Erik Björklund1,2, Chao Xu2,3, Wesley M Dose2,3,4, Christopher G Sole2, Pardeep K Thakur5, Tien-Lin Lee2,5, Michael F L De Volder2,4, Clare P Grey2,3, Robert S Weatherup1,2,5. 1. Department of Materials, University of Oxford, Parks Road, Oxford OX1 3PH, U.K. 2. The Faraday Institution, Quad One, Harwell Science and Innovation Campus, Didcot OX11 0RA, U.K. 3. Department of Chemistry, University of Cambridge, Lensfield Road, Cambridge CB2 1EW, U.K. 4. Department of Engineering, University of Cambridge, 17 Charles Babbage Road, Cambridge CB3 0FS, U.K. 5. Diamond Light Source, Harwell Science and Innovation Campus, Fermi Avenue, Didcot OX11 0DE, U.K.
Abstract
Ni-rich lithium nickel manganese cobalt (NMC) oxide cathode materials promise Li-ion batteries with increased energy density and lower cost. However, higher Ni content is accompanied by accelerated degradation and thus poor cycle lifetime, with the underlying mechanisms and their relative contributions still poorly understood. Here, we combine electrochemical analysis with surface-sensitive X-ray photoelectron and absorption spectroscopies to observe the interfacial degradation occurring in LiNi0.8Mn0.1Co0.1O2-graphite full cells over hundreds of cycles between fixed cell voltages (2.5-4.2 V). Capacity losses during the first ∼200 cycles are primarily attributable to a loss of active lithium through electrolyte reduction on the graphite anode, seen as thickening of the solid-electrolyte interphase (SEI). As a result, the cathode reaches ever-higher potentials at the end of charge, and with further cycling, a regime is entered where losses in accessible NMC capacity begin to limit cycle life. This is accompanied by accelerated transition-metal reduction at the NMC surface, thickening of the cathode electrolyte interphase, decomposition of residual lithium carbonate, and increased cell impedance. Transition-metal dissolution is also detected through increased incorporation into and thickening of the SEI, with Mn found to be initially most prevalent, while the proportion of Ni increases with cycling. The observed evolution of anode and cathode surface layers improves our understanding of the interconnected nature of the degradation occurring at each electrode and the impact on capacity retention, informing efforts to achieve a longer cycle lifetime in Ni-rich NMCs.
Ni-rich lithium nickel manganese cobalt (NMC) oxide cathode materials promise Li-ion batteries with increased energy density and lower cost. However, higher Ni content is accompanied by accelerated degradation and thus poor cycle lifetime, with the underlying mechanisms and their relative contributions still poorly understood. Here, we combine electrochemical analysis with surface-sensitive X-ray photoelectron and absorption spectroscopies to observe the interfacial degradation occurring in LiNi0.8Mn0.1Co0.1O2-graphite full cells over hundreds of cycles between fixed cell voltages (2.5-4.2 V). Capacity losses during the first ∼200 cycles are primarily attributable to a loss of active lithium through electrolyte reduction on the graphite anode, seen as thickening of the solid-electrolyte interphase (SEI). As a result, the cathode reaches ever-higher potentials at the end of charge, and with further cycling, a regime is entered where losses in accessible NMC capacity begin to limit cycle life. This is accompanied by accelerated transition-metal reduction at the NMC surface, thickening of the cathode electrolyte interphase, decomposition of residual lithium carbonate, and increased cell impedance. Transition-metal dissolution is also detected through increased incorporation into and thickening of the SEI, with Mn found to be initially most prevalent, while the proportion of Ni increases with cycling. The observed evolution of anode and cathode surface layers improves our understanding of the interconnected nature of the degradation occurring at each electrode and the impact on capacity retention, informing efforts to achieve a longer cycle lifetime in Ni-rich NMCs.
Lithium-ion batteries
(LIBs) are a key technology in enabling the
transition of energy infrastructure from a reliance on fossil fuels
toward increasing use of intermittent, renewable energy sources.[1,2] Despite their commercialization more than three decades ago and
widespread use in portable electronics and electric vehicles, the
demand for higher energy densities and increased cycle lifetimes continues.[3] The energy densities of LIBs are largely limited
by the cathode active materials, and thus, many efforts have focused
on replacing the LiCoO2 (practical capacity 155 mAh g–1) used in first-generation LIBs with higher-capacity
layered transition-metal oxides where some portion of the Co is exchanged
for other metals. Promising among these are the LiNiMnCoO2 (NMC) materials, which maintain the same layered rhombohedral
structure and have been widely adopted in the automotive sector. Ni
cations are the main site for redox activity in NMC materials, and
thus, increasing the Ni content delivers higher capacities as well
as lowering the content of Co, which is both expensive and has ethical
concerns over its extraction. This has led to great interest in Ni-rich
NMC materials such as NMC811, where x = 0.8 and y = z = 0.1, which can achieve capacities
of 200 mAh g–1 at relatively high average discharge
voltages of ∼3.8 V vs Li/Li+.[3,4]Unfortunately, increasing the Ni content of NMC is accompanied
by increased reactivity toward the electrolyte and diminished cycle
lifetime.[3,5,6] The extent
of this degradation is found to be more severe at higher potentials,
making the upper cutoff potential an important factor for cycling
these materials.[7] Not only is the electrolyte
increasingly oxidized at higher potentials but the NMC surface can
also react and undergo phase transformations to form spinel and/or
rock-salt layers and evolve gas.[8−11] Such gas evolution can originate from the lattice
oxygen, with NMC811 exhibiting a lower onset potential than NMC622
and NMC111.[12] It can also arise from surface
impurities such as Li2CO3;[12,13] these can grow due to atmospheric impurities during material storage
and typically form to a larger extent on the surface of more Ni-rich
NMCs. Furthermore, transition-metal dissolution from the cathode active
material has also been implicated in the capacity fading observed
when NMCs and many other commercial positive electrode materials are
used, particularly at high potentials and temperatures.[14−16] Understanding the extent to which these interfacial degradation
processes contribute to capacity loss, as well as the chemical mechanisms
involved, is critical to increasing the cycle life of cells through
the design of cycling protocols and development of effective solutions
for mitigating degradation (e.g., electrode coatings, electrolyte
additives).Three main types of capacity loss can be distinguished
from these
degradation processes: (i) direct loss of active material can occur
through the dissolution, transformation, or detachment of the particles
of active material, or their effective isolation from the electrode.[17] (ii) Slippage occurs where there is an imbalance
in the rate of faradaic side reactions that proceed at each electrode,
meaning their potential profiles slip with respect to each other such
that their full capacity is no longer accessible.[18−20] (iii) Impedance
reduces the accessible electrode capacity at a given rate due to limited
ion and/or electron transport.[21] It is
important to note that a particular degradation mechanism may contribute
to more than one type of capacity loss simultaneously or at different
stages of cycling. For example, the transformation of the NMC surface
to a spinel/rock-salt layer may lead to the direct loss of active
material through the material transformation itself and constraints
it places on delithiation of the bulk NMC.[11] It can also lead to an increased interfacial impedance and thus
loss of accessible capacity due to the lower Li-ion mobility of this
surface layer.[22] Similarly, transition-metal
dissolution from the cathode can potentially contribute to the direct
