Wenbo Xie1, Jiayan Xu1, Jianfu Chen2, Haifeng Wang2, P Hu1,2. 1. School of Chemistry and Chemical Engineering, The Queen's University of Belfast, Belfast BT9 5AG, U.K. 2. Key Laboratory for Advanced Materials, Centre for Computational Chemistry and Research Institute of Industrial Catalysis, East China University of Science and Technology, Shanghai 200237, P. R. China.
Abstract
ConspectusMicrokinetic modeling based on density functional theory (DFT) energies plays an essential role in heterogeneous catalysis because it reveals the fundamental chemistry for catalytic reactions and bridges the microscopic understanding from theoretical calculations and experimental observations. Microkinetic modeling requires building a set of ordinary differential equations (ODEs) based on the calculation results of thermodynamic properties of adsorbates and kinetic parameters for the reaction elementary steps. Solving a microkinetic model can extract information on catalytic chemistry, including critical reaction intermediates, reaction pathways, the surface species distribution, activity, and selectivity, thus providing vital guidelines for altering catalysts.However, the quantitative reliability of traditional microkinetic models is often insufficient to conclusively extrapolate the mechanistic details of complex reaction systems. This can be attributed to several factors, the most important of which is the limitation of obtaining an accurate estimation of the energy inputs via traditional calculation methods. These limitations include the difficulty of using static DFT methods to calculate reaction energies of adsorption/desorption processes, often rate-controlling or selectivity-determining steps, and the inadequate consideration of surface coverage effects. In addition, the robust microkinetic software is rare, which also complicates the resolution of complex catalytic systems.In this Account, we review our recent works toward refining the predictions of microkinetic modeling in heterogeneous catalysis and achieving theory-experiment parity for activity and selectivity. First, we introduce CATKINAS, a microkinetic software developed in our group, and show how it disentangles the problem that traditional microkinetic software has and how it can now be applied to obtain kinetic results for more sophisticated reaction systems. Second, we describe a molecular dynamics method developed recently to obtain the free-energy changes for the adsorption/desorption process to fill in the missing energy inputs. Third, we show that a rigorous consideration of surface coverage effects is pivotal for building more realistic models and obtaining accurate kinetic results. Following a series of studies on acetylene hydrogenation reactions on Pd catalysts, we demonstrate how this new approach can provide an improved quantitative understanding of the mechanism, active site, and intrinsic structural sensitivity. Finally, we conclude with a brief outlook and the remaining challenges in this field.
ConspectusMicrokinetic modeling based on density functional theory (DFT) energies plays an essential role in heterogeneous catalysis because it reveals the fundamental chemistry for catalytic reactions and bridges the microscopic understanding from theoretical calculations and experimental observations. Microkinetic modeling requires building a set of ordinary differential equations (ODEs) based on the calculation results of thermodynamic properties of adsorbates and kinetic parameters for the reaction elementary steps. Solving a microkinetic model can extract information on catalytic chemistry, including critical reaction intermediates, reaction pathways, the surface species distribution, activity, and selectivity, thus providing vital guidelines for altering catalysts.However, the quantitative reliability of traditional microkinetic models is often insufficient to conclusively extrapolate the mechanistic details of complex reaction systems. This can be attributed to several factors, the most important of which is the limitation of obtaining an accurate estimation of the energy inputs via traditional calculation methods. These limitations include the difficulty of using static DFT methods to calculate reaction energies of adsorption/desorption processes, often rate-controlling or selectivity-determining steps, and the inadequate consideration of surface coverage effects. In addition, the robust microkinetic software is rare, which also complicates the resolution of complex catalytic systems.In this Account, we review our recent works toward refining the predictions of microkinetic modeling in heterogeneous catalysis and achieving theory-experiment parity for activity and selectivity. First, we introduce CATKINAS, a microkinetic software developed in our group, and show how it disentangles the problem that traditional microkinetic software has and how it can now be applied to obtain kinetic results for more sophisticated reaction systems. Second, we describe a molecular dynamics method developed recently to obtain the free-energy changes for the adsorption/desorption process to fill in the missing energy inputs. Third, we show that a rigorous consideration of surface coverage effects is pivotal for building more realistic models and obtaining accurate kinetic results. Following a series of studies on acetylene hydrogenation reactions on Pd catalysts, we demonstrate how this new approach can provide an improved quantitative understanding of the mechanism, active site, and intrinsic structural sensitivity. Finally, we conclude with a brief outlook and the remaining challenges in this field.
