Marco Galeotti1, Laia Vicens2, Michela Salamone1, Miquel Costas2, Massimo Bietti1. 1. Dipartimento di Scienze e Tecnologie Chimiche, Università"Tor Vergata", Via della Ricerca Scientifica, 1, I-00133 Rome, Italy. 2. QBIS Research Group, Institut de Química Computacional i Catàlisi (IQCC) and Departament de Química, Universitat de Girona, Campus Montilivi, Girona E-17071, Catalonia, Spain.
Abstract
The C(sp3)-H bond oxygenation of the cyclopropane-containing mechanistic probes 6-tert-butylspiro[2.5]octane and spiro[2.5]octane with hydrogen peroxide catalyzed by manganese complexes bearing aminopyridine tetradentate ligands has been studied. Mixtures of unrearranged and rearranged oxygenation products (alcohols, ketones, and esters) are obtained, suggesting the involvement of cationic intermediates and the contribution of different pathways following the initial hydrogen atom transfer-based C-H bond cleavage step. Despite such a complex mechanistic scenario, a judicious choice of the catalyst structure and reaction conditions (solvent, temperature, and carboxylic acid) could be employed to resolve these oxygenation pathways, leading, with the former substrate, to conditions where a single unrearranged or rearranged product is obtained in good isolated yield. Taken together, the work demonstrates an unprecedented ability to precisely direct the chemoselectivity of the C-H oxidation reaction, discriminating among multiple pathways. In addition, these results conclusively demonstrate that stereospecific C(sp3)-H oxidation can take place via a cationic intermediate and that this path can become exclusive in governing product formation, expanding the available toolbox of aliphatic C-H bond oxygenations. The implications of these findings are discussed in the framework of the development of synthetically useful C-H functionalization procedures and the associated mechanistic features.
The C(sp3)-H bond oxygenation of the cyclopropane-containing mechanistic probes 6-tert-butylspiro[2.5]octane and spiro[2.5]octane with hydrogen peroxide catalyzed by manganese complexes bearing aminopyridine tetradentate ligands has been studied. Mixtures of unrearranged and rearranged oxygenation products (alcohols, ketones, and esters) are obtained, suggesting the involvement of cationic intermediates and the contribution of different pathways following the initial hydrogen atom transfer-based C-H bond cleavage step. Despite such a complex mechanistic scenario, a judicious choice of the catalyst structure and reaction conditions (solvent, temperature, and carboxylic acid) could be employed to resolve these oxygenation pathways, leading, with the former substrate, to conditions where a single unrearranged or rearranged product is obtained in good isolated yield. Taken together, the work demonstrates an unprecedented ability to precisely direct the chemoselectivity of the C-H oxidation reaction, discriminating among multiple pathways. In addition, these results conclusively demonstrate that stereospecific C(sp3)-H oxidation can take place via a cationic intermediate and that this path can become exclusive in governing product formation, expanding the available toolbox of aliphatic C-H bond oxygenations. The implications of these findings are discussed in the framework of the development of synthetically useful C-H functionalization procedures and the associated mechanistic features.
C(sp3)–H bond oxygenation is an important class
of C–H functionalization reactions that is attracting increasing
interest because of the ubiquity of oxidized aliphatic frameworks
in molecules of biological and pharmaceutical interest and of the
rich chemistry associated to C–O bond elaboration, amenable
for broad product diversification.[1−4] C(sp3)–H bond oxidation
is performed by numerous iron-dependent enzymes that operate via high
valent iron-oxo species.[5−8] The structures of these enzymes and the associated
reaction mechanisms have served as inspiration motifs for the development
of C–H oxidation catalysts.[9−13] Investigated for long, the current mechanistic consensus
is that heme and non-heme monoiron-dependent oxygenases hydroxylate
C–H bonds by a similar rebound mechanism (Scheme ).[6,14−18] The reaction is initiated by a hydrogen atom transfer (HAT) from
a substrate C–H bond to generate a carbon radical that is then
trapped by hydroxyl ligand transfer to form the hydroxylated product.
In monoiron-dependent non-heme enzymes, the structural versatility
of the metal coordination sphere enables alternative reactivity patterns;[19] for example, the transfer of halide and pseudohalide
ligands adjacent to the hydroxyl defines the reactivity of iron-dependent
halogenases in the ligand transfer step.[20−22] On the other
hand, desaturation pathways initiated by HAT from C(sp3)–H bonds are seldom observed, for example, in the non-heme
FeII/α-ketoglutarate-dependent dioxygenase AsqJ,[23] with two divergent mechanisms, which may account
for this reactivity pattern, currently under debate. The first one
entails an electron transfer (ET) from the carbon radical to the metal
to form a carbocation that then evolves via proton loss to the desaturation
product. Alternatively, a second HAT from the C–H bond adjacent
to the carbon radical can also account for desaturation. In perspective,
this complex mechanistic landscape represents an opportunity to diversify
chemoselectivity in C(sp3)–H oxidation.
