Enantiomeric purity is of prime importance for several industries, specifically in the production of pharmaceuticals. Crystallization processes can be used to obtain pure enantiomers in a suitable solid form. However, some process variants inherently rely on kinetic enhancement (preferential crystallization) of the desired enantiomer or on complex interactions of several phenomena (e.g., attrition-enhanced deracemization and Viedma ripening). Thus, a process analytical technology able to measure the enantiomeric composition of both the solid phase and the liquid phase would be valuable to track and eventually control such processes. This study presents the design and development of a novel automated analytical monitoring system that achieves this. The designed setup tracks the enantiomeric excess (ee) using a continuous closed-loop sampling loop that is coupled to a polarimeter and an attenuated total reflection Fourier transform infrared spectroscopy spectrometer. By heating the loop and alternately sampling either the liquid or the suspension, the combination of these measurements allows tracking of the ee of both the liquid and the solid. This work demonstrates a proof of concept of both the experimental and theoretical aspects of the new system.
Enantiomeric purity is of prime importance for several industries, specifically in the production of pharmaceuticals. Crystallization processes can be used to obtain pure enantiomers in a suitable solid form. However, some process variants inherently rely on kinetic enhancement (preferential crystallization) of the desired enantiomer or on complex interactions of several phenomena (e.g., attrition-enhanced deracemization and Viedma ripening). Thus, a process analytical technology able to measure the enantiomeric composition of both the solid phase and the liquid phase would be valuable to track and eventually control such processes. This study presents the design and development of a novel automated analytical monitoring system that achieves this. The designed setup tracks the enantiomeric excess (ee) using a continuous closed-loop sampling loop that is coupled to a polarimeter and an attenuated total reflection Fourier transform infrared spectroscopy spectrometer. By heating the loop and alternately sampling either the liquid or the suspension, the combination of these measurements allows tracking of the ee of both the liquid and the solid. This work demonstrates a proof of concept of both the experimental and theoretical aspects of the new system.
Purity
in chiral compounds is of increasing importance for the
chemical industries. In the case of pharmaceuticals, there is ample
evidence for several drugs showing that only one enantiomer provides
the required physiological effect. The other enantiomer often has
no biological effect or is even toxic when ingested.[1−3] Some examples of chiral compounds associated with toxic responses
are ethambutol,[4] ketamine,[5] thalidomide,[6,7] and benoxaprofen.[8] Various cases such as these led to the U.S. Food and Drug
Administration (FDA) demanding that chiral drugs are produced in their
optically purest form, having only one enantiomer in the product.[9] This requirement has led to extensive research
to find new and improved ways for obtaining enantiomerically pure
drugs. In recent decades, most of the active pharmaceutical ingredients
(APIs) are now being manufactured in the enantiopure form.[10,11]Crystallization is one of the key unit operations in this
context.
Its widespread and common use is due to the fact that purification
and separation processes can be executed in a single batch or continuous
operation with high purity.[12−14] Even so, there still remain a
number of challenges linked to its design, stability, and operational
control, which affect the final properties of the product such as
purity, size, or particle shape.[15,16] These properties
in turn can strongly affect the operation of downstream processes,
such as filtration,[17] drying,[18] and milling.[19]One way to minimize these issues is by using relevant characterization
techniques to either create deeper process understanding and then
adapting the recipe of the process or by applying them for (feedback)
control purposes. The introduction of the PAT (process analytical
technology) initiative in 2004 has led to a wide range of new on-line
and in-line analytical techniques being applied to pharmaceutical
processing and crystallization in particular.[20−22] Among those
of relevance to crystallization are attenuated total reflection Fourier
transform infrared spectroscopy (ATR–FTIR) and ultraviolet—visible
absorption spectroscopy (ATR–UV/vis), Raman spectroscopy, focused
beam reflectance measurement (FBRM), particle vision and measurement
(PVM), and chiral chromatography. ATR–FTIR and ATR–UV/vis
are used to determine the concentration of species from the absorption
spectrum often using advanced multivariate analysis techniques such
as partial least-squares regression (PLSR) (as used in this work).[23,24] Raman spectroscopy can also measure species concentrations including
enantiomers[25] as well as determine polymorphism.
Particle size distributions (PSDs) can be determined using FBRM[26] and PVM.[27] In FBRM,
chord lengths and chord length distributions can be determined on-line
and these can then be used to derive PSDs. PVM is based on an on-line
video image of the evolving particles in the process, which can again
be used to derive particle or crystal size distributions and morphologies.
On-line chiral chromatography[28,29] can be used to separate
and identify different optical isomers or enantiomers by HPLC (high-performance
liquid chromatography). Polarimeters (as used in this work) can be
used for determining the presence and concentration of enantiomers
by measuring the angle of rotation of linearly polarized light when
passed through the sample.[30]By utilizing
the data obtained directly from process measurements,
near-real-time control[31,32] and scientific understanding
of how process parameters affect product quality and performance are
enabled.[33] Our design is focused on utilizing
this approach for the monitoring and control of chiral resolution
processes.Chiral crystallization (chiral resolution) is a process
for separation
of pure enantiomers from a racemic mixture. The specific design of
this process depends strongly on the type of the solid phase and its
phase diagram. Enantiomers can crystallize either as a racemic compound
(equal ratio of both enantiomers in a structured crystalline array),
as a conglomerate (physical mixture of enantiomerically pure crystals),
or as a solid solution (<2% of crystals formed).[13,34,35] Apart from classical diastereomeric resolutions,
chiral resolution processes are mostly used for resolving conglomerates
as the enantiomers are easily separable. Racemic compounds are more
common (89%) but are very challenging to separate by crystallization:
they can be separated only if there is sufficient enrichment in the
feed.[16] Out of various chiral resolution
methods, preferential crystallization (PC) and Viedma ripening (VR)
processes provide an effective way to achieve conglomerate separations.[13,36,37]PC is a stereo-selective
process, in which the desired enantiomer
is selectively crystallized from a racemic supersaturated solution.
The desired enantiomer is kinetically enhanced by the addition of
seed crystals of this enantiomer. However, the process will eventually
approach its thermodynamic equilibrium (which is a racemic mixture
in the solid and the liquid), that is, crystals of the undesired enantiomer
will nucleate and subsequently grow. Stopping the process by filtering
the enriched solid phase at the right time is critical (Figure ). Stopping early is robust
but can also result in sacrificing conversion into the desired enantiomer,
which in return causes loss of productivity. However, stopping the
process too late can cause precipitation of the supersaturated undesired
enantiomer that results in loss of purity. For this case, tracking
the liquid phase composition allows identification of the point to
stop and prevent forming crystals of the undesired enantiomer.
Figure 1
PC: (A) PC
conglomerate phase diagram, where R and S refer to enantiomers,
L represents liquid, and SR and SS refer to
pure solid. PC is initiated by adding seed crystals at point A that
subsequently grow. The process eventually reaches its thermodynamic
equilibrium in point E and needs to be stopped in point B before nucleation
and growth of crystals of the undesired enantiomer occur. (B) Anticipated
absolute value of the optical rotation angle (alpha-α) in the
liquid phase during PC.
