Flow chemistry offers a solution for replacing batch methods in chemical preparation where intermediates or products may pose toxicity or instability hazards. Ozonolysis offers an ideal opportunity for flow chemistry solutions, but multiple barriers to entry exist for use of these methods, including equipment cost and performance optimization. To address these challenges, we developed a programmable DIY syringe pump system to use for a continuous flow multireactor process using 3D-printed parts, off-the-shelf stepper motors, and an Arduino microcontroller. Reaction kinetics of ozonide formation informed the use of an integrated batch-flow approach, where ozone addition to an olefin was timed to coincide with fluid movement of a single-syringe pump, followed by downstream Pinnick oxidation and reductive quench in flow. The system was demonstrated by continuous preparation of azelaic acid from ozonolysis of palmitoleic acid, a process limited to low production volumes via batch chemistry. High total production of azelaic acid with 80% yield was obtained from an algae oil sourced unsaturated fatty acid: a product with important applications in medicine, cosmetics, and polymers. This low-cost, scalable approach offers the potential for rapid prototyping and distributed chemical production.
Flow chemistry offers a solution for replacing batch methods in chemical preparation where intermediates or products may pose toxicity or instability hazards. Ozonolysis offers an ideal opportunity for flow chemistry solutions, but multiple barriers to entry exist for use of these methods, including equipment cost and performance optimization. To address these challenges, we developed a programmable DIY syringe pump system to use for a continuous flow multireactor process using 3D-printed parts, off-the-shelf stepper motors, and an Arduino microcontroller. Reaction kinetics of ozonide formation informed the use of an integrated batch-flow approach, where ozone addition to an olefin was timed to coincide with fluid movement of a single-syringe pump, followed by downstream Pinnick oxidation and reductive quench in flow. The system was demonstrated by continuous preparation of azelaic acid from ozonolysis of palmitoleic acid, a process limited to low production volumes via batch chemistry. High total production of azelaic acid with 80% yield was obtained from an algae oil sourced unsaturated fatty acid: a product with important applications in medicine, cosmetics, and polymers. This low-cost, scalable approach offers the potential for rapid prototyping and distributed chemical production.
Flow
chemistry—the process of using continuous flow for
chemical reactions—evolved from basic laboratory techniques
to industrial practices.[1−4] Although flow chemistry offers both advantages and
disadvantages at different scales,[5] its
rise opened the door for next-generation chemical reaction development
and process engineering.[6] The concept of
continuous flow ozonolysis with perfect control of gas–liquid
mass transfer processes appears to be highly preferred to batch ozonolysis
due to its exothermic nature, thermal stability, and toxicity risk.[7−9] A variety of flow ozonolysis technologies were recently demonstrated,
including the use of semipermeable tubing for gas to liquid transfer[10] and a commercially available ozonolysis flow
reactor designed for lab scale by ThalesNano capable of producing
up to 10 g of finished materials per day.[7] Lonza recently designed a pilot flow ozonolysis system and demonstrated
its ability to scale processes for implementation to produce 500 kg
of product per day in a continuous mode.[11] However, not all these recent technologies are appropriate or cost-effective
for an academic laboratory. Therefore, we set out to develop a simple,
scalable approach to apply the powerful oxidative potential of ozone
to the production of useful chemical intermediates.With the
advent of hobbyist electronics and development of open-source
microcontrollers and single-board computers such as the Arduino Uno
and Raspberry Pi, it is possible to create advanced projects using
do-it-yourself (DIY) approaches. This advancement has been fueled
by dropping prices in 3D printing, allowing complex and custom parts
to be rapidly manufactured at low cost, as well as the ready availability
of precision parts such as stepper motors.[12] Science and medicine have offered creative applications, where Arduino
controller setups provide basic sensors to perform diverse experiments.[13−15] Freely available plans, open-source code, and programming flexibility
also enabled healthcare applications such as acoustofluidics to lower
point-of-care medical costs.[16] In chemistry,
microcontroller microcomputer boards combined with cost-effective
