things being equal (sample size, significance criterion), power is a direct function of effect size [21]. However, the inherent uncertainty of observed effect sizes is emphasized by the mismatch between the order of effect sizes in Table 3 and the general results of the power simulation: The abs(Plo05) and Roc14 metrics exhibit the two smallest effect sizes for swing time, despite the power simulation showing large differences in power between these metrics for small asymmetry magnitudes with non-negligible variability. Similarly, the ratio (Sel86) produced the largest effect size, which could falsely support an interpretation of high sensitivity, but a key behavior of the ratio (lack of robustness to high variability compared to other metrics, see Fig 1) is not apparent in the swing time results, due to the low group variability in swing time. The poor sensitivity of the Sel86 metric in the presence of non-negligible variability is due to the definition of symmetry as a ratio. The distribution of a ratio of two normally distributed random variables is a Cauchy distribution—which has an analytically undefined variance. In practice, this can lead to a large variance that obscures mean differences that might otherwise be significant. In contrast, the power simulation suggests that the Rochester et al. [16] metric without the absolute value, a simple difference, is the most sensitive, with a caveat that it is the only metric which is not normalized by a reference value. The weighted Alves et al. [18] metric is a normalized alternative that has practically equivalent sensitivity. All other symmetry metrics evaluated here produce relative bilateral differences, such that the asymmetry of S(x, y) ≠ S(x + c, y + c); this is also called “scale invariance” by Alves et al. [18] who asserted that symmetry metrics should display this behavior. The lack of scale invariance by the Roc14 metric may be mitigated in some cases via the addition of a covariate to a statistical test. Alternately, all the other metrics assessed here [11, 12, 14, 17, 18] are scale invariant, practically equivalent in sensitivity to effects of asymmetry, and only slightly less sensitive than the metric proposed by Rochester et al. [16]. A strength of this study is that the parameters (asymmetry magnitude and variability) of the power simulation are the major factors in effect sizes, and therefore the power simulation essentially simulated different effect sizes. This allows the results of the power simulation to generalize to more statistical tests than the paired t-test used here. However, real data may not exhibit all the characteristics (asymmetry magnitudes and variability) and assumptions (independent and normally distributed inputs with equal variances, asymmetric data compared to symmetric baseline). Our simulation code and results are available in Zenodo and can be further explored or expanded to test characteristics or assumptions not made here [27].

Recommendations

The results of this study show that multiple symmetry metrics demonstrate sufficient sensitivity for a broad range of data. However, several practices may reduce the isolation of results based on the numeric differences in the results of various symmetry metrics. First, reporting of bilateral data in addition to symmetry metric results enables the direct calculation of asymmetry with alternate symmetry metrics and aids in comparisons to other studies and/or populations. Second, in the context of a population analyzed using affected/unaffected sides instead of left/right, reporting the bilateral data for both affected/unaffected and left/right, along with the correlation between affected side and limb dominance, communicates valuable information that cannot be otherwise inferred. Third, in agreement with the conclusions of Patterson et al. [19], a ratio is a more intuitive format for reporting results than other metrics. To improve the communication of results while maintaining a higher power for statistical testing, a metric with good sensitivity could be used for the statistical analysis, and then the results of the analysis—means and confidence intervals—could be transformed to ratios for reporting; such an approach would combine the strengths of a more sensitive metric and the intuitiveness of a ratio. Confidence intervals would need to be used because the lower and upper bounds can be exactly transformed between metrics, while differences in how each metric affects variability prevents the conversion of standard deviations between metrics.