Scheme 1
Mechanisms
of Enzymatic C–H Oxidation by High-Valent Fe(V)=O
Species
Iron and manganese complexes
containing tetradentate aminopyridine
ligands are powerful C–H oxidation catalysts that are able
to promote selective aliphatic C–H bond hydroxylation. Mechanistic
studies point toward a common mechanistic scenario for iron and manganese
catalysts where C–H hydroxylation proceeds via an enzymatic-like
HAT/rebound mechanism executed by high-valent metal-oxo species.[11−13,16] Alternative reactions entailing
the transfer of the ligand cis to oxo[24−27] and desaturation[28] have been observed only in selected cases where, however,
these pathways are always accompanied by the canonical hydroxylation
reaction, which typically dominates the reactivity. A general understanding
of the factors that govern these divergent reactivities is lacking
and evidence in favor of cationic paths is scarce. As a consequence,
catalytic C–H oxidation reactions where product chemoselectivity
can be reliably manipulated among multiple reaction paths in a predictable
manner remain a standing challenge.Among the substrates that
are amenable for this purpose, cyclopropane-containing
hydrocarbons are particularly appealing. The presence of the cyclopropyl
group has been shown to activate adjacent sites toward HAT via hyperconjugative
overlap between a cyclopropane C–C bonding orbital and the
α-C–H σ* antibonding orbital,[29] providing a powerful handle to implement site-selectivity
in these reactions.[30,31] In addition, because hyperconjugative
effects also account for the stabilization of cyclopropylcarbinyl
cations,[32] these substrates can offer the
opportunity to access cationic intermediates via sequential HAT–ET
steps. However, because the intermediate α-cyclopropyl carbon
radicals formed in the HAT step are known to undergo rapid rearrangement,[33] access to unrearranged functionalized products
or to products deriving from cationic intermediates is limited to
the use of reagents that ensure very fast capture or one-electron
oxidation of the radical intermediate, preventing competitive unimolecular
radical pathways. Examples of reagents that are known to promote stereoretentive
C(sp3)–H oxygenations are represented by metal-oxo
species and dioxiranes.[4,16,34]Because of their characteristic structural and bonding features,[29] cyclopropane-containing substrates are customarily
employed to probe the involvement of radical intermediates in a reaction[35−41] to assess the concerted, radical, and/or cationic nature of enzymatic
and biomimetic reaction mechanisms[6,42,43] as well as to calibrate the rates of competing radical
reactions (Figure a).[44]
Figure 1
(a) Use of cyclopropane-containing hydrocarbons
as mechanistic
probes; (b) use of 6-tert-butylspiro[2.5]octane as
a substrate to resolve the oxygenation pathways of Mn-catalyzed C–H
oxygenation.
(a) Use of cyclopropane-containing hydrocarbons
as mechanistic
probes; (b) use of 6-tert-butylspiro[2.5]octane as
a substrate to resolve the oxygenation pathways of Mn-catalyzed C–H
oxygenation.With a substrate such as spiro[2.5]octane
(Figure a), the corresponding
α-cyclopropyl
carbon radical undergoes cyclopropane ring-opening with kr = 5 × 107 s–1.[45] In the framework of the oxygenation of this
substrate promoted by metal-oxo species, dioxiranes, ozone, and cytochrome
P450 enzymes,[30,45−47] no evidence
for the formation of products deriving from a radical rearrangement
has been observed, in line with the relatively low value of kr that prevents the competition of this pathway
with the radical capture or radical recombination steps.The
product distributions observed in the reactions of this substrate
and of bicyclo[4.1.0]heptane (norcarane) can provide moreover information
on the involvement of cationic intermediates, revealing the occurrence
of competitive ET steps.[45] In the specific
case of spiro[2.5]octane (Figure a), formation of bicyclo[4.2.0]octan-1-ol can provide
conclusive evidence on the involvement of a cationic intermediate.
To the best of our knowledge however, no evidence for the formation
of bicyclo[4.2.0]octan-1-ol has been obtained in the oxygenations
of spiro[2.5]octane discussed above.[30,45−47]However, a typical drawback associated with the use of probes
such
as spiro[2.5]octane and norcarane is represented by the presence of
several methylene sites on the cyclohexane ring that, although less
activated than those adjacent to the cyclopropyl group, can lead nevertheless
to the formation of isomeric oxygenation products. Along these lines,
we reasoned that by introducing a tert-butyl group
on the cyclohexane ring of spiro[2.5]octane as in 6-tert-butylspiro[2.5]octane,[48] this group may
impose torsional and steric deactivation at the tertiary and secondary
C–H bonds at C-5 and C-6,[49] directing
HAT toward the C–H bonds at C-4 that benefit from hyperconjugative
activation imparted by the cyclopropyl group (Figure b). The presence of this group would allow
moreover to discriminate between the axial and equatorial C–H
bonds at this site.With these concepts in mind, we report herein
a detailed mechanistic
study on the C–H bond oxidation of 6-tert-butylspiro[2.5]octane
with hydrogen peroxide catalyzed by manganese complexes. Unprecedented
evidence for the formation of a cationic intermediate is provided,
showing moreover that despite a complex mechanistic scenario, a careful
choice of the catalyst and fine tuning of the reaction conditions
(solvent, temperature, and carboxylic acid) have allowed the development
of experimental conditions for a distinction between radical and cationic
pathways, leading to a set of single product reactions where the unrearranged
or rearranged products are obtained in high yield and outstanding
selectivity.