PC: (A) PC
conglomerate phase diagram, where R and S refer to enantiomers,
L represents liquid, and SR and SS refer to
pure solid. PC is initiated by adding seed crystals at point A that
subsequently grow. The process eventually reaches its thermodynamic
equilibrium in point E and needs to be stopped in point B before nucleation
and growth of crystals of the undesired enantiomer occur. (B) Anticipated
absolute value of the optical rotation angle (alpha-α) in the
liquid phase during PC.VR, as shown in Figure , involves grinding
of a crystal mixture with an initial enantiomeric
excess (ee) under saturated conditions; the solid-state
processes and a liquid-phase racemization reaction lead to deracemization
of the solid phase.[38,39] This process strongly depends
on the initial conditions and is affected by various factors such
as attrition, agglomeration, growth, and dissolution on the solid
phase side and the racemization kinetics occurring in the liquid phase.[40,41] In this process, the liquid composition remains (nearly) the same
but the solid phase enantiomeric excess increases over time. Tracking
the solid phase composition provides information on progress of the
process and is useful to know when completion is attained at 100% ee. In recent years, extensive research has been carried
out on thermal variants of such processes with a racemization reaction
in solution, specifically on temperature cycling,[42−45] as a replacement mechanism for
grinding. Since the change of temperature induces crystal dissolution
and growth to a stronger degree than that in isothermal VR processes,
it becomes instructive to track the solution composition and the solid
phase composition in terms of enantiomeric excess at the same time.
Measuring the ee of the liquid phase has been previously
demonstrated for the case of PC processes,[30,34] but for processes such as VR, the analysis is still carried out
by manual sampling.[41,46]
Figure 2
VR (left) the result of the process is
that a suspension containing
crystals of both the R and S enantiomers get converted to crystals
of only the S enantiomer in the presence of a liquid-phase racemization
agent/catalyst and (right) depiction of the mechanisms involved (see
refs (47) and (48) for an in-depth explanation
of mechanistic details).[49]
VR (left) the result of the process is
that a suspension containing
crystals of both the R and S enantiomers get converted to crystals
of only the S enantiomer in the presence of a liquid-phase racemization
agent/catalyst and (right) depiction of the mechanisms involved (see
refs (47) and (48) for an in-depth explanation
of mechanistic details).[49]In this contribution, our main aim is therefore to introduce
the
design of an efficient automated system that enables real-time characterization
of the enantiomeric excess (ee) for the solid as
well as liquid phases in chiral resolution processes. The system introduced
here achieves this by alternately sampling the mother liquor and the
suspension (i.e., mother liquor plus crystals). The former is accomplished
by sending the sampled stream through a filter, while in the latter
measurement mode, the filter system is bypassed. In both modes, the
sampled stream (after the filter system) is heated so that all crystals
are dissolved and also to relieve supersaturation and avoid nucleation
when the filter is used and the supernatant is sampled. In order to
measure the difference in enantiomer concentration in the sampled
stream,[30,50] the rotation angle can, for example, be
measured using a polarimeter, whereas to measure the sum of concentrations
of both enantiomers as well as to detect the presence of any impurities,[51,52] an infrared spectrometer with an ATR probe can be used (ATR–FTIR).
In the liquid sampling mode, the two measurements directly allow calculation
of the liquid phase enantiomeric excess. We will show that the solid
phase enantiomeric excess can be calculated using a combination of
the liquid phase and the suspension mode measurements.In order
to operate such a measurement device continuously and
in an automated fashion, several challenges had to be addressed such
as automated clearing of the filter system, ensuring representative
sampling of the crystallizer suspension, and establishing appropriate
sampling loop heating and flow rates to ensure dissolution of the
solid, as well as assessing inaccuracies caused by the continuing
racemization reaction while sampling (in the case of VR processes).In this work, we explore an experimental proof of concept for an
automated sampling setup and the principles of both operating modes:
the liquid and suspension sampling modes. In the latter section, we
also show that the auto-switch cyclic mechanism and the declogging
of the filter system can result in a continuous stable and steady
suspension sampling operation. This is combined with a modeling study
elucidating the operating range of the measurement device in terms
of temperatures, flow rates, and the underlying kinetics of dissolution.
The operating parameters of the sampling loop setup may be considered
by using energy balances for the heated tube segments and the crystallizer,
the population balance equations (PBEs) and the mass balance equations
(MBEs).
Materials and Methods
Chemicals
l-Asparagine monohydrate
(L-AM) of purity 98% was purchased from Affymetrix, isopropanol (IPA)
of 99.5% purity was obtained from Sigma Aldrich, and water of Type
1 from Milli-Q Ultrapure Water was used as a solvent with 2–3
wt % IPA. We found the latter to be useful to prevent/slow down the
growth of microorganisms in saturated solutions that were kept for
multiple runs. Solubility data of L-AM were obtained from previous
studies.[53] These data were utilized for
making saturated solutions and verified via gravimetric analysis for
each batch.
Automated Sampling Loop
Setup
A schematic
of the continuous sampling setup is shown in Figure . Crystallization was performed in an Atlas
automated 250 mL jacketed reactor system (Atlas Potassium Setup, Syriss
Ltd, Cambridge UK). The Atlas system consisted of an integrated overhead
stirrer, a temperature probe, a turbidity probe, and thermostat 1
(Huber Ministat 230cc, Offenburg, Germany) synchronized using Syriss
software for direct monitoring and control of the crystallizer. The
thermostat liquid used was silicone oil (SIL 180) with a temperature
range from −20 to +200 °C. A dispersing tool (Ultra Turax
T25, IKA Germany) was installed in the reactor vessel for crushing
crystals into smaller particles (30–50 μm) and to avoid
formation of large agglomerates. As is detailed below, the addition
of the dispersing tool was necessary to enable representative sampling
of the suspension. The dispersing tool also enhances mixing in the
crystallizer.[45] The solution mixture was
taken directly from the reactor vessel through a 1/4 in. PFA transparent
tube via a pump (Watson Marlow Qdos 30 ReNu Peristaltic Pump, Manchester
UK) that is equipped with a pressure relief valve (Swagelok, Manchester
UK). When triggered (caused by a blockage somewhere in the loop),
the pumped fluid was diverted back to the crystallizer, and the operation
of the system was stopped. The relief valve was followed by an electrically
actuated three-way and two-way valve (Swagelok, Manchester UK), which
allows operation of the loop in two modes: liquid or suspension sampling,
which are run alternately in a continuous closed loop as required.
These modes of operation were applied either with fixed time intervals
(chosen depending on the kinetics of the process to be monitored)
or with an automatic switching mechanism that was triggered according
to the pressure drop measured across the filter system. The two sampling
modes are detailed in the following sections. The sampling loop itself
consists of heated tube segments (tube-in-tube heat exchangers). In
order to strike a balance between the ability to let particles flow
through the tubes, residence time, and volume of fluid in the sampling
loop, segments 1 and 5 consist of 1/4 in. PFA tubing, while segments
2 and 3 consist of 1/8 inch PFA tubing; segment 4 is the polarimeter
measurement cell, which is also jacketed and is made from stainless
steel.
Figure 3
Schematic of the automated continuous sampling setup for online
monitoring of a chiral crystallization process. The setup consists
of a crystallizer and an automated sampling loop; both are equipped
with a thermostat to allow for independent temperature control. The
sampling loop consists of a pump, a filter system, heated tube segments
(1–5, tube-in-tube configuration), temperature and pressure
transmitters (TT, psi), and a mass flow controller. Measurements are
obtained using an ATR–FTIR spectrometer and a polarimeter.