Conclusion

In this study, we compared commonly used discrete symmetry metrics using power simulations and real data to demonstrate that metrics exhibit different sensitivities to the same underlying effects of asymmetry. Two metrics, published by Rochester et al. [16] (when used without an absolute value) and Alves et al. [18], display excellent sensitivity to a broad range of data characteristics. However, some metrics display very poor sensitivity when data is highly variable, therefore we suggest that future studies consider metric sensitivity to reduce the possibility of underpowered research. 16 Feb 2022
PONE-D-21-30790
Sensitivity of discrete symmetry metrics: implications for metric choice
PLOS ONE Dear Dr. Nantel, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Apr 02 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes ********** 2. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: I Don't Know ********** 3. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes ********** 4. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: Main feedback to the author The authors have investigated the sensitivity of different discrete symmetry metrics available in the literature. The topic is of interest to help researchers, clinicians, and other professionals of interest to investigate symmetry as, for example, a recovery indicator based on a sound and robust methodology. In this study, the authors have first considered a theoretical approach to investigate the sensitivity of the included discrete symmetry metrics. In a second step, gait data was considered to experimentally verify the robustness of the discrete symmetry metrics investigated. This is a very elegant and valid approach. However, considering the broad range of signals available in both healthy and pathological populations exhibiting asymmetric characteristics, restricting the analyses only to bilateral signals with the same sign, e.g., positive, potentially is not the most representative approach. The current analyses exclude relevant signals, e.g., kinetic data, which could contribute to understanding better the asymmetry in multiple populations. I strongly suggest the authors reconsider this and the aspects described below to improve the manuscript quality. The following comments need to be addressed: Major issues Line 114: I would appreciate it if the authors could comment on the definition of R = [1,5]. This approach only includes variables with the same sign (x and y > 0, for example), which is not fully representative of kinetic data, for example. I would agree with this definition if the authors would only be interested in spatiotemporal aspects (or any other signal only with positive OR negative signs). If this is the case, the type of signal of interest must be referred to on line 96, i.e., x and y are considered to always have the same sign. However, if the authors choose this strategy the usability of this manuscript will be limited and it should be included in the limitations. I would suggest including another range that crosses zero and experimental data that reflects it (e.g., ground reaction forces in the anteroposterior direction, which may be used in stroke populations – the authors refer to this population in line 38). General comment for the results section: it is difficult to follow the figures and the results section with the multiple references and labels used in both the text and the figures’ captions. Please be consistent: either use the abbreviations you have in the figures or use the references in the figures. I would strongly advise using abbreviations as a simple and efficient solution. This should ideally be introduced in the Methods section (line 104). Please also refer to the figures’ panels (e.g., Figure 1 A) when describing the results within the text. Line 273: I recommend caution with this statement since the authors did not investigate other types of signals. It is currently unknown what would happen in scenarios that lead to “artificial inflation”. Furthermore, considering the results described in lines 163 – 166, this recommendation could mislead future results comparisons. Minor issues Line 45: While I understand what the authors refer to, I would suggest rethinking the use of "discrete symmetry metric". Potentially, a reference to “method” instead of “metric” could improve manuscript readability. Why did the authors use the abbreviation DSM only in the introduction? I would suggest using DSM across the whole text or using only the long-form. Line 104: Please refer to the discrete symmetry metrics, potentially with abbreviations as done in the figures’ captions. This will help the manuscript's readability. Lines 149 – 151: Please specify in which discrete symmetry metrics the order of x and y was adjusted. Lines 158 – 160: I assume the authors are comparing Figure 1 A to Figure 1 B and Figure 1 A to Figure 1 C. However, it would be helpful if the authors could guide better the reader through this result. This is a relevant figure to understand the sensitivity of the different discrete symmetry metrics and the discussion/findings. Line 163: please be consistent with the range you report. A range of [0,1] (in figures for example) and [0,100] may represent the same but it should be reported consistently. Line 164: why did the authors use a value on line 164 (0.25) and another in the figures (0.32)? Lines 164 – 166: where can the reader see this result? It would be helpful if the authors could explain this better. Lines 166 – 168: I assume that “the absolute value Plotnik et al. [13]” refers to abs(Plo05). From what I can see, abs(Plo05) did not reach 100% power for all variabilities (Figure 1 A). Lines 168 – 170: How can we see this effect (slow increase in power) in Figure 2 if Figure 2 refers to “Minimum sample size to achieve sufficient power (80%)”? Is this not supposed to be read together with Figure 2? Lines 168 – 170 and 173 – 175: The authors report in the results section that some discrete symmetry metrics increase in power faster than others. Considering this, I would expect the authors to have discussed this in this section. What could be consequences (and even recommendations) following such a result? Lines 175 – 176: where can this be observed in Figure 1? The three panels refer to variability greater than 0.25. Line 192 – 193: throughout the manuscript, the reader can read “swing time proportion”, “swing time percent” (line 135), and only “swing time”. Keeping it consistent would help the manuscript’s readability. Lines 197 – 198: the authors did not report swing time asymmetry evaluated with all metrics in Table 3. The mean difference was reported. Please keep this consistent and explain what the mean difference refers to. Line 202: Swing time (%) proportion asymmetry or swing time (s) asymmetry? Please be consistent throughout the manuscript. Figures: the figures are beautiful. Consistent, good choice of colors, and appropriate size. I like very much the strategy to aggregate the discrete symmetry metrics with very similar results – it improves the figure a lot! I only have very minor suggestions: Figure 1: It would be very helpful if the authors could include in each panel the sample size and the variability used. Figure 2: It would also be very helpful if the authors could include in each panel the variability used. Table 3: Expanding the captions would be of great help for the reader. Your paper could be better understood, in my perspective. For example, briefly describe what mean difference refers to. Lines 209 – 215: this is results repetition (lines 160 – 163, for example) – all valid and important results. Considering the large number of investigations that are based on some of the discrete symmetry metrics tested in this study that had poor sensitivity (e.g., the ratio [10]) or similar sensitivity (e.g., Robinson et al. [11], Zifchock et al. [14]), the authors could expand this. Lines 