| Literature DB >> 35180434 |
Azfar D Hossain1, Jana Jarolimova2, Ahmed Elnaiem3, Cher X Huang4, Aaron Richterman5, Louise C Ivers6.
Abstract
BACKGROUND: Contact tracing is used for multiple infectious diseases, most recently for COVID-19, but data regarding its effectiveness in disease control are scarce. To address this knowledge gap and inform public health decision making for COVID-19, we systematically reviewed the existing literature to determine the effectiveness of contact tracing in the control of communicable illness.Entities:
Mesh:
Year: 2022 PMID: 35180434 PMCID: PMC8847088 DOI: 10.1016/S2468-2667(22)00001-9
Source DB: PubMed Journal: Lancet Public Health
FigurePRISMA diagram of studies evaluating the effect of contact tracing interventions on the control of infectious diseases transmitted by human-to-human contact
*The review protocol was exactly repeated twice after the original search of articles published up to April 21, 2020, with additional searches to capture studies published between April 22, 2020 and Feb 4, 2021, and between Feb 5, 2021 and Nov 22, 2021 (appendix pp 22–23). †Other reasons for exclusion were wrong article type (five articles: two conference abstracts, one opinion piece, one clinical trial registration, and one general summary of contact tracing), no separation of outcomes of contact tracing from a broader intervention (one article), only summarising the findings of another study already included in the review (one article), near-identical overlap in study dates, study population, and study results with another study already included in the review (one study), and not having an available manuscript (one study).
Summary of included studies of contact tracing* for COVID-19
| Fetzer and Graeber (2021) | UK | 2020 | Quasi-experimental design, with difference-in-differences regression | Lower tier local authorities (districts, boroughs, and city councils) around the country (urban and rural) | 15 841 COVID-19 cases from Sept 25 to Oct 2, 2020, with contact tracing accidentally not performed on an estimated 48 000 contacts due to a computer error; areas were compared based on the degree they were affected by the error, which was seemingly random | Timely contact tracing for close recent contacts (not fully described) including instructions to self-quarantine; other social distancing policies in place not fully described | Delayed contact tracing for close recent contacts (not fully described), including delayed instructions to self-quarantine (computer error); other social distancing policies in place not fully described | Forward transmission: cases not prevented, deaths not prevented | Accidental failure to conduct timely contact tracing for 15 841 index patients (around 20% of index patients during the one-week period) was estimated to have led to an additional 126 836–185 188 additional COVID-19 cases during the 6 weeks after the error was discovered (22·5–32·8% of all cases during the period), as well as an additional 1521–2049 deaths over the 6 weeks (30·6–41·2% of all deaths during the period); ie, there were an estimated 18·6 additional COVID-19 cases per late referral and 0·24 additional deaths per late referral | Low |
| Kendall et al (2020) | UK | 2020 | Retrospective cohort study | Isle of Wight compared with rest of the UK (urban and rural) | All COVID-19 cases in the UK from March 28 to June 29, 2020 (exact number not specified) | Isle of Wight: traditional contact tracing (not fully described; starting May 5, 2020) and digital contact tracing with a Bluetooth-powered mobile application (starting May 7, 2020), with related advertising and community discussions (not fully described); pre-existing social distancing policies simultaneously in place (not fully described) | Rest of UK: initially no contact tracing, followed by traditional contact tracing only (not fully described; starting May 28, 2020); pre-existing social distancing policies simultaneously in place (not fully described) | Forward transmission: R0 | After intervention initiation, the Isle of Wight had a decrease in R0 (1·3 to 0·5) between May 5 and June 29, 2020, and also had a lower R0 than the UK as a whole at the same timepoint (p<0·0001) | Low |