Schematic of the automated continuous sampling setup for online
monitoring of a chiral crystallization process. The setup consists
of a crystallizer and an automated sampling loop; both are equipped
with a thermostat to allow for independent temperature control. The
sampling loop consists of a pump, a filter system, heated tube segments
(1–5, tube-in-tube configuration), temperature and pressure
transmitters (TT, psi), and a mass flow controller. Measurements are
obtained using an ATR–FTIR spectrometer and a polarimeter.Liquid sampling was achieved using a filtration
loop, as shown
in Figure a. In this
loop, the crystal mixture was filtered using a stainless-steel filter
with a 0.5 μm pore size (Swagelok, Manchester UK). The solid
particles were filtered out, and the solution was passed through for
liquid phase analysis. Note that when monitoring a crystallization
process, the solution is supersaturated at this point, which has the
potential to clog the system downstream. However, due to the heated
tube segments and the heated polarimeter measurement cell [i.e., the
segments labeled with 5, 2, 3, and 4 (in the order of flow) in Figure ], the solution quickly
reaches undersaturated conditions. Note that segments 2 and 3 are
operated in counter-current flow, while segment 5 is operated in co-current
flow in this sampling mode. Note also that the automated two-way valve
was kept in the closed position in this operating mode. Pressure transducers
(Swagelok, Manchester UK) were placed on both sides of the filter
to check the pressure drop across it, which sharply increases during
the onset of clogging. The time until this increase in pressure drop
is reached depends on a variety of factors including the suspension
density of the crystallizer (higher suspension density leading to
faster clogging), the growth rate of the crystals under the current
conditions in the crystallizer (faster growth rate leading to faster
clogging), and substance-specific properties. Therefore, the pressure
drop measured across the filter was used to trigger automatic switching
to the suspension sampling mode (the threshold for this was set at
1.5 bar). As is explained below, the filter system can be back-purged
with heated, undersaturated solution during suspension sampling. This
represents an effective and automated cleaning mechanism for the filter
system, which enables long-term continuous operation of the sampling
loop without manual interventions.
Figure 4
Process flow diagram of continuous sampling
mode of operations.
(a) Liquid sample: filtration of the solid crystals to analyze the
liquid phase. (b) Suspension sampling: analysis of the solid phase
by dissolution of particles using tube-in-tube heating and back-purge
of solid-free stream for filter cleaning. Both modes are engaged alternatingly
for determining solid ee.
Process flow diagram of continuous sampling
mode of operations.
(a) Liquid sample: filtration of the solid crystals to analyze the
liquid phase. (b) Suspension sampling: analysis of the solid phase
by dissolution of particles using tube-in-tube heating and back-purge
of solid-free stream for filter cleaning. Both modes are engaged alternatingly
for determining solid ee.Suspension sampling was operated using a filter bypass setup using
a three-way valve, as shown in Figure b. The sampled suspension required heating to ensure
that no particles reach the measurement devices in the loop. Failing
to ensure this will lead the polarimeter to report erroneous values
and the mass flow controller (MFC) to potentially clog. Therefore,
also in this sampling mode, the tube-in-tube heat exchanger setup
performs a vital role. As evident from Figure , the flow path of a suspension sample is
through loop segments 1, 2, 3, and 4 (all operated as counter-current
heat exchangers). The conditions along this flow path should be chosen
so that all particles are dissolved before the MFC (Figure ) is reached.In the
suspension sampling mode, part of the sampled stream exiting
loop segment 1 can be diverted through loop segment 5 and pushed across
the filter system (unless it is completely clogged; the previously
defined 1.5 bar pressure drop was found to be a conservative, i.e.,
pre-clogging, value). The automated two-way valve was in an open position
in this operating mode. Clogged crystals were purged back into the
crystallizer (preventing wastage of the crystal product), which were
detected with the aid of the turbidity probe. The combination of the
control valve and pump was used to maintain the back-purge flow. The
flow rate through the polarimeter was usually kept between 50 and
55 mL/min for both modes using an MFC (Mini CORI-FLOW M mass flow
meter equipped with a F-004AC valve, Bronkhorst NL). During liquid
sampling, the flow was controlled by the MFC acting on the peristaltic
pump directly, while the control valve on the MFC was kept in a fully
open position. Conversely, in the suspension sampling mode, the pump
was set to a higher, constant (usually nominally double) pump rate,
while the control valve on the MFC acted to keep the flow rate through
the MFC constant. This meant that the excess flow generated by the
pump was diverted through tube segment 5 and across the filter system;
in turn back-purging and cleaning it. Note that the tube-in-tube heat
exchanger in segment 5 operated in the counter-current mode (it operates
in the co-current mode during liquid sampling) to guarantee efficient
heat transfer. This was deemed necessary because the flow path for
the back-purge stream is shorter than that for the suspension sampling
stream, while the back-purge stream ideally also reaches undersaturated
conditions to efficiently clean the filter system.The temperature
of the heated loop was tracked along the sampling
loop using RTD probes (OMEGATM UK), as indicated (TT) in Figure . The temperature
of thermostat 2 (containing water as a thermofluid) was controlled
through the RTD probe located before the polarimeter sampling cell.
The set point was chosen to be high enough to guarantee undersaturated
conditions before the MFC and in the back-purge stream (which was
also evaluated using the model detailed below). Note that the flow
out of thermostat 2 was split in two (roughly equal) parts, one entering
directly into the jacket of segment 3 (and then further through the
jackets of tube segments 5, 2, and 1 before returning to the thermostat),
while the other one was used to heat the polarimeter sampling cell
(tube segment 4).The overall volume of the sample solution
drawn into the loop was
designed to be no more than 50–60 mL (depending on the mode
of operation). Automated process control of the sampling loop setup
was constructed using an Arduino microcontroller, a Siemens adapter,
DAQ, and PT-104 hardware. The batch reactor vessel was controlled
using the Atlas Software system to enable complex recipe control and
real-time data plotting. The control box graphical user interface
(GUI) was built using LabVIEW, as shown in the Supporting Information (Section 2.7). It provides a user-friendly
interface for monitoring and control of valve operation modes, sample
flow rate, and temperature set point values and displays real-time
measurement of optical rotation, temperature gradient in the loop,
and pressure drop across the filter.