Results
The oxidation of 6-tert-butylspiro[2.5]octane
(S1) was initially performed using 3.5 equiv of H2O2 delivered over 30 min using a syringe pump in
the presence of 15 equiv of carboxylic acid and 1 mol % of catalyst
at 0 °C in MeCN as the solvent (0.125 M substrate concentration).
Under these conditions, reaction optimization identified [Mn(OTf)2(TIPSmcp)] as the best performing catalyst (see
Table S3 in the Supporting Information).
Previous studies have shown the ability of this catalyst to efficiently
promote aliphatic C–H bond oxygenation at methylene sites.[50,51] The oxidation of S1 was thus performed under the optimized
conditions in the presence of 15 equiv of acetic acid and 1 mol %
[Mn(OTf)2(TIPSmcp)]. The formation of 6-tert-butylspiro[2.5]octan-4-one (P1-O) in 61%
yield was observed, accompanied by trans-6-tert-butylspiro[2.5]octan-4-yl acetate (P1a-OX) in 25% yield. Trace amounts (2%) of cis-4-(tert-butyl)-bicyclo[4.2.0]octan-1-ol
(P1b-OH) were also observed (Scheme ). No product deriving from C–H bond
oxidation at C-5 and C-6 was observed.
Scheme 2
Oxidation of S1
Reaction conditions: [Mn(OTf)2(TIPSmcp)] 1 mol %, H2O2 3.5
equiv, AcOH 15 equiv, MeCN, 0 °C, 30 min. Catalyst enantiomers
were used interchangeably.
Oxidation of S1
Reaction conditions: [Mn(OTf)2(TIPSmcp)] 1 mol %, H2O2 3.5
equiv, AcOH 15 equiv, MeCN, 0 °C, 30 min. Catalyst enantiomers
were used interchangeably.By changing the
carboxylic acid additive, P1-O was
always the major product, accompanied by varying amounts of the corresponding
ester P1a-OX, and by the rearranged alcohol product P1b-OH, which
was formed in all cases in ≤2.5% yield (Scheme a). Very interestingly, the P1-O/P1a-OX ratio
increases with increasing carboxylic acid steric bulk, changing from
2.4 to 44 on going from acetic acid to 2,2-dimethylbutanoic acid,
leading, in the latter case, to the formation of product P1-O in 95% selectivity over P1a-OX and P1b-OH. When the same reaction was carried out
in the presence of phtalimido-protected tert-leucine
(Phth-Tle-OH) as the acid (3.0 equiv), the formation of P1-O in 63% yield and 96% selectivity over P1b-OH was observed,
without detection among the reaction products of the corresponding
ester P1a-OX.
Scheme 3
Oxidation of S1 Using Different Carboxylic Acids
Pie
charts refer to product selectivities
and adjacent small circles to normalized product ratios. Reaction
conditions: (a) [Mn(OTf)2(TIPSmcp)] 1 mol %,
H2O2 3.5 equiv, RCO2H 15 equiv, MeCN,
0 °C, 30 min. (b) [Mn(OTf)2(Me2Npdp)] 1
mol %, H2O2 2.5 equiv, RCO2H 15 equiv,
MeCN, 0 °C, 30 min. aCatalyst enantiomers were used
interchangeably. b[Mn(OTf)2(TIPSmcp)]
5 mol %, H2O2 5 equiv, Phth-Tle-OH 1.0 equiv.
Addition of [Mn(OTf)2(TIPSmcp)] 5 mol % and
Phth-Tle-OH 1.0 equiv after 10 and 20 min. cPhth-Tle-OH
1.0 equiv, H2O2 3.5 equiv. dIsolated
yield.
Oxidation of S1 Using Different Carboxylic Acids
Pie
charts refer to product selectivities
and adjacent small circles to normalized product ratios. Reaction
conditions: (a) [Mn(OTf)2(TIPSmcp)] 1 mol %,
H2O2 3.5 equiv, RCO2H 15 equiv, MeCN,
0 °C, 30 min. (b) [Mn(OTf)2(Me2Npdp)] 1
mol %, H2O2 2.5 equiv, RCO2H 15 equiv,
MeCN, 0 °C, 30 min. aCatalyst enantiomers were used
interchangeably. b[Mn(OTf)2(TIPSmcp)]
5 mol %, H2O2 5 equiv, Phth-Tle-OH 1.0 equiv.