.[1]An in-depth introduction
of the microkinetic modeling software we developed and a demonstration
of the efficient automicrokinetic analysis of multiscale catalytic
systems with desired functions such as surface coverage determination
and degree of rate control..[2]In this work, an
MD simulation-based free-energy approach was developed to investigate
the adsorption/desorption process of CO on Pt(111) in order to resolve
the controversy between experimental observations and the traditional
calculation method. This is a robust approach to calculating the free-energy
changes in the adsorption/desorption process..[3]In this work, we demonstrated
that accurate kinetic results could be achieved via microkinetic modeling
that includes a rigorous consideration of coverage effects on both
adsorbates and transition states..[4]In this work, a
coverage-consistent microkinetic modeling approach that combined DFT
calculation and AIMD with umbrella sampling was developed and utilized
to elucidate full characterization of the reaction kinetics of acetylene
hydrogenation on Pd(111) quantitatively.
Why Do We Do Microkinetic Modeling?
Microkinetic
modeling made its appearance by being able to reveal
quantitatively the fundamental surface chemistry that controls catalyst
performance.[5−7] Quantum chemistry calculations have shown several
unique advantages in studying heterogeneous catalytic reaction mechanisms
at the atomic level, such as providing detailed information on the
surface geometries, electronic structures, and energy barriers for
elementary reactions steps. Among this atomic-scale information, direct
comparisons of the reaction barriers are often used in explaining
catalytic behavior, but the sheer quantity of this information is
not enough on its own to solve the more significant problem of formulating
a rational understanding of the reaction mechanism. This information
alone cannot be compared with experimental observables, such as the
reaction rates, turnover frequency (TOF), and selectivity.Microkinetic
modeling, using energies obtained by density functional
theory (DFT) calculations, is often employed to bridge the gap, providing
insights into the underlying mechanisms of heterogeneous catalytic
reactions. Such microkinetic calculations are in principle entirely ab initio, which grants them the ability to mimic and predict
macroscopic reaction kinetic results under experiment conditions while
providing comprehensive and quantitative conclusions regarding reaction
mechanisms. Early works by Norskov and co-workers have shown that
insights from microkinetic modeling can serve as the basis for identifying
new material compositions and atomic-scale architectures with improved
catalytic activity and selectivity.[8−12] To build a reliable microscopic kinetic model, an
accurate estimation of the energy inputs is required. However, there
are several major caveats of the traditional approaches to energy
calculations, causing a lack of quantitative accuracy vis-à-vis
experimentally obtained reaction kinetics: (i) To improve the model
prediction, it is imperative to have a comprehensive and accurate
set of energy inputs. However, the traditional calculation method
has certain limitations. For example, it is difficult to accurately
calculate the energetics of the adsorption/desorption process, which
may be the rate-determining step or the key to elucidating product
selectivity. (ii) Experimentally measurable reaction rates and TOF
values are also closely related to surface coverages. Previous works
by Li and co-workers and Norskov and co-workers have proven that a
lack of consideration of surface environment effects, i.e, adsorbate-induced
coverage effects, fails to describe the complex catalytic reactions.[11,13−15] The resulting model predictions often show a mismatch
of several orders of magnitude when compared to experimental data.[3,4,16,17] Hence, a more comprehensive consideration of coverage is desired
to align the model more closely to experimental conditions. Furthermore,
there is still room for improvement in the current microkinetic modeling
package when dealing with multiscale or complex systems.[1,18,19]In this Account, we summarize
our recent works on achieving theory–experiment
parity in heterogeneous catalysis via mean-field microkinetic modeling.
Specifically, we introduce a robust multiscale microkinetic modeling
software, CATKINAS, developed by our group, which is a free-energy-based
framework for obtaining free-energy barriers of the adsorption/desorption
process, and a simply approach to incorporating a coverage effect
to yield kinetic results with a more physically accurate description
of catalytic systems. Subsequently, we show how to develop a generic
strategy for building detail-rich microkinetic models. We present
the general ideas and working principles of this strategy and demonstrate
it with an inclusive example of selective acetylene hydrogenation
on Pd(111). We demonstrate that good agreement can be achieved with
the experiments regarding activity and selectivity. Furthermore, we
explore the application of this approach to a quantitative understanding
of the mechanism, active site, and intrinsic structural sensitivity
of acetylene hydrogenation over Pd catalysts. Drawing on these examples,
we strive to convey the advantages of a systematic and integrated
approach that combines coverage-dependent DFT calculations, ab initio molecular dynamics (AIMD) simulations, and microkinetic
modeling to incrementally improve the atomic-scale picture of important
heterogeneous catalytic reactions.
One of our research foci has been developing
next-generation microkinetic
analysis software. In the early stage, microkinetic models were built
in a case-by-case fashion, and numerical methods were utilized to
solve specific problems.[20,21] Recently, several microkinetic
modeling programs were developed to break the limitations, including
CatMAP, mkmcxx, and Micki.[22−24] Each of these programs has its
own attributes and has proven useful in many systems. However, concerns
such as the stiffness problem of solving ordinary differential equations
(ODEs) in more complex systems remain challenging.[18,19]CATKINAS (Catalytic Microkinetic Analysis Software, accessible
at https://www.catkinas.com), as shown in Figure a, is multiscale catalytic microkinetic modeling software designed
for automated reaction mechanism analysis and catalyst screening.