Measurement
Methods
The setup was
equipped with two analytical instruments that were connected in-line
in the sampling loop. The first was an ATR–FTIR system (ReactIR-45m
ATR–FTIR, Mettler Toledo Germany) equipped with an AgX 9.5
mm DiComp ATR probe. It has a penetration depth of 2 μm and
was used to monitor the total concentration of enantiomers in the
liquid phase. Spectra were collected at 1 min intervals and averaged
over 128 scans. A spectral resolution of 8 cm–1 was
used across the range 650–1900 cm–1. Calibration
was required for relating the measured variables (absorbance peak
height) with the independent variable (total concentration). In the
liquid phase, factors such as composition, temperature, and viscosity
can influence the IR absorbance; therefore, multivariate data analysis
was applied in order to obtain more accurate and robust results.[51,52] PLSR was used for the concentration calibration model,[52] and the details of the method are described
in the Supporting Information.The
polarimeter (POLARmonitor, IBZ Messtechnik GmbH Germany) was equipped
with an LED light source (589 nm) and a jacketed SS 316L measurement
flow cell of 10 cm path length for continuous tracking of the concentration
difference between the enantiomers. Constant flow rate and temperature
were required for optimal measurement. Zero baseline correction was
performed using a pure solvent before and after each experiment. The
combined data obtained from these tools enable us to determine the
enantiomeric excess of either the liquid or the (dissolved) suspension,
depending on the sampling mode. Each optically active molecule was
defined in terms of its specific rotation [α]λT. This was first described
in Biot’s law,[54] which states thatwhere α is the observed optical rotation
[deg] at a specific temperature and wavelength, l is the path length of the measuring cell [dm],
and C is the concentration [g/mL]. Furthermore, two
enantiomers of the same substance exhibit a specific rotation with
the same absolute value but opposite sign.[30,54] This means that for mixtures of the two enantiomers, α is
proportional to the difference in concentration between the R and
S enantiomers. The ATR–FTIR analysis in turn cannot distinguish
between different enantiomers. However, we can obtain the total concentration
of enantiomers (CS + CR) and can therefore determine the enantiomeric excess
from ee = (CS – CR)/(CS + CR). Using both liquid and suspension sampling
modes of operation, as explained in Section , we can therefore obtain the enantiomeric
excess for the liquid and the dissolved suspension (dsus) (both given
in eq ). The solid enantiomeric
excess eesolid was therefore determined
by evaluating the difference of each measurement in the liquid (l)
and the dissolved suspension mixture given by eq , which is valid when there are no additional
chiral impurities presentPolarimeter
calibration was achieved by measuring pure L-AM of
different concentrations (covering a range between diluted to supersaturated
solution) dissolved in deionized water by continuous sampling in the
loop setup. During measurement, the flow rate and temperature were
kept constant. Variation of these parameters induced mechanical stress
on the measuring cell windows, which could create some pseudo-rotation
that could result in an additional offset. For each experiment, the
baseline correction was performed using pure water and a preset operating
condition. Each concentration was measured for 15 min, and the optical
rotation value was averaged across the interval. Different experiments
were carried out to evaluate the effect of certain temperatures (298,
313, and 318 K) and variable sampling flow rates (50, 60, and 70 mL/min).
The data shown in Figure show good linearity for all flow rates and temperatures and
further show that the temperature has only a minor effect. Changing
the flow rate also seemed not to affect the measurements negatively.
Figure 5
L-AM calibration
experiment for the polarimeter (data points: measured
alpha values at variable flow rates and loop temperature and lines:
linear fitting).
L-AM calibration
experiment for the polarimeter (data points: measured
alpha values at variable flow rates and loop temperature and lines:
linear fitting).
Overview
of the Automated Sampling Process
Scheme shows an
overview of the automated sampling of the crystallization process.
It describes the steps that the sample suspension goes through during
the whole loop cycle. Starting from the sample solution being pumped
in the loop and acquiring steady operating condition required for
ensuring accurate analysis. Suspension is then introduced into the
reactor and then pumped into the loop for liquid and suspension sampling.
Automated switching between both modes of operations was enabled with
the help of pressure sensors (across the filter). Crystal-free heated
solution is pumped into the analytical loop section, where enantiomeric
excess is measured using the ATR–FTIR probe and in-line polarimeter.
The sample is analyzed in a continuous loop until the desired enantiomeric
excess is achieved. This enables the process to be stopped at the
optimum time and to obtain the desired crystal product from the solution.
Scheme 1
Block Flow Diagram of the Automated Sampling Loop Setup for Chiral
Crystallization Process Monitoring
Starting with saturated
solution
sampling in the loop and optimizing T and flow rate.
Liquid/suspension sampling was performed by autoswitch mechanism,
and ee was analyzed using a polarimeter and an ATR–FTIR
system.
Block Flow Diagram of the Automated Sampling Loop Setup for Chiral
Crystallization Process Monitoring
Starting with saturated
solution
sampling in the loop and optimizing T and flow rate.
Liquid/suspension sampling was performed by autoswitch mechanism,
and ee was analyzed using a polarimeter and an ATR–FTIR
system.
Process
Modeling
The process modeling work focused on analyzing the
operating limits
of the system in terms of temperatures and flow rates as well as the
underlying kinetics of dissolution. As the setup aims to dissolve
crystals in the loop at higher temperature, it is critical to identify
the working temperature range of the vessel and the sampling setup
as well as to rationalize the suspension densities and particle sizes
that can be tolerated. The model assumes a steady-state condition,
and for simplification, the following assumptions are applied: (a)
the jacket temperature is uniform with heat transfer only occurring
from the crystallizer to the jacket (i.e., the jacket is perfectly
insulated to the outside) and b) the energy released by crystal nucleation
and growth is neglected. The process is modeled using the energy balance
equations for the co-/counter-current heated tube segments and the
crystallizer using the PBEs and the MBEs.To evaluate the operating
limits in terms of suspension density
(maximum limited by the dissolution rate and temperature), there is
a need to analyze the evolution of crystals along the sampling loop
using a simplified population balance model that was derived by Iggland
and Mazzotti.[49] Dissolution variability
is accounted for with different activation energies.[48]This section consists of two parts: the first describes
the energy
balance equations for the crystallizer vessel and the sampling loop,
followed by a section describing the PBEs. The derivation of the model
equations is explained in Section S2. For
determining the suspension dissolution (operating limit) in the loop,
the effect of the dissolution rate on PSD is critical, for which a
simple PBE model is developed for the heated loop.
Energy
Balance for the Crystallizer and Sampling
Loop
The energy balance equations are derived in order to
predict the required jacket thermostat temperature Tj to achieve the target vessel temperature Tv due to the heated solution coming into the vessel at Tloop. The analysis can be conveniently divided
into three sections: (1) determination of the vessel heat transfer
coefficient Uv with no flow in the loop;
(2) determination of the steady-state vessel temperature with an active
loop; and (3) energy balance equation for loop segments.
Determination of the Vessel Heat Transfer
Coefficient Uv with No Flow in the Loop
The heat transfer coefficient of the vessel, Uv, can be determined from the integration of the energy
balance equation for the crystallizer with no flow in and out of the
vessel over a time period from t = 0 to t. At time t, the temperature in the crystallizer, Tv( is given bywhere Tv(0) is
the temperature at t = 0 (eq S7 in the Supporting Information). This equation was used
to determine Uv via a curve fitting method.
Determination of the Steady-State Crystallizer
Vessel Temperature with an Active Loop
In order to determine
the effect of the heated loop solution (Tloop) coming back into the vessel at a volumetric flow rate (Q), we further develop the energy balance equation to identify
the preprocess temperature range in the loop and target crystallizer
temperature. The energy balance equation can be written as (after eq S8)Considering this equation, we have
the following variables Q, Tloop, Tv, and Tj and constants m, Cp, Uv, and A. Assuming steady state, that is, ,
and with similar assumptions to those
made for eq , this gives
us the following equation for the temperature of the crystallizer
vesselEquation provides
us with threshold temperature ranges of the vessel and loop that can
be achieved at a certain flow rate. Similarly, for the case of suspension
sampling and back-purge, a two-stream flow is considered split in
equal halves (accomplished by a control valve). The modified model
equation for the two-stream mode while considering the steady-state
condition and assumptions can be written as followsThese two
model equation, eqs and 7, can be solved together to determine
the overall heat transfer across the loop and the loop temperature
limitations at a given flow rate.
Energy
Balance Equation for Loop Segments
The sampling loop consists
of multiple heating tubes in segments
to ensure that undersaturated conditions are maintained inside the
loop segment, as shown in Figure . The complete setup consists of five sampling loop
segments and a crystallizer vessel segment. For this, we consider
a cross-section of a tube in a heat exchanger segment with length L shown in Figure . Assuming steady-state conditions, the energy balance equation
for the sampling tube and jacket tube can be derived as followswhere Dt is the
diameter of the tube. For the jacket tube, the equation can be written
as
Figure 6
Tube-in-tube loop segment: Counter-current
flow is occurring between
the two streams where the sampling tube inlet temperature changes
from Tin (cold) to Tout (warm) at a volumetric flow rate Qt and jacket temperature Tjin hot
to Tjout cooler at a flow rate Qj.