243 – 244: from what I can observe in Figure 2, Rochester et al. [16] is not the most sensitive. Rochester et al. [16] and the weighted Alves et al. [18] have the same sensitivity. I could also not find this result before. Please reconsider either here or in the results section to keep consistency. Line 262: What do the authors mean by “continued use of multiple symmetry metrics”? To use multiple discrete symmetry metrics without considering their sensitivity? This would be opposite to lines 272 – 273. Reviewer #2: The authors verified the sensibility of metrics employed by the literature to calculate gait (a)symmetry. The study has the potential in supporting further studies in selecting the most appropriate metrics to examine gait asymmetry. Although, in my opinion, the study might be relevant, I think some segments of the manuscript should be strengthened. For instance, even though it is not the intention, the authors should explain in more detail the clinical/functional relevance of studying gait asymmetry. Mainly, what I am struggling with is the end segment of the study, since, considering the title (“Sensitivity of discrete symmetry metrics: implications for metric choice”), I was expecting a recommendation in terms of the most appropriate metric to select to calculate gait symmetry. If it is not possible because metrics may have pros and cons, I would recommend a list mentioning these pros and cons aspects to guide future research in the field. Specific comments - Introduction - Across paragraph 1 The authors introduced the topic and briefly discussed clinical aspects of gait asymmetry. I believe it is possible to strengthen by including the clinical and functional relevance of examining gait asymmetry. Perhaps these questions might help: In gait study, what is the implication of gait asymmetry? If gait asymmetry is implicit in humans, why is important to reduce gait asymmetry in the neurological population? Also, briefly, what are the physiological, neural, and/or biomechanics underlying mechanism related to gait asymmetry that makes this topic relevant to study? Introduction paragraph across lines 48-59 - I am confused with the information in this paragraph; 1. the authors referred to 5 discrete methods. However, if I understood it correctly, there were 8 described metrics (DSMs) (Refs. 10, 11, 12, 13, 14, 15 and 16, 17 and 18) So, was it 5 or 8, or Did I miss something? 2. As the information is described in this paragraph, I could not understand whether there are differences and overlaps between the matrics. I recommend the authors review the paragraph clarifying in more detail what made the metrics different. I 3. The authors should call table 1 here and maybe include more information in the table to discriminate or link the information of the metrics Methods, lines 106 – 108 “Two metrics [13,16] are defined with absolute values and solely assess asymmetry magnitude; to enable consistent comparisons between metrics, these two metrics were assessed with and without the absolute value applied.” - I believe being important to explain better this segment, meaning what did the authors mean to say using absolute value and magnitude? how do the studies differentiate that? Experiment results - If it is possible, as the authors addressed the relevance of power, I strongly recommend the authors to include a column in tables indicating the current power for the comparisons. Recommendation sections – Discussion - In my opinion, as a recommendation, I suggest including a bulleted list indicating the main points found by the authors. This could help guide further study in gait asymmetry. Discussion Somehow, to me, it would be important to readers if the authors could include some discussion about the clinical implication of selecting one or another metric of gait asymmetry Discussion - I recommend including a limitation subsection. I noticed that the authors described some limitations across the discussion, but I strongly recommend summarizing the limitation in a specific section. Conclusion - In my opinion, the conclusion needs to be improved in terms of indicating the most appropriate metric(s), as it was implicitly mentioned in the title. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. 8 Mar 2022 A response to reviewers file has been uploaded with the updated manuscript Submitted filename: response-to-reviewers.docx Click here for additional data file. 26 Apr 2022
PONE-D-21-30790R1
Sensitivity of discrete symmetry metrics: implications for metric choice
PLOS ONE Dear Dr. Nantel, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Jun 10 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
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For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols. We look forward to receiving your revised manuscript. Kind regards, Tuhin Virmani Academic Editor PLOS ONE Journal Requirements: Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #1: All comments have been addressed Reviewer #2: All comments have been addressed ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #1: Yes Reviewer #2: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #1: Yes Reviewer #2: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #1: Yes Reviewer #2: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #1: Yes Reviewer #2: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: Thank you for your effort to address all my comments - they were adequately addressed and the quality of the manuscript is improved. I have no further comments. Reviewer #2: The authors answered my inquiries. Although I agree that (as I highlighted in my previous comments) the clinical relevance of the metrics is not part of the aim, I believe clinicians and researchers-related will not only make the decision about metrics only based on sensibility but also on what is the clinical relevance of the metrics for their population of interest. This is why I do believe it was important to strengthen the clinical relevance of the metrics in the first place since it would increase further the potential of the manuscript in supporting studies with selecting asymmetry metrics. However, as I mentioned, I agree it is not part of the aim, and I am okay with the authors’ response and decision to not include it. My only specific comment is with the conclusion (line 280-281) in which I think the authors should add a note reinforcing that the metric of Rochester et al., [16] displayed excellent sensitivity when the absolute value was not considered. Then, the information here would be consistent with the argument in lines (240-241). If the authors agree, a suggestion can be: “Two metrics, published by Rochester et al. [16] (without considering absolute value) and Alves et al. [18], display excellent sensitivity to a broad range of data characteristics. ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No Reviewer #2: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.
29 Apr 2022 We thank reviewer 2 for their continued dedication to improving the content and communication of our study. We have accepted (with a minor rephrasing) the suggested modification to the sentence (line 280-281) in the conclusion. The sentence now reads as “Two metrics, published by Rochester et al. [16] (when used without an absolute value) and Alves et al. [18], display excellent sensitivity to a broad range of data characteristics.” Submitted filename: Response_R2.docx Click here for additional data file. 3 May 2022 Sensitivity of discrete symmetry metrics: implications for metric choice PONE-D-21-30790R2 Dear Dr. Nantel, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Tuhin Virmani, MD, PhD Academic Editor PLOS ONE 11 May 2022 PONE-D-21-30790R2 Sensitivity of discrete symmetry metrics: implications for metric choice Dear Dr. Nantel: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Tuhin Virmani Academic Editor PLOS ONE
  22 in total

