Ouissam El Bakouri1,2, Dariusz W Szczepanik2,3, Kjell Jorner1, Rabia Ayub1, Patrick Bultinck4, Miquel Solà2, Henrik Ottosson1. 1. Department of Chemistry - Ångström Laboratory, Uppsala University, Box 523, Uppsala 751 20, Sweden. 2. Institut de Química Computacional i Catàlisi (IQCC) and Departament de Química, Universitat de Girona, C/ Maria Aurèlia Capmany 6, Girona, Catalonia 17003, Spain. 3. K. Guminski Department of Theoretical Chemistry, Faculty of Chemistry, Jagiellonian University, Gronostajowa 2, Kraków 30-387, Poland. 4. Department of Chemistry, Ghent University, Krijgslaan 281 S3, Gent 9000, Belgium.
Abstract
Several fully π-conjugated macrocycles with puckered or cage-type structures were recently found to exhibit aromatic character according to both experiments and computations. We examine their electronic structures and put them in relation to 3D-aromatic molecules (e.g., closo-boranes) and to 2D-aromatic polycyclic aromatic hydrocarbons. Using qualitative theory combined with quantum chemical calculations, we find that the macrocycles explored hitherto should be described as 2D-aromatic with three-dimensional molecular structures (abbr. 2D-aromatic-in-3D) and not as truly 3D-aromatic. 3D-aromatic molecules have highly symmetric structures (or nearly so), leading to (at least) triply degenerate molecular orbitals, and for tetrahedral or octahedral molecules, an aromatic closed-shell electronic structure with 6n + 2 electrons. Conversely, 2D-aromatic-in-3D structures exhibit aromaticity that results from the fulfillment of Hückel's 4n + 2 rule for each macrocyclic path, yet their π-electron counts are coincidentally 6n + 2 numbers for macrocycles with three tethers of equal lengths. It is notable that 2D-aromatic-in-3D macrocyclic cages can be aromatic with tethers of different lengths, i.e., with π-electron counts different from 6n + 2, and they are related to naphthalene. Finally, we identify tetrahedral and cubic π-conjugated molecules that fulfill the 6n + 2 rule and exhibit significant electron delocalization. Yet, their properties resemble those of analogous compounds with electron counts that differ from 6n + 2. Thus, despite the fact that these molecules show substantial π-electron delocalization, they cannot be classified as true 3D-aromatics.
Several fully π-conjugated macrocycles with puckered or cage-type structures were recently found to exhibit aromatic character according to both experiments and computations. We examine their electronic structures and put them in relation to 3D-aromatic molecules (e.g., closo-boranes) and to 2D-aromatic polycyclic aromatic hydrocarbons. Using qualitative theory combined with quantum chemical calculations, we find that the macrocycles explored hitherto should be described as 2D-aromatic with three-dimensional molecular structures (abbr. 2D-aromatic-in-3D) and not as truly 3D-aromatic. 3D-aromatic molecules have highly symmetric structures (or nearly so), leading to (at least) triply degenerate molecular orbitals, and for tetrahedral or octahedral molecules, an aromatic closed-shell electronic structure with 6n + 2 electrons. Conversely, 2D-aromatic-in-3D structures exhibit aromaticity that results from the fulfillment of Hückel's 4n + 2 rule for each macrocyclic path, yet their π-electron counts are coincidentally 6n + 2 numbers for macrocycles with three tethers of equal lengths. It is notable that 2D-aromatic-in-3D macrocyclic cages can be aromatic with tethers of different lengths, i.e., with π-electron counts different from 6n + 2, and they are related to naphthalene. Finally, we identify tetrahedral and cubic π-conjugated molecules that fulfill the 6n + 2 rule and exhibit significant electron delocalization. Yet, their properties resemble those of analogous compounds with electron counts that differ from 6n + 2. Thus, despite the fact that these molecules show substantial π-electron delocalization, they cannot be classified as true 3D-aromatics.
Numerous unconventional
forms of aromaticity have been identified
experimentally in the last decades: Möbius aromaticity in macrocycles
and metallacycles,[1−6] all-metal σ-aromaticity in the solid state,[7] aromaticity in electronically excited states,[8−18] and several other forms.[19−24] Three-dimensional aromaticity (3D-aromaticity) is an intriguing
topic introduced by Aihara in 1978 when he analyzed polyhedral boranes
using a Hückel-type molecular orbital theoretical approach.[25]Closo-boranes, such as [B12H12]2– first synthesized in
the 1950s,[26] are highly stable compounds
and emblematic 3D-aromatic compounds.[27−31] Today, 3D-aromaticity is also found in metal clusters
and some charged fullerenes,[32−34] where the aromaticity of the
latter is also classified as spherical aromaticity that follows Hirsch’s
2(n + 1)2 rule.[35] The tetrahedral P4 molecule (white phosphorous) and group
14 element E44– Zintl ions have been
labeled as 3D-aromatic,[36,37] and this also applies
to the ZnI8 (ZnI8(HL)4(L)812–, L = tetrazole dianion)
metal cluster, which additionally can be described as cubic aromatic
since it exhibits an electron delocalization over the entire ZnI8 cube.[38]The
unifying feature of these molecules is that they, besides extensive
electron delocalization, have a number of degenerate molecular orbital
(MO) levels that are at least triply degenerate, including the highest
occupied and the lowest unoccupied MOs (HOMO and LUMO). We will henceforth
call these molecules truly 3D-aromatic molecules. The MO diagram of
a typical 2D-aromatic molecule such as benzene and a truly 3D-aromatic
molecule like B6H62–, as shown
in Figure A,B, reveals
that a closed π-electron shell results with 4n + 2 π-electrons in a 2D-aromatic molecule, while a closed
shell requires 6n + 2 highly delocalized electrons
in 3D-aromatic molecules with tetrahedral or octahedral structures.
Monocyclic 2D-aromatic molecules with lower symmetries (e.g., C2 symmetric pyridine)
lack the doubly degenerate π-MOs but still have π-MOs
that strongly resemble those of the highly symmetric archetypes (see Figure S1 for a comparison between the π-MOs
of pyridine and benzene). The same applies to 3D-aromatic carboranes
in relation to the highly symmetric closo-boranes
(see Figure S2 for CB5H6– and B6H62–). Indeed, Schleyer and co-workers concluded that the 4-center-2-electron
3D-aromaticity of the 1,3,5,7-bisdehydroadamantane dication manifests
itself in a tetrahedral orbital topology, even though the molecule
does not belong to the Td point group.[39]
Figure 1
Molecular orbitals of (A) benzene as a 2D-aromatic archetype
molecule
and (B) the closo-borane B6H62− as a 3D-aromatic archetype molecule. (C) Examples
of other forms of aromaticity that earlier also have been labeled
as 3D-aromaticity. Of these, C6010+ is spherically
aromatic and follows Hirsch’s rule, while the C20H12 cyclophane is face-to-face aromatic and Li(C5H5) is aromatic with six interstitial electrons. Two species,
C20H12 and Li(C5H5), have
no triply degenerate molecular orbitals. For molecular orbitals and
further discussion, see Discussion A and Figures S3–S5 in the Supporting Information.
Molecular orbitals of (A) benzene as a 2D-aromatic archetype
molecule
and (B) the closo-borane B6H62− as a 3D-aromatic archetype molecule. (C) Examples
of other forms of aromaticity that earlier also have been labeled
as 3D-aromaticity. Of these, C6010+ is spherically
aromatic and follows Hirsch’s rule, while the C20H12 cyclophane is face-to-face aromatic and Li(C5H5) is aromatic with six interstitial electrons. Two species,
C20H12 and Li(C5H5), have
no triply degenerate molecular orbitals. For molecular orbitals and
further discussion, see Discussion A and Figures S3–S5 in the Supporting Information.3D-Aromatic molecules are traditionally σ-conjugated.