Tube-in-tube loop segment: Counter-current
flow is occurring between
the two streams where the sampling tube inlet temperature changes
from Tin (cold) to Tout (warm) at a volumetric flow rate Qt and jacket temperature Tjin hot
to Tjout cooler at a flow rate Qj.Assuming that U on both sides of the tube is the
same, then combining both eqs and 9 and integrating with limits gives
the energy balance of the whole segmentwhere X = T – Tj and B = . For each segment,
two equations are derived
to solve the temperature across that segment. For example, for loop
segment 1, equations are written as followsThese two are the energy balances over the
tube-in-tube heat exchangers. Equation states that energy
(heat) gain between sample tube ends should be equal to energy (heat)
loss between jacket tube ends. Equation defines the energy balance across the segments.Similarly, all the equations for the other segments can be derived.
Considering the flow sequence of each mode of operation, this gives
us a set of 11 equations for each mode of operation and requires us
to solve 11 unknowns to determine possible model solutions for the
temperature profile in both sampling mode sequences that includes
all five loop tube segments and the crystallizer vessel.
Population Balance Equations
For
determining the suspension dissolution along the loop, the effect
of dissolution rate on the PSD is developed for the sampling loop.
The PBE of the heating loop will behave in a similar way to a plug
flow reactor, but in our case, only growth or dissolution is assumed
and nucleation, attrition, and agglomeration are neglected for the
purpose of modeling. The PBE can be then written aswhere represents
the PSD, represents the growth and dissolution term,
and represents
the flow term with vz as the flow velocity.
Assuming a steady-state condition, . (i = R and S enantiomers)The population balance is
linked with
the MBE to track concentration changes in the solution phase. The
MBE for two enantiomers is (i = R and S enantiomers)where
ρc is the density of
crystals and kv is the shape factor with
values used listed in Table . A spherical shape factor is assumed
for simplicity of modeling, although the observed needle-like crystals
were ground into fines with the aid of the dispersing tool. Applying
steady-state conditions to this equation , MBEs can be written as (i = R and S)
Table 1
Model Parameters
Valuesa
parameter
notation
value
activation energy of dissolution
Ed [kJ kmol–1]
12,000
pre-exponential factor of dissolution
kd [μm s–1]
500
universal gas constant
R [kJ kmol–1 K–1]
8.314
heat capacity
Cp [J kg–1 K–1]
4186
diameter
of loop segments 1 and 5
Dt1,t5 [m]
6.35 × 10–3
diameter of loop segments 2 and 3
Dt2,t3 [m]
3.175 × 10–3
diameter of loop segments 4
Dt4 [m]
5.64 × 10–3
heat transfer coefficient of loop segments 1
U1 [J m–2 K–1S–1]
64
heat transfer coefficient of loop segments 2 and 3
U2 [J m–2 K–1S–1]
121
heat transfer coefficient of the measuring cell
U4 [J m–2 K–1S–1]
350
heat transfer coefficient
of the crystallizer
Uv [J m–2 K–1S–1]
86
density
of water
ρ [kg m–3]
997
mean
particle size
λ1,i [μm]
50
solubility parameter q0
q0 [g g–1]
0.64
solubility parameter q1
q1 [K]
273
l-asparagine M crystal
density
ρc [kg m–3]
1300
crystal shape factor
kv
π/6
initial sample temperature
Tin [K]
293
jacket
temperature for the heating tube
Tjin [K]
336
sampled
solution flow rate
vz [mL min–1]
50
jacket solution flow rate of water
Qj [m3 s–1]
22
total sample tube length
Z [m]
1.75
Including physiochemical parameters
and constants that are applied in the model equation simulations.
Including physiochemical parameters
and constants that are applied in the model equation simulations.Table 2
enlists the notations used
in the equations above.The initial and boundary conditions for PBEs and MBEs are written
as followswhere
i = R and S. Second- or higher-order
spatial accuracy is obtained in the smooth parts of the solution,
and first-order spatial accuracy is obtained in regions with large
gradients.[55] The scheme is shock-capturing
and preserves monotonicity, thereby ensuring stability of the numerical
method.
Results and Discussion
Overview of Experiments
The experimental
study was based on demonstrating a working proof of the sampling setup
and its operating modes, that is, the liquid and suspension sampling
modes, using l-asparagine (LAM) as a model compound. Initial
experiments were attempted to investigate the jacketed vessel and
loop steady temperature at variable flow rates. How different modes
of operation affected the temperature profile across the loop to attain
the desired target temperatures at the measuring cell was also observed.
Prior to the main experiments, this step was critical for checking
the process parameters. The temperature and flow rate steady set point
were crucial for acquiring accurate sampling and polarimeter baseline
settings, and calibration experiments of the analytical equipment
were evaluated by using suitable sampling flow rates and vessel and
loop temperatures. In the cyclic mode test, we show that the automated
sampling and declogging of the filter system results in a stable operation
of the analytical device. In the later suspension sampling mode, steady-state
experiments were operated to assess the consistency of the measured
data, and the dispersing tool was applied to observe its effect on
the sampling analytical data. For all these experiments, the known
weight % of crystal suspension for the optical rotation analysis was
used. As the total concentration for these experiments was known and
remained constant, ATR–FTIR analysis was not required. Calibration
results of the ATR–FTIR sampling loop experiments performed
at variable temperatures are shown separately in the Supporting Information.For the sampling mode experiments, critical parameters such as
loop flow rate Qloop, dispersing tool
speed, loop residence time (τloop), dissolution rate,
and pressure drop during filtration and declogging were investigated.
This experimental proof of concept is combined with a modeling study
elucidating the operating range of the measurement device in terms
of temperatures, flow rates, and the underlying kinetics of dissolution
(and liquid-phase racemization in the case of VR).The process
was modeled using the energy balance equations for
the co-/counter-current heated tube segments and the crystallizer,
PBEs and MBEs, as described in the previous section Section .
Operating
Limits of the Setup
To
determine the temperature range design space, the overall heat transfer
coefficient Uv of the crystallizer must
be determined. For this purpose, tests were carried out to record
the temperature profile by cooling the vessel at constant rate and
maintaining no flow in and out of the vessel. Experimental data were
then compared with the numerically calculated data using eq , and curve fitting (lsqcurvefit
method in Matlab) was applied. The value of the heat transfer coefficient
determined by this method showed a very good fit with the experimental
results, and the Uv obtained was 86 J/(m2 K s). The assumption made in the equation was that there
was no flow in and out of the vessel. As our setup aims to dissolve
crystals in the loop at higher temperature for accurate measurement,
it was crucial to identify the working temperature range of the vessel
and sampling setup. Model eq was used to identify the operating limits due to the effect
of the heated solution flowing into the vessel at a flow rate Q. It was used for predicting the required jacket thermostat
temperature Tj to achieve the target vessel
temperature Tv due to the heated solution Tloop coming back into the vessel. Figure shows the numerical solution
for the liquid sampling operating mode. The color bar and contour
indicate the vessel jacket temperature Tj ranging from −20 to 60 °C. The lower blue region was
restricted to −20 °C due to the limitations of the vessel
Thermostat 1. Based on this, each graph shows the working temperature
region at a specific flow rate. Shifting from a lower flow rate of
40 mL/min to a higher flow rate of 60 mL/min reduces the operating
region since it is limited by jacket temperature restrictions and
it requires more vessel cooling power to maintain a steady-state condition.