sensors were applied to monitor and optimize chemical reactions for
both batch and flow processes, reducing operator intervention for
product purification and supervision.[17] Open-source hardware can also be applied to flow chemistry systems,
lowering the barrier to entry for conducting these experiments. Syringe
pumps assembled using open-source 3D models and off-the-shelf parts
can provide DIY solutions to challenging applications such as multistep
chemical syntheses when combined with open-source code.[18−21] While not necessarily replacing commercial flow systems, open-source
and DIY technologies allow proof-of-concept flow chemistry development
and troubleshooting where these simple, customizable, and inexpensive
tools offer clear accessibility advantages.[22]Conventional ozonolysis of olefin compounds has been conducted
in aprotic solvents to form the secondary ozonide, which possesses
a high energy of decomposition.[23,24] Recent developments
employed aqueous solvent mixtures to avoid secondary ozonide formation,
thereby minimizing the accumulation of the high-energy secondary ozonides
and increasing process safety.[7,10,23,25,24,26] Here, water plays a critical role as an
effective nucleophile during molozonide rearrangement. This results
in direct formation of aldehydes or ketones, which avoids the accumulation
of the decomposed ozonides.[26] Mild, one-pot
ozonolysis–oxidation processes using aqueous solvent mixtures
were recently employed to prepare carboxylic acids in excellent yields.[24] Here, aldehyde formation is followed by treatment
with sodium chlorite to deliver the respective carboxylic acid, whereupon
a reductive quench with sodium bisulfite can safely neutralize any
residual oxidants.[26,24] This procedure has been evaluated
with a variety of primary alkenes to synthesize desired acids in high
purity and yield.[24]Dicarboxylic
acids such as azelaic acid play important roles in
a variety of commercial applications as key components of fragrances,
adhesives, paints, coatings, plasticizers, textiles, lubricants, and
hydraulic fluids.[27] Algae biomass offers
one of the most sustainable and productive photosynthetic resources
for petroleum replacement, and we have an ongoing program to scale
these processes for eventual commercial application.[28−33]A recent report from Ley demonstrated the potential to integrate
batch and flow reactions in one process and inspired us to explore
the use of a pulsed batch reactor to complete the ozonolysis, oxidation,
and reductive quench in a single automated process.[34] Flow chemistry is proved as a viable alternative approach
to handle the ozonolysis process’s safety;[35] however, this method required equipment valued at upward
of $200,000 USD. Here we aim to further leverage algae-sourced unsaturated
fatty acids for sustainable production of azelaic acid at the lab
scale. We demonstrate the adaptation of DIY flow chemistry with batch
ozonolysis for an integrated batch–flow method using open-source
hardware and software technologies to create a scalable, cost-effective
solution to renewable azelaic acid preparation (Scheme ).
Scheme 1
Schematic Illustrating an Integrated
Batch-Flow Chemistry Process
Applied to the Synthesis of AA and HA
Discussion
Ozonolysis Methodology
and UV–Vis Monitoring
Ozonolysis—a method to
oxidatively cleave hydrocarbons that
contain a carbon–carbon double or triple bonds using ozone—was
discovered in the mid-18th century by Christian Friedrich Schönbein.
Ozonolysis can provide an alternative to heavy metal oxidation reactions
and is considered a green and sustainable oxidizing agent providing
the potential for green chemistry methods.[9] This method has been developed for organic chemical reactions of
alkenes or alkynes to prepare alcohols, aldehydes, ketones, and carboxylic
acids.[36−38] Achievable products from ozonolysis depend upon the
substrate identity and the workup conditions. For instance, reductive
work up of 1,2-dialkyl-substituted olefins results in alcohols or
aldehydes, while oxidative work up leads to carboxylic acids.[39,40] The mechanism of ozonolysis was first proposed by Criegee[40] and more recently confirmed by Berger using 17O NMR spectroscopy.[41] In the ozonolysis
mechanism, the electrophilic addition of ozone to the π-bond
first forms a 5-membered molozonide intermediate (prime ozonide),
which rapidly rearranges to create the secondary ozonide in organic
solvents.[38] The secondary ozonide is an
unstable, potentially explosive intermediate that requires low-temperature
handling and immediately converts into the desired carbonyl products
via oxidative or reductive workup.[38] Conventional
ozonolysis of unsaturated fatty acids has been studied for decades[42−46] and currently offers an important route to industrially produce