Therefore,
the search for π-conjugated 3D-aromatic molecules and aromaticity
that extends in three dimensions has recently intensified. Indeed,
the term 3D-aromaticity has been used to label several different compound
classes that exhibit electron delocalization in 3D. One form of aromaticity
in three dimensions is the through-space (face-to-face or stacked-ring)
aromaticity first observed through computations by Corminboeuf et
al. in methano-bridged superphanes involving π-stacked [4n]annulenes (Figure C)[40] and further explored both
theoretically and experimentally in cyclophanes and hexaphyrin dimers.[41−45] π-Capped annulenes with six interstitial electrons have also
been described as 3D-aromatic.[46,47] However, here, it should
be realized that among the three aromaticity forms in Figure C, it is only spherical aromaticity
that fulfills the criterion of triply or higher orbital degeneracy,
justifying the classification of C6010+ as 3D-aromatic.New and highly interesting compounds are the π-conjugated
cage compound 1 (Figure A), its cations up to the hexacation 1, and related compounds, which were reported by Wu and co-workers
and considered to be “3D globally aromatic”.[48,49] This bicyclic macrocycle consists of three equally long π-conjugated
arms, and in its neutral form, it was computationally found to possess
one Hückel aromatic cycle with 38π-electrons, while the
lack of aromaticity in the other two cycles is a result of the C2 symmetric structure and poor π-conjugation
in the third bridge. Yet, when the structure of 1 was
enforced to D3 symmetry, it was reasoned
that the aromaticity involves the complete molecule. The same was
found for 1, which has a D3 symmetric global minimum. Since the macrocycle 1 has 56 π-electrons, i.e., a 6n + 2 number (n = 9), and exhibits three
diatropic ring currents, it was concluded that 1 is 3D-aromatic
when it is D3 symmetric. This also applies
to the hexacation, which has 50 π-electrons, a 6n + 2 number with n = 8. Additionally, Casado and
Martín considered 1 and its hexacation 1 in terms of spherical aromaticity and argued that
the hexacation with 50 π-electrons follows Hirsch’s 2(n + 1)2 rule for spherical aromaticity with n = 4.[50] However, this rule applies
to π-electron systems that can be described as uniformly distributed
spherical electron gases for which the wave functions are described
by the angular momentum number l (l = 0, 1...) and where each energy level is 2l +
1 degenerate. Yet, despite the fact that the π-electron counts
of 1 and 1 in D3 symmetry are in accord with, respectively, the 6n + 2 and 2(n + 1)2 rules, this
symmetry provides for only double degeneracy. Furthermore, in D3 symmetry, 1 and 1 must exhibit three equivalent cyclic paths as their electronic
structures must be symmetry-adapted.
Figure 2
Three resonance structures of (A) π-conjugated
molecular
cage 1 and (B) non-planar dithienothiophene-bridged [34]octaphyrins 2 and 3 in their neutral forms. The total number
of π-electrons in the three circuits of 1 is 56
(a 6n + 2 number), while in 2 and 3, they are 42 (a 4n + 2 number) as counted
by omitting the sulfurs from the main macrocycle conjugation pathway.
The synthetized compounds have R = Mes substitution, yet the computations
herein were on the parent compounds (R = H).
Three resonance structures of (A) π-conjugated
molecular
cage 1 and (B) non-planar dithienothiophene-bridged [34]octaphyrins 2 and 3 in their neutral forms. The total number
of π-electrons in the three circuits of 1 is 56
(a 6n + 2 number), while in 2 and 3, they are 42 (a 4n + 2 number) as counted
by omitting the sulfurs from the main macrocycle conjugation pathway.
The synthetized compounds have R = Mes substitution, yet the computations
herein were on the parent compounds (R = H).Earlier, a set of compounds related to 1, the dithiopheno-bridged
octaphyrins 2 and 3 (Figure B), were explored by Kim and co-workers.[51] These compounds showed two diatropic ring currents
with 26 and 34 π-electrons, respectively, a feature that the
authors described as dual aromaticity. Yet, the authors also used
the term bicycloaromaticity, a concept introduced by Goldstein in
1967 to describe through-space aromatic (homoaromatic) interactions
in charged bicyclic macrocycles with puckered structures.[52] Results from 1H NMR spectroscopy
showed that the ring currents of 2 are diatropic, and
the aromatic character was further corroborated by Sundholm and co-workers
through computations of magnetically induced current densities.[53]Clearly, most molecules are three-dimensional,
but the mere combination
of a 3D molecular geometry along with (aspects of) aromaticity is
not a sufficient condition for 3D-aromaticity. As a first example,
helicenes are aromatic molecular scaffolds with 3D structures; however,
they are not 3D-aromatic. Neither is an octahedral supramolecular
scaffold with isolated aromatic compounds. Both are examples of 2D-aromatic
systems embedded in 3D scaffolds, i.e., a 3D-aromatic
system cannot be reduced to a set of 2D-aromatic moieties. Helicenes
do not fulfill the 6n + 2 electron count, and the
supramolecular scaffold with isolated aromatic compounds (by taking
a large distance between them) would also show no delocalization between
the individual compounds. From Figures and 2, it is apparent that
a variety of compound types have been labeled as 3D-aromatic throughout
time, yet is the term meaningful if used that broadly? In our view,
there is a high need for a strict definition, and we build on what
is known for the closo-boranes, labeled by Aihara
as 3D-aromatic.[25] We further relate to
what is generally accepted for 2D aromaticity (Figure A). Hence, the four necessary conditions
for true 3D-aromaticity that all must be fulfilled are (i) (at least)
triply degenerate MOs or a closely related orbital topology, which
exists for tetrahedral or higher symmetry molecules; (ii) a closed-shell
electronic structure, which leads to a 6n + 2 electron
count for tetrahedral or octahedral molecules (or molecules that are
nearly so); (iii) extensive electron delocalization involving the
complete molecule leading to resonance stabilization; and (iv) similar
(electronic and magnetic) properties in the three xyz directions. None of these conditions by themselves is a sufficient
condition. Notably, a definition requiring the fulfillment of all
of these conditions is in line with Aihara’s original observations
for closo-boranes as 3D-aromatics.[25]Now, how do 1–3 and 1 comply with the essential features and the
established
definitions for 3D-aromaticity and bicycloaromaticity? As the D3 point group in 1 does not induce
triply or higher-order orbital degeneracies, is the aromaticity in 1–3 and 1 instead
related to the Hückel-aromaticity of two-dimensional polycyclic
aromatic hydrocarbons (PAHs)? Compounds 1–3 and 1 are unusual and intriguing,
yet even though their aromatic character is apparent from both experimental
and computational observations,[44,48,53] the cause of this aromaticity has not been analyzed in depth. In
particular, there has been no search for macrocycles that potentially
disprove the hypothesis that 1 and its hexacation comply
with the 6n + 2 rule for 3D-aromaticity and Hirsch’s
2(n + 1)2 rule for spherical aromaticity.
In this work, we present a deeper theoretical analysis of 1–3 and related compounds, along with a computational
analysis to establish the precise nature of the aromaticity of these
compounds.
Results and Discussion
The analyses and discussions
of our findings are split in three
sections: a first with the qualitative theory on bicycloaromaticity,
3D-aromaticity, and 2D-aromaticity in three-dimensional compounds
(briefly, 2D-aromaticity-in-3D); a second with computational results
of these compounds discussed within the theoretical framework described
in the first section; and a third where we explore species that can
be truly π-conjugated 3D-aromatics.