Depending on the solubility data of the model compound shown in Table , Tj,Tloop, Tv, and flow rate can be acquired by screening through
this predicted operating regime.
Figure 7
Liquid sampling: numerical solution of
the operating limit working T range for the vessel Tv and
loop temperature Tloop at a variable flow
rate. The color bar indicates the jacket T range.
It is required to achieve the desired vessel T at
a specific flow rate of the loop stream at constant loop T. Each graph displays the workable regime at a certain flow rate
for varied loop T.
Liquid sampling: numerical solution of
the operating limit working T range for the vessel Tv and
loop temperature Tloop at a variable flow
rate. The color bar indicates the jacket T range.
It is required to achieve the desired vessel T at
a specific flow rate of the loop stream at constant loop T. Each graph displays the workable regime at a certain flow rate
for varied loop T.Suspension sampling includes the back-purge stream Tb and Tloop flowing back into
the vessel at a certain flow rate Q. To govern its
effect on the vessel temperature region Tv, the model in eq was
based on similar assumptions and considered the stream flow as split
in an equal ratio. Figure shows that as compared to a single heated stream going back
to the vessel, double heated streams reduce the vessel temperature
region further, and consequently, there is a more limited process
operating range. As in our case, we have to apply both modes of operation
alternately, so both working temperature regions must be linked together.
Obviously, in this case, the design space is reduced further because
of thermostat restrictions. The actual goal of the setup will be able
to carry out a crystallization process by maintaining the set lower
temperature of the vessel. Therefore, more energy would have to be
removed, and the actual operating region of the setup is likely to
be smaller.
Figure 8
Suspension sampling: Operating limits (numerical solution of double
incoming loop streams (suspension sampling and back-purge) affecting
the overall temperature range for crystallizer Tv at a variable flow rate.) This shows that with two streams,
the working region shrinks further due to restricted jacket T cooling power.
Suspension sampling: Operating limits (numerical solution of double
incoming loop streams (suspension sampling and back-purge) affecting
the overall temperature range for crystallizer Tv at a variable flow rate.) This shows that with two streams,
the working region shrinks further due to restricted jacket T cooling power.
Temperature Distribution in the Loop
To
determine a possible model solution for the sampling setup, the
overall energy balance for the heat exchanger segments must be solved
for both modes of operation. Eleven sets of equations with 11 unknowns
were numerically solved using the optimization toolbox in Matlab (fmincon
and fsolve). Heat transfer coefficient values were determined using
these experimental temperature sensor data integrated with the energy
balance model equations. Jacket T (Tjv = −10 °C and Tjloop = 50 °C) was fixed and the flow rate was varied for comparison.Figure shows the
numerical solution for the temperature profile along the positions
in the sampling loop during both modes of operation. The loop positions
are indicated in the schematic in Figure . Results show that while keeping the jacket
temperature constant for both liquid and suspension modes, an increase
in flow rate increases the vessel temperature but decreases the temperature
across the points in the heated loop. If both modes of operations
are compared, the vessel temperature during suspension sampling jumps
around 3–4 °C more than that in the liquid sampling, and
this is because the double stream (including the back-purge) causes
the temperature of the vessel to rise with the similar cooling condition.
This means that to maintain the vessel temperature, more cooling power
of the vessel thermostat will be required. These numerical results
were tested and compared with temperature data obtained from experiments.
The trend can be compared with the experimental temperature values;
however, there was a small offset of 1–2 °C from the actual
experimental data, which can be neglected due to heat loss occurring
between loop segments. As these model solutions were assumed to be
an ideal case where no heat loss with the surroundings was considered,
jacket temperature derived with this model was consistent throughout
the loop.
Figure 9
Model solution for temperature points in the loop by keeping the
vessel and loop jacket temperature fixed: (left) Temperature distribution
during liquid sampling and (right) temperature points in the loop
due to the effect of two incoming loop streams during the suspension
and back-purge mode. The error bars display the experimental data
obtained from temperature sensors using similar heat transfer coefficients
to those listed in Table , showing a negative offset of 1–2 °C (five replicates
for each flow rate).
Model solution for temperature points in the loop by keeping the
vessel and loop jacket temperature fixed: (left) Temperature distribution
during liquid sampling and (right) temperature points in the loop
due to the effect of two incoming loop streams during the suspension
and back-purge mode. The error bars display the experimental data
obtained from temperature sensors using similar heat transfer coefficients
to those listed in Table , showing a negative offset of 1–2 °C (five replicates
for each flow rate).
Model
Solution: Crystal Size Distribution
along the Loop
For determining the suspension dissolution
(operating limit) in the loop, the effect of the dissolution rate
on PSD is critical, for which a PBE and MBE model was developed. The
PBE model for the loop described the evolution of the PSDs, whereas
the solution-phase MBE tracked concentrations of the enantiomer under
steady-state conditions. The temperature profile along the positions/segments
in the sampling loop during both modes of operation were applied to
determine its effect on the crystal size distribution. The initial
size distribution was based on the initial mean crystal size obtained
experimentally. Initially, the crystal suspension is considered suspended
in saturated solution.Figure shows the effect on the initial crystal PSD by combining
the effect of the temperature distribution of the loop segment by
solving the PBE and MBE models simultaneously along the loop segment
axis. Figure (right)
shows the PSD at the outlet of each segment. The PSD at the outlet
of each segment indicates that particles are dissolving along the
loop segments 1, 2, 3, and 4, as shown by the color contrast. Starting
loop segment 1 at higher temperature from the saturated solution temperature,
particles dissolve along the segments 1, 2, 3, and 4, which results
in an increase in liquid phase concentration. As it reaches the end
of segment 3, almost all the crystals are dissolved as there is no
longer an increase in liquid concentration, as determined by the MBE.
Using this model, we can get an idea as to whether a certain suspension
will be completely dissolved in the specific loop temperature range
before it enters the analytical segment region, that is, the ATR–FTIR
tank and polarimeter measuring cell. The model was further tested
by investigating three different sampling flow rates. All other parameters
including the initial PSD were kept the same. Results in Figure show the effect
of flow rate variation on sampling tube temperature. As the dissolution
rate is temperature-dependent, it gives rise to an increase in liquid
phase concentration. Table gives the dissolution rate including the other kinetic constants
and parameters utilized in these simulations. Figure (right) displays the final PSD obtained
at the end of the loop. At a flow rate of 50 mL/min, the final PSD
displays a flat line at the end of the loop, which indicates complete
dissolution of particles. However, for the same initial distribution,
when the flow rate is increased, some of the particles remain undissolved.
If the flow rate is increased further to 80 mL/min, the final PSD
shifts toward the left but is still completely visible. This indicates
that particle size has been reduced but still exists in the sample
as a suspension. This is further verified by the liquid concentration
MBE evolution, in which at low flow rates, it quickly reaches its
maximum concentration in the liquid phase, while at higher flow rates,
it is increasing more slowly and requires a longer segment to reach
a constant value. Overall, this analysis shows us how flow rate affects
the tube temperature profile and which flow rate range can be used
for the loop in order to ensure that all crystals are dissolved for
a known crystal suspension.
Figure 10
Model solution of PSD for temperature points
in loop segments 1,
2, 3, and 4 by keeping the vessel and loop jacket temperature fixed:
(left) sample tube T, jacket T,
and liquid phase concentration evolution (right) PSD at the outlet
of each loop segment. Initial PSD and distribution along the end of
each segment 1, 2, 3, and 4 (colur contrast).