Developed by our group, it has already demonstrated its power in building
complex microkinetic simulations of catalytic reactions, and it satisfies
the need for robustness and accuracy. Here we present a succinct introduction
of CATKINAS’s advantages, including the following. (i) It possesses
a multilevel solver in the core module of CATKINAS, which integrates
multiple novel root-finding algorithms (SSIA,[18] PNEWCS, and RIM[19]) and invokes these
methods in a sequence to ensure the accuracy and speed of solving
ODEs to achieve steady-state results. The SSIA algorithm developed
by our group disentangles the problems associated with microkinetic
software based on a modified Newton method, which rely excessively
on initial guesses and often fail to converge for complex systems,
or a pure ODE time-integration method, which is extremely memory-intensive
and time-consuming because of the small step size.[18] The efficiency of SSIA is benchmarked against Newton’s
method in Figure b,
where the convergence ability of both methods was tested with 1000
linear and 1000 exponential initial coverages for the CO oxidation
reaction, and Figure c, where the solution time of both methods was tested with 100 sets
of initial coverages from ammonia synthesis. (ii) The embodied result
analysis function in CATKINAS, a variety of sensitivity analyses such
as DRC,[25] can be performed from multiple
perspectives to identify which step, coverage of the adsorbants, and
reaction conditions have the most impact on the total reaction rate,
providing a direction for the optimization of the catalyst’s
performance. (iii) It is user-friendly. CATKANS is out-of-the-box-style
software with instant usability that only requires users to adjust
the input file to describe their reaction of interest. In addition,
automatic data visualization, including the reaction rate, surface
coverage distribution, reversibility, reaction network, and energy
profile, provides a better understanding of the microkinetic process
and results.[1]
Figure 1
(a) Introduction of CATKINAS,
including the multilevel solver that
ensures quick and high-reliability convergence. (b) Convergence probabilities
of the traditional damped Newton method and the SSIA method starting
from linear initial solutions and exponential initial solutions.[18] (c) Average time used and successful rate for
solving the ammonia synthesis system by the traditional damped Newton
method and the SSIA.[18] Adapted with permission
from ref (18). Copyright
2021 AIP Publishing.
(a) Introduction of CATKINAS,
including the multilevel solver that
ensures quick and high-reliability convergence. (b) Convergence probabilities
of the traditional damped Newton method and the SSIA method starting
from linear initial solutions and exponential initial solutions.[18] (c) Average time used and successful rate for
solving the ammonia synthesis system by the traditional damped Newton
method and the SSIA.[18] Adapted with permission
from ref (18). Copyright
2021 AIP Publishing.Our group has used CATKINAS
to elucidate many vital catalytic reactions
including photocatalysis,[26,27] electrocatalysis,[28,29] heterogeneous catalysis,[3,4,16,17] and advancing catalysis theory
and to provide more in-depth insights into experimental observations.
Key Issues in Improving the Accuracy of Microkinetic
Model Predictions
Reactions in heterogeneous catalysis can
be generalized to adsorption,
surface reaction, and desorption, as shown in Figure . The key to formulating a conclusive microkinetic
model is to obtain accurate first-principles energy inputs including
adsorption/desorption energies and reaction barriers. Thus, improving
the microkinetic model predictions requires more quantitative details
from the elementary steps to achieve theory–experiment parity.
In this Account, two recent works from our group, which are vital
to adding more details to the microkinetic model and providing a better
understanding of heterogeneous catalysis, are discussed below. The
first one is the determination of adsorption/desorption barriers in
a free-energy landscape, and the second one refers to how to better
incorporate the coverage effect to restore a more realistic surface
model and yield a quantitative description of reaction energies under
realistic conditions.
Figure 2
Schematic representation of the reaction steps in a general
reaction
in heterogeneous catalysis and the three key approaches our group
adapted (green) in building a microkinetic model, including solving
the issues of reaction barriers in the adsorption/desorption steps
and coverage effect in surface reaction steps. Some microkinetic results
from different approaches are listed.
Schematic representation of the reaction steps in a general
reaction
in heterogeneous catalysis and the three key approaches our group
adapted (green) in building a microkinetic model, including solving
the issues of reaction barriers in the adsorption/desorption steps
and coverage effect in surface reaction steps. Some microkinetic results
from different approaches are listed.