Addition of [Mn(OTf)2(TIPSmcp)] 5 mol % and
Phth-Tle-OH 1.0 equiv after 10 and 20 min. cPhth-Tle-OH
1.0 equiv, H2O2 3.5 equiv. dIsolated
yield.By changing the catalyst to the more
electron-rich [Mn(OTf)2(Me2Npdp)], oxidation
of S1 in the
presence of acetic acid, pivalic acid, or cyclopropanecarboxylic acid
afforded P1-O as the major product (51–55% yield),
accompanied in all cases by the corresponding ester P1a-OX, in a P1-O/P1a-OX ratio
of 3.2, 8.8, and 14, respectively (Scheme b), in line with the trend observed with
the [Mn(OTf)2(TIPSmcp)] catalyst. In all three
cases however, no trace of the rearranged alcohol P1b-OH was detected among the reaction products. Most interestingly, when
Phth-Tle-OH was employed as the acid co-catalyst, the oxidation of S1 with H2O2 catalyzed by [Mn(OTf)2(Me2Npdp)] led to the exclusive formation of P1-O in 60% isolated yield.1,1,1,3,3,3-Hexafluoro-2-propanol
(HFIP) was then chosen as the
solvent in order to obtain information on the role of medium effects
on the reaction outcome.[52] When the oxidation
of S1 was performed in this solvent (0.125 M substrate
concentration) at 0 °C, using 1.5 equiv of H2O2 in the presence of 15 equiv of acetic acid and 1 mol % of
[Mn(OTf)2(TIPSmcp)], a predominant formation
of the unrearranged and rearranged acetate ester products P1a-OX and P1b-OX in 44 and 21% yields, respectively, was observed, accompanied
by smaller amounts of P1a-OH, P1-O, and P1b-OH (overall 7.5% yield, Scheme a). When the same reaction was performed
at 25 °C, the acetate esters were formed in 74% combined yield
(P1a-OX/P1b-OX = 1.2) and 96% selectivity over the rearranged
alcohol P1b-OH, while P1a-OH and P1-O were not detected among the reaction products. A similar outcome
was observed when other carboxylic acids were used, where however
the P1a-OX/P1b-OX ratio was
observed to increase with increasing carboxylic acid steric bulk,
approaching a value of 3.3 when employing pivalic acid (see the Supporting Information for full details).
Scheme 4
Oxidation of S1 at Different Temperatures and in Different
Solvents
Pie charts refer to product selectivities
and adjacent small circles to normalized product ratios. Reaction
conditions: (a) [Mn(OTf)2(TIPSmcp)] 1 mol %,
H2O2 1.5 equiv, AcOH 15 equiv, HFIP, 0 or 25
°C, 30 min. (b) [Mn(OTf)2(TIPSmcp)] 1 mol
%, H2O2 1.5 equiv, HFIP, 0 or 25 °C, 30
min. (c) [Mn(OTf)2(Me2Npdp)] 1 mol %, H2O2 1.0 equiv, HFIP or NFTBA, 0 °C, 30 min. aCatalyst enantiomers were used interchangeably. b8% yield of P1a-OH and 3% yield of P1-O. cAc-Gly-OH 3 mol %. dIsolated yield. e1.5 equiv of H2O2.
Oxidation of S1 at Different Temperatures and in Different
Solvents
Pie charts refer to product selectivities
and adjacent small circles to normalized product ratios. Reaction
conditions: (a) [Mn(OTf)2(TIPSmcp)] 1 mol %,
H2O2 1.5 equiv, AcOH 15 equiv, HFIP, 0 or 25
°C, 30 min. (b) [Mn(OTf)2(TIPSmcp)] 1 mol
%, H2O2 1.5 equiv, HFIP, 0 or 25 °C, 30
min. (c) [Mn(OTf)2(Me2Npdp)] 1 mol %, H2O2 1.0 equiv, HFIP or NFTBA, 0 °C, 30 min. aCatalyst enantiomers were used interchangeably. b8% yield of P1a-OH and 3% yield of P1-O. cAc-Gly-OH 3 mol %. dIsolated yield. e1.5 equiv of H2O2.With these results in hand, we envisioned the possibility of carrying
out the oxidation of S1 in the absence of carboxylic
acid, taking advantage of the ability of fluorinated alcohol solvents
to assist in hydrogen peroxide activation (Scheme b).[53,54] When the oxidation
of S1 was performed in HFIP at 0 °C, using 1.5 equiv
of H2O2 and 1 mol % of [Mn(OTf)2(TIPSmcp)], the formation of the unrearranged alcohol and ketone
products P1a-OH and P1-O in 11% total yield
was observed, accompanied by 11% of the rearranged alcohol P1b-OH. When the same reaction was performed at 25 °C, P1b-OH was formed in excellent selectivity (>96%) over P1a-OH albeit in low yield (23%). An increase in substrate conversion was
observed when HFIP was replaced by nonafluoro-tert-butyl alcohol (NFTBA), without improvements in terms of selectivity
(see the Supporting Information for full
details). Under the same conditions (HFIP, T = 25
°C), the addition of 3 mol % of N-acetyl glycine
(Ac-Gly-OH) was shown to increase the efficiency of the oxidation
reaction, leading to the exclusive formation of P1b-OH in 47% isolated yield.By changing the catalyst to [Mn(OTf)2(Me2Npdp)],[55] the oxidation
of S1 in HFIP at 0 °C led to the formation of P1a-OH in 50% yield and 91% selectivity over P1b-OH, in significantly
higher combined yield (55%) and selectivity (Scheme c) as compared to those observed when employing
the [Mn(OTf)2(TIPSmcp)] catalyst (22% combined
yield, 50% selectivity, Scheme b). The exclusive formation of P1a-OH in 46%
yield (100% selectivity) was observed when HFIP was replaced by NFTBA,
approaching 57% isolated yield without affecting selectivity when
increasing H2O2 loading from 1.0 to 1.5 equiv.