Qualitative Theoretical
Analysis
In line with Coulson’s
statement “give us insight, not numbers”,[54] findings on (macro)molecules that potentially
exhibit a new or unusual form of aromaticity must foremost be placed
in a qualitative theoretical framework instead of a framework primarily
based on computational observations. Such a theoretical framework
is given next.
On the Alleged Bicycloaromaticity of 2 and 3
We start with the two dithiopheno-bridged
octaphyrins 2 and 3 as they link PAHs with
the cage-type
macrocycles. Macrocycles 2 and 3 were recently
labeled as bicycloaromatic,[48] a form of
aromaticity defined by Goldstein as a case where three separate π-conjugated
polyene segments (ribbons) in a bicyclic CH hydrocarbon interact through-space
in either a longicyclic or a laticyclic topology (Figure A).[55] Two criteria must be fulfilled for a bicycloaromatic interaction:
(i) m must be an odd number (i.e., odd number of C and H atoms), and (ii) the total number of π-electrons must equal 4n. With two isolating (sp3 hybridized) bridgehead C atoms,
there will be m – 2 sp2-hybridized
C atoms in the polyene segments, and together with the two criteria,
this implies that the bicycloaromaticity concept applies to cations
and anions but not to neutral all-carbon species. A potentially bicycloaromatic
species is the bicyclo[2.2.1]heptadienyl cation (C7H7+) as it has four π-electrons and m = 7 (Figure B).[52] Conversely, bicyclo[3.2.2]nonatrienyl
(C9H9+) with m =
9 should in theory be bicycloantiaromatic as it has in total six π-electrons
and the even–odd bridge interaction is destabilizing as it
involves four π-electrons.
Figure 3
(A) General structure of a hydrocarbon
that is bicycloaromatic
and orbital interactions leading to bicycloaromatic stabilization
in longicyclic and laticyclic topologies. (B) One example of a bicycloaromatic
(C7H7+) and a bicycloantiaromatic
(C9H9+) species.
(A) General structure of a hydrocarbon
that is bicycloaromatic
and orbital interactions leading to bicycloaromatic stabilization
in longicyclic and laticyclic topologies. (B) One example of a bicycloaromatic
(C7H7+) and a bicycloantiaromatic
(C9H9+) species.Based on the original definition of bicycloaromaticity, it is clear
that 2 and 3 do not satisfy the criteria
for bicycloaromaticity as (i) they possess 42 π-electrons (a
4n + 2 number corresponding to bicycloantiaromaticity),
(ii) the three bridges (ribbons) are not separate from each other
as they all interact conjugatively with the two bridgehead atoms that
are sp2 instead of sp3 hybridized, and (iii)
all bridges have even numbers of atoms in the π-conjugated paths
(16, 16, and 8) (Figure B). With two bridgehead atoms, this implies that they are not CH compounds
with m odd as the sum equals 42 (16 + 16 + 8 + 2).
Thus, the description of bicycloaromaticity by Kim and co-workers
as a concept where “two (or more) potentially aromatic circuits
are contained within the same non-planar molecular framework and share
the same π-electrons” is not in line with the original
definition (Figure ).
On the Alleged 3D-Aromaticity of 1 and 1
Next, we now turn to the claimed 3D-aromaticity
of compounds 1 and 1. To determine
if a compound is 3D-aromatic, one must analyze its electronic structure.
As noted in the Introduction, a 3D-aromatic
molecule should have (at least) triply degenerate orbitals, but this
degeneracy will be lifted when heteroatoms are incorporated in the
molecular scaffold (see CB5H6–, Figure S2) or when effects such as bond
length alterations lower the symmetry. Compounds 1 and 1 are aromatic in their D3-symmetric structures, and they are three-dimensional and
have 6n + 2 π-electron counts and extensive
electron delocalization. We argue that 1–3 as well as 1 are expanded and
puckered versions of PAHs, instead of true 3D-aromatics, where the
π-electrons are shared between a set of circuits that each fulfills
the 4n + 2 rule (Figure ) (for 2 and 3 with
different n).[56−61] The total ring-current picture of a PAH is constructed from all
the different circuits that can be drawn. Naphthalene has three circuits,
where the two hexagons (a and b)
correspond to local six-electron circuits (A and B), while both hexagons
are involved in the 10-electron circuit C (Figure ).[62] Furthermore,
the induced diatropic ring currents of circuits A and B, generated
in an external magnetic field, are equivalent and cancel each other
in the central C–C bond so that naphthalene exhibits an induced
diatropic ring current exclusively along the perimeter. A similar
analysis can be made for anthracene and other PAHs.[58,63] Now, to what extent is the aromaticity of macrocycles 2 and 3 reminiscent of that of naphthalene? Also, can
naphthalene be altered/modified to the extent that its ring currents
resemble those of the two bicyclic macrocycles 2 and 3, and should one not consider three aromatic cyclic paths
in 2 and 3?
Figure 4
The three circuits of naphthalene. A and
B correspond to benzenoid
circuits, and C corresponds to the naphthalenic circuit.
The three circuits of naphthalene. A and
B correspond to benzenoid
circuits, and C corresponds to the naphthalenic circuit.Figure A
shows
the two general bicyclic structures to which the three compounds of
Wu et al. and Kim and co-workers belong; the difference between the
two structures being the total number of π-electrons in the
three arms, i.e., 4n (Type A) and
4n + 2 (Type B). Here, it should be pointed out that
the single π-electrons at the two bridgehead C atoms displayed
in the generalized structures do not represent radical centers but
instead indicate that these π-electrons are involved in π-bonds
to either of the three linkers. Indeed, the three-dimensional bicyclic
structures can all be viewed as expanded naphthalenes (Figure B). Starting at naphthalene,
we increase the π-electron count by expanding the six-membered
rings through linkers while keeping the topology of Figure A to ensure that each circuit
allows for 2D Hückel-aromaticity. The 1-[4.0.4]-1 label of
naphthalene, used herein, reveals that there is one electron at each
of the two bridgehead C atoms, four π-electrons in, respectively,
the left and right linkers and none in the central, i.e., naphthalene is a bicyclic Type A compound. Expanding the 1-[8.4.8]-1
Type A compound with a 1,3-butadiyne unit in the central linker gives
a 1-[8.8.8]-1 Type A bicycle, from which then compounds 1–3 can be designed (Figure C). When molecule 1 is forced
to D3 symmetry, it exhibits three diatropic
ring currents with 38 π-electrons each, i.e., it is a Type B expanded naphthalene. The hexacation 1, a Type A expanded naphthalene, displays similar
properties to 1 but with three 34π-electron rings.
Both 34 and 38 are 4n + 2 numbers so that 1 and 1 with D3 symmetry exhibit three Hückel-aromatic circuits similar to
naphthalene, although naphthalene is planar and has one 10π-
and two 6π-electron circuits.
Figure 5
(A) Generalized descriptions of the three-linker
bicyclic aromatic
hydrocarbons labeled as Type A and Type B expanded naphthalenes. (B)
Expansion of naphthalene to gradually larger three-dimensional bicyclic
structures. (C) Application of the electron count approach for description
of macrocycles 1, 1, and 2. The numbers of π-electrons are counted by omitting
the sulfurs from the main macrocycle conjugation pathway.
(A) Generalized descriptions of the three-linker
bicyclic aromatic
hydrocarbons labeled as Type A and Type B expanded naphthalenes. (B)
Expansion of naphthalene to gradually larger three-dimensional bicyclic
structures. (C) Application of the electron count approach for description
of macrocycles 1, 1, and 2. The numbers of π-electrons are counted by omitting
the sulfurs from the main macrocycle conjugation pathway.How do the π-electron counts vary in these bicyclic
compounds?