azelaic acid.[47]The synthesis of
azelaic acid and heptanoic acid by batch ozonolysis of palmitoleic
acid originating from microalgae oil waste streams was accomplished
in our previous work.[18] In that study,
a water-based ozonolysis methodology from Dussalt was applied to avoid
safety concerns from accumulation of peroxide intermediates.[26,48] Our ozonolysis studies in aqueous methanol suggested that polar
organic solvents miscible in water improved the water nucleophilicity
for carbonyl oxides, resulting in the direct formation of aldehydes,[26] avoiding the formation of energetic intermediates,[48,49] which are further oxidized with sodium chlorite to produce the desired
carboxylic acid in high yield and purity.[18,24] However, our attempts to scale up these reactions faced several
challenges.Beyond the simple setup and ease of the process,
batch ozonolysis
offered several limitations for increasing scale. Beyond the anticipated
concerns of reactor acquisition and setup, some practical challenges
included the requirement of a fourth equivalent of oxidant (sodium
chlorite) and the necessity to age the reaction overnight to fully
convert all intermediates into carboxylic acids.[24] In addition, increasing reaction vessel size in a laboratory
environment escalated safety concerns for ozone formation.[7,8,10] Flow chemistry had the potential
to address all these limitations by conducting a continuous reaction
in a small volume, which would avoid the complexities of large volume
reactions and reduce the high ratio of oxidant. Flow methods offer
high surface area-to-volume ratios, which in turn enhance heat and
mass transfer rates and lead to more precisely controllable reaction
conditions. Therefore, we chose to adapt palmitoleic ozonolysis to
a flow chemistry approach in order to safely scale the production
of azelaic acid in a laboratory setting. Evaluation of commercial
flow chemistry systems did not meet our requirements for cost and
adaptability, so we chose to develop a DIY flow chemistry setup to
meet our needs within a very reasonable budget (Table S1).To monitor ozonolysis completion during the
process, we implemented
online monitoring of the batch reactor output. While some studies
have utilized FT-IR or ATR to monitor ozonolysis completion, we reasoned
that an online UV monitor would also function in this role.[23,25] We integrated an online UV/vis cell behind the ozonolysis batch
reactor 2, which allowed us to modify the single-syringe pump governing
removal of aldehyde products from the reactor. This way, aldehyde
product removal could be precisely timed to match reaction kinetics
and allow for complete conversion. This design offered the benefits
of both batch and flow methods into a single automated process. For
optimizing the reaction parameters, the reaction was monitored by
taking aliquots and measured via NMR for quantifying the amount of
reactant left. However, the UV–vis system provided a rapid
qualitative solution for detecting deviations in the reaction as the
flow system was operated for extended periods of time up to 8 h a
day continuously.The UV–vis online monitoring system
was implemented using
a Waters 996 photodiode-array-detector (PDA) with a Waters 510 solvent
delivery pump to connect to monitor to the batch reactor in real time
(Figures S38 and S39). Ozonolysis completion
(Step 1 of Scheme ) was monitored by measuring absorption at 280 nm (Figure ). As shown in Figure , the UV–vis spectrum
of the C16-1 solution shows absorption bands in the 265–300
nm range for the n−π and π–π transitions
for the π bonds in palmitoleic acid,[50−55] while the aldehyde products exhibit no absorption in this range.
For testing this analytical method, a Waters 510 HPLC Pump Solvent
pumped C16-1, ozonide, and blank solvent solutions in order. As shown
in Figure S39, the resulting chromatogram
of C16-1 and ozonide solutions could be evaluated for intensity change
across the analyzed spectrum throughout the reaction. This simple
PDA implementation demonstrates the potential for online testing to
inform volume and reaction time selection qualitatively and immediately
during the development of an integrated batch–flow ozonolysis
system.
Scheme 2
Oxidative Cleavage Ozonolysis That
Forms Azelaic Acid and Heptanoic
Acid from C16-1
Figure 1
UV–vis spectrum of the C16-1 solution and its intermediates.
Online UV monitoring at 280 nm (see Figure and S26, S38 and S39) was used to time the reaction kinetics to set the batch reactor
timing.
UV–vis spectrum of the C16-1 solution and its intermediates.
Online UV monitoring at 280 nm (see Figure and S26, S38 and S39) was used to time the reaction kinetics to set the batch reactor
timing.