Figure 11
Model
solution of PSD for a variable sampling solution flow rate
across the loop segment length. Its effect on (left) sample tube temperature,
and liquid phase concentration, as well as (right) initial PSD (ni)
and final PSD at the end of each loop segment.
Model solution of PSD for temperature points
in loop segments 1,
2, 3, and 4 by keeping the vessel and loop jacket temperature fixed:
(left) sample tube T, jacket T,
and liquid phase concentration evolution (right) PSD at the outlet
of each loop segment. Initial PSD and distribution along the end of
each segment 1, 2, 3, and 4 (colur contrast).Model
solution of PSD for a variable sampling solution flow rate
across the loop segment length. Its effect on (left) sample tube temperature,
and liquid phase concentration, as well as (right) initial PSD (ni)
and final PSD at the end of each loop segment.Figure displays
the simulation run of the sampling loop model for different mean particle
sizes of the initial PSD. The selected initial distribution is a standard
Gaussian distribution, and the mean size denotes the peak of each
distribution to be investigated. All remaining parameters are fixed
to observe the effect of mean particle size on the liquid phase concentration
and particle size across the loop segment. The average length (volume
weighted) was calculated by ratio of the fourth and third moment equation
written below.
Figure 12
Model solutions of the
loop segment model, varying the mean crystal
size and keeping the flow rate and vessel and loop jacket temperatures
fixed: (left) liquid phase concentration and (right) mean crystal
size progression in the solid phase across the segment length.
Model solutions of the
loop segment model, varying the mean crystal
size and keeping the flow rate and vessel and loop jacket temperatures
fixed: (left) liquid phase concentration and (right) mean crystal
size progression in the solid phase across the segment length.Results show that if the distribution of a small
mean particle
size is chosen (50–60 μm), particles are depleted at
less than half of the loop segment length, which means that size sharply
reduces to 0 μm. Concentration remains constant after a 0.5
m segment length, indicating there are no longer crystals present
in the solid phase. When mean size is further increased, it reduces
slowly and requires longer segment lengths to completely dissolve
the crystals. Increasing the mean size further leads to a point where
it is far away from fully dissolved and the concentration keeps increasing
until the end of the segment length. The shift in between the lines
is due to the effect of different heat transfer coefficients shown
in Table and tube
diameters across different loop segments. These results help us evaluate
for a given suspension density what mean particle size range is suitable
for the defined dissolution rate and temperature. Experimentally,
retaining the mean particle size in this range can be achieved by
using the correct dispersing tool parameter. Other solutions can be
to increase the tube temperature further to dissolve crystals with
higher initial mean size distributions.
Filter
Purge Performance for Liquid Sampling
Various experiments
were performed to test the filtration performance
for liquid sampling. For all tests, the vessel was kept at 25 °C
for the crystallizer solution and the temperature of the end segment
of the loop reached 45 °C while maintaining undersaturated conditions.
Sampling of the suspension was performed at 50 mL/min, and the cyclic
sampling mode results are shown in Figure . Liquid sampling experiments were performed
by varying the suspension density (3, 3.5, 4, 5, 6, and 6.5 wt %)
of LAM. In the left panel of Figure , the experiment with 3 wt % suspension density is
shown. The turbidity probe located in the crystallizer detects an
exponential decay of mean particle size in suspension. The optical
rotation of the filtered liquid remained constant for all experiments
due to the same saturated batch solution. During the filtration mode,
the pressure drop slowly increased to 1 bar in around 30 min, which
is the result of crystals being stacked along the filter mesh. The
gradual accumulation of solids on the filter surface causes an increase
in the hydraulic resistance of the filter to the fluid, which results
in an increased pressure drop and eventually results in a sharp increase
to 1.5 bar, resulting in activation of the timed suspension sampling
(preset pressure drop across the filter system was reached). In this,
the sampled suspension is pumped through the heated tube segments,
and the flow splits into two streams (ensured by the resistance via
a flow controller) where one goes toward the analytical equipment
and the other is back-purged through the filter segments. This mode
runs for a short interval of back-purging, indicated by a negative
pressure drop, which allows clogged crystals to stream back into the
vessel that results in an increase in turbidity. This cyclic sampling
can be repeated frequently until the end of the crystallization process.
The threshold pressure limit for switching was set to prevent the
filter becoming fully blocked before the back-purge mode is activated.
The middle panel in Figure shows a similar type of experiment with a higher suspension
density of 6.5 wt %, resulting in a shorter switch time between liquid
sampling and the back-purging mode. The dependence of the switching
time (minutes) on suspension density is shown in the Figure panel on the right. The switching
time frequency was dependent on how quickly the sampled suspension
reaches the set threshold pressure drop limit. For the 6 wt % test,
the pressure drop starts building up sharply from 1.5 bar and within
a few minutes jumps close to 7 bar (to test the pressure relief valve
set limit) resulting in a halt in the solution flow and indicating
that the filter is fully clogged. Thus, to prevent complete clogging
of the filter, the maximum mean set pressure drop threshold was set
to be 1.5 bar. The remaining test results for 6, 4, and 3.5 wt % L-AM
suspension require switch times of around 8, 20, and 40 min, respectively.
This affirms that with the increase in suspension wt %, the filter
gets clogged more quickly, requiring more frequent back-purging to
declog the filter.
Figure 13
Cyclic liquid sampling experiment: (left) 3 wt % L-AM
in saturated
solution. Optical rotation (showing the saturated solution rotation
angle) and turbidity % (exponential decay of suspension in the vessel
during sampling). Delta P is the pressure drop measured
across the filter (middle). 6.5 wt % suspension auto-switch profile
(right). Sampling time switching frequency with respect to varied
suspension wt % (error bar indicates at least three repetitions of
experiments).
Cyclic liquid sampling experiment: (left) 3 wt % L-AM
in saturated
solution. Optical rotation (showing the saturated solution rotation
angle) and turbidity % (exponential decay of suspension in the vessel
during sampling). Delta P is the pressure drop measured
across the filter (middle). 6.5 wt % suspension auto-switch profile
(right). Sampling time switching frequency with respect to varied
suspension wt % (error bar indicates at least three repetitions of
experiments).
Steady-State
Experiments and Use of the Dispersing
Tool
It is well-known that transporting particles from a
stirred vessel into a pipe (e.g., into the sampling loop) can lead
to significant size classification issues, especially for broad PSDs.
To investigate this for the case of our setup, we performed a series
of steady-state experiments. The experiments were initiated by introducing
a saturated solution into the vessel, controlled at 25 °C, while
the sampling solution was heated to 45 °C in the loop to ensure
that crystals were dissolved before entering the measuring cell. Experiments
were performed by varying the flow rate (50–80 mL/min) and
suspension densities (0.25–2 wt % L-AM crystals). In these
initial suspension sampling experiments, rotation angles consistent
with the calibration data in Figure were never obtained. A closer inspection of the vessel
content and the particles entering into the sampling loop revealed
that bigger crystals could not enter the sampling loop, thus leading
to a biased sample and erroneous optical rotation angle measurements.