Especially, when do they equal 6n + 2? For Type A
expanded naphthalenes, the π-electron counts generally equal
4k + 4l + 4m +
2, i, which simplifies to 3 × 4k + 2 = 6 ×
2k + 2 when k = l = m. With n = 2k we get the π-electron count 6n + 2. Thus,
with three linkers of equal length, the π-electron counts of
expanded naphthalenes happen to coincide with the π-electron
counts of truly 3D-aromatic molecules. This also applies for the Type
B expanded naphthalenes with six extra electrons, still resulting
in a 6n′ + 2 count (n′
= n + 1). Among 1–3 and 1, it is therefore only 1 and 1 that have 6n +
2 total π-electron counts. Yet, will similar bicyclic cages
to 1 and 1 exhibit aromatic
character also when n ≠ m and/or k? If the tether lengths are just slightly
different, e.g., k = l + 1 = m + 1, then the π-electron count is
not a 6n + 2 number, although the structure should
still allow for strong π-conjugation and Hückel-aromaticity
in the three individual macrocyclic paths. Now, if these latter species
are calculated to be aromatic, then that will disprove that 1 and 1 are 3D-aromatics. These
two species would instead be three times locally 2D Hückel-aromatic
to equal extents, a feature that is unrelated to 3D aromaticity. Moreover,
the globally aromatic character simply stems from the symmetry-adapted
electronic structure in D3 symmetry.
Design of True π-Conjugated 3D-Aromatics
Having
refuted the claims of the bicycloaromaticity of 2 and 3 as well as the 3D-aromaticity of 1 and 1, how to design π-conjugated (macrocyclic)
cage molecules that are truly 3D-aromatic? As it is the higher-order
point groups that exhibit irreducible representations with triple
(or higher) degeneracies, leading to species that possibly can be
3D-aromatic, a π-conjugated macrocycle that is 3D-aromatic must
have (approximate) tetrahedral, octahedral or icosahedral, or even
higher symmetry. Importantly, the local π-orbitals of the π-conjugated
linkers must be oriented radially outward if they are to interact
with the local pπ orbitals at the vertex atoms. We
have also analyzed such tetrahedral and cubic species through computations
(Figure A and vide infra). These species must have radial orientations
of their π-orbitals similar to charged fullerenes C6010+ and C202+, which have been explored
computationally and found to follow Hirsch’s 2(n + 1)2 rule as they are spherically aromatic.[35,64] Yet, Hirsch’s rule has a limitation as it seems applicable
only to species with 50 π-electrons or less.[65] A further caveat with regard to the cubic species is that
each of the faces has 4m π-electrons (m ≠ n), meaning that these can be
Hückel-antiaromatic. Hence, the cubes can in theory be both
globally 3D-aromatic and six-fold locally 2D-antiaromatic.
Figure 6
(A) Generalized
design of potentially π-conjugated molecules,
which can be truly 3D-aromatic. (B) Generalized structures of expanded
four-linker (Type C and Type D) polycyclic aromatic hydrocarbons with
the number of π-electrons in the arms.
(A) Generalized
design of potentially π-conjugated molecules,
which can be truly 3D-aromatic. (B) Generalized structures of expanded
four-linker (Type C and Type D) polycyclic aromatic hydrocarbons with
the number of π-electrons in the arms.
3D-Baird-Aromaticity
Another difference between true
3D-aromaticity and 2D-aromaticity-in-3D occurs for open-shell species
that can adopt a Baird-aromatic character. Compounds that are Baird-aromatic
follow Baird’s rule, which tells that the lowest ππ*
triplet state of [4n]annulenes is aromatic, and it
applies to electronically excited states and to open-shell ground
states.[66,67,13−16] For a (macro)cyclic two-dimensional molecule, which is Hückel-aromatic,
one can achieve a Baird-aromatic triplet state by either removal or
addition of two electrons,[13] exemplified
by, respectively, the benzene dication and dianion for which there
are derivatives shown experimentally to have either triplet ground
states or low-lying triplet states.[68−70] Similar to the 2D-Baird-aromatic
benzene dication and dianion, true 3D-Baird-aromaticity will occur
for the trication and trianion as their π-electron occupancies
allow for half-filled triply degenerate orbitals with an electron
count of 6n – 1. Hence, true open-shell 3D-Baird-aromaticity
will not occur for the triplet dication even though 1, which has a triplet ground state, has an NICS(0) value of
−2.6 ppm,[48] which (at best) suggests
a modest Baird-aromatic character. Instead, the triplet dication of
a true 3D-aromatic species would have an electron configuration with
four π-electrons in the triply degenerate HOMOs, an electron
configuration that due to the Jahn–Teller effect should lead
to a distortion away from the high symmetry. Now, what is the electron
count for Baird-aromaticity in a bicyclic macrocycle that is 2D-aromatic-in-3D?
If one goes by simple π-electron counts, then the quartet trication
of both Type A and Type B expanded naphthalenes with k = l = m can be Baird-aromatic
as each linker will have 4k – 1 π-electrons
for Type A and 4k + 1 π-electrons for Type
B providing for three Baird-aromatic 4n circuits
(n = 2k). Additionally, the triplet
dication can be Baird-aromatic, as found by Wu and co-workers.[48] For 3D-aromatic species, in contrast, only the
trication in its quartet state can exhibit Baird-aromaticity.
Tetra-tethered
2D-Aromatics-in-3D
A final feature of
2D-aromatic-in-3D structures is that they can be expanded to (hypothetical)
macrocyclic compounds with additional arms (Types C and D, Figure B). Here, it is noteworthy
that a macrocyclic cage molecule with four tethers, yet with π-conjugated
(aromatic) Ni-porphyrin units at its two poles, was recently reported
by Wu and co-workers.[71] It was argued that
the dication of this species “discloses the close correlation
between 3D global aromaticity and 2D Hückel-aromaticity”.
Yet, does it? When the molecules of Figure B have four linkers with equal numbers of
π-electrons, one has gedanken molecules that are 2D-aromatic-in-3D
with six Hückel-aromatic 4n + 2 cycles and
with total π-electron counts of 8n + 2, a π-electron
count that is not in line with true 3D-aromaticity. As pointed out
in the Introduction, 3D-aromaticity cannot
be reduced to a set of 2D aromatic moieties. This also becomes obvious via the origins of, respectively, the 4n + 2 and 6n + 2 electron counts (Figure A,B) as the electron counts
stem from the different orbital degeneracies in the two aromaticity
types.
Computational Analysis
Here, we
use quantum chemical
calculations to probe the conceptual theories described above. We
start by examining the electronic structure and aromaticity of naphthalene
(4), puckered naphthalene (5), and the benzocyclooctatetraene
dication (6) as 10π-electron bicyclic molecules,
and we connect these to the non-planar dithiopheno-bridged octaphyrins 2 and 3, which have one short and two long bridges.