Figure 4
(A) Relative proportion of monounsaturated fatty acids
to palmitoleic
acid when injecting 0.2 M palmitoleic acid into a 5 °C ozone
reactor. (B) Relative proportion of monounsaturated fatty acids to
palmitoleic acid when injecting 0.5 M palmitoleic acid into a single
5 °C ozone reactor. (C) Relative proportion of monounsaturated
fatty acids to palmitoleic acid when injecting 1 M palmitoleic acid
into a 5 °C ozone reactor. (D) Relative proportion of monounsaturated
fatty acids to palmitoleic acid when injecting 1 M palmitoleic acid
into a 0 °C ozone reactor. (E) Relative proportion of monounsaturated
fatty acids to palmitoleic acid in the second ozone batch reactor
when injecting 1 M palmitoleic acid into the first 5 °C ozone
reactor after using two batch ozonolysis reactors in series.
Flow
Chemistry Design via an Integrated Batch–DIY
Flow Chemistry Setup
Before attempting to study reaction
kinetics, we encountered several mechanical challenges in our flow
chemistry setup. Despite our attempts to optimize reactor volume,
flow rate, and ozone concentration, most ozonolysis flow reactor variations
failed to completely oxidize the starting material due to inefficient
mixing of the gaseous ozone phase with the continuous liquid stream
of reactants in the coil reactor. We determined that the pressure
limits on the syringe pump system prevented sufficient mixing between
ozone and reagents. Comparisons to batch reactions indicated that
batch methodologies can accommodate lower ozone concentrations and
ensure reaction completion more rapidly. We concluded that, although
continuous flow chemistry could be achieved in flow with more sophisticated
reactor design and pump improvements, an alternative strategy could
utilize small batch processes to ensure reaction completion while
keeping the latter steps in continuous flow. This led to an integrated
batch–flow strategy.For an integrated batch–DIY
flow system, we reasoned that a single-syringe pump could be used
to fill an ozonolysis reactor with the starting material in aqueous
methanol with regular ozone addition, and a second single-syringe
pump could serve to empty that reactor into a holding vessel at a
rate that could be timed with the ozonolysis reaction kinetics. Excess
ozone gas was converted into oxygen by passing it through ozone destroyer
solution (NaHSO3) to prevent ozone flooding. Continual
injection of the aldehyde product into a flow system could complete
Pinnick oxidation and subsequent quench reaction using continual dual-syringe
systems. The comparison of a single-syringe system and a dual-syringe
system can be seen in Figure and Figures S1–S6.
Figure 2
3D-printed
system setup flow diagrams for continuous ozonolysis
in lab scale in the single ozone reactor variant. On the right side
is the corresponding cutout detailing the setup of the ozone reactor.
One single syringe in pump 1 handles delivery of C16-1 in and out
of the ozone batch reactor where the aldehyde forms. Pump 2 transports
the collected aldehyde for Pinnick oxidation with NaClO2 added by pump 3 and reduction by NaHSO3 via pump 4 for
conversion into the desired carboxylic acid and reduction of the remaining
oxidants.
3D-printed
system setup flow diagrams for continuous ozonolysis
in lab scale in the single ozone reactor variant. On the right side
is the corresponding cutout detailing the setup of the ozone reactor.
One single syringe in pump 1 handles delivery of C16-1 in and out
of the ozone batch reactor where the aldehyde forms. Pump 2 transports
the collected aldehyde for Pinnick oxidation with NaClO2 added by pump 3 and reduction by NaHSO3 via pump 4 for
conversion into the desired carboxylic acid and reduction of the remaining
oxidants.The single-syringe-pump setup
uses only one syringe, which relies
on a servo motor to deliver fluid through the lines. Although noncontinuous,
the advantage of this system is that it provides a reaction time equal
to the time needed to refill the syringe. Applications of this pulsed
pumping design in flow chemistry include batch steps that require
time to bring the reaction to completion before injection into the
flow system. The pause can be adjusted to match the reaction kinetics
by decreasing or increasing the volume that the syringe must refill
in the Arduino code. The challenge of using this single-syringe pump
in combination with a continuous flow process is the requirement for
a dispensing reservoir that also accounts for dead volume, so that
a single-syringe pump with an intermittent dispensing rate can replenish
the reservoir rapidly enough to serve as a continuous flow system
further downstream in the process. One solution would be to utilize
two separate batch systems pumping alternatively which would eliminate
the need for a reservoir, but we did not employ this method to save
on costs further. The same strategy also applies if a continuous step
were to be used before a semibatch single-syringe pump.The
dual-syringe setup works best for continuous flow chemistry,
where continuous flow delivers fluid for each reaction step. This
setup consists of two syringe pumps with two sets of two chemically
resistant powered valves, which allows the syringes to work with continuous
infusion, where one pump dispenses as the other withdraws, to deliver
liquids continuously. The DIY syringe pumps in this setup possess
significantly lower pressure limits compared to professional grade
HPLC pumps and, therefore, limit the reactor coil tube lengths and
the volume delivered into a single coil, although this can be partially
addressed by increasing the tubing diameter. Attempts were made to
use conventional check valves made for microfluidics by IDEX, but
the gold coated springs inside the valves quickly deteriorated and
broke, proving the valves to be too costly for practical implementation.