First-Principles Determination of Adsorption
and Desorption Processes
For traditional first-principles
calculations, it is difficult to determine the reaction energy barrier
of the adsorption/desorption process because entropies play an important
role in the barrier. The traditional way of using the total energy
with thermodynamic correction is based on approximations that ignore
translational motions on the surfaces and can cause considerable errors.[2] The Hertz–Knudesn equation based on collision
theory was also adapted to approximate the adsorption/desorption barrier;[30] however, the sticking coefficient from the equation
needs to be determined experimentally for different surfaces and is
highly temperature-dependent, which makes it difficult for general
use. Because of the challenging nature of this problem, the adsorption
process was habitually treated as an equilibrium[31,32] and the desorption barrier was approximated as the chemisorption
energy,[33] which could lead to unpredictable
errors, especially when the product selectivity was on the table because
the desorption barrier often directly links to the selectivity analysis.Our recent study illustrated the adsorption/desorption processes
in the free-energy landscape using AIMD with umbrella sampling.[2] Using the CO adsorption on Pt(111) as an example,
we found that the results from the traditional total energy calculations
might be substantially different from those from the free-energy-based
simulations. Although CO adsorption on Pt(111) is one of the most
studied catalytic systems and is the rate-determining step in a number
of key reactions systems, there is still a long-standing debate on
the adsorption structure. The traditional DFT calculation indicated
that the adsorption energy on the hollow site is stronger than that
on the top site, which is inconsistent with the experimental results.
This is known as the “CO puzzle”.[34] In previous works, the puzzle was solved when using a hybrid
functional such as PBE0[35] or adapting the
random phase approximation (RPA)[34] or the
GGA+U approach.[36] It is
worth mentioning that these methods for obtaining the correct adsorption
site are still static calculations performed at 0 K, but in a real
system, all of the atoms are constantly vibrating, even at 0 K. Therefore,
it is important to include surface atomic motion and enthalpy data
in order to achieve more reliable results.[37] The key characteristic of the AIMD with umbrella sampling method
is that by including the atom motions it can directly give rise to
the free energy at each reaction coordinate along the adsorption process,
and it takes statistical fluctuations into consideration. One of the
advantages of the MD simulation-based approach is that the temperature
effect is naturally incorporated; we can map out the energy change
in the free-energy landscape and thus obtain the adsorption/desorption
energy instead of using a static calculation with thermodynamic adjustments.
Furthermore, the results allow us to calculate the energy barrier
of the adsorption/desorption from the detailed changes in free energy.
In the CO adsorption example, the free-energy analysis reveals that
CO prefers to adsorb on the top site (−1.14 eV free chemisorption
energy) rather than on the hollow site (−1.00 eV), which is
consistent with experimental observations as shown in Figure . Notably, this new method
of obtaining the barriers can be easily applied to other systems,
especially to those involving the liquid phase.[38−40] In addition,
we will elaborate more on how this method was used to help achieve
theory–experiment parity for the C2H4 selectivity in the example of C2H2 hydrogenation
on Pd in Section .
Figure 3
(a) “CO
puzzle”, the controversy between the experimentally
observed CO adsorption site (top site) of Pt(111) and the hollow site
suggested by conventional DFT predictions. (b) Free energies of CO
adsorption and desorption from the Pt top site (purple) and the hollow
site (green) at a temperature of 300 K. (c) Comparison of the adsorption
energies calculated from traditional DFT with thermodynamic adjustment
and the free-energy simulation. The results from the newly developed
AIMD method match the experimental observation. Adapted with permission
from ref (2). Copyright
2018 American Chemical Society.
(a) “CO
puzzle”, the controversy between the experimentally
observed CO adsorption site (top site) of Pt(111) and the hollow site
suggested by conventional DFT predictions. (b) Free energies of CO
adsorption and desorption from the Pt top site (purple) and the hollow
site (green) at a temperature of 300 K. (c) Comparison of the adsorption
energies calculated from traditional DFT with thermodynamic adjustment
and the free-energy simulation. The results from the newly developed
AIMD method match the experimental observation. Adapted with permission
from ref (2). Copyright
2018 American Chemical Society.
Surface Coverage Effect
The other
challenge to improving the microkinetic prediction is to obtain accurate
DFT energy inputs for surface reaction steps, as shown in Figure . Energy calculations
conducted on a clean surface with only a partial or no surface environment
considered may not fully capture the complexity of the real reaction.[41−43] Although the resulting microkinetic model can have sound qualitative
predictability, it is only a half-way solution to obtaining theory–experiment
parity because of its intrinsic limitation. The fundamental issue
of the surface coverage effect was examined for the example of the
CO oxidation reaction on Rh(111).[3] The
TOF calculated in the previous theoretical study was around 10–1 s–1 using microkinetic modeling
without considering the coverage effect, which is a few orders of
magnitude lower than the experimental results of 102–103 s–1.[44] In this
work, the coverage effect was thoroughly studied, and the self- and
cross-adsorbate–adsorbate interactions were calculated for
both the adsorbates and transition states. In general, for each coverage
and each type of interaction, all possible configurations were calculated,
and the structure with the lowest energy will be used to establish
the linear relationship between the coverage effect and chemisorption
energies. An example of the self-adsorbate–adsorbate interaction
of O is illustrated in Figure .
Figure 4
Structural illustrations of calculating the adsorbate–adsorbate
self-interaction of O on a (3 × 3) Rh(111) surface at coverages
from 0.11 to 1.00 ML.