loss of active material from the cathode, as well as migration of
the dissolved transition-metal species to the graphite anode, where
they are incorporated into the solid-electrolyte interphase (SEI)
promoting further side reactions and thus slippage.[14] Interestingly, the different transition metals have been
shown to affect SEI stability differently, with Mn expected to be
more detrimental than Ni.[23] For Ni-rich
NMC materials, the dissolution and incorporation of Ni into the SEI
might be expected to take place to a larger extent than for Mn,[3] suggesting that the lower Mn content of Ni-rich
electrodes may be beneficial in this respect.[23] However, this is yet to be satisfactorily verified, and we note
that this may still be outweighed by degradation related to the increased
reactivity of Ni-rich NMC surfaces.The variety of potential
mechanisms that can contribute to each
type of capacity loss makes it challenging to determine how degradation
proceeds, especially as the balance of different mechanisms can change
over the cell’s lifetime. In this context, consideration of
the interactions between different cell components is important, with
half-cell studies potentially only giving a partial picture and excluding
mechanisms involving cross-over between the cathode and anode.[24,25] Furthermore, the inclusion of a lithium counter/reference electrode,
or other electrode materials for that matter, can inadvertently introduce
new degradation mechanisms or alter existing mechanisms.[26] Studies that involve accelerated stress tests
(e.g., elevated potentials, temperatures) can similarly introduce
new mechanisms or emphasize certain mechanisms above others. This
motivates the study of full cells under moderate cycling conditions
to establish a more complete picture of cell degradation that remains
relevant to commercial applications of Ni-rich NMC materials.Herein, we investigate NMC811 vs graphite full cells with additive-free
carbonate electrolytes, which were cycled for various cycle numbers
(up to 1000) and then characterized using ex situ surface-sensitive
X-ray spectroscopies. Using full-cell upper cutoff voltages of 4.2
V vs graphite at room temperature, we focus on degradation occurring
during more realistic extended battery cycling rather than arising
from accelerated degradation related to stress tests at high voltages
or temperatures. Electrochemical impedance spectroscopy (EIS) and
differential voltage analysis (DVA) combined with synchrotron-based
X-ray photoelectron spectroscopy (XPS) and near-edge X-ray absorption
fine structure (NEXAFS) measurements reveal how electrochemical signatures
of aging correspond to interfacial degradation occurring at the electrode–electrolyte
interfaces. We consider the different chemical states of each electrode
and relate this to the observed electrochemical behavior to determine
how different chemical degradation processes contribute to capacity
fade. We show that during the first ∼200 cycles capacity fading
primarily originates from electrode slippage associated with electrolyte
reduction, with the graphite SEI continuously increasing in thickness
and incorporating transition metals dissolved from the cathode, particularly
Mn. During further cycling, capacity fade resulting from a decreasing
amount of utilizable NMC material is found to be more significant.
This corresponds with the NMC electrode reaching higher potentials
at the end of charge as a result of anode slippage and is accompanied
by reduction of the NMC surface, transition-metal dissolution, and
removal of the remaining Li2CO3 species. Furthermore,
the continuing incorporation of transition-metal species at the anode
and thickening of the SEI is observed, with the relative proportion
of Ni compared to Mn increasing with cycle number, approaching unity
after ∼600 cycles. This study thus provides insight into the
interfacial degradation processes occurring when Ni-rich NMCs are
used in full cells, including the interplay between reactions occurring
at the cathode and anode, helping to inform strategies to improve
cycle life.
Experimental Section
Cell Assembly
NMC electrodes (provided by Argonne National
Laboratory’s Cell Analysis, Modeling, and Prototyping facility)
were punched into 14 mm discs containing 90% LiNi0.8Mn0.1Co0.1O2 (NMC, Targray), 5% poly(vinylidene
fluoride) (PVDF, Solvay), and 5% carbon black (C45, Timcal), with
a mass loading of 9.12 mg cm–2 and a porosity of
32.5%. Graphite electrodes (from the same source) were punched out
into 15 mm discs containing 91.83 wt % graphite (Hitachi), 2 wt %
carbon black (C45, Timcal), 0.17 wt % oxalic acid, and 6 wt % PVDF
(Kureha), with a mass loading of 6.35 mg cm–2 and
a porosity of 30.3%. NMC811 vs graphite coin cells (2032 size, grade
304 stainless steel) were assembled in an Ar-filled glovebox together
with a Celgard 3501 separator and 50 μl LP57 (1 M LiPF6 in EC/EMC, 3:7 by vol., SoulBrain MI). Electrodes and coin cell
parts were dried at 120 °C for >12 h under vacuum, with the
Celgard
separator dried at 60 °C for >12 h under vacuum.
Electrochemical
Cycling
The cells were cycled at room
temperature using a galvanostatic cycling protocol on an Arbin battery
cycler. Five cells underwent constant-current constant-voltage (CCCV)
charging to 4.2 V followed by a constant-current discharge to 2.5
V for 12, 122, 302, 602, and 1002 cycles. Initially, two formation
cycles were performed at a C-rate of 0.05C, followed by cycling at
a C-rate of 0.5C (C-rate was calculated based on a practical capacity
of 185 mAh g–1 for the NMC active material). Every
50th cycle, the C-rate was changed to 0.05C for electrochemical characterization.
DVA Fitting
The reference 0.05C cycles from the cycling
data were converted to dV/dQ profiles
and curve-fitted using reference data obtained from NMC and graphite
half-cells.[27] The NMC reference cell was
assembled using NMC as the positive electrode, lithium as the negative
electrode, Celgard 2500 separator, and 40 μL of LP57 electrolyte.
It was cycled between 2.5 and 4.5 V at a C-rate of 0.05C assuming
a practical capacity of 185 mAh g–1 for the NMC
active material. The graphite reference cell was assembled using graphite
as the positive electrode, lithium as the negative electrode, Celgard
2500 separator, and 40 μL of LP57 electrolyte. It was cycled
between 2.0 and 0.01 V at a C-rate of 0.05C assuming a practical capacity
of 330 mAh g–1. These reference cells were also
used in a previous study.[27]
EIS
The cell used for EIS was cycled similarly to the
other full cells with aging at a 0.5C rate but with three 0.05C reference
cycles following every 100 cycles. The EIS was performed at 3.8 V
after every third reference cycle using a frequency range between
10 kHz and 10 mHz and applying a 5 mV voltage amplitude on a Biologic
BCS805 cycler. The EIS data have been reported in a previous study.[27]
X-ray Spectroscopy
XPS measurements
were performed
at the I09 beamline of the Diamond Light Source to characterize the
surface chemistry of the electrodes. The discharged cells (2.5 V)
were disassembled in an Ar-filled glovebox [O2 < 0.1
ppm, H2O < 0.1 ppm], and the electrodes were rinsed
with DMC. The samples were then transferred to the measurement chamber
without air exposure, using an inert transfer arm sealed with a gate
valve. Spectra were acquired using different photon energies for excitation,
allowing information arising from different depths to be obtained.
Hard X-ray photoemission spectroscopy (HAXPES) measurements were performed
at excitation energies of 2.2 and 6.6 keV, whereas for soft X-ray
photoemission spectroscopy (SOXPES) measurements, the excitation energy
was changed between core levels to yield photoelectrons with kinetic
energies of ∼315 eV. Probing depths corresponding to 95% of
the elastically emitted photoelectrons were calculated according to[28]where d is the probing depth,
λ is the inelastic mean free path (IMFP) of the photoelectrons
at the specific energy, and θ is the take-off angle, i.e., the
angle between the analyzer and the sample surface (∼103°
in this case). All spectra were measured at the same spot, making
it possible to exclude spot-to-spot variations between the energies.