Subsequently, we study bicyclic macrocycles with three bridges of
(approximately) equal lengths whereby these compounds adopt cage-type
structures. We especially analyze compounds that allow us to contest
the presumption that 1 and 1 are 3D-aromatics that follow the 6n + 2 and 2(n + 1)2 rules. At the end, we explore tetrahedral
and cubic π-conjugated compounds (Figure A) with potentials to be 3D-aromatics.It should be stressed that the study is aimed at establishing the
type of aromaticity, not the quantitative extent of aromaticity. We
utilize primarily the B3LYP functional[72−74] with the 6-311G(d,p)
basis set. This functional is known to exaggerate aromaticity in macrocycles
when compared to long-range corrected functionals (e.g., CAM-B3LYP),[75] which are recommended
for such molecules[76] and for aromatic compounds
in general.[77] Calculations with CAM-B3LYP
are, however, performed on selected species (see Tables S4 and S5 in the SI). Using B3LYP entails that we may
overestimate the extent of aromaticity. This is appropriate here because
if even this functional fails to reveal a high degree of aromaticity,
then this conclusion holds even stronger for the other functionals.Aromaticity analyses are performed through the electron density
of delocalized bond (EDDB) function,[78,79] nucleus independent
chemical shifts (NICS),[80−83] anisotropy of induced current density (ACID),[84] and current densities and strengths of the integrated
current densities calculated perturbatively with the GIMIC program.[85,86] The EDDB function discloses electron delocalization and, hence,
electron density that cannot be attributed exclusively to a particular
chemical bond.[78,79] The EDDB reveals that in archetypical
Hückel’s 4n + 2 aromatics, the cyclic
(Kekuléan) delocalization predominates and is very effective
(82–89% for 6π-systems), while in the case of Hückel’s
4n antiaromatics, cyclic delocalization almost entirely
vanishes, although some local resonance effects still remain in their
π-systems (see Discussion B in the Supporting
Information and Figure S6 for further examples).
This clarifies the wide span in the electron delocalization between
aromatic and antiaromatic annulenes. As we are aware that electron-sharing
and magnetic response properties are not always connected,[87−90] we follow the common practice of using a set of descriptors to characterize
the aromatic character of a given species. It should, however, be
noted that we emphasize results on electron delocalization as provided
by the EDDB.
Non-planar Dithiopheno-Bridged Octaphyrins as Expanded Naphthalenes
The fact that naphthalene exhibits two circuits with six π-electrons
and one with 10 becomes apparent through electronic aromaticity indices.
The EDDB reveals delocalization through both the perimeter and the
central CC bond (4, Figure A), and as the electronic structure is a
superposition of the π-dectet and the two π-sextet resonance
forms, the EDDB-based percentage effectiveness of cyclic delocalization
of π-electrons in each cycle is similar.[61] In contrast, and as noted above, magnetic indices give
an obscured picture since the induced ring currents from the two hexagons
circuits of 4 cancel each other perfectly in the central
CC bond (Figure A).[56] This is also clear from the current densities
obtained with GIMIC as the average current strength in the perimeter
bonds is ∼13 nAT–1 (diatropic), while the
current strength in the central CC bond is nil (for a definition of
the strengths of the integrated current densities, see ref (86)). Yet, when gradually
distorting one of the hexagons leading to a puckered C symmetric structure (5, Figure A), the ring current in the
puckered hexagon is attenuated whereby the two 6π-electron ring
currents do not cancel anymore and a current density in the inter-ring
CC bond emerges (for current densities of gradually more distorted
naphthalenes, see Tables S1 and S2). One
can also see that the π-electron delocalization is very attenuated
in the puckered hexagon while it is enhanced in the planar hexagon
(Figure A).
Figure 7
(A) Naphthalene
in its planar (4) and puckered (5) structures
and the corresponding ACID and EDDB plots. (B)
Molecular structure and symmetry of benzoCOT dication (6). nMR = n-membered ring. For full-scale
images of the ACID plots for 4–6 as
well as naphthalene at other distortion angles, see Figures S7 and S8.
(A) Naphthalene
in its planar (4) and puckered (5) structures
and the corresponding ACID and EDDB plots. (B)
Molecular structure and symmetry of benzoCOT dication (6). nMR = n-membered ring. For full-scale
images of the ACID plots for 4–6 as
well as naphthalene at other distortion angles, see Figures S7 and S8.Yet, it is also possible to achieve differentiation in the 6π-electron
currents, and a current density in the inter-ring CC bond, by going
to the nearly planar benzocyclooctatetraene dication (6, Figure B). For 6, an NICS-XY scan[83] shows that the local 6π-electron aromaticity in the hexagon
dominates over that in the octagon (Figure S7), whereby the resulting current density in the central CC bond is
4.7 nAT–1. Clearly, a structural differentiation
between the two 6π-electron cycles, achieved either by distortion
or altered ring size, provides for a differentiation in the ring currents
of the two cycles, leading to an imperfect cancellation of the currents
in the inter-ring CC bond. In 2 and 3, the
dissimilarities between the two 26π-electron cycles come about
because of the orientation of the dithienothiophene (DTT) bridge,
which leads to a better π-conjugation with one half of the octaphyrin
than with the other half, reflected in C–C–C–C
dihedral angles to the DTT bridge, which are 7 and 33°, respectively.
This provides a better electron delocalization in one 26π-electron
cycle than in the other (41.7 vs 35.6%), although
the best delocalization is along the perimeter (42.5%).Now,
can one instead turn the DTT-bridged octaphyrins into compounds
with similar features as planar naphthalene, that is, can they be
turned into symmetric (and near-planar) molecules with no current
densities on the central bridge? The [34]octaphyrin, i.e., 2 without the DTT bridge, adopts a modestly helical
structure 0.2 kcal/mol lower in energy than a planar C2 symmetric structure (a first-order
saddle point). However, the DTT bridge is too long by ∼0.9
Å to fit into a [34]octaphyrin (see Figure S9A), and its incorporation leads to the strongly puckered
compound. Indeed, a planar C2 symmetric structure of 2 is a higher-order saddle
point 87.0 kcal/mol above the minimum. The importance of the non-planarity
for the observations made by Kim and co-workers becomes obvious through
an ACID plot of the planar C2 structure because now the two 26π-electron ring currents
are of similar weights and cancel on the bridge, whereas the current
through the perimeter remains (Figure S10). In the planar structure of 2, there is a slight reduction
in the difference in the extent of delocalization between the two
26π-electron cycles (34 vs 39%) (Table S3). Hence, it is the non-equivalence of
the two 26π-electron resonance structures of 2 and 3, effectuated through the non-planar structures and the larger
C–C–C–C dihedrals within one macrocyclic path
than within the other, that leads to the observation of two strong
ring currents with, respectively, 34 and 26 π-electrons and
one with weakened strength (Figure S9B).
It is apparent that these macrocycles resemble distorted naphthalene.To achieve a planar octaphyrin-based macrobicyclic species, the
DTT bridge was replaced by a shorter butadiyne bridge and the two
pyrrole rings adjacent to the bridgehead C atoms were linked pairwise
via methylene bridges. This leads to the D2 symmetric molecule 7 (Figure A), a compound that displays
only a perimetric ring current with current densities in the range
23–33 nAT–1 (Figure B). To achieve a differentiation between
the two 22π-electron macromonocycles in a near-planar macrobicycle,
we replaced two CH moieties on one side by two SiH moieties, leading
to 8 (Figure A). According to ACID, two clockwise ring currents can be
detected for this species: one over the perimeter and one over one
of the 22π-electron cycles (Figure B). As seen visually, the 22π-electron
cycle with the stronger ring current is the ring with CH units. The
NICS-XY scans also show that the aromatic character
of one of the two macromonocycles decreases when going from 7 to 8. Hence, there is an imperfect cancellation
of the two 22π-electron ring currents in the butadiyne-bridge
of 8, analogous to the situation in 6 (Figure ). GIMIC reveals
current strengths of 11.7–14.4 nAT–1 at this
bridge. Interestingly, the EDDB reveals that the extents of delocalization
in the two macromonocycles of 8 are, respectively, larger
and smaller than in the two equivalent macromonocycles of 7 (Figure C).
Figure 8
(A) Expanded
naphthalenes modeled from 2 and NICS-XY scans for the expanded naphthalenes 7 (blue)
and 8 (dark orange), (B) ACID plots with the induced
current densities of 7 and 8, and (C) EDDB
plots of 7 and 8. For full-scale images
of the ACID plots, see Figures S11 and S12. For additional EDDB details regarding 8, see Discussion C, Supporting Information.