Hence, a new set of valves was created taking advantage of a 3D-printed
coupler between a servo and a luer-lock 3-way valve to create an automated
valve to switch outlets in sync with syringe pump motion (Figures S2−S3).
Batch-Flow
Oxidative Ozonolysis Process
Determining Ozonolysis
Parameters
One of the most important factors in flow chemistry
is the residence
time of the reaction within the coil reactor, which regulates reaction
completion. According to Omonov et al., the optimum time to complete
ozonolysis of 100 g of monounsaturated fatty acid is 50 min at a 0.35
M concentration, regardless of the solvent used.[44] In their study, a gas chromatographic (GC) time course
analysis of ozonolysis of 0.35 M oleic acid in 5% H2O–MeOH
showed initial formation of the two intermediate ozonolysis products
within 10 min at 0 °C.[40,44,56] This result was also supported by their SEC-RI chromatograms, which
showed a decrease in the peak intensity characteristic of 0.35 M monounsaturated
fatty acid after 10 min of ozonolysis at 0 °C.[44] In addition, with a sufficient ozone/unsaturated hydrocarbon
ratio of around 1.4, ozonolysis proceeds with complete ozonolysis
with a residence time of 5 min in the liquid phase in flow.[23] Higher concentrations of unsaturated fatty acids
required a longer reaction time. Prior studies indicate that the higher
viscosities of higher concentrations, including neat oil, slowed down
ozone diffusion and required significantly longer reaction times.[57] Concentrations of ozonolysis reagents are commonly
kept under 0.25 M,[7,10,24,46] and an aqueous solution of 5% H2O in organic solvents such as acetone, methanol, or acetonitrile
is commonly the preferred solvent for full conversion into carboxylic
acid via a telescoped ozonolysis–oxidation process.[18,24] Although conducting ozonolysis of unsaturated hydrocarbon aqueous
solutions helps avoid the formation of high-energy intermediates,[26] ozonide stability in organic solvents was worth
considering to understand any safety concerns.The thermochemistry
and stability of ozonide intermediates, as well as their thermal decomposition
paths, have been extensively studied.[58−63] Differential scanning calorimetry (DSC) analysis of the ozonide
formed from unsaturated fatty acids showed an exothermic peak around
150 °C, indicating decomposition.[58−61,64] The decomposition enthalpy is proportional to the amount of ozonide,
and higher ozonide concentrations increased the heat liberated from
the thermal decomposition.[64] Although there
is a considerable amount of heat released from the decomposition of
primary and secondary ozonides based on DSC data, ozonides formed
from saturated fatty acids are not considered explosive at room temperature,
a property attributed to the stability imparted by their long aliphatic
chains.[58−60] However, at temperatures around 150 °C the experimental
heat release of these ozonides during the decomposition is 243.5 kJ
mol–1, a value in reasonable agreement with the
thermochemical calculation value of 278.5 kJ mol–1.[60] This high exothermal property of ozonide
at high temperature requires cooling the reaction mixture and retaining
only small amounts of ozonide in the unit at a time. These conclusions
further support the use of aqueous ozonolysis methods for scaling
carboxylic acid production from alkenes.[26]
NMR Analysis of the Ozonolysis Reaction
In our study, NMR samples were taken at given time intervals to
monitor the rate of ozonolysis in the ozone reactor where reaction
of the C16:1 unsaturated bond and ozone gas occurred. Monitoring the
ozonolysis reactions of 0.1 and 0.2 M palmitoleic acid in the batch
ozone reactor (withdrawing aliquots at 10–20 min intervals)
demonstrated that the double bond at position C9 in the palmitoleic
acid (δ 5.2 ppm) is significantly decreased and the aldehyde
product (peak at 8.6 ppm) is generated immediately during reaction
(Figures S27 and S29). The signal at δ
1.5 ppm is assigned to the methyl group at position C7 of the palmitoleic
acid. Based on a comparison of the peak area of the double bond at
C9 with the methyl proton peak at C7 of palmitoleic acid, the rate
of ozonolysis can be calculated; the results are shown in Figures S28 and S30. The lower the concentration
of palmitoleic acid is, the faster the ozonolysis was completed (Scheme and Figures S28 and S30).