| Liu et al (2021) | 130 nations | 2020 | Country-level cohort study | 130 nations (urban and rural) | All COVID-19 cases in 130 nations from Jan 1 to June 22, 2020 | Contact tracing with intensities rated as comprehensive, limited, or none (not fully described; different countries likely to have employed different approaches); 12 other NPIs were also assessed and controlled for | No contact tracing or decreased intensity of contact tracing (not fully described) | Forward transmission: Rt | Contact tracing was associated with an increase in Rt (exact effect size not specified) at 10 days; this increase might have reflected an increase in case detection, or other temporally associated NPIs in the model (eg, testing policies) | Low |
| Malheiro et al (2020) | Portugal | 2020 | Retrospective cohort study | Eastern Porto (urban) | All COVID-19 cases in eastern Porto from March 1 to April 30, 2020: 551 index patients, 1627 close contacts | Identification as a potential COVID-19 case through contact tracing (interview with patient or caregiver) or travel history, with mandatory quarantine prior to testing positive; social distancing policies (limiting movements and business activities) simultaneously in place starting March 22, 2020 | Identification as a COVID-19 case through testing, with no mandatory quarantine prior to testing positive; social distancing policies (limiting movements and business activities) simultaneously in place starting March 22, 2020 | Forward transmission: secondary attack rate | There was no significant difference in the secondary attack rate for index cases between the intervention group (16 of 132, 12·1% [95% CI 7·1–18·9]) and the control group (138 of 1495, 9·2% [7·8–10·8], p=0·13), including when stratifying by the presence or absence of social distancing policies (p=0·72) | Some |
| Park et al (2020) | South Korea | 2020 | Pre–post design | Seoul (urban) | All COVID-19 cases in Seoul from Jan 24 to May 2, 2020: 637 index patients, 16 176 contacts | Post-period (March 9 to May 2, 2020): widespread testing of contacts associated with clusters of COVID-19 cases (identified via interviews, global positioning system data, credit card histories, drug utilisation review [not fully described], closed-circuit television records, and possibly other methods) and individuals with COVID-19 symptoms; all positive-testing individuals moved to health-care settings for quarantine; other social distancing policies in place not fully described | Pre-period (Jan 24 to March 8, 2020): widespread testing of individuals with COVID-19 symptoms only; all positive-testing individuals moved to health-care settings for quarantine; other social distancing policies in place not fully described | Forward transmission: Rt | The intervention was associated with a decrease in Rt across Seoul (1·3 during the pre-period, 0·6 during the post-period) | Some |
| Wymant et al (2021) | UK | 2020 | Retrospective cohort study | All of England and Wales (both urban and rural) | All COVID-19 cases in England and Wales from Oct 8 to Dec 31, 2020: 1 892 000 index patients (32 500 deaths) | Digital contact tracing with a Bluetooth-powered mobile application, with simultaneous manual contact tracing and additional restrictive and lockdown measures (not fully described) in place | No digital contact tracing, but with simultaneous manual contact tracing and additional restrictive and lockdown measures (not fully described) in place | Forward transmission: cases prevented, deaths prevented | With matched-neighbours regression, use of the contact tracing application by 16·5 million (27·8% of 59·4 million people in England and Wales) was estimated to prevent 594 000 COVID-19 cases (95% CI 317 000–914 000) and 8700 deaths (95% CI 4700–13 500) between Oct 8 and Dec 31, 2020; each percentage point increase in application usage was associated with a 2·26% (95% CI 1·50–3·00) reduction in cases for the total period (1·09% [0·04–2·14] reduction from Oct 8 to Nov 6 and 2·66% [1·75–3·56] reduction fromNov 7 to Dec 31 following application improvements released on Oct 29 that were not fully described) | Low |
R0=reproduction number. Rt=time-varying reproduction number. NPI=non-pharmaceutical intervention.
Provider-initiated contact tracing for all studies listed.
Significance or non-significance of result is not stated when it was not specified in the study.