1.  Gait asymmetry in patients with Parkinson's disease and elderly fallers: when does the bilateral coordination of gait require attention?

Authors:  Galit Yogev; Meir Plotnik; Chava Peretz; Nir Giladi; Jeffrey M Hausdorff
Journal:  Exp Brain Res       Date:  2007-03       Impact factor: 1.972

2.  G*Power 3: a flexible statistical power analysis program for the social, behavioral, and biomedical sciences.

Authors:  Franz Faul; Edgar Erdfelder; Albert-Georg Lang; Axel Buchner
Journal:  Behav Res Methods       Date:  2007-05

3.  Online gait event detection using a large force platform embedded in a treadmill.

Authors:  Melvyn Roerdink; Bert H Coolen; Bert H E Clairbois; Claudine J C Lamoth; Peter J Beek
Journal:  J Biomech       Date:  2008-07-26       Impact factor: 2.712

4.  Independent domains of gait in older adults and associated motor and nonmotor attributes: validation of a factor analysis approach.

Authors:  Sue Lord; Brook Galna; Joe Verghese; Shirley Coleman; David Burn; Lynn Rochester
Journal:  J Gerontol A Biol Sci Med Sci       Date:  2012-12-18       Impact factor: 6.053

5.  Predicting first fall in newly diagnosed Parkinson's disease: Insights from a fall-naïve cohort.

Authors:  Sue Lord; Brook Galna; Alison J Yarnall; Shirley Coleman; David Burn; Lynn Rochester
Journal:  Mov Disord       Date:  2016-09-13       Impact factor: 10.338

6.  Gait asymmetry in community-ambulating stroke survivors.

Authors:  Kara K Patterson; Iwona Parafianowicz; Cynthia J Danells; Valerie Closson; Mary C Verrier; W Richard Staines; Sandra E Black; William E McIlroy
Journal:  Arch Phys Med Rehabil       Date:  2008-02       Impact factor: 3.966

7.  A novel method for measuring asymmetry in kinematic and kinetic variables: The normalized symmetry index.

Authors:  Robin Queen; Laura Dickerson; Shyam Ranganathan; Daniel Schmitt
Journal:  J Biomech       Date:  2019-11-20       Impact factor: 2.712

8.  The nature of dual-task interference during gait in incident Parkinson's disease.

Authors:  L Rochester; B Galna; S Lord; D Burn
Journal:  Neuroscience       Date:  2014-02-04       Impact factor: 3.590

9.  The effects of arm swing amplitude and lower-limb asymmetry on gait stability.

Authors:  Allen Hill; Julie Nantel
Journal:  PLoS One       Date:  2019-12-20       Impact factor: 3.240

10.  Quantifying Asymmetry in Gait: The Weighted Universal Symmetry Index to Evaluate 3D Ground Reaction Forces.

Authors:  Sónia A Alves; Rainald M Ehrig; Peter C Raffalt; Alwina Bender; Georg N Duda; Alison N Agres
Journal:  Front Bioeng Biotechnol       Date:  2020-10-23
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