Structural illustrations of calculating the adsorbate–adsorbate
self-interaction of O on a (3 × 3) Rh(111) surface at coverages
from 0.11 to 1.00 ML.Furthermore, to achieve
qualitative reconciliation, we have included
several energy corrections: (i) energies derived from DFT calculations
are at 0 K in temperature, and a thermodynamic correction need to
be included to meet the experimental conditions;[45,46] (ii) VASP DFT-PBE calculations do not perform well for gas-phase
energies;[36,47] therefore, all of the gas-phase molecules
are calculated using Gaussian with B3LYP and the 6-311G basis set;
and (iii) intermolecular interactions such as the van der Waals forces
may need to be considered.[46,48] We have made these
adjustments and examined their effects on the theoretical reaction
rates obtained by the microkinetic modeling compared with the experimental
value, and we have concluded that the coverage effect is one of the
most pivotal issues for obtaining accurate kinetic results. If both
the self- and cross-interactions for adsorbates/transition states
were considered, the TOF of CO oxidation on Rh(111) was calculated
to be 3.2 × 103 s–1, which is only
1 order of magnitude higher than the experimental results. With the
additional corrections added to the microkinetic modeling, the TOF
was calculated to be 8.2 × 102 s–1, which is very close to the experimental result of 5.6 × 102 s–1. This work laid an essential foundation
for our subsequent studies of coverage effects on various complex
reaction systems.
Case Study: Selective Acetylene
Hydrogenation
on Pd Catalysts
Hydrogenation reactions are among the most
important classes of
reactions, of which the hydrogenation of acetylene to ethylene is
an important one with many applications, for example, in the production
of polymers. The reaction occurs via a Horiuti–Polanyi mechanism,
where C2H2 adsorbs first and is sequentially
hydrogenated on metal surfaces. Herein, we present an overarching
example of our approach to quantitively examine the catalytic performance
of Pd catalysts on acetylene hydrogenation, starting with a coverage-independent
model, progressing to a coverage-dependent model, and calculating
the key desorption steps with AIMD to obtain a microkinetic model
that achieves theory–experiment parity. A schematic representation
of the workflow we used to investigate the acetylene hydrogenation
on Pd(111) is shown in Figure .
Figure 5
(a) Schematic representation of the workflow adopted in our self-consistent
and coverage-dependent microkinetic modeling approach to achieving
theory–experiment parity on selective acetylene hydrogenation
on Pd(111). Information from the coverage-independent model was used
to select the major surface adsorbates for calculating coverage-dependent
energies. Each self- and cross-interaction between an adsorbate and
major adsorbates was calculated. An iterative approach was used with
CATKINAS to reach steady state. The desorption barrier of ethylene,
a key reaction step that is hard to calculate with traditional methods,
was determined by AIMD with umbrella sampling, which adds more critical
details to our kinetic model. (b) TOF results of ethylene formation
and (c) ethylene selectivity based on the coverage-independent model,
coverage-dependent model, and comparison with the experimental value
at 300 K. Adapted with permission from ref (3). Copyright 2021 American Chemical Society.
(a) Schematic representation of the workflow adopted in our self-consistent
and coverage-dependent microkinetic modeling approach to achieving
theory–experiment parity on selective acetylene hydrogenation
on Pd(111). Information from the coverage-independent model was used
to select the major surface adsorbates for calculating coverage-dependent
energies. Each self- and cross-interaction between an adsorbate and
major adsorbates was calculated. An iterative approach was used with
CATKINAS to reach steady state. The desorption barrier of ethylene,
a key reaction step that is hard to calculate with traditional methods,
was determined by AIMD with umbrella sampling, which adds more critical
details to our kinetic model. (b) TOF results of ethylene formation
and (c) ethylene selectivity based on the coverage-independent model,
coverage-dependent model, and comparison with the experimental value
at 300 K. Adapted with permission from ref (3). Copyright 2021 American Chemical Society.