Identical results were obtained when the latter reaction was carried
out on a larger scale (see Supporting Information, Table S12).In order to probe the applicability of these
concepts, the optimized
conditions described above were then extended to the oxidation of
the unsubstituted spiro[2.5]octane (S2) and the results
thus obtained are displayed in Scheme .
Scheme 5
Oxidation of S2
Pie
charts refer to product selectivities
and adjacent small circles to normalized product ratios. Reaction
conditions: (a) [Mn(OTf)2(Me2Npdp)] 1 mol %,
H2O2 3.5 equiv, Phth-Tle-OH 1.0 equiv, MeCN,
0 °C, 30 min. (b) [Mn(OTf)2(TIPSpdp)] 1
mol %, H2O2 1.5 equiv, AcOH 15 equiv, HFIP,
25 °C, 30 min. (c) [Mn(OTf)2(TIPSpdp)]
1 mol %, H2O2 1.5 equiv, Ac-Gly-OH 3 mol %,
HFIP, 25 °C, 30 min. (d) [Mn(OTf)2(Me2Npdp)] 1 mol %, H2O2 1.5 equiv, NFTBA, 0 °C,
30 min. aFormation of P2-O as the exclusive
oxidation product at C-4. bFormation of P2a-OH as the exclusive oxidation product at C-4.
Oxidation of S2
Pie
charts refer to product selectivities
and adjacent small circles to normalized product ratios. Reaction
conditions: (a) [Mn(OTf)2(Me2Npdp)] 1 mol %,
H2O2 3.5 equiv, Phth-Tle-OH 1.0 equiv, MeCN,
0 °C, 30 min. (b) [Mn(OTf)2(TIPSpdp)] 1
mol %, H2O2 1.5 equiv, AcOH 15 equiv, HFIP,
25 °C, 30 min. (c) [Mn(OTf)2(TIPSpdp)]
1 mol %, H2O2 1.5 equiv, Ac-Gly-OH 3 mol %,
HFIP, 25 °C, 30 min. (d) [Mn(OTf)2(Me2Npdp)] 1 mol %, H2O2 1.5 equiv, NFTBA, 0 °C,
30 min. aFormation of P2-O as the exclusive
oxidation product at C-4. bFormation of P2a-OH as the exclusive oxidation product at C-4.Under all conditions, the reaction outcome closely parallels those
obtained in the oxidation of S1, with the only difference
being represented by the formation of sizable amounts (between 14
and 21% yields, 29–38% product selectivity) of oxidation products
deriving from hydroxylation or ketonization at C-5 and C-6. As compared
to the reactions of S1, better results were obtained
when employing the [Mn(OTf)2(TIPSpdp)] catalyst
in place of [Mn(OTf)2(TIPSmcp)] (see the Supporting Information). Along this line, the
oxidation of S2 with 3.5 equiv of H2O2 in the presence of 1.0 equiv of Phth-Tle-OH and 1 mol % of
[Mn(OTf)2(Me2Npdp)] at 0 °C in MeCN led
to the formation of spiro[2.5]octan-4-one (P2-O) in 30%
yield as the exclusive oxidation product at C-4, accompanied by spiro[2.5]octan-5-one
(P2-O(5)) and spiro[2.5]octan-6-one (P2-O(6)) in 7 and 8% yields, respectively (Scheme a). When the oxidation of S2 was carried out in HFIP at 25 °C, using 1.5 equiv of H2O2 in the presence of 15 equiv of acetic acid and
1 mol % of [Mn(OTf)2(TIPSpdp)], the predominant
formation of the unrearranged and rearranged acetate ester products P2a-OX and P2b-OX in 26 and 19% yields, respectively, was observed,
in 96% selectivity for C-4 oxidation over bicyclo[4.2.0]octan-1-ol
(P2b-OH) (formed in 2% yield), accompanied by spiro[2.5]octan-5-ol
(P2a-OH(5)) and spiro[2.5]octan-6-ol (P2a-OH(6)) in 11 and 8% yields, respectively (Scheme b). By replacing acetic acid with Ac-Gly-OH
(3 mol %), the formation of P2b-OH in 34% yield as the
exclusive oxidation product at C-4 was observed, accompanied by P2a-OH(5) and P2a-OH(6) in 12 and 9% yields,
respectively (Scheme c). Finally, when the oxidation of S2 was carried out
in NFTBA at 0 °C, using 1.5 equiv of H2O2 and 1 mol % of [Mn(OTf)2(Me2Npdp)], in the
absence of a carboxylic acid additive, the formation of P2a-OH in 33% yield as the exclusive oxidation product at C-4 was observed,
accompanied by P2a-OH(5) and P2a-OH(6) in
8 and 6% yields, respectively (Scheme d).