(A) Expanded
naphthalenes modeled from 2 and NICS-XY scans for the expanded naphthalenes 7 (blue)
and 8 (dark orange), (B) ACID plots with the induced
current densities of 7 and 8, and (C) EDDB
plots of 7 and 8. For full-scale images
of the ACID plots, see Figures S11 and S12. For additional EDDB details regarding 8, see Discussion C, Supporting Information.Furthermore, Kim and co-workers
argued that the triplet state of
the dication of 2 () can be described as having one 33π-electron cycle in the
perimeter and one 25π-electron circuit in one of the individual
macrocycles.[48] Based on the conceptual
theory above, we instead reason that is a distorted expanded naphthalene dication, which is triplet
state 2D-Baird-aromatic in the conventional sense. The naphthalene
dication in its triplet state () is described by three Baird-aromatic resonance structures: two
with 4π-electron circuits in either of the hexagons and one
with an 8π-electron perimeter (Figure A,B). Upon distortion leading to , the two 4π-electron cycles become
inequivalent: one remains unaltered, while the other is weakened (Figure C). Similarly, should be described primarily by
two conventional 4nπ-electron Baird-aromatic
resonance structures: one with a 32 π-electron perimetric circuit
and one with a 24π-electron circuit in one of the two macromonocycles.
The weakened cyclic conjugation in the ring with two Si atoms is also
apparent in the EDDB plot (Figure D).
Figure 9
(A) Schematic resonance structures of available 4n π-electron circuits in naphthalene dications. Triplet
state
naphthalene dication in the (B) planar () and (C) distorted () structures, both ACID and EDDB plots, and (D) EDDB and ACID plots
of 8. For full-scale images of the ACID
plots for , 8 and different distortions of , see Figures S13–S15. For
the ACID plot for 7, see Figure S16.
(A) Schematic resonance structures of available 4n π-electron circuits in naphthalene dications. Triplet
state
naphthalene dication in the (B) planar () and (C) distorted () structures, both ACID and EDDB plots, and (D) EDDB and ACID plots
of 8. For full-scale images of the ACID
plots for , 8 and different distortions of , see Figures S13–S15. For
the ACID plot for 7, see Figure S16.Next, when the middle
tether of 2 and 3 is extended so that the
three tethers become equal, the expanded
naphthalenes turn into cage (macro)molecules such as 1.
On the Aromaticity of Fully π-Conjugated Cage Macrocycles
Despite the obvious three-dimensional structures of 1 and 1 and the fact that the globally aromatic
characters of the D3 symmetric molecular
cages may seem apparent, they are not 3D-aromatic and do not follow
the 6n + 2 rule. Instead their aromaticity can be
understood in terms of the conventional Hückel-aromaticity
of polycyclic aromatic hydrocarbons, which in most cases is two-dimensional.
We therefore label these compounds as 2D-aromatic-in-3D. Also, 1 and 1 can be viewed as expanded
naphthalenes (Figure B,C) where the middle tether has been elongated so that the π-electron
counts in the three macrocyclic paths become equal. To check the aromatic
character of these macrocycles, we use an electronic index, i.e., EDDB, over other descriptors, considering that electron
delocalization is a necessary condition for 3D-aromatics.As
noted above, the D3 symmetry does not
provide the compounds with the required orbital degeneracy for 3D-aromaticity.
Furthermore, in neutral 1, the dihedral angles between
the tethers at the bridgehead atoms (δ1, δ2, and δ3, Chart ) are 26, 46, and 48°, which reveals
that only one of the three cyclic paths is significantly π-conjugated
over the two bridgeheads as the π-orbital overlap between two
pπ AO scales as cos θ with θ being the
angle between the two AOs.[91] Yet, with
the other dihedral angles in that (aromatic) cycle being 154–171°,
its π-conjugation is also attenuated. It was earlier reported
that when it is D3 symmetric, there is
an equal aromaticity in the three rings, giving 1 aromatic
character that seemingly extends over the complete molecule. However,
as concluded above, the equal extent of aromaticity in the three local
rings is a necessary result of the symmetry-adapted electronic structure
and is not due to 3D-aromaticity. Thus, it is also not appropriately
described as an aromaticity of global character. Furthermore, the D3 symmetric structure of 1 maximizes the possibility to mutually separate six positive
charges. Accordingly, its enhanced aromatic character is a byproduct
of charge repulsion, which is in line with earlier observations on
oxidized macrocycles when compared to the corresponding neutral macrocycles.[92] In this context, it is notable that 1 has δ1 = δ2 = δ3 = 41°, and with two such dihedrals in each macrocyclic
ring, the π-conjugation will still be attenuated since [cos(41°)]2 = 0.57.
Chart 1
Dihedral angles (δ) at the Bridgeheads in the
Molecular Cages
As 1 has a π-electron count of
50, Casado and Martín described it as spherically aromatic
fulfilling Hirsch’s 2(n + 1)2 rule
with n = 4.[50] Here, it
is noteworthy that Wu and co-workers recently concluded that a similar C2 symmetric cage-type macrocycle with four tethers
does not follow this rule.[71] Now, to probe
if 1 complies with Hirsch’s rule,
or if the π-electron count is merely coincidental, we analyzed
the next larger analogue of 1, leading to 11 with five instead of four thiopheno rings
in each tether (Figure ). According to EDDB this hexacation exhibits slightly more
π-electron delocalization than 1 (60.0%
in 11 and 59.5% in 1) and would be equally aromatic. Yet, 11 has 62 π-electrons, a number that is not a 2(n + 1)2 number (the next is 72 when n =
5). Instead, the slightly enhanced π-electron delocalization
of 11 seems to be a result of the longer
tethers, which allow for better π-orbital overlap at the bridgehead
C atoms because the δ1 – δ3 values are lower in 11 than in 1 (36° vs 41°). Thus, it
is a coincidence that the π-electron count of 1 is a 2(n + 1)2 number.
Figure 10
Stepwise
insertion of one more thiopheno ring in each tether of
molecular cage 1 leads to species with total π-electron
counts of 60 (9, ), 64 (10, ), and 68 π-electrons (11, ) and their hexacations.
Stepwise
insertion of one more thiopheno ring in each tether of
molecular cage 1 leads to species with total π-electron
counts of 60 (9, ), 64 (10, ), and 68 π-electrons (11, ) and their hexacations.The π-electron count of 11 is a
6n + 2 number. Yet, also this π-electron count
does not expose 3D-aromaticity since a π-electron count of 6n + 2 results coincidentally for a bicyclic molecule with
three equal tethers, as described in the qualitative theory section.
To confirm this, we examined if cage macrocycles where one linker
has four more π-electrons (or four less) than the other two
linkers are similarly aromatic as 1 and 11. We tested this through 9 and 10 (Figure ) with total π-electron counts of
54 and 58, i.e., counts that are not 6n + 2 numbers. We now find that the extent of π-electron delocalization
according to the EDDB is similar in the four hexacations (Figure ), revealing that
it is not the specific 6n + 2 π-electron count
in 1 and 11, which
leads to the high delocalization in these species. Instead, all four
species (1, 9, 10, and 11) are 2D-aromatic-in-3D,
which should be the reason for their high electron delocalization.
Notably, similar results were calculated with CAM-B3LYP as with B3LYP
(see Table S4). Furthermore, by starting
at 11 and shortening one of the tethers by either two
or three thiopheno rings, we arrive at cage compounds 12 and 13 where the extent of delocalization starts to
differ between the macrocyclic paths (see Table S4). In 12, the electron delocalization in one
circuit reaches 52%, while it is 41–42% in the other two, and
in 13, these numbers are 54 and 38%, respectively. This
is even a stronger differentiation than that seen in 2.