Coverage-Dependent Microkinetic Model
For complex reactions, calculations of all of the cross-interactions
between the transition states and different adsorbates, to consider
the coverage effects as thoroughly as previously mentioned, would
require extensive computational and time costs. However, the microkinetic
results are predominantly affected by the most abundant surface adsorbates,
and once these have been identified, we can conduct coverage-dependent
calculations between all adsorbates and major adsorbates for an efficient
representation of the surface coverage effect. One feasible way to
identify the major adsorbates is to perform a coverage-independent
analysis. As seen in Figure b, the coverage-independent microkinetic simulation results
in a wholly poisoned surface and a TOF value that is many magnitudes
lower than the experimental one. This means that the overly adsorbed
C2H2 entirely blocks the reaction, suggesting
that C2H2 will become one of the main adsorbates
on the surface. From the coverage-independent energy profile in Figure a, C2H3 exhibits a larger adsorption energy, and the second hydrogenation
step is kinetically hindered, making it a candidate for a major surface
adsorbate. In addition, the H atom, because of its relatively small
atomic size and strong adsorption on the surface, will be considered
to be the last major adsorbate in our coverage-dependent study, which
is also consistent with what was observed experimentally.[49,50]To perform coverage-dependent microkinetic modeling, we first
introduced a two-line model to quantify how the coverage effect between
adsorbates and major adsorbates affects the chemisorption energies
and reaction barriers. The reason for using the two-line model is
the linear nature of the differential chemisorption free-energy-coverage
relation[11,14] and distinct impact level in the low- and
high-coverage regions.[4,16] The two lines describe the influence
of adsorbate–major adsorbate interactions at different surface
coverages. Once all of the interactions are established using the
two-line model, we can obtain the value of the differential chemisorption
energy of the target adsorbate under any coverage with any arbitrary
distribution of major adsorbates using the following equationwhere θ, θ, i, and j represent the
total coverage, the coverage of adsorbate j, target
adsorbate i, and major adsorbates j, respectively. a and b are the
two parameters (slope and intercept) of the two-line model; a and b are used to describe the linear
relationship in the low-coverage region, and a′
and b′ are for the high-coverage region. a is a measure
of the extent to which the coverage of major adsorbates j affects the differential chemisorption energy of target adsorbate i if the coverage of j is increased. θc is the critical point separating the low coverage from the
high coverage.With the help of CATKINAS, a coverage self-consistent
approach
was adapted to achieve steady state for the reaction system. The iteration,
shown in Figure ,
starts with a guessed initial distribution and updates the inputs
depending on the convergence, determined by the difference between
input and calculated coverage. Once all of the coverages have converged
to a defined level, steady state is achieved. Using the self-consistent
microkinetic model, the coverage-dependent TOF was calculated to be
1.4 s–1 [ln(TOF) = 0.35] at 300 K, which is very
close to the experimental result of 2.66 s–1 [ln(TOF)
= 0.98], shown in Figure b. The total surface coverage at steady state was 0.79 ML,
containing 0.26 ML of C2H2, 0.34 ML of C2H3, and 0.19 ML of H, and the coverage of free
sites was 0.21 ML, which is a more reasonable result. The microkinetic
analysis also shows that the most abundant adsorbate on Pd(111) is
C2H3 because the chemisorption free energy of
C2H3 is comparatively higher than others under
high-coverage conditions, and the C2H3 hydrogenation
is unfavored kinetically.This example illustrates the importance
of incorporating the adsorbate–adsorbate
interactions for adsorption and thoroughly calculating the adsorbate–transition
state interactions and using the self-consistent coverage microkinetic
model to bridge theoretical results with experimental data. In this
step, the desorption process has been treated as equilibrium. To provide
more rigorous kinetic results, particularly in terms of selectivity,
an accurate calculation of the free-energy desorption barrier is critical.
First-Principles Determination of the C2H4 Desorption Process
As Studt et al.
reported, to achieve the excellent selective hydrogenation of acetylene,
the desorption barrier of ethylene for an ideal catalyst should be
smaller than the hydrogenation barrier of ethylene.[51] In the traditional model, the desorption process had been
treated as occurring at equilibrium or has been estimated using the
chemisorption energy as described in Section ; however, both attempts lead to unreliable
kinetic results compared to the 87.9% experimental ethylene selectivity
on Pd(111) achieved by Li et al.[24] The
desorption barrier is not explicitly included if the process is estimated
to occur at equilibrium, and incorporating this result into the microkinetic
model developed in Section leads to very high ethylene selectivity (99.7%). The second
approach approximates the chemisorption energy of ethylene (−1.0
eV) as the reaction barrier; such a high desorption barrier tends
to drastically shift the overall reaction in the direction of sequential
hydrogenation, resulting in a less than 10% ethylene selectivity.
Therefore, the ethylene desorption barrier is determined to be key
to delivering more rigorous selectivity results and need to be accurately
calculated.In this work, the desorption barrier of ethylene
was determined by AIMD with umbrella sampling as described in Section , which adds
more critical details to the microkinetic modeling.[39,40,52] A series of MD simulations were conducted
on the Pd(111) surface with the round-up surface distribution (e.g.,
on a 4 × 4 surface, two C2H2 molecules
are placed on the surface to achieve a 0.25 ML coverage) obtained
from steady state in Section . The umbrella sampling with the weighted histogram
analysis was used to determine the free desorption barrier,[2,40,52] and it was calculated to be 0.59
eV at 300 K with a surface coverage of 0.79 ML. After factoring in
the newly obtained desorption barrier of ethylene, the selectivity
result was calculated to be 89% by our microkinetic model, which is
in good agreement with the experimental result of 87.9% under the
same conditions, as shown in Figure c.[24]Therefore, we
have walked through our strategy of combining static
information from the rigorously conducted coverage-dependent first-principles
calculations and dynamic results derived from AIMD to fully capture
reaction details for quantitative microkinetic analysis and to achieve
theory–experiment parity. Moreover, techniques such as the
degree of rate control and sensitivity analysis can be applied to
this model to reveal significant mechanistic insights. For example,
on the basis of the sensitivity analysis, both the desorption barrier
of ethylene and the further hydrogenation barrier of C2H4* have significant impacts on the selectivity of ethylene,
but the change in the ethylene desorption barrier was found to have
a more pronounced impact.[4]
Structural Sensitivity of Pd Catalysts
Another interesting
issue in the system is the structural sensitivity,
namely, the catalytic performance of the different active sites in
terms of activity and selectivity.[53] The
structural sensitivity of catalysts is one of the most fundamental
issues in heterogeneous catalysis, and the activity/selectivity of
the acetylene hydrogenation reaction is known to be structure-sensitive.