Scheme 3
Reaction Pathways
Present in the Ozone Batch Reactor
Oxidation and reductive
quench
reactors convert the remaining aldehydes into carboxylic acids.
Reaction Pathways
Present in the Ozone Batch Reactor
Oxidation and reductive
quench
reactors convert the remaining aldehydes into carboxylic acids.After this study, we set up an integrated batch-flow
methodology
with an initial concentration of 0.1 M palmitoleic acid in the ozone
reactor. Once the ozonolysis in the ozone reactor is completed, palmitoleic
acid with various concentrations of 0.2, 0.5, and 1 M was injected
into the ozone reactor with an average flow rate of 2 mL min–1 (Figure ). For batch
ozonolysis, we created an ozone tank reactor where a precisely injected
flow rate controlled C16-1 solution was reacted with bubbled ozone
gas with a single-syringe pump (Figures and 3). Although
noncontinuous, the advantage of this batch step in the system was
that it provided a reaction time required for ozonolysis completion
equal to the time needed to refill the syringe. At 2 mL min–1, the resulting reaction time was equal to 10 min. In this study,
the gas flow was delivered at a controlled rate of 500 mL/min at an
ozone concentration of 40%, which provides sufficient ozone (around
2 g of ozone per hour) to convert reagents with the reaction time
of 10 min.
Figure 3
3D-printed system setup flow diagrams for continuous ozonolysis
in lab scale in the series reactor setup. On the right side is the
corresponding cutout detailing the setups of the ozone reactors. Two
single syringes in pumps 1 and 2 handle delivery of C16-1 in and out
of the ozone batch reactor where the aldehyde forms. Pump 3 transports
the collected aldehyde for Pinnick oxidation with NaClO2 added by pump 4 and reduction by NaHSO3 via pump 5 for
conversion into the desired carboxylic acid and reduction of remaining
oxidants.
3D-printed system setup flow diagrams for continuous ozonolysis
in lab scale in the series reactor setup. On the right side is the
corresponding cutout detailing the setups of the ozone reactors. Two
single syringes in pumps 1 and 2 handle delivery of C16-1 in and out
of the ozone batch reactor where the aldehyde forms. Pump 3 transports
the collected aldehyde for Pinnick oxidation with NaClO2 added by pump 4 and reduction by NaHSO3 via pump 5 for
conversion into the desired carboxylic acid and reduction of remaining
oxidants.To monitor the consumption of
the double bond during ozonolysis
with an injection of the solution of palmitoleic acid, samples were
withdrawn at 10 min intervals. The 1H NMR and relative
proportions of palmitoleic acid during ozonolysis are shown in Figures S31–S33 and Figure A–C, respectively. As shown in those figures, once
0.2 and 0.5 M palmitoleic acid solutions were pumped into the ozone
reactor, no double bond was detected at any point in the reaction,
meaning all quantities of palmitoleic acid dropped were immediately
consumed once pumped in (Figure A and B). However, traces of double bonds are identified
in the case of 1 M palmitoleic acid (Figure C), indicating that a flow rate of 2 mL min–1 was insufficient for 1 M concentrations of monounsaturated
fatty acids.(A) Relative proportion of monounsaturated fatty acids
to palmitoleic
acid when injecting 0.2 M palmitoleic acid into a 5 °C ozone
reactor. (B) Relative proportion of monounsaturated fatty acids to
palmitoleic acid when injecting 0.5 M palmitoleic acid into a single
5 °C ozone reactor. (C) Relative proportion of monounsaturated
fatty acids to palmitoleic acid when injecting 1 M palmitoleic acid
into a 5 °C ozone reactor. (D) Relative proportion of monounsaturated
fatty acids to palmitoleic acid when injecting 1 M palmitoleic acid
into a 0 °C ozone reactor. (E) Relative proportion of monounsaturated
fatty acids to palmitoleic acid in the second ozone batch reactor
when injecting 1 M palmitoleic acid into the first 5 °C ozone
reactor after using two batch ozonolysis reactors in series.The solubility of ozone also depends on the temperature
of the
solution: as temperature decreases, ozone solubility increases.[65,66] The temperature for ozonolysis in experiments for 0.2 and 0.5 M
palmitoleic acid was set to 5 °C. We hypothesized that decreasing
the temperature of the ozone reactor from 5 to 0 °C to increase