Discussion
The results presented
above clearly indicate that in the oxidation
of S1 under the different conditions employed, all the
observed products result from site-selective C–H bond functionalization
at C-4. No product deriving from functionalization at other sites
was observed, confirming that the synergistic cooperation of deactivating
torsional and steric effects and hyperconjugative activation exerted
by the tert-butyl and cyclopropyl groups, respectively,
directs the functionalization toward C-4. As a matter of comparison,
the corresponding reactions of the unsubstituted substrate S2 led in all cases to the formation of significant amounts (up to
38%) of oxidation products deriving from oxygenation at C-5 and C-6
(Scheme ).Analysis
of the unrearranged products formed in the oxidation of S1, deriving from C-4 hydroxylation (in HFIP and NFTBA) and
esterification (in MeCN and HFIP), shows in all cases the exclusive
formation of the diastereoisomer where the oxygenated group is in
a trans configuration to the tert-butyl group. C–H
bond hydroxylations promoted by high-valent metal-oxo species are
stereoretentive and have been proposed to occur through a mechanism
that proceeds via initial HAT from a substrate C–H bond to
give a metal-hydroxo species and a carbon radical that undergo very
fast OH rebound.[16,56] Along this line, the outstanding
stereoselectivity observed in the formation of P1a-OH (and of P1a-OX, see below) can be rationalized by taking into account the selective
hyperconjugative activation of the axial C–H bond at C-4 provided
by the spiro cyclopropyl group. In S1, the equatorial
C–H bond at C-4 bisects the cyclopropane ring and accordingly
cannot benefit from hyperconjugative overlap with the C-1–C-2
σ bonding orbitals, which is only possible for the axial C–H
bond (Figure ).
Figure 2
Origin of the
observed diastereoselectivity in the formation of
the unrearranged products in the oxidation of S1.
Origin of the
observed diastereoselectivity in the formation of
the unrearranged products in the oxidation of S1.An analogous explanation can be put forward to
account for the
stereoselectivity observed in the C–H bond oxidation reaction
promoted by TFDO, employed in an intermediate step of the total synthesis
of (+)-phorbol.[31]For what concerns
the formation of the unrearranged esterification
products P1a-OX, mechanistic information was provided by means of control experiments
carried out on trans-6-tert-butylspiro[2.5]octan-4-ol
(P1a-OH), isolated from the oxidation reaction of S1 in NFTBA described in Scheme c. When P1a-OH was added to
a MeCN solution containing 3.5 equiv of H2O2 (delivered over 30 min using a syringe pump) and 15 equiv of acetic
acid at 0 °C in the presence and absence of [Mn(OTf)2(TIPSmcp)], exclusive formation of P1-O deriving
from the oxidation of the alcohol or complete recovery of P1a-OH was observed, respectively, with no formation of the acetate ester P1a-OX (see the Supporting Information for full details). These observations
rule out the possibility that P1a-OX arises from esterification in the reaction medium of the first
formed alcohol, suggesting that this product (and more generally P1a-OX) derives
from the intermediate carbon radical formed after the initial HAT
step via stereoretentive acetate rebound (carboxylate rebound) that
occurs in competition with hydroxyl rebound (Scheme , path I, Y = OCOR).
Scheme 6
Proposed
Mechanism for the Oxidation of S1
P1a-OH is then rapidly overoxidized to P1-O (Scheme , path II), whereas with P1a-OX, the presence of the electron-withdrawing
ester group
electronically deactivates the α-C–H bond toward HAT,
preventing overoxidation.Support to the hypothesis of a carboxylate
rebound is also provided
by the observation that the (hydroxylation + ketonization)/esterification
product ratio is not influenced by carboxylic acid loading (see the Supporting Information for full details), in
line with product formation arising from a common manganese-hydroxo
carboxylato intermediate (Scheme , path I, Y = OCOR). Within this mechanistic
picture, the steric hindrance of the carboxylic acid additive plays
a crucial role in determining the contribution of the carboxylate
rebound pathway, with the relative importance of this pathway, quantified
by the P1-O/P1a-OX ratio, that decreases with increasing steric bulk of
the acid, being completely suppressed when employing the very bulky
Phth-Tle-OH (Scheme a). An analogous competition has been recently proposed by Bryliakov
and co-workers in the benzylic C–H bond oxygenation of cumene
with H2O2 catalyzed by manganese complexes.[26] In this study, the hydroxylation/esterification
product ratio was observed to be unaffected by the carboxylic acid
loading, increasing with increasing steric bulk of the carboxylic
acid additive, supporting the involvement of competitive hydroxyl
and carboxylate rebound pathways in these reactions.The formation
of the rearranged alcohol product cis-4-(tert-butyl)-bicyclo[4.2.0]octan-1-ol (P1b-OH) in small amounts (≤2.5% yield, Scheme a) in the oxidation of S1 in
MeCN catalyzed by [Mn(OTf)2(TIPSmcp)] supports
the hypothesis of the formation of a cationic intermediate
via a background ET reaction from the radical intermediate formed
following HAT to the manganese-hydroxo species (Scheme , path IIIa). The observation
that the formation of this product is suppressed when employing the
more electron-rich [Mn(OTf)2(Me2Npdp)] catalyst