Summary of included studies of contact tracing for tuberculosis
| Ayles et al (2013) | Zambia, South Africa | 2010 | Cluster RCT (two-by-two factorial design) | 16 communities in Zambia and eight communities in South Africa (urban and rural) | 64 463 individuals screened for tuberculosis | Three intervention groups: (1) complex household intervention including household contact tracing for tuberculosis, as well as HIV testing for household contacts and appropriate linkages to care; (2) complex community intervention including community mobilisation (eg, pamphlets, megaphone announcements) and establishment of additional and expedited sputum collection sites; (3) both the complex household intervention and complex community intervention | Passive case finding; all groups (intervention and control) also received improved clinic-based tuberculosis and HIV services (eg, diagnostics) | Overall active tuberculosis prevalence (among adults), and overall latent tuberculosis incidence (among children) | When comparing communities in the study groups with and without the complex household intervention (which included household contact tracing), there was no significant difference in the prevalence of active tuberculosis among adults 4 years after the start of the intervention (adjusted prevalence ratio 0·82 [95% CI 0·64–1·04], p=0·095, permutation test p=0·063), or in the incidence of latent tuberculosis among children (adjusted IRR 0·45 [95% CI 0·20–1·05], p=0·063, permutation test p=0·10) | Low |
| Becerra et al (2005) | Peru | 1996–97 | Prospective cohort study | Low-income neighbourhood in Lima (urban) | 208 index patients, 1094 household contacts, 2253 neighbours | Household contact tracing and screening of neighbours | Passive case finding: index patients told to instruct household contacts to present to clinic if the contacts developed tuberculosis-like symptoms | Case detection among contacts | A higher tuberculosis prevalence among household contacts was detected by household contact tracing (eight [0·7%] of 1094) than by passive case finding (two [0·1%] of 1094); the tuberculosis prevalence among neighbours of index cases was 0·1% for both groups (three of 2253 and two of 2253, respectively) | Some |
| Cavalcante et al (2010) | Brazil | 2000–04 | Cluster RCT | Eight neighbourhoods in Rio de Janeiro, pair-matched according to tuberculosis incidence (urban) | 650 index patients, 2147 household contacts | Enhanced DOTS with household contact tracing (DOTS-A), including treatment for contacts found to have active tuberculosis and prophylaxis for those found to have latent tuberculosis infection | Conventional DOTS with patient-initiated contact tracing | Overall disease incidence | During the 5-year study period, the incidence of tuberculosis in neighbourhoods receiving DOTS with household contact tracing (DOTS-A) decreased by 10·0% (from 339 to 305 cases per 100 000 residents), while the incidence in neighbourhoods receiving conventional DOTS increased by 5·3% (from 340 to 358 cases per 100 000 residents), resulting in a 14·8% lower incidence in DOTS-A neighbourhoods compared with conventional DOTS neighbourhoods (p=0·04) | Low |
| Dongo et al (2021) | Uganda | 2014–16 | Pre–post design | Two districts: Kabarole (rural) and Wakiso (peri-urban) | All detected tuberculosis cases in Kabarole and Wakiso (exact number not specified) | Post-period (July, 2015 to Dec, 2016): decentralisation of child tuberculosis services, which included household contact tracing after training of 178 CHWs, and health system improvements including repairs to laboratory equipment and training for laboratory staff | Pre-period (Jan, 2014, to June, 2015): child tuberculosis services prior to decentralisation, including before household contact tracing and before other health system improvements | Case detection at community level | There was a 138·7% increase in tuberculosis cases in children (age 0–14 years) detected during the post-period (647 cases) compared with the pre-period (271 cases); there was also a 31·7% increase in tuberculosis cases detected among adolescents and adults aged ≥15 years during the post-period (3693 cases) compared with the pre-period (2805 cases) | Some |
| Eyo et al (2021) | Nigeria | 2017–19 (historical comparison 2015–18) | Prospective cohort with historical comparison | Three states in southern Nigeria: Akwa Ibom State (intervention state), Cross River State (intervention state), and Rivers State (control state; none specified as urban or rural) | 509 768 individuals screened for tuberculosis (both household contacts of index patients and individuals screened in other places) | Several simultaneous interventions including: household contact tracing; screening of individuals in other homes and tents (H2H/T2T); screening of individuals in public areas (community screening); and promotion of the interventions via print media and public talks | Baseline tuberculosis services (not fully described) in the control state during the study period, and in the intervention states prior to the study period | Case detection at community level | Intervention states saw a 112·9% increase in all forms of tuberculosis detected versus baseline (1258 cases in 2018–19, versus 591 cases in 2017–18), or a 138·3% increase compared with the expected trend; this increase in all forms of tuberculosis detected was greater than the increase observed in the control state (410 cases in 2018–19, versus 204 cases in 2017–2018, or a 101·0% increase), or a 49·1% increase compared with the expected trend; household contact tracing resulted in a greater proportion of screened individuals diagnosed with presumptive tuberculosis (1350 [11·5%] of 11 700) compared with H2H/T2T (5786 [2·2%] of 269 069) and community outreach (4536 [2·2%] of 209 177) | Some |
| Gashu et al (2016) | Ethiopia | 2011–14 | Cross-sectional study | Six zones in Oromia and Amhara regions (rural) | 47 021 index patients, 272 441 close contacts | Retrospective tracing of close contacts for all