In some cases, Pd was reported to exhibit considerable selectivity
toward ethylene, while other studies showed that Pd primarily promotes
the production of ethane. This may be a result of surface defects.
In the work of Molero et al.,[54] the ethylene
selectivity on Pd was about 30%; in the work of Li et al.,[55] the ethylene selectivity was 87.9% on a Pd surface
with 95% Pd(111) and 5% Pd(100). These divergent performances of Pd-based
catalysts suggest that there is significant room to improve the understanding
of the fundamental factors that control the activity and selectivity
of acetylene hydrogenation.[26] However,
previous theoretical studies were still limited to simple comparisons
using the adsorption energy or reaction barrier to determine the selectivity
of different active sites and were unable to provide quantitative
analysis.With the confidence achieved by our coverage-dependent
microkinetic modeling approach to the acetylene hydrogenation reactions
on Pd(111) and motivated by the previous experimental differences,
we further studied the structural sensitivity of Pd catalysts to provide
a solid understanding of the structure effect on selectivity and activity
at the atomic level. A rigorous coverage-dependent calculation was
performed to obtain reaction energies, and AIMD was used to determine
the desorption barrier of ethylene on Pd(211). It is found that both
activity and selectivity toward ethylene are highly structurally dependent;
our simulations show that Pd(211) is much more active than Pd(111),
as shown in Figure c. On the other hand, the strong chemisorption energy limits the
selectivity on Pd(211) (Figure a,c). After obtaining the self- and cross adsorbate–adsorbate
interactions, TOF from the coverage-dependent model was calculated
to be 3.9 s–1 [ln (TOF) = 1.37], which is higher
than both the TOF from Pd(111) and the experimental results obtained
from a Pd catalyst (which may contain different active sites). The
desorption barrier of ethylene on Pd(211) was calculated to be 0.57
eV at steady state, although it was smaller than the desorption barrier
(0.59 eV) of ethylene on Pd(111), and the selectivity toward ethylene
(<20%) is much lower on the Pd(211) surface because of a significantly
lowered C2H4* + H* ↔ C2H5*+* barrier. The microkinetic modeling suggests an almost
inverse correlation between catalytic activity and selectivity based
on the results from different active sites. The vastly different activity
and selectivity results reported in the literature, even for catalysts
that are nominally the same, can be rationalized as the variation
in the active sites distribution because real catalysts will contain
Pd(211)-like and Pd(111)-like surfaces. In addition, the overall coverage
effects on Pd(211) are less influential than that on Pd(111) because
of the geometric effect of the stepped surface; most adsorbates adsorb
on the step edge on Pd(211), which makes them less impacted by the
coverage effect, as can be seen in Figure b. However, because C2H2 adsorbs on the stepped B5 site, it is still heavily influenced by
the coverage effect; an exclusive coverage dependence is necessary
for obtaining quantitative results. Overall, this work on Pd(211)
via microkinetic modeling proposed an atomic-level explanation for
the differences in catalytic activity and selectivity reported in
various studies in the literature and provided the opportunity to
improve the performance of Pd-based catalysts, which are highly structure-dependent.
Figure 6
(a) Adsorption
energies and free adsorption energies of C2H2 and C2H4 on Pd(211) and Pd(111).
(b) Side views of C2H2 and C2H4 adsorption geometries on Pd(211) and Pd(111). (c) Comparison
of the calculated TOF and selectivity results from the coverage-dependent
microkinetic model and the experimental data from Molero et al.[54] of ethylene production from acetylene hydrogenation
over Pd(111) and Pd(211) at 300 K. Adapted with permission from ref (37). Copyright 2021 Royal
Society of Chemistry.
(a) Adsorption
energies and free adsorption energies of C2H2 and C2H4 on Pd(211) and Pd(111).