Both enantiomers grow at the same rate, and thus, large crystals are
not sampled in an appropriate proportion that is representative of
the suspension inside the crystallizer. This can lead to inconsistency
in the polarimeter results. Since the maximum flow rate that can be
used in the sampling loop is inherently limited by the dissolution
kinetics, as well as the performance of the thermostats, another solution
had to be devised. To this end, a dispersing tool was installed. Results
of the steady-state experiment investigated for 0.5 and 1 wt % suspensions
using the dispersing tool are shown in Figure (left). An L-AM saturated solution was
introduced after reaching the stable operating settings and baseline,
with weighed crystals introduced into the crystallizer. The suspension
was sampled, and within a few seconds, a shift was observed in optical
rotation. The measured alpha value (−0.195°) was not close
to the anticipated value. This was observed for around a 10 min duration.
Afterward, the dispersion tool was activated, resulting in the milling
of crystals into fines, and a change was observed immediately in the
alpha value, reaching the accurate 0.5 wt % alpha value (fit with
the calibration curve from Figure ). Other experiments evaluated with 1 wt % suspension
and similar process conditions were applied, showing that when crystals
were added in the vessel, the alpha value shifted but was considerably
different from the expected value (−0.199°). Applying
the dispersing tool resulted in an accurate (−0.241°)
alpha value. However, for higher suspension densities, adjustment
of the dispersing tool to 10,000 rpm and the minimum flow rate to
50 mL/min was required to acquire the expected optical rotation value.
Figure 14
Steady-state
continuous suspension sampling: (left) effect of the
dispersing tool for accurate optical rotation measurement (moving
average method was applied to minimize noise in data). Steady-state
continuous LAM suspension sampling (right). Dispersing tool settings
(rpm) for attaining the expected rotation angle value.
Steady-state
continuous suspension sampling: (left) effect of the
dispersing tool for accurate optical rotation measurement (moving
average method was applied to minimize noise in data). Steady-state
continuous LAM suspension sampling (right). Dispersing tool settings
(rpm) for attaining the expected rotation angle value.Higher density suspensions up to 2 wt % were examined, but
it required
adjusting parameters such as a higher rotational speed of the dispersing
tool and a higher loop temperature to attain accurate results. For
stability, all tests were carried out for around 1 h, and the alpha
values obtained were consistent and steady. Noise was an issue when
using the dispersing tool due to the generation of bubbles (from the
high rotational speed of the shaft) in the solution. This was minimized
numerically by using a moving average method. However, the higher
suspension density experiment showed that larger optical rotation
signals were observed with relatively less noise. Thus, for different
suspension densities, the dispersing device was adjusted at a higher
rotation value, which enables the optical measurements to be made
with improved accuracy and without using a numerical smoothing function.
Conclusions
Chiral resolution processes are
used for the manufacture of APIs
in their purest form. An integral part of this process is separation
and purification, which is carried out by crystallization processes.
The quality of the product is determined by the size, shape, form,
and purity of the material. Obtaining the desired properties requires
accurate design and control of the crystallization process, and one
of the main challenges is to control these parameters while optimizing
the process. Utilization of the PAT approach provides an opportunity
to observe and optimize chiral processes. A polarimeter in combination
with an ATR–FTIR probe can prove to be a powerful and reliable
combination for the monitoring of chiral resolution processes. The
polarimeter is used for measuring the optical rotation angle of active
chiral compounds, while ATR–FTIR measures the total concentration
and for the detection of impurities and achiral species. The closed
loop automated sampling setup allows real-time continuous monitoring
of progress in the chiral crystallization process by analyzing both
the solid and liquid phases alternatively, which enables the determination
of concentration, yield, and purity of enantiomers present in both
phases. Calibration tests of both tools were performed using the appropriate
numerical modeling method (PLSR and linear fitting). Liquid sampling
cyclic experimental results showed that alternative liquid and suspension
sampling can be accomplished, but switching between each mode was
critically dependent on the suspension density. In steady-state suspension
sampling tests, use of the dispersing tool enabled the optical rotation
measurement of crystal suspension to produce the expected value. This
is rationalized as an effect of size classification at the inlet of
the sampling loop, thus making it beneficial when the dispersing tool
is used to reduce the size of the particles in the crystallizer and
therefore allow representative sampling. Furthermore, this tool can
also be used as an aid in the attrition process and can also play
an important role in a VR temperature cycling process. However, for
increasing suspension density, it will require adjustments in the
dispersing tool power and pump flow rate to ensure that the desired
fines are pumped into the sampling loop. The dispersing tool will
generate more fines, which will cause faster dissolution of enantiomers
and as a result faster racemization in the liquid phase. Thus, the
deracemization will complete faster.These experiments show
conceptually that our measurement device
can successfully continuously sample the suspension, as well as the
liquid phase, and allows a stable operation where the filter system
is automatically declogged by switching the flow direction. In order
to elucidate the operating envelope and expected accuracy of the measurement
device, we have carried out simulations of the sampling loop, where
we have accounted for the energy balance in the crystallizer and the
sampling loop, as well as described the crystallization and dissolution
kinetics acting on the particles using PBEs. In the case of VR, we
have further included the racemization reaction occurring in the liquid
phase. As one might expect, weakly temperature-dependent compound
solubility and heat transfer limitations occurring in the sampling
loop limit the operating range of the measurement device in the suspension
sampling mode (where it is essential to dissolve all sampled particles
before reaching the polarimeter). Furthermore, the faster the racemization
reaction in the liquid phase is, the less precise the measurement
of the solid-state enantiomeric excess becomes when performing VR
simulations. These limitations notwithstanding, we hope that our automated
measurement setup will enable us to monitor and eventually control
chiral crystallization processes continuously and robustly. The further
development of reliable analytical techniques is essential for monitoring
the separation progress directly and thus facilitating process control.A control box GUI was developed using LabVIEW for real-time data
plotting. It provides a user-friendly interface for monitoring and
control of valve operation modes, sample flow rate, and temperature
set point values and displays and records real-time measurement of
optical rotation, temperature gradient in the loop, and pressure drop
across the filter. In future, we aim to modify this program to automate
the process control by acquiring and analyzing data acquired for measurement
tools.In future studies, we plan to integrate the sampling
setup with
a larger reactor, where in addition, an FBRM probe and a dispersing
tool can also be integrated together. This will allow us to control
the dispersing tool and monitor the PSD required for efficient sampling
and also prevention of agglomeration of crystals. Monitoring of the
PC and VR temperature cyclic processes will be executed. The procedure
developed in this study combines online PATs with chemometrics statistical
tools. This can provide a basis for tackling problems faced during
chiral crystallization and opens the door to improved control of the
process in a more effective and reliable way.
Table 2
Table of Notations
Useda
name
symbol
unit
specific optical rotation
αλT
optical rotation
α
[deg]
path length
measuring cell
l
dm
loop residence time
τloop
min
loop volume
Vloop
m3
vessel temperature
Tv
°C
temperature
sampling tube
Ti
°C
tube jacket temperature
Tji
°C
vessel jacket temperature
Tjv
°C
loop temperature end of the loop
Tloop
°C
back-purge stream temperature
Tb
°C
length of tube segments
Li
m
diameter of the tube
Dti
m
radius of the tube
rt
m
mass of solution/sample
m
kg
density of water
ρ
kg/m3
area of the vessel
A
m2
surface
area of the vessel
Av
m2
mass flow rate
m˙
kg/s
volumetric flow rate of the tube segment
Qti
m3/s
volumetric
flow rate of the jacket fluid
Qji
m3/s
overall heat transfer coefficient of the
loop
U
W/K m2
heat transfer
coefficient of the vessel
Uv
W/K m2
heat capacity
Cp
J/kg K
flow velocity
v
m/s
Table 2
enlists the notations used
in the equations above.