the ozone saturation when injecting 1 M palmitoleic acid into the
reactor would help complete the ozonolysis reaction. However, as Figures D and S34 show, a carbon–carbon double-bond
peak from palmitoleic acid remained regardless of the temperature
used. The low temperature was able to increase the ozone solubility
but decreased the rate of ozonolysis.To keep a flow rate of
2 mL min–1 and complete
the ozonolysis of 1 M palmitoleic acid, an integrated double ozonolysis-flow
set up was proposed (Figure ). In this setup, there are two ozone reactors: the first
reactor was initially charged with 1 M C16-1, and the second reactor
was charged with 0.1 M C16-1. To initiate the reaction, the two reactors
were filled with 0.1 M C16-1 and 1 M C16-1 in 5% aqueous solvent,
respectively, and saturated with bubbling ozone gas with stirring
for 1 h. This initialization procedure is meant to bring about full
conversion in the substrate during the 1 h period, supported by the
concentration studies done in Figure . According to this procedure, syringe 1 is controlled
to withdraw reagent solution 1 M C16-1 from reactant supply to reactor
1 at an average flow rate of 2 mL min–1. Syringe
1 subsequently pumps the reactants to ozone reactor 1 at an overall
flow rate of 2 mL min–1. Syringe 1 delivers the
solution of 1 M C16-1 to the ozone batch reactor 1, where the bubbled
ozone gas in an aqueous solvent reacts with an monounsaturated fatty
acid to generate the molozonide, which rapidly decomposes into two
aldehydes from reaction with water.[24,26,44,46] Syringe 2 subsequently
transports the resulting solution from ozone batch reactor 1 to ozone
batch reactor 2 for ozonolysis of the remaining palmitoleic acid,
which is now ready to enter the flow system. Since the syringe movement
does not pump continuously, it provides a pause for a reaction time
of 10 min that meets the kinetic requirements of ozone addition to
C16-1 outlined earlier in this study.To summarize the double-reactor
setup seen in Figure , after initially charging
each reactor with the previously mentioned stock solutions, a 1 M
stock solution of palmitoleic acid is pumped at a flow rate of 2 mL
min–1 to the first reactor by pump 1, and after
10 min in reactor 1, it is pumped into reactor 2 by pump 2 for the
next 10 min of reaction time. NMR spectra of samples were tested to
observe the consumption of palmitoleic acid in the two reactors. In
the first reactor, although the presence of a double bond is detected,
its relative proportion slowly decreased throughout the reaction
(Figures S36 and S37). However, in the
second reactor, all the NMR samples after injection of the reagents
from first reactor indicated the disappearance of the double bond
at any time in the reaction, which confirmed completed ozonolysis
(Figures E and S35). This reaction time as well as double-batch
ozonolysis completed the reaction between the palmitoleic acid and
ozone in the second batch reactor, allowing the reaction to go to
completion before being withdrawn to the consequent flow reactor.According to data from Figures –4, the single-batch
ozonolysis integrated with the DIY flow system only completes ozonolysis
at 0.5 M C16-1, while the double-batch ozonolysis integrated with
the DIY flow system can finish the ozonolysis of 1 M C16-1. Another
detail to consider is the amount of C16-1 that can be processed by
each variant of batch-flow setups. With a flow rate of 2 mL min–1, 8 h of operation, and 0.5 M C16-1 in 943.4 mL of
solvent, single-batch ozonolysis can process 120 g of C16-1 while
with 1 M C16-1 in the same amount of solvent, double-batch ozonolysis
can process 240 g of C16-1.To produce at least 500 g of AA
per week/2 kg per month for our
progress report deadlines, we needed to process 240 g of C16-1 per
day (ozonolysis of 240 g of C16-1 is supposed to produce 142 g of
AA at an 80% yield). Therefore, we preferred to include the intermittent
2 stage ozonolysis setup to improve throughput for our target.In summary, the fully assembled DIY integrated batch-flow system
has three main sections: ozonolysis, oxidation, and reductive quench
as shown in Figure . To ensure complete reactions in the ozone batch reactor, ozonolysis
using a series of ozone reactors was proven in this section.