in place of [Mn(OTf)2(TIPSmcp)] is in line with
this hypothesis.By changing the solvent from MeCN to HFIP,
and employing [Mn(OTf)2(TIPSmcp)] as the catalyst
and acetic acid as the
co-catalyst, an increase in the relative amount of P1a-OH, P1a-OX, and P1b-OH over P1-O was observed, accompanied by the formation
of the rearranged ester product cis-4-(tert-butyl)-bicyclo[4.2.0]octan-1-yl acetate (P1b-OX), with the esterification products being formed
in 89% selectivity over the hydroxylation and ketonization ones (Scheme a). The increase
in the relative amount of P1a-OH over P1-O can be explained on the basis of the well-established ability of
fluorinated alcohol solvents to invert the polarity of hydroxyl groups
by hydrogen bonding, electronically deactivating the adjacent C–H
bonds toward HAT, thus preventing overoxidation.[57−59] These solvents
have been shown, moreover, to increase the oxidizing ability of ET
reagents, stabilizing at the same time the charged intermediates.[60,61] Along this line, the significant increase in the relative amount
of rearranged over unrearranged oxygenation products observed on going
from MeCN to HFIP can be accounted for on the basis of an increased
contribution of the ET pathway (Scheme , path IIIa). In the cationic intermediate
thus formed, the positive charge is significantly delocalized into
the adjacent spiro cyclopropane ring,[32,62] and hydroxide
or acetate transfer from the reduced manganese-hydroxo carboxylato
species can occur to the C-3 spiro carbon, leading to the formation
of the rearranged products P1b-OH and P1b-OX and to the C-4 carbon, delivering P1a-OH and P1a-OX (Scheme , path IIIb, Y = OCOR). An increase in the ratio between rearranged and unrearranged
products and between acetoxylation and hydroxylation (ketonization)
products was observed by increasing the temperature from 0 to 25 °C,
with the formation of the two esters in 96% selectivity over the rearranged
alcohol P1b-OH (Scheme a), suggesting a preferential activation of the ET
pathway under these experimental conditions.Support to this
mechanistic picture is also provided by the product
enantioselectivities observed in the oxidation of S1 with
H2O2, catalyzed by different Mn complexes, carried
out at 25 °C in HFIP in the presence of pivalic acid (Scheme ). Although product
distributions, yields, and enantiomeric excesses (ee’s) are
influenced by the catalyst structure, in all the examples shown, very
similar ee’s were measured for the unrearranged and rearranged
alcohol and pivalate ester products (P1a-OH, P1a-OX3, P1b-OH, and P1b-OX3). This observation is consistent with the hypothesis that all four
products arise from C–H bond cleavage by a common species,[63,64] that is, the MnV(O) (OCOtBu) displayed
in Scheme , which
performs the initial HAT reaction.
Scheme 7
Oxidation of S1 by Different
Mn Catalysts
Reaction conditions: Mn cat 1
mol %, H2O2 1.5 equiv, PivOH 15 equiv, HFIP,
25 °C, 30 min. aCatalyst structures are displayed
in the Supporting Information (Figure S1). bH2O2 0.5 equiv.
Oxidation of S1 by Different
Mn Catalysts
Reaction conditions: Mn cat 1
mol %, H2O2 1.5 equiv, PivOH 15 equiv, HFIP,
25 °C, 30 min. aCatalyst structures are displayed
in the Supporting Information (Figure S1). bH2O2 0.5 equiv.In detail, very similar ee’s were observed for products P1b-OH, P1a-OX, and P1b-OX when employing mcp-based catalysts
and the [Mn(OTf)2(pdp)] catalysts (entries 1–4),
with ee’s that significantly increased on going from [Mn(OTf)2(TIPSmcp)] to the [Mn(OTf)2(mcp)], [Mn(OTf)2(pdp)] and [Mn(OTf)2(CF3mcp)] catalysts,
approaching 53–57% ee’s with the last one. In all four
examples however, no formation of product P1a-OH was
observed. The four products were instead observed in the reactions
catalyzed by [Mn(OTf)2(dMMpdp)] and [Mn(OTf)2(Me2Npdp)] (entries 5 and 6). In the former case,
18–23% ee’s were measured for the four products, while
in the latter one, a lower ee (13%) was measured for P1a-OH compared to the other three products (for which ee’s = 17–23%).
This behavior can be reasonably accounted for on the basis of a kinetic
resolution associated with the oxidation of P1a-OH to P1-O, in keeping with recent observations by Bryliakov and
co-workers in benzylic C–H bond hydroxylations with H2O2 catalyzed by structurally related Mn(pdp) complexes.[65] Accordingly, by decreasing H2O2 loading from 1.5 to 0.5 equiv (entry 7), trace amounts of
the overoxidized product P1-O were observed, and very
similar ee’s were then measured for P1a-OH and P1a-OX. Full details of these experiments
are provided in the Supporting Information.Information on the competition between hydroxide and carboxylate
rebound pathways was also obtained by carrying out the oxidation of S1 with labeled H218O2 in
the presence of unlabeled pivalic acid Piv16OH in HFIP,
employing [Mn(OTf)2(TIPSmcp)] as the catalyst
(Scheme ). The 18O label was quantitatively retained in the products arising
from hydroxylation (P1a-OH and P1b-OH) in
agreement with the mechanism of C–H bond oxidation with H2O2 catalyzed by metal-oxo species, whereas the
pivalate products (P1a-OX and P1b-OX) only contained 16O. These results indicate that hydroxyl and carboxylate rebound can
accompany the formation of both the unrearranged and rearranged products
(Scheme , paths I and IIIa–IIIb, Y = OCOR) ruling out
once again the hypothesis of a contribution to ester formation derived
from the first formed alcohol products P1a-OH and P1b-OH.