Figure 11
EDDB results of (A) 1 and (B) 9, 10 (EDDB plot shown),
and 11 in their closed-shell singlet ground
states and (C) 1 and (D) 9, 10 (EDDB plot shown), and 11 in their lowest open-shell quartet states.
For the percentage delocalized electrons per cycle, see Table S4 in the SI.
EDDB results of (A) 1 and (B) 9, 10 (EDDB plot shown),
and 11 in their closed-shell singlet ground
states and (C) 1 and (D) 9, 10 (EDDB plot shown), and 11 in their lowest open-shell quartet states.
For the percentage delocalized electrons per cycle, see Table S4 in the SI.Finally, it was earlier argued that the dication of 1 in its triplet state () is
Baird-aromatic in one of the cycles since it has an NICS(0) value
of −2.6 ppm,[48] a value that suggests
a modest Baird-aromaticity (if any). Following the argumentation in
the section on qualitative theory, we tested if Baird-aromaticity
is also achieved in the quartet state of the trication and found that is D3 symmetric at its global minimum having an electron delocalization
of 59% (EDDB), and a similar delocalization is found in the triplet
dication () (62%). Furthermore,
as D3 symmetry does not provide for triple
degeneracy, one may ask, what do the half-filled MOs that support
the high symmetry of look
like? An inspection of the three highest α-SOMOs reveals a pair
of doubly degenerate MOs and a non-degenerate totally symmetric MO
(see Figure S17), leading to an orbital
occupancy of the quartet trication that complies with D3 symmetry. This leads to a symmetric distribution of
the unpaired electrons and explains why the trication in its quartet
state can keep D3 symmetry despite the
fact that there are no triply degenerate sets of orbitals.
Search for Truly 3D-Aromatic π-Conjugated Cage Molecules
Now, can one design π-conjugated molecules that have the
necessary highly symmetric structures (e.g., T or O) and which
are true 3D-aromatics? Four conditions should be satisfied according
to the definition given in the Introduction. Both the 6n + 2 electron count and the orbital
topology requirements must be fulfilled in such molecules, and the
molecular properties should be similar in all three directions. Furthermore,
they should exhibit extensive electron delocalization in radially
oriented π-orbitals, and it should be larger than the delocalization
for analogous species with other electron counts than 6n + 2. In the theory section, we outlined the design of tetrahedral
and cubic π-conjugated molecules, which may be true 3D-aromatics
(see Figure A). The
design starts at the tetrahedral E44– and cubic E8 species, and we insert, respectively, six
and twelve π-conjugated linkers between the vertex atoms in
the two structures. Carbon atoms were chosen at the vertices as they
provide for stronger π-conjugation than the heavier Group 14
elements, which are found in tetrahedral Zintl ions earlier labeled
as 3D-aromatic.[36] For the tetrahedral species,
we also considered N atoms at the vertices but they lowered the π-electron
delocalization (see Figure S18). With four
anionic sp3-hybridized C atoms (tetrahedral species) or
eight neutral sp2-hybridized C atoms (cubic species), we
formally have, in both cases, eight radially oriented electrons at
the vertices, which can conjugate with the electrons in the radial
π-orbitals of the linkers. Both polyene and polyyne linkers
were considered, yet we start with the rigid polyyne linkers butadiynyl,
hexatriynyl, or octatetraynyl, which contribute with four, six, or
eight electrons to radially oriented π-orbital frameworks.The C4(C)64– species (q = 4 (14),
6 (15), or 8 (16)) are T symmetric, and the π-electron delocalization increases
with the linker length from 14% in 14 to 24% in 16. Thus, the delocalization in the radial π-orbital
framework of 16 (Figure ), which is bent, is slightly lower than that of planar
furan (27%) but modest when compared to that of pyrrole (48%). When
calculated with CAM-B3LYP, the delocalization in 16 decreases
to 15%, although the molecule keeps its tetrahedral structure. We
checked the possible multiconfigurational character of these tetrahedral
and cubic systems by computing the T1 diagnostic
values for 14 and 15 at the CCSD(T)/6-311G(d,p)//B3LYP/6-311G(d,p)
level. The values obtained were below 0.02, which is the threshold
for single-configurational character of closed-shell species,[93] justifying our use of single-reference methods.
Interestingly, for the cubes C8(C4)12 (17) and C8(C6)12 (18), the extents of delocalization of the radial π-electrons
are higher at 43 and 42%, respectively. Based on the CC bond lengths
within the hexatriyne segments of 18 (1.229–1.330
Å) as compared to those of 1,3,5-hexatriyne (1.209–1.356
Å), it is furthermore clear that there is some degree of bond
length equalization in 18 indicative of enhanced bond
delocalization, which may suggest aromaticity.
Figure 12
Structures displaying
the bond lengths as well as the EDDB plots
of C4(C8)64– (16), C4(C12H12)64– (22), C4(C12H12)6– (23)
(quartet state), C8(C6)12 (18), C8(C6)123+ (quartet state, 20), and C8(C6H6)12 (25). Distances are in Å,
and angles are in deg. The EDDB results based on all radial π-MOs
and on all MOs are both given. Essential molecular orbitals are found
in Figures S21 and S22 of the SI.
Structures displaying
the bond lengths as well as the EDDB plots
of C4(C8)64– (16), C4(C12H12)64– (22), C4(C12H12)6– (23)
(quartet state), C8(C6)12 (18), C8(C6)123+ (quartet state, 20), and C8(C6H6)12 (25). Distances are in Å,
and angles are in deg. The EDDB results based on all radial π-MOs
and on all MOs are both given. Essential molecular orbitals are found
in Figures S21 and S22 of the SI.Zintl ions such as Si44– and white
phosphorous P4 have earlier been concluded to be 3D-aromatic
based on NICS(0) values computed in the tetrahedron centers.[36] Yet, as the electron delocalization decreases
with shorter tethers, it should be the lowest in the E44– species. Indeed, according to the EDDB, these
species are devoid of electron delocalization in the valence subshell
because merely 0.2041 and 0.2075e are delocalized in P4 and Si44–, respectively, corresponding
to 1% of the total number of valence electrons in the two molecules
(see Discussion D in the Supporting Information).
This is a clear case where electron indices and magnetic descriptors
are not connected. Since substantial electron delocalization is a
necessary condition for a 3D-aromatic compound, the EDDB results indicate
that these compounds should not be labeled as such. The reason for
the highly negative NICS values observed earlier[36] requires a detailed computational study, which is outside
the scope of the present work. The lack of electron delocalization
in P4 and Si44– is in contrast
to closo-boranes, which exhibit extensive delocalization
(see Discussion E in the Supporting Information)
and in contrast to certain small charged fullerenes.[29,65]As 16, 17, and 18 formally
have 6n + 2 π-electrons that can be assigned
to radially oriented π-MOs, and since they exhibit weak electron
delocalization, one may ask if the highest occupied MO levels all
are triply degenerate and radially oriented. A visual inspection shows
that this is not the case for 16 but for 17 and 18 (Figure ). Although the HOMO of 16 is triply degenerate
and described purely by radially oriented pπ AOs,
HOMO-1 and HOMO-2 are non-degenerate, and HOMO-3 is a mix of radially
and in-plane oriented pπ. Thus, 16 should
not be labeled as a 3D-aromatic that fulfills the 6n + 2 rule for tetrahedral or octahedral molecules, and the same applies
to 14 and 15. Clearly, as the local bond
orbitals with either in-plane or radial orientations mix for the tetrahedra,
the polyyne linkers are not suitable for construction of tetrahedral
π-conjugated 3D-aromatics. In contrast, in the cubic 18, combinations of radially and in-plane oriented pπ AOs are only found in orbitals of very low energy (HOMO-59 and HOMO-67).