Oxidative and Reductive Workup
For the oxidative and
reductive workup, dual-syringe pumps were used
to create the effect of a continuous flow system. As shown in Figure , there are six syringe
pumps utilized to make this pump system. These syringes are split
into three pairs that pump alternatively to ensure continuous flow.
Each pair served as a pump for one reactant or stream. The assembly
of each dual-syringe pump is illustrated in Figure . The flow rate of the syringes in pumps
1–3 (Figure ) was set at 2 mL min–1, resulting in a total reaction
time of approximately 20 min for both the oxidation and reductive
quench reactors. The sizing of the coil reactors can be found in the Supporting Information section under Table S2.These pumps were employed to
continuously complete the aldehyde oxidation and reductive quench
to synthesize the desired carboxylic acid products. For the Pinnick
oxidation to make a complete conversion into carboxylic acids,[24] the aldehydes were delivered into the oxidation
reactor by pump 3 to react with a 0.4 M NaClO2 solution
transported by pump 4 (Figure ). The resulting solution was neutralized with the subsequent
reductive quench reactor using 0.4 M NaHSO3 carried by
pump 5 to quench all residual oxidants and resulting in crude product.[24] The collected crude solution was extracted by
hand with ethyl acetate and dried over Na2SO4, followed by removal of organic solvents using a rotary evaporator
to obtain a crude mixture of heptanoic and azelaic acids. The azelaic
acid was isolated by extraction with hot water and crystallized upon
cooling to provide an 80% yield (NMR spectrum of azelaic acid is shown
in Figure S40).
Scaling up the Reaction and High-Throughput
Operation
To summarize the integrated batch-flow reaction
process for continuous ozonolysis of palmitoleic acid, there are two
major working parts. The single-syringe system (syringes 1 and 2)
comprising part 1, with intermittent liquid pumping into two batch
reactors, provided a pause for a reaction time of 10 min for each
reactor needed to complete the ozone addition, followed by continuous
pumping of the resulting aldehydes downstream at 2 mL min–1. The dual-syringe system in part 2 used continuous liquid pumping
at 2 mL min–1 to perform the downstream chemical
reaction of aldehyde oxidation to produce the azelaic and heptanoic
acids, followed by reductive quench completely in flow. The dual-syringe
system is also suitable for other organic chemistry applications such
as Curtius rearrangement, as described in a previous report.[67]With these optimized conditions in hand,
we scaled up the process to 240 g of C16-1 (Figure S41). For this purpose, we utilized the two-reactor ozonolysis
version of the system (Figure ) and carried out the experiments for over 8 h per day to
produce a total of ∼140 g of azelaic acid and ∼90 g
of heptanoic acid, which extrapolates to a value of ∼1.5–1.8
kg of AA in one month or 18 g of AA/h. The system had advantages of
being run for extended periods of time by minimizing down time for
initializing and finishing the reaction. For example, our single-reactor
system, in practice, only yielded an average of 2.5–3.0 g of
AA/h after 3 h of operation even though the theoretical output should
have been closer to 9 g of AA/h, half of the output reached on the
series setup which was operated for 8 h at a time.
Conclusions
In this report, we detailed the design of a
batch-flow continuous
system for the ozonolysis of palmitoleic acid for the scaled preparation
of azelaic acid and heptanoic acid. Here we used 3D-printed parts
combined with an Arduino microcontroller to develop this continuous
system. Having selected aqueous ozonolysis for safety and efficiency,
reaction kinetics dictated that we develop a continuous batch method
for ozonolysis, followed by flow reactors for Pinnick oxidation and
the final reductive quench steps. The system was demonstrated to conduct
ozonolysis of palmitoleic acid for synthesis of azelaic acid with
an 80% yield, producing up to 3.0 g per hour. Online UV–vis
monitoring offered a convenient method to optimize and monitor the
ozonolysis process qualitatively. This system is robust and flexible
enough to be assembled and modified for many reactions and offers
the ability to conduct challenging and potentially hazardous processes
for moderate to large lab scale chemical transformations.