Scheme 8
Oxidation of S1 in the Presence of H218O2 (80% Enriched in 18O)
and Piv16OH
Reaction conditions: [Mn(OTf)2(TIPSmcp)] 1 mol %, H218O2 0.1 equiv, Piv16OH 15 equiv, HFIP, 0 °C,
30 min. The labeling experiment was analyzed using GC–MS analysis
via chemical ionization with NH3/NH4. The reported 18O incorporations were obtained after correction for the isotopic
purity of the labeled reactant.
Oxidation of S1 in the Presence of H218O2 (80% Enriched in 18O)
and Piv16OH
Reaction conditions: [Mn(OTf)2(TIPSmcp)] 1 mol %, H218O2 0.1 equiv, Piv16OH 15 equiv, HFIP, 0 °C,
30 min. The labeling experiment was analyzed using GC–MS analysis
via chemical ionization with NH3/NH4. The reported 18O incorporations were obtained after correction for the isotopic
purity of the labeled reactant.On the basis
of the effect of the temperature described above and
leveraging on the ability of fluorinated alcohol solvents to assist
in hydrogen peroxide activation,[53,54] we reasoned
that ester formation could be completely suppressed by carrying out
the reaction in the absence of carboxylic acid. Along this line, by
performing the oxidation of S1 in HFIP at 25 °C
employing [Mn(OTf)2(TIPSmcp)] as the catalyst,
rearranged alcohol P1b-OH was formed in 96% selectivity
over P1a-OH albeit in overall 24% yield (Scheme b). Interestingly, by carrying
out the reaction in the presence of a catalytic amount (3 mol %) of
Ac-Gly-OH, exclusive formation of P1b-OH in 47% isolated
yield was observed. This result deserves special attention because,
to the best of our knowledge, it represents an unprecedented example
where straightforward access to a relevant bicyclo[4.2.0]octan-1-ol
structure under mild reaction conditions is provided by means of HAT-initiated
aliphatic C–H bond functionalization mediated by a cationic
intermediate.The product selectivity could be drastically changed
by using the
[Mn(OTf)2(Me2Npdp)] catalyst and NFTBA as the
solvent. Under these conditions, the oxidation of S1 with
H2O2 (1.5 equiv) at 0 °C delivered P1a-OH as a single product in 57% isolated yield (Scheme c). Although the
different outcomes observed with the [Mn(OTf)2(Me2Npdp)] and [Mn(OTf)2(TIPSmcp)] catalysts can
be reasonably ascribed to the different oxidizing abilities of the
intermediate manganese-hydroxo species, the possible formation of
unrearranged products P1a-OH (and P1-O)
and P1a-OX via
both the HAT-rebound and HAT-ET-rebound pathways (Scheme , path I and IIIa–IIIb, respectively) does not allow a clear cut
distinction between the relative contribution of these alternative
mechanisms. Future studies will address this challenging issue.
Conclusions
Taken together, the results described herein on the oxidation of S1 with hydrogen peroxide catalyzed by manganese complexes
show how careful tuning of the catalyst structure and reaction conditions
(solvent, temperature, and carboxylic acid) can be employed to exquisitely
govern product selectivity among multiple reaction channels in a C(sp3)–H oxidation reaction.From a mechanistic perspective,
the results conclusively demonstrate
that stereospecific C–H oxidation performed by these catalysts
can take place via cationic intermediates and that a judicious choice
of catalyst and reaction conditions makes this path exclusive. While
the more electron-rich NMe2-substituted catalyst appears
to favor radical over cationic mechanisms, a reversed scenario is
attained with the more oxidizing TIPS-substituted catalyst. Cationic
paths are also favored by the use of strong HBD solvents such as fluorinated
alcohols, presumably because these interactions increase the oxidizing
ability of the reactive manganese species while also stabilizing the
cationic intermediates.From a synthetically oriented perspective,
the parallel outcome
observed in the oxidation of S1 and S2 points
toward the generality of these findings and, because of the straightforward
access of spiro[2.5]octane structures from cyclohexanones, these results
uncover the possibility of installing bicyclo[4.2.0]octan-1-ol structures
in complex molecular settings using site-selective C–H bond
functionalization.Finally, it is also worth mentioning that
as compared to S2, the results presented herein clearly
show that S1 represents an improved mechanistic probe
to be employed in the study
of C–H functionalization reactions. By deactivating proximal
C–H bonds toward HAT and allowing discrimination between the
axial and equatorial C–H bonds at C-4, the tert-butyl substituent imparts full control over site- and stereoselectivity.
The formation of rearranged 6-tert-butylbicyclo[4.2.0]octane
products can provide moreover conclusive information on the involvement
of a cationic intermediate.