Long measurements might cause beam damage, and this was checked by
comparing the signal from the same F 1s or O 1s core level before
and after the long measurements, and no major beam damage was observable
for the nonmetals at both 2.2 and 6.6 keV. The spectra acquired for
graphite electrodes were energy-referenced by setting the hydrocarbon
peak to 285.0 eV, whereas the NMC spectra obtained at 2.2 and 6.6
keV were energy-referenced by setting the carbon black feature to
285.0 eV. Most of the SOXPES spectra (O 1s, F 1s, and C 1s) were energy-referenced
against the carbon black/hydrocarbon peak of C 1s spectra obtained
at the same excitation energy. Low binding energy core levels (P 2p
and Li 1s) were calibrated against a Au 4f peak measured for a clean,
gold foil at the same excitation energy, with the Au 4f energy set
based on the energy difference with respect to the carbon black calibration
measured at an excitation energy of 600 eV. After background subtraction,
the spectra were intensity-normalized to unity, making the area equal.
Atomic percentages were calculated according to[29]where I is the
intensity
before the normalization, σ is the cross section, and λ
is the IMFP of the photoelectrons. The inelastic mean free path was
assumed to be the same as polyethylene, and the cross section was
determined by piecewise cubic Hermite spline interpolation.[30,31]The SEI and cathode-electrolyte interphase (CEI) thicknesses
were calculated according to[28,32−34]where dlayer is
the surface layer thickness, Icycled is
the area of a peak only present in the bulk from a cycled electrode
(LiC peak for SEI and lattice oxygen
peak for CEI), Ipristine is the area of
the corresponding peak from a pristine sample, λ is the inelastic
mean free path (IMFP) of the photoelectrons in the surface layer,
and θ is the take-off angle. This equation assumes that the
IMFP is the same throughout the surface layer. It should also be noted
that these calculations assume flat samples with homogeneous concentrations
of the relevant species. This is not the case for composite electrodes;
however, the calculations are still expected to provide reasonable
estimates of thickness.NEXAFS measurements were also performed
at the I09 beamline of
Diamond Light Source. The spectra were obtained by dividing the drain
current from the sample by the incident photon flux obtained from
the mirror current, giving the total electron yield (TEY). For the
spectrum of the Ni L-edge after 10 cycles on the graphite electrode,
which has very low intensity, additional features related to periodic
storage ring top-up were removed by subtracting fitted Lorentzian
functions at energies where significant changes to the ring current
occurred. The spectra of the NMC electrodes were energy-calibrated
with respect to the transition-metal edges of NMC electrodes from
the literature.[35] The spectra of the graphite
electrodes were energy-calibrated using the same offset as for the
NMC samples. The transition-metal spectra of the NMC electrodes were
normalized to the peak intensity of the L3 peak after the
removal of a straight line background. The O K-edge spectra of the
NMC electrodes were background-subtracted using a straight line fitted
to the pre-edge region, followed by intensity normalization to the
postedge region at 550 eV. The intensities of the transition-metal
peak and Li2CO3 peak were calculated after removing
a straight line background beneath the corresponding peak.Reference
spectra of the transition metals were simulated by the
software CTM4XAS version 5.5.[36] In all
simulations, the Slater integrals Fdd, Fpd,
and Gpd were set to 1 and the spin–orbit coupling
core and valence were also set to 1. Further details of the fitting
parameters are seen in Table , where x indicates that the parameter was
not included in the simulation.
Table 1
Parameters Used for
Simulation of
the NEXAFS Spectra
valence
symmetry
10 Dq
Δ
Udd
Upd
T (eg)
T (t2g)
color in figure
Ni2+
Oh
0.8
8
6
7
2
1
blue
Ni2+
Oh
0.8
1
0
0
1.5
1
gray
Co2+
Oh
0.8
x
x
x
x
x
blue
Mn2+
Oh
0.3
x
x
x
x
x
blue
Results and Discussion
Full-Cell
Electrochemistry
Figure shows the cycling performance of the NMC
vs graphite cells. After 602 cycles, ∼66% of the initial capacity
is retained based on the 0.05 C-rate cycling data, highlighting that
without mitigating measures such as additives or known surface coatings,
the capacity of the full cells decays relatively quickly. The periodic
reference cycles at 0.05C show a higher capacity than the 0.5C cycles;
however, their rates of fading are similar. This indicates that for
the cycling conditions used, the observed rate of capacity fading
is independent of overpotential, which might otherwise lead to incomplete
delithiation/lithiation of the electrodes for a given cell cutoff
voltage. The relative independence from overpotential is attributable
to the constant potential hold at the end of charge and the low value
of the lower cutoff potential of 2.5 V compared to many other studies.
The constant potential hold ensures more complete delithiation of
the NMC and lithiation of the graphite than what is possible from
only the constant-current charging. Similarly, the low cutoff potential
used during discharge (2.5 V) will also at least partly compensate
for larger overpotentials on discharge. The average Coulombic efficiency
for the cycles remains at ∼99.83%, excluding the initial cycle
where SEI formation takes place and the reference cycles (Figure b). We note the cycle-to-cycle
variation results from the limited accuracy of the cycling equipment,
but the trend across multiple cycles is nevertheless clearly apparent.
The Coulombic efficiency is somewhat lower than previous reports of
>99.9% for apparently similar NMC811 vs graphite cells,[37,38] indicating that a reasonably high proportion of charge is being
lost to side reactions. The average voltage difference between charge
and discharge shown in Figure c reveals that overpotential increases with cycle number,
occurring especially rapidly for the 0.5C cycles. This is consistent
with the EIS results (Figure d), which show a semicircle at lower frequencies that continuously
increases with cycle number, attributable to an increasing charge-transfer
resistance with cycle number.[39] The EIS
data here combine the contributions from both electrodes; however,
previous studies on Ni-rich NMC cycled vs graphite have shown that
the NMC electrode contributes most significantly to the charge-transfer
resistance increase.[40] The much smaller
high-frequency semicircle coming from surface layer resistances also
exhibits changes;[41] however, the data obtained
do not cover the whole semicircle, making further interpretation challenging.
The electrochemical data therefore show that the cells undergo capacity
fading that affects the measured capacity at both slow (0.05C) and
faster (0.5C) cycling rates, while side reactions with the electrolyte
continue and the cell resistance increases.
Figure 1
Electrochemical performance
of NMC811 vs graphite cells cycled
for different numbers of cycles at 0.5C, but with every 50th cycle
performed at 0.05C. The gray lines correspond to 1 standard deviation
of the data. (a) Discharge capacity vs cycle number. (b) Coulombic
efficiency vs cycle number. (c) Voltage hysteresis between charge
and discharge vs cycle number. (d) Nyquist plots obtained from EIS
after different cycle numbers, performed at 3.8 V, with a 5 mV amplitude
in the frequency range of 10 kHz to 10 mHz. The inset shows a magnified
view showing the high-frequency semicircle from cycle 3.
Electrochemical performance
of NMC811 vs graphite cells cycled
for different numbers of cycles at 0.5C, but with every 50th cycle
performed at 0.05C. The gray lines correspond to 1 standard deviation
of the data. (a) Discharge capacity vs cycle number. (b) Coulombic
efficiency vs cycle number. (c) Voltage hysteresis between charge
and discharge vs cycle number. (d) Nyquist plots obtained from EIS
after different cycle numbers, performed at 3.8 V, with a 5 mV amplitude
in the frequency range of 10 kHz to 10 mHz. The inset shows a magnified
view showing the high-frequency semicircle from cycle 3.To better identify the processes contributing most significantly
to capacity fading, DVA was applied to the 0.05C reference cycles.
This involved plotting dV/dQ vs
capacity and fitting half-cell data to the full-cell data, as described
in ref (27). After
curve fitting, it was possible to determine the extent of electrode
slippage (i.e., the relative alignment of the fitted half-cell dV/dQ profiles), as well as the amount of
accessible active material with cycle number, as shown in Figure . It is observed
that the amount of graphite active material increases slightly compared
to the second cycle and is relatively constant thereafter varying
by <1%. The NMC, on the other hand, gradually loses active material
capacity as the cycle number increases, although this loss does not
affect the full-cell capacity loss in the first 200 cycles (Figure b). After 200 cycles,
the accessible NMC active material capacity decreases more rapidly.
In Figure b, it is
seen that the measured capacity loss from the first ∼200 cycles
corresponds closely to the capacity loss due to electrode slippage,
i.e., the extent of reduction side reactions exceeds that of oxidation
side reactions, meaning the electrode potential profiles shift with
respect to each other limiting the accessible capacity. From the individual
DVA plots in Figure S1, it is apparent
that it is the graphite electrode limiting the discharge capacity,
which corresponds to there being more reduction side reactions than
oxidation side reactions occurring in the cell throughout the cycle
life, consistent with prior literature.[42,43] After ∼200
cycles, there is a growing contribution from another capacity loss
process or processes (in addition to slippage), as shown by the deviation
in the slope from unity. The turning point after ∼200 cycles
in Figure a,b is attributable
to additional potential stress on the cathode, brought about by the
ongoing loss of active lithium causing electrode slippage and leading
to an increase in the graphite potential at end of charge compared
to previous cycles.[27] An increased end-of-charge
potential of the graphite, in turn, means that the NMC will be charged
to a higher potential. The change in potential profile caused by slippage
is schematically shown in Figure S2, where
a description of the term slippage is also included. Similar trends
have previously been observed where three slow reference cycles at
0.05C were used instead of one.[27]
Figure 2
Results of
differential voltage analysis (DVA) applied to the 0.05C
cycles of NMC811 vs graphite cells. (a) The NMC and graphite active
material capacity retention with cycle number. (b) Capacity loss due
to electrode slippage compared to the measured capacity loss as a
function of cycle number. The dashed line corresponds to a ratio of
unity.
Results of
differential voltage analysis (DVA) applied to the 0.05C
cycles of NMC811 vs graphite cells. (a) The NMC and graphite active
material capacity retention with cycle number. (b) Capacity loss due
to electrode slippage compared to the measured capacity loss as a
function of cycle number. The dashed line corresponds to a ratio of
unity.
Cathode Characterization
To further elucidate the side
reactions that contribute to cell degradation, the NMC electrodes
were analyzed by photoelectron spectroscopy. Figure shows the O 1s, F 1s, P 2p, C 1s, and Ni
2p spectra of the NMC electrodes as well as the calculated CEI thickness.
The spectra were obtained using an excitation energy of 2.2 keV, which
corresponds to a probing depth of ∼12 to 18 nm (depending on
the core-level energy). In the O 1s region, the intensity of the lattice
oxygen peak at ∼529.6 eV is seen to decrease with cycle number,
indicating an increasing surface layer thickness.[44,45] The increase of CEI thickness is quantified based on the intensity
of the lattice oxygen peak in the O 1s spectra and by considering
polyethylene (λ = 5.0 nm) as an approximation of the CEI chemistry.
This reveals an increase from about 3 nm after 10 cycles to 7 nm after
600 cycles. It should be noted that estimated errors from similar
calculations range from 7 to 45%, depending on the nature of the surface
layer.[46] For inorganic surface layers,
the standard deviation in thickness was found to be about 10%, whereas
a larger deviation was found for organic surface layers.[46] The most significant change in lattice oxygen
intensity occurs between the pristine and 10-cycle sample, indicating
a rapid thickening during initial surface layer formation and then
more gradual CEI growth during long-term cycling. A peak at ∼532.4
eV is apparent on the pristine sample corresponding to −CO3, likely Li2CO3.[47,48] After cycling, increased contributions are observed at ∼533.0
and ∼534.3 eV related to electrolyte degradation and attributable
to the formation of −CO3 and −C–O
species, e.g., polyethers.[24,49] The F 1s spectra show
a species at ∼685.4 eV for all cycled samples, which is assigned
to LiF formation.[50] The intensity ratio
of LiF to other fluorine species increases with cycle number, although
this change is modest following the first 10 cycles, indicating its
relative chemical stability with further cycling. In the P 2p spectra,
on the other hand, changes take place with increasing cycle number.
The peak at ∼137.6 eV corresponds to LiPF[51,52] and decreases, while the peak at ∼135.6 eV that corresponds
to LiPOF[51,53] increases with cycle number,
consistent with the continuing reaction of the LiPF species or LiPF6 salt in the electrolyte. The decrease in LiPF suggests that this species is mainly
formed during the initial cycling and then degrades during subsequent
cycling. After the first 10 cycles, the C 1s spectra show higher intensities
at binding energies of ∼285.8, ∼287.1, and ∼291.3
eV corresponding to hydrocarbons, −C–O, and −CO3, respectively.[44,54] Thereafter, the peak
corresponding to hydrocarbons slightly increases, whereas the peak
at 285.0 eV corresponding to carbon black decreases with cycle number,
indicating increasing coverage of the electrode by an organic surface
layer. The Ni 2p spectra are seen to evolve with cycle number, with
a shift toward higher-binding-energy peaks for samples that have been
aged longer, with the most significant change apparent between 300
and 600 cycles. This suggests a change in the chemical composition
of the Ni species after long-term cycling, possibly due to the formation
of NiF2.[55] We were, however,
unable to further deconvolute the spectra to quantify the ratio of
Ni-containing compounds (and furthermore to understand the surface
reconstruction and spinel/rock-salt layer formation phenomenon) due
to the complex line shape of the Ni 2p and the many possible overlapping
contributions. The HAXPES spectra for the Mn 3p, Co 3p, and Ni 3p
core levels can be seen in Figure S3. The
Ni 3p evolution with cycle number again suggests a change in the Ni
species. There are, however, no discernible changes in the relative
intensities of the transition metals, suggesting that either transition-metal
dissolution occurs following the stoichiometric ratio or that any
changes in relative intensity are too small to distinguish due to
the large transition-metal content in NMC.
Figure 3
O 1s, F 1s, P 2p, C 1s,
and Ni 2p core-level XP spectra of NMC
electrodes after different numbers of cycles obtained with an excitation
energy of 2.2 keV, and CEI thickness calculated based on the intensity
of the lattice oxygen peak from the O 1s spectra.
O 1s, F 1s, P 2p, C 1s,
and Ni 2p core-level XP spectra of NMC
electrodes after different numbers of cycles obtained with an excitation
energy of 2.2 keV, and CEI thickness calculated based on the intensity
of the lattice oxygen peak from the O 1s spectra.The corresponding SOXPES spectra show that there is less variation
in the degradation products present on the outer surface with cycle
number (see Figure S4), although we note
that differences in elemental concentrations are not taken into account.
No significant differences in the O 1s and F 1s spectra were observed,
while many of the differences in the carbon spectra can be attributed
to increased CEI coverage of the carbon black and binder after increased
cycling rather than the formation of different compounds. In the P
2p spectra, an increase in LiPOF species is observed,
similar to that seen for the measurements at 2.2 keV.Figure shows how
the spectra of the 600-cycle NMC cathode change depending on excitation
energy used, where the low-energy SOXPES data were measured at kinetic
energies of ∼315 eV (excitation energies of 450–1000
eV) and the HAXPES data were measured at excitation energies of both
2.2 and 6.6 keV. These correspond to probing depths of ∼4,
∼12–18, and ∼41–46 nm (depending on the
core-level binding energy), respectively. The O 1s spectra show that
the lattice oxygen peak in the NMC at ∼529.6 eV increases for
higher excitation energies, whereas the contribution from organic
species at higher binding energies decreases, confirming that the
organic species are formed on the surface of the NMC particles. Similarly,
for the C 1s spectra, it is seen that the contribution from the carbon
black at 285.0 eV increases with higher excitation energies, while
the intensities from surface species, e.g., hydrocarbons and −C–O,
decrease. In the F 1s spectra, the peak attributable to LiF at ∼685.4
eV increases with increasing excitation energy, showing that the LiF
is mainly present in the inner part of the surface layer.[56] The difference in the F 1s with excitation energy
in Figure S6 becomes more apparent with
increasing numbers of cycles, indicating that more LiF is formed in
the inner surface layer during long-term cycling, making the variation
in chemical composition with depth more pronounced. The P 2p spectra
also show differences with excitation energy, with the peak at ∼135.6
eV more intense at lower excitation energies, indicating that more
LiPOF is present relative to LiPF in the outer part of the
surface layer, while LiPF is more dominant deeper into the layer. Interestingly,
this variation with depth is found to persist throughout cycling (Figure S7). It should be noted that given the
order of measurements performed, it cannot be excluded that changes
to the P 2p and P 1s spectra may, in part, arise due to beam damage.
Figure 4
O 1s,
P 2p, P 1s, C 1s, and F 1s core-level XP spectra of NMC electrodes
after 600 cycles obtained with excitation energies of 2.2 keV (yellow),
6.6 keV (green), and photoelectron kinetic energies of ∼315
eV (red).
O 1s,
P 2p, P 1s, C 1s, and F 1s core-level XP spectra of NMC electrodes
after 600 cycles obtained with excitation energies of 2.2 keV (yellow),
6.6 keV (green), and photoelectron kinetic energies of ∼315
eV (red).To reveal changes occurring on
the NMC811 surface, the oxidation
states of the transition metals close to the NMC surface were investigated
using L-edge NEXAFS measured in TEY mode (∼10 nm probing depth).[57,58] The spectra of the Ni L-edge (Figure ) show features at 853.7 eV attributable to Ni2+ and at 855.8 eV related to both Ni2+ and Ni3+.[22,59,60] The significant lowering in the intensity of the feature at 855.8
eV between 120 and 300 cycles indicates reduction in the Ni oxidation
state, confirming the formation of reduced Ni-containing species as
a result of the surface transformation.[59] Reduction of the Co and Mn at the surface is also observed in the
Co L-edge, Mn L-edge NEXAFS results (Figure ). In the Co L-edge spectra, the main peak
at 781.0 eV corresponds to Co3+ in the low spin state,
whereas the shoulder peaks at 779.5, 778.9, and 777.7 eV correspond
to Co2+, likely in the high spin state.[22,59,61] With increasing cycle number, these shoulder
peaks become more prominent, indicating partial reduction of the Co.
The Mn L-edges show concomitant variations with cycle number. The
peaks at 641.4 and 643.8 eV correspond to Mn4+, and the
shoulder peaks at 640.8 and 642.1 eV correspond to Mn3+ or Mn2+.[62,63] The pristine electrode shows
predominantly Mn4+, while the 10- and 120-cycle electrodes
show slightly increased Mn3+/Mn2+ contributions.
After 300 cycles, the contributions from the reduced Mn have increased
significantly. This emergence of reduced Ni, Mn, and Co is consistent
with the NMC811 surface transforming during cycling to a spinel/rock-salt
phase, as has previously been observed.[22,64,65] Phase transformation of the NMC is expected to reduce
the lithium diffusivity in the material due to the loss of its layered
structure where lithium can diffuse freely.[22] This likely contributes to the increased overpotential seen during
the 0.5C cycling in Figure , as a lower Li diffusion rate would increase the polarization
of the electrode.
Figure 5
Ni, Co, Mn L-edge and O K-edge NEXAFS spectra of NMC electrodes
after different numbers of cycles. The area of the Li2CO3 peak at 534.0 eV, the area of the metal oxide peaks at 528.8
and 529.8 eV (lattice oxygen), and the ratio between these peaks plotted
vs the cycle number.
Ni, Co, Mn L-edge and O K-edge NEXAFS spectra of NMC electrodes
after different numbers of cycles. The area of the Li2CO3 peak at 534.0 eV, the area of the metal oxide peaks at 528.8
and 529.8 eV (lattice oxygen), and the ratio between these peaks plotted
vs the cycle number.In the corresponding
O K-edge spectra (Figure ), two distinct peaks are seen at 528.8 and
529.8 eV, attributable to O 1s core electron excitations into the
hybridized transition-metal 3d–O 2p orbitals of the NMC.[35,59] These lattice oxygen peaks decrease as the cycle number increases,
which has previously been suggested to be due to oxygen loss from
the NMC;[50] however, the depth-resolved
HAXPES measurements herein (see Figure S5) instead suggest that the thickening of the CEI layer is likely
the main cause. Interestingly, the ratio between the two peaks also
changes, with the high energy peak becoming less distinct with increasing
cycling and almost indiscernible after 300 cycles. One potential explanation
could be a difference in the SoC as a result of the electrode slippage,
which has been confirmed by the differential voltage analysis discussed
above. However, Yoon et al. previously showed that changes in this
O K-edge feature are relatively modest (little change in shape and
<10% variation in intensity) for SOC between 0 and 20% in NMC111.
Considering that the SoC difference here is <15% based on the DVA,
this is unlikely to yield the observed changes in relative intensity
of the 528.8 and 529.8 eV components.[57] Instead, we attribute this to changes in the composition of the
NMC surface, particularly the transition-metal ratios. Similar variations
have previously been observed in CoMn3–O4 compounds as the ratio
between Co and Mn changes[66] and between
different NMC compositions.[67] The observed
changes in ratio with cycle number are thus consistent with the dissolution
of transition metals from the NMC surface in a nonstoichiometric ratio,
although they could alternatively reflect preferential migration of
certain transition metals between the NMC bulk and surface. Given
that the 529.8 eV peak is attributable to Mn4+ and that
significant Mn incorporation into the anode SEI is observed with cycling
(see below), preferential dissolution of Mn appears the most likely
explanation.Alongside these changes, a peak gradually emerges
at 532.2 eV,
which is attributable to the formation of a reduced surface layer,
consistent with the reduced oxidation states observed in the transition-metal
L-edge data (i.e., Ni2+, Mn2+, Co2+).[68] A peak is also observed at 534.0
eV, which is attributable to carbonate species, which most likely
corresponds to Li2CO3, although partial contributions
from transition-metal carbonates cannot be completely excluded.[35,59,69] The formation of thick Li2CO3 coatings due to air exposure has previously
been shown to significantly decrease the cycle life and increase the
resistance of NMC and NCA electrodes, making this an important consideration
for achieving long-term cycling and high C-rate performance.[13,70] We note that the electrodes used herein have all been carefully
stored in glovebox environments, but still, some Li2CO3 formation is detectable presumably resulting from residual
H2O and CO2 present during storage. The Li2CO3 peak decreases in intensity with increasing
cycle number, suggesting that either the Li2CO3 remains present in the inner CEI while the CEI thickens above it
or that it decomposes during cycling. The intensity of the Li2CO3 peak decreases exponentially with cycle number,
whereas the intensity of the lattice oxygen peaks decreases almost
linearly following the first 10 cycles, showing that changes to the
Li2CO3 peak cannot be fully accounted for by
CEI coverage, i.e., the Li2CO3 decomposes during
long-term cycling. Furthermore, the depth-resolved O 1s and C 1s spectra
of Figure do not
suggest a discernible increase in carbonate species with depth. Previously,
carbonate layers have been shown to decompose after only a few cycles,
with no clear evidence for them remaining partially intact after hundreds
of cycles.[71] For NCA electrodes, it has
even been reported to decompose during the first cycle.[59,72] From the data herein, it is clear that the decomposition takes place
over many cycles, even for electrodes that have not been exposed to
air and thus have relatively limited carbonate layers, further highlighting
the influence of surface impurities on the electrochemical performance
during extended cycling. It has also been reported that the decomposition
of Li2CO3 is accompanied by the formation of
LiF and CO2 in LiPF6-based electrolytes, which
correlates well with the LiF quantification presented below (see Figure ).[13] Contributions from −C–O species are expected
above 535 eV,[73] but these are hard to distinguish
due to overlap with contributions from other species, in particular,
the broad peaks above 535 eV attributable to hybridized states of
O 2p with transition-metal 4s and higher unoccupied orbitals of the
NMC.[57]
Figure 6
Elemental quantification of the species
at the surface of NMC electrodes
based on survey spectra obtained at an excitation energy of 2.2 keV,
with the ratio between different carbon, fluorine, and oxygen components
determined from C 1s and O 1s spectra obtained at 2.2 keV and from
F 1s spectra obtained at 6.6 keV.
Elemental quantification of the species
at the surface of NMC electrodes
based on survey spectra obtained at an excitation energy of 2.2 keV,
with the ratio between different carbon, fluorine, and oxygen components
determined from C 1s and O 1s spectra obtained at 2.2 keV and from
F 1s spectra obtained at 6.6 keV.Figure summarizes
how the relative atomic concentrations of the elements on the surface
of the NMC electrodes evolve with cycle number. The carbon black concentration
shows an initially rapid decrease and continues to gradually decrease
with cycle number, consistent with the CEI forming and then gradually
thickening with continued cycling. Other species such as LiF and phosphorous-containing
compounds increase slightly in concentration due to contributions
from LiPF6 residue and associated decomposition products.
The increase of LiF in the CEI is likely to be more pronounced than
the calculated concentration suggests, as depth-resolved measurements
introduced in Figure show that LiF is mainly present in the inner CEI. Due to the inherent
surface sensitivity of XPS, these inner CEI species will therefore
contribute less to the measured photoemission signal. This growth
in LiF content of the CEI correlates with the increased cell resistances
observed in Figure , supporting the suggestion of previous studies of NMC electrodes
that LiF is can be partly responsible for this.[50] Similarly, the oxygen and lithium concentrations also increase
due to the ongoing electrolyte degradation on the NMC electrodes.
The reasonably constant ratios of the Ni 3p, Mn 3p, and Co 3p peaks
in Figure S3 indicate that variations in
the relative transition-metal concentrations are modest across the
cycle numbers considered. This evolution of atomic concentrations
during continued cycling is consistent with the chemical changes already
discussed based on XPS, and together, these provide a picture of the
CEI layer continuing to evolve during ongoing cycling, with electrode–electrolyte
degradation proceeding over many cycles.
Anode Characterization
The graphite electrodes were
also investigated by photoelectron spectroscopy to reveal the corresponding
evolution of their surface chemistry. Figure displays the P 2p, F 1s, C 1s, and O 1s
core-level spectra for the graphite electrodes measured using HAXPES
at an excitation energy of 2.2 keV and the SEI thicknesses calculated
based on the C6Li peak in
the C 1s spectra. The C 1s spectra show that the relative intensity
of the hydrocarbon peak at 285.0 eV increases with cycle number, indicating
that hydrocarbons continue to build up within the SEI layer during
prolonged cycling. The peak at 286.8 eV that corresponds to −C–O
increases significantly during the initial cycles but then shows only
slight increases with further cycling, indicating that it primarily
relates to initial SEI formation.[74] The
−C–O may originate from a number of compounds, including
esters −C(=O)–O–.[32,75] Initially, the peak at 290.6 eV that corresponds to −CO3 increases after SEI formation and then gradually decreases
with cycle number, likely due to further decomposition although coverage
from other SEI species cannot be excluded. The F 1s spectra show a
main peak at about 687.3 eV, which is primarily attributable to the
PVDF binder, and its decreasing intensity with increasing cycle number
is consistent with increasing SEI coverage.[76] The peak at 685.0 eV corresponds to LiF[77] and increases with cycle number, indicating that the contribution
from LiF compared to that from the other fluorine species increases.
LiF is typically assumed to be quite stable but may increase the resistance
of the SEI layer,[78] as noted earlier for
the CEI. The P 2p spectra show two peaks at 136.9 and 133.9 eV corresponding
to P–F and O=PF(OR), respectively.[29,32] With increasing
cycle number, the O=PF(OR) peak increases as the P–F peak decreases,
indicating the formation of more O=PF(OR). The F 1s and P 2p spectra thus
indicate ongoing decomposition of the LiPF6-based electrolyte,
with the formation of various degradation products through electrochemical
initiation and reactions with impurities including trace amounts of
water, as is already well-established.[79−81] The O 1s spectra show
a small peak at 528.2 eV corresponding to Li2O and two
peaks at 533.9 and 531.8 eV corresponding to −C–O and
carbonates, respectively.[32,75,82] It should be noted that the pristine sample contains only small
contributions from oxygen-containing species, as apparent from the
low signal-to-noise ratio.
Figure 7
P 2p, F 1s, C 1s, and O 1s core-level XP spectra
and SEI thickness
calculations of graphite electrodes after different numbers of cycles,
obtained with an excitation energy of 2.2 keV.
P 2p, F 1s, C 1s, and O 1s core-level XP spectra
and SEI thickness
calculations of graphite electrodes after different numbers of cycles,
obtained with an excitation energy of 2.2 keV.The calculated thickening of the SEI layer with cycle number shows
an increase from ∼10 nm after 10 cycles to ∼24 nm after
600 cycles. This ongoing thickening of the SEI layer during long-term
cycling confirms that continuous electrolyte reduction takes place.
The SEI thickness increases at a much faster rate than the CEI (∼14
nm compared to ∼4 nm between 10 and 600 cycles; see Figure ), supporting the
conclusion that electrolyte reduction at the graphite electrode is
primarily responsible for the electrode slippage that leads to the
majority of capacity fading observed. Although we note this does not
account for species dissolved into the electrolyte or which were removed
during the sample preparation.In addition to probing core levels
directly associated with electrolyte
decomposition products, Ni, Co, and Mn core levels were also acquired
to detect the incorporation of transition-metal species dissolved
from the cathode into the SEI. We note that survey spectra do not
reveal any contributions from transition metals associated with other
cell components, e.g., Al, Cu from current collectors or Fe, Cr from
the steel coin cell casing. The relatively small electrolyte volume
used avoids cell flooding, which may account for the absence of any
species related to the steel. Figure a shows the Ni 3p, Co 3p, Mn 3p, and Li 1s regions
measured at 2.2 keV, where during extended cycling Ni and Mn are clearly
seen to accumulate. To aid with comparison, all spectra are normalized
to the same Ni intensity except for the pristine and 10-cycle samples
that have too low Ni 3p intensities. Following initial cycling (10
cycles), a distinct Mn 3p peak is observed, whereas a clear peak from
the Ni 3p region cannot be discerned. As cycling continues, the Ni
3p becomes much more prominent after 120 cycles and the relative intensity
of Ni to Mn continues to increase with further cycling, showing a
change in the ratio of transition-metal ions being deposited on the
graphite with cycle life. The surface shows a similar concentration
of Ni and Mn present after long-term cycling (see Figure ), despite the 8 times greater
Ni concentration in the cathode bulk. It has previously been shown
that Mn has a more significant impact on side reactions in the SEI
than other transition metals and therefore may be chiefly implicated
in reducing the cycle life here.[23] It is
also possible that differences in depth into the SEI where the transition
metals are deposited might affect the ratios in the spectra, with
Mn species potentially covered more quickly by the degraded electrolyte
than Ni species. Accompanying the increase in Ni concentration at
the graphite surface with cycling, Ni 2p spectra reveal changes in
the chemical state of the Ni with cycle number, suggesting either
a change of oxidation state or chemical surrounding as the cycling
proceeds.
Figure 8
Core-level XP spectra of graphite electrodes obtained with an excitation
energy of 2.2 keV. (a) Ni 3p, Co 3p, Mn 3p and Li 1s spectra. The
300- and 600-cycle samples were intensity-normalized to have the same
Ni 3p intensity as the 120 cycles. (b) Ni 2p spectra.
Figure 10
Elemental quantification
of the surface of graphite electrodes.
(a) Quantification of the main elements based on the survey spectra
obtained at an excitation energy of 2.2 keV, with the ratio between
different carbon and fluorine components determined from C 1s and
F 1s spectra obtained at the same excitation energy. (b) Comparison
of Ni and Mn concentrations based on the cross section-corrected intensity
ratio between the 3p peaks.
Core-level XP spectra of graphite electrodes obtained with an excitation
energy of 2.2 keV. (a) Ni 3p, Co 3p, Mn 3p and Li 1s spectra. The
300- and 600-cycle samples were intensity-normalized to have the same
Ni 3p intensity as the 120 cycles. (b) Ni 2p spectra.Interestingly, the Co 3p intensities remain very low, indicating
that Co makes only a very minor contribution to the transition metals
incorporated into the SEI, which may reflect the limited dissolution
of Co from the cathode. This agrees well with literature reports for
NMC111 that Co is less prone to dissolution than Mn and Ni.[83] We note, however, that some modest Co incorporation
into the SEI after 120 cycles is confirmed by the NEXAFS spectra of Figure .
Figure 11
Ni, Co, and Mn L-edge
NEXAFS spectra of graphite electrodes after
different numbers of cycles, and simulated spectra obtained using
CTM4XAS (see Table ).
Spectra
were also acquired using different excitation energies
to obtain information about differences in the chemistry throughout
the SEI layer. Figure shows the O 1s, P 2p, P 1s, C 1s and F 1s core-level spectra depending
on excitation energy used, where the low-energy SOXPES data were measured
at kinetic energies of ∼315 eV (excitation energies of 450–1000
eV) and the HAXPES data were measured at excitation energies of both
2.2 and 6.6 keV. The O 1s spectra show a higher relative intensity
of the 528.2 eV binding energy peak with increasing excitation energies,
indicating that the Li2O is mainly formed in the inner
SEI layer. Conversely, the intensities at 533.9 eV decrease relative
to the -CO3 peak, indicating that the −C–O
species are mainly present in the outer SEI. This cannot be distinguished
after 10 cycles but is seen for all samples cycled further, suggesting
that this process is part of the SEI evolution (see Figure S8). In the F 1s spectra, the LiF peak at 684.9 eV
is higher for the 6.6 keV excitation energy than the 2.2 keV excitation
energy, indicating that the LiF is mainly present in the inner SEI
layer. Interestingly, the SOXPES measurement shows an even higher
intensity for the LiF, but this is likely due to beam damage after
extended X-ray exposure. Given the greater propensity for beam damage
at lower excitation energies, the SOXPES measurements were always
performed last. A similar intensity distribution is also observed
after 10, 120, and 300 cycles in Figure S9, indicating that no major change in depth distribution of the LiF
takes place during the cycling. The C 1s spectra show that the hydrocarbon
peak at 285.0 eV and the −C–O species at 286.8 eV are
mainly present in the outer SEI and that the graphite peak is covered
by SEI. Other carbon-based SEI species seem to be distributed throughout
the layer as the intensity changes are small. The P 2p and P 1s spectra
show that the peaks have similar intensities independent of excitation
energy, suggesting that P-containing species are present throughout
the SEI. Note that the P 1s spectrum has been overlaid on the P 2p
spectrum.
Figure 9
O 1s, P 2p, P 1s, C 1s, and F 1s core-level spectra of graphite
electrodes cycled for 600 cycles obtained with excitation energies
of 2.2 keV (yellow), 6.6 keV (green), and photoelectron kinetic energies
of ∼315 eV (red).
O 1s, P 2p, P 1s, C 1s, and F 1s core-level spectra of graphite
electrodes cycled for 600 cycles obtained with excitation energies
of 2.2 keV (yellow), 6.6 keV (green), and photoelectron kinetic energies
of ∼315 eV (red).Figure displays the calculated atomic concentrations for
the surfaces of the different graphite electrodes. The C6Li concentration rapidly decreases with
cycle number due to coverage of the graphite by the SEI layer. During
the first cycles, a large amount of O-, C- and Li-containing species
are deposited corresponding to SEI formation. The Li concentration
remains almost constant during the following cycles, whereas the O
concentration continues to slowly increase, likely due to the continuing
decomposition of electrolyte solvent. The P concentration gradually
increases with increasing cycle number, supporting the changes in
the XPS data showing continued LiPF6 decomposition. Also,
the Ni concentration increases with increasing cycle number, indicating
that transition-metal incorporation into the SEI proceeds during prolonged
cycling. The evolution of the Ni and Mn concentrations based on the
intensity of their 3p core-level regions is shown in Figure b, revealing higher Mn concentrations
at low cycle numbers. The relative Ni contribution seems to gradually
increase with cycle number such that the concentrations become similar
after 600 cycles, showing that the rate of transition-metal incorporation
into the SEI changes for the different metals.Elemental quantification
of the surface of graphite electrodes.
(a) Quantification of the main elements based on the survey spectra
obtained at an excitation energy of 2.2 keV, with the ratio between
different carbon and fluorine components determined from C 1s and
F 1s spectra obtained at the same excitation energy. (b) Comparison
of Ni and Mn concentrations based on the cross section-corrected intensity
ratio between the 3p peaks.To further understand the role played by transition metals in the
SEI layer, L-edge NEXAFS measurements were performed (see Figure ). The Ni L3 edge after 600 cycles exhibits a larger
peak at 853.6 eV, which primarily corresponds to Ni2+ and
a smaller peak at 855.8 eV that can arise from both Ni2+ and Ni3+ contributions.[84] The
ratio between these peaks thus provides a useful indication of the
oxidation state, which after 600 cycles is mainly Ni2+ as
the contribution from the peak at 855.6 eV is relatively low. That
Ni is present in its 2+ oxidation state is also confirmed by the close
fit between the simulated Ni2+ spectra and the experimental
data, agreeing with what has previously been observed on graphite.[23] The ratio of the integrated L3 intensity
to the total L-edge intensity is helpful in determining the spin state
of the Ni,[60,85] with a ratio between 0.72 and
0.76 indicating high spin and between 0.63 and 0.70 indicating low
spin.[60] For both the electrodes cycled
at 120 and 600, the ratio was 0.75, which is well within the range
for high spin. The high spin configuration is also supported by the
well-resolved multiplet structure, i.e., a sharp shoulder peak on
the high energy side of the 853.6 eV peak and a peak splitting of
the L2 peak.[60] Some differences
are, however, apparent, with a satellite peak at 857.7 eV present
after 120 cycles.[86] This is captured in
the simulation by changing the charge-transfer parameters, i.e., this
indicates a different hybridization of the Ni ions with the surrounding
species, possibly related to a change of ligands.[86] The relative intensity of this peak is even larger after
just 10 cycles, consistent with the SEI layer surrounding the Ni ions
gradually changing during cycling. Alternatively, the surroundings
of the Ni ions may depend on whether they are deposited in the inner
or outer SEI layer. Further interpretation is challenging due to the
low intensity and thus low signal-to-noise ratio of the Ni L-edge
after 10 cycles. Nevertheless, this change in the chemical surrounding
of the probed Ni ions is also supported by the HAXPES data in Figure b.Ni, Co, and Mn L-edge
NEXAFS spectra of graphite electrodes after
different numbers of cycles, and simulated spectra obtained using
CTM4XAS (see Table ).The Co L-edge shows small intensities
after 120 and 600 cycles,
making the peaks clearly discernible. This indicates primarily the
presence of Co2+ based on comparison with experimental
data for other Co2+compounds from the literature[87−89] and with a Co2+ spectrum calculated using CTM4XAS. This
is also consistent with other studies that observe Co in its divalent
state on graphite electrodes.[23,90] Similarly, for the
Mn, the oxidation state appears to be predominantly Mn2+ based on comparison with reference and calculated spectra.[62,63] Mn2+ has also been detected on negative electrodes in
previous reports,[23,90] where an ion-exchange reaction
between Mn and Li ions was suggested.[91] It was later suggested that the Mn2+ ions are instead
transported through the electrolyte as neutral complexes, which become
chemisorbed on the graphite after diffusing through the outer SEI
layer to the inner part.[92] In this case,
Mn is found to be reduced during lithiation of the graphite and reoxidized
during subsequent delithiation.[92] Recently,
it has been suggested that the Mn can react with the SEI components,
making it revert to its oxidized state.[23] This may explain why Mn is mainly detected in its divalent state
herein, as the electrodes are measured in their discharged state when
the graphite has been delithiated and the Mn has had enough time to
react.
Conclusions
In summary, the main
source of capacity loss in NMC811–graphite
cells during the first 200 cycles is found to be slippage due to electrolyte
reduction at the graphite electrode. With further cycling, active
material loss from the cathode becomes more significant, as does impedance
growth. From a combination of SOXPES, HAXPES, and NEXAFS, we resolve
the changes in interfacial chemistry occurring at both anode and cathode
for these different degradation regimes. The CEI layer formed on the
NMC cathode during the initial cycles is mainly composed of organic,
oxygen-rich species on the outer surface, with more inorganic compounds
closer to the electrode. Similarly, the outer part of the SEI layer
formed on the graphite anode is rich in organic species, while the
inner part shows large contributions from inorganic salts. Both the
CEI and SEI are found to increase in thickness with cycling; however,
the SEI is initially thicker and thickens more rapidly than the CEI
over the course of aging, consistent with the direction of slippage
observed.During the first 200 cycles, Mn at the NMC surface
becomes gradually
more reduced, while the Co at the surface shows little change. Li2CO3 impurities present on the pristine NMC are
found to gradually decompose over several hundred cycles, corresponding
with the gradual increase in the NMC cutoff voltage related to slippage.
Li2CO3 decomposition appears to correlate with
increasing LiF content in the CEI, which is expected to contribute
to increased cell impedance with the ongoing cycling, highlighting
the importance of an inert (CO2- and moisture-free) storage
environment for Ni-rich NMC electrodes. Parallel processes such as
LiPF6 decomposition may also be involved in the LiF formation.
Changes in the NMC are accompanied by the incorporation of Mn and
Ni into the graphite SEI, indicating transition-metal dissolution,
migration, and subsequent deposition. Interestingly, transition-metal
incorporation does not follow the NMC stoichiometry, as has previously
been assumed. Mn is initially much more prevalent while the ratio
of Ni increases with cycle number, as the SEI continues to thicken.
The chemical environment of the incorporated Ni is also seen to change,
indicating changes in the surrounding ligands that may relate to ongoing
reactions involved in slippage.From 300 cycles onwards, the
Mn, Ni, and Co at the NMC surface
are found to be significantly more reduced and little Li2CO3 remains. The reduced transition metals are likely
a result of the significant structural transformation of the NMC surface
to a spinel/rock-salt layer, which is expected to contribute to the
concurrent increase in impedance. This is accompanied by further transition-metal
incorporation at the anode, with the relative proportion of Ni increasing
with cycle number and Co becoming detectable, although still in much
smaller quantities. We see a general alignment between the reduction
of certain transition metals at the cathode and increasing incorporation
of the same elements at the anode. This closely corresponds with the
thickening of the CEI, spinel/rock-salt layer, and SEI, with all of
these processes continuing (or even accelerating) after 300 cycles.We rationalize these findings on the basis that slippage occurring
during the first 200 cycles, which is primarily responsible for capacity
fade during this period, eventually pushes the upper cutoff voltage
of the cathode into a regime where the transition metals undergo significant
surface reduction and dissolution. This leads to increased transition-metal
incorporation into and thickening of the anode SEI, contributing to
further slippage and thus exacerbating cathode degradation. The increase
in cell impedance accompanying the growth of these surface layers
reduces the accessible capacity and contributes to the ongoing capacity
fade observed. We thereby show how the interplay between the surface
degradation reactions occurring at the cathode and anode results in
an accelerated capacity fade, understanding that we expect to inform
the design of mitigation strategies to improve cycle life.
Authors: Chun Zhan; Jun Lu; A Jeremy Kropf; Tianpin Wu; Andrew N Jansen; Yang-Kook Sun; Xinping Qiu; Khalil Amine Journal: Nat Commun Date: 2013 Impact factor: 14.919
Authors: Wesley M Dose; Israel Temprano; Jennifer P Allen; Erik Björklund; Christopher A O'Keefe; Weiqun Li; B Layla Mehdi; Robert S Weatherup; Michael F L De Volder; Clare P Grey Journal: ACS Appl Mater Interfaces Date: 2022-03-08 Impact factor: 10.383
Authors: Jack E N Swallow; Michael W Fraser; Nis-Julian H Kneusels; Jodie F Charlton; Christopher G Sole; Conor M E Phelan; Erik Björklund; Peter Bencok; Carlos Escudero; Virginia Pérez-Dieste; Clare P Grey; Rebecca J Nicholls; Robert S Weatherup Journal: Nat Commun Date: 2022-10-14 Impact factor: 17.694