(b) Side views of C2H2 and C2H4 adsorption geometries on Pd(211) and Pd(111). (c) Comparison
of the calculated TOF and selectivity results from the coverage-dependent
microkinetic model and the experimental data from Molero et al.[54] of ethylene production from acetylene hydrogenation
over Pd(111) and Pd(211) at 300 K. Adapted with permission from ref (37). Copyright 2021 Royal
Society of Chemistry.Using the case of selective
acetylene hydrogenation on Pd catalysts,
we demonstrated the strategy of developing a coverage-dependent microkinetic
model formulated in our group. It speaks to the importance of developing
coverage-dependent microkinetic modeling to decipher the essential
surface chemistry involved in the catalytic reaction. Rigorously calculating
the coverage effect and the adsorption/desorption process (i) yielded
theory–experiment parity through theoretical and numerical
methods and (ii) provided valuable insights into reaction pathways
and determining key kinetic paraments and structural sensitivity of
the reactions systems, which were critical to the understanding of
the experimental results and reaction mechanism.
Perspectives and Conclusions
We have reviewed our comprehensive
apporach that incorporates
surface coverage effects in mcirokentic modedling to achieve theory-experiment
parity. There are still many unexplored challenges and opportunities
in the field of microkinetic modeling. The methodologies we developed
have only been tested on model surfaces and that there is a “material
gap” between simulations and experiment. The level of accuracy
in the cases studies might not be general, partially due to error
cancellations in the kinetic simulations when coverage effects are
included. However, the mismatch in microkinetic modeling often vary
by many orders of magnitude from experimental work if the aformentioned
corrections like surface coverage effect and key adsorption/desorption
process are not considered. We believe such approach have the potential
to deliver improved quantitative accuracy in computational catalyst
discoveray and reveal important mechanistic detials influencing catalystic
performance. It is also worth noting that all of the microkinetic
models mentioned in this Account are based on the mean-field approximation.
Other formalisms such as kinetic Monte Carlo (KMC) simulations can
also be adopted.[56−59] The total rates obtained from the microkinetic models are based
on the steady-state approximation, which may be different from the
experimental kinetics that typically represent an integral over all
stationary points of the reactor. Other selected challenges for further
development in mcriokentic modeling are summarized here:
Complexed Surfaces
We are constantly
trying to develop catalyst models that are better suited to the actual
reaction conditions and obtain more accurate energy inputs for microkinetic
modeling. Our works mentioned in this Account are primarily on the
ideal monometallic surfaces, which are more conducive for us to focus
on. We have added a few simple bimetallic alloys in our recent attempts
at the direct synthesis of H2O2 over transition
metals.[17] Some of the methodologies mentioned
here are yet to be employed in more sophisticated applications. More
specifically, building plausible microkinetic models on metal oxides,
designing single-site/atom catalysts, and constructing more complex
metal–support interfaces (e.g., γ-Al2O3-supported catalysts)[100] and nanoparticles
with multiple active sites are yet to be investigated.
Improving the Accuracy of Energy Calculations
There
are several ways to improve the quality of the involved first-principles
calculations. One way of achieving better accuracy is by switching
to more advanced functionals. Recent developments in functionals,
e.g., vdW-DF2, BEEF-vdW, HSE06, RPA, etc., enable us to discern our
position on Jacob’s ladder.[60−63] Choosing the right one may substantially
contribute to the energy calculations. For energy corrections, as
mentioned in Section , the traditional quantum-harmonic approximations of correcting
the total energy to the free energy failed to describe certain key
reaction steps and may often underestimate the entropy of weakly bonded
reactants, so methods such as AIMD can be adopted to obtain the free
energy.[52]
Machine
Learning
The utilization
of machine learning seems to be a promising way to improve the inputs
in microkinetic models.[64] For example,
calculations based on ideal surface models are often unable to represent
the compositional variability and the associated complexity in these
distorted amorphous structures. One possible way to solve surface
reconstruction during reactions is to build potential energy surfaces
(PES) via neural networks. Xu et al. proposed an on-the-fly machine
learning method to accelerate AIMD simulations for adsorption energy
estimations.[65] Chen et al. applied the
neural network potential and the genetic algorithm to identify the
most stable configuration of Au@Pt, which is a common electrocatalytic
system.[66] Li et al. studied the Pd–Ag–H
system for the acetylene hydrogenation reactions using the global
neural network potential.[67] Constructing
an accurate PES can be time-consuming and resource-intensive, but
the rapid development of machine learning has provided a possible
pathway for building microkinetic models on more complex or amorphous
surfaces.In this Account, we demonstrated the approach of using
CATKINAS with coverage-dependent energy calculations and an advanced
simulation method such as AIMD; we can unleash the full potential
of microkinetic analysis even on complex reaction systems. Moreover,
by providing a qualitative determination along with accurate quantitative
metrics, this methodology can percolate into the process of catalyst
screening and can be applied to other systems in heterogeneous catalysis
to guide the rational design of novel catalysts.
Authors: Nuoya Yang; Andrew J Medford; Xinyan Liu; Felix Studt; Thomas Bligaard; Stacey F Bent; Jens K Nørskov Journal: J Am Chem Soc Date: 2016-03-09 Impact factor: 15.419