Figure 13
Highest
few occupied molecular orbitals (A) C4(C8)64– (16) (T symmetric) and (B) C8(C6)12 (18) (O symmetric)
at the optimal B3LYP/6-311G(d,p) geometries. The symmetry of the orbitals
is also specified. For full-image orbital plots, see Figures S21 and S22.
Highest
few occupied molecular orbitals (A) C4(C8)64– (16) (T symmetric) and (B) C8(C6)12 (18) (O symmetric)
at the optimal B3LYP/6-311G(d,p) geometries. The symmetry of the orbitals
is also specified. For full-image orbital plots, see Figures S21 and S22.Instead of polyyne linkers in the tetrahedra, we turned to all-E-polyenes in their all-s-trans conformations,
leading to the T symmetric C4(C10H10)64– (21)
and C4(C12H12)64– (22). These two compounds only have radially oriented
π-orbitals. Moreover, the EDDB reveals that 21 and 22 have significantly stronger radial π-electron delocalization
(41 and 55%, respectively) compared to those with polyyne linkers.
Interestingly, for the cubic species such as C8(C4H4)8 (24) and C8(C6H6)8 (25), the polyene
linkers lead to structures that are distorted (C2 symmetric) with a weaker delocalization (35%) than that found
for the corresponding polyyne-linked species (Figure ). Furthermore, they exhibit significant
bond length alternations as seen for 25.Now, if
the polyene-linked C44– and
the polyyne-linked C8 species are truly 3D-aromatic, then
similar compounds but with electron counts that differ from 6n + 2 should be non-aromatic and exhibit lower electron
delocalization. Yet, this is not the case for neither of the species.
Only a minutely decreased delocalization is calculated when going
from the tetrahedral 22 to C4(C12H12)4(C10H10)24– (26) (55% in 22 and
54% in 26). The same is observed for the cubic species,
and sometimes the delocalization is even minutely increased (e.g., 41% in 18 and 42% in C8(C4)8(C6)4 (27)).Finally, we explored if 3D-Baird-aromatic structures can be reached
by removal of three electrons from 22 leading to the
quartet state 4C4(C12H12)6– (23) and from 17 and 18 to the quartet state 4C8(C4)123+ (19) and 4C8(C6)123+ (20) (Figure ). These three species adopt, respectively, T and O symmetric minima, while the triplet
dications, as predicted above, drift away from the high symmetries
due to Jahn–Teller distortions. Furthermore, the EDDB reveals
that 23 has a very similar extent of delocalization (53%)
to the closed-shell 22 (55%). To check if 23 has some true 3D-Baird-aromatic character, we examined two similar
compounds, C4(C12H12)4(C10H10)2– (28) and C4(C12H12)2(C10H10)4– (29), for which the electron counts differ from 6n – 1. However, similar extents of delocalization (53% for
both) as for 23 were calculated. Next, in the case of
the tricationic cubes in their quartet state (20–22), the delocalization is very similar to their respective neutral
analogues in the singlet ground state. In cubes that do not follow
the rule (such as C8(C4)4(C6)83+ (30) and C8(C6)4(C4)83+ (31)), the delocalization remains almost unchanged (42 and
41%, respectively) compared to that of 20 (43%). Consequently,
it becomes clear that also the potential 3D-Baird-aromatic character
of 23 in its quartet state is unlikely.Taken together,
we have revealed the sincere difficulty to design
π-conjugated molecules (neutral or charged) that are 3D-aromatic
in the true sense.
Conclusions
Using qualitative theory
combined with quantum chemical calculations,
we came up with key points that help in discerning between regular
2D-aromaticity, albeit in a 3D molecular structure, and true 3D-aromaticity
in three-dimensional π-conjugated (cage) (macro)molecules. Our
study revealed that compounds 1 and 2 (and 3) should not be labeled as, respectively,
3D-aromatic and bicycloaromatic. The basic prerequisite for 3D-aromaticity,
besides 6n + 2 π-electron counts and high π-electron
delocalization, is a highly symmetric structure with at least triply
degenerate MOs, features that do not exist in 1 (also not in approximate sense). Yet, there are clear limitations
for tetrahedral and cubic cage compounds that formally fulfill the
3D-aromaticity requirements because there are negligible differences
in electron delocalization between these cage compounds and near-tetrahedral
or near-cubic compounds that have π-electron counts that deviate
from 6n + 2. Hence, there seems to be a size limitation
for 3D-aromaticity, similar as has been observed earlier for spherical
aromaticity.[65]Likewise, the main
features of bicycloaromatic species do not exist
in 2 and 3. Instead, we find that the three
macrocyclic molecules 1–3 and 1 are better described as 2D-aromatic-in-3D since
their aromatic character originates from the presence of various 2D
Hückel-aromatic circuits in three-dimensional molecular scaffolds.
In that regard, we showed that there is not only a direct connection
between PAHs (e.g., naphthalene) and 1 and 2 (as well as 3) but
also a connection between the three macrocycles. It becomes clear
that they all can be described as expanded naphthalenes.Building
on these findings, we further attempted to design 3D-aromatic
species that are exclusively π-conjugated and identified caveats
that make their design difficult. First is the difficulty in getting
a sufficient number of triply degenerate MOs with only radial orientation.
Ideally, in a highly symmetric structure, the 3D-aromatic character
would only come from radial π-MOs, whereas if such orbitals
exist in combination with other MO types, then the molecule is not
a true 3D-aromatic. A second weakness is the fact that the extent
of electron delocalization in species that fulfill the 6n + 2 electron count barely differs from those that do not fulfill
this count.In conclusion, no 3D-aromatic π-conjugated
molecule has,
to our knowledge so far, been generated experimentally as a long-lived
species. At this point, we want to stress that, although we bring
a different rationalization of the aromaticity in 1–3 and 1 than provided earlier,[48−51] it is truly important that new compounds that stretch and provoke
our understanding of chemical bonding phenomena are designed and analyzed.
Healthy discussions on their chemical bonding bring chemistry forward
as a science. Today, the term 3D-aromaticity is used for a number
of different bonding patterns that involve aromatic interaction in
three dimensions. Yet, if insufficiently well defined, it will lose
its utility as a meaningful concept for chemical bonding analyses
and the applications that rest upon such analyses. In our view, it
is time the term is put on a solid foundation, which applies to both
σ- and π-bonded systems. This description of 3D-aromaticity
should comply with Aihara’s original finding on the compounds,
which he labeled as 3D-aromatic.[25]
Experimental Section
Computational Methods
All geometry optimizations were
performed with Gaussian 16[94] at the B3LYP/6-311G(d,p)
level,[74−86] although selected species were also calculated with CAM-B3LYP.[75] Aromaticity was evaluated in terms of electronic
and magnetic indicators at the same level of theory. The electronic
delocalization was evaluated by the electron density of delocalization
bond (EDDBH),[78,79] and magnetic properties
were assessed using the nucleus-independent chemical shift (NICS),[80,81] anisotropy of the induced current density (ACID)[84] plots, and gauge-including magnetically induced currents
(GIMIC).[85] Regarding EDDBH computations,
NBO 3.1[95] and Multiwfn have been employed,
where the former together with Avogadro 1.2[96,97] was used in obtaining EDDBH surfaces. NICS-XY scans were performed using the Aroma package,[98] and ACID plots were produced using the AICD 2.0.0 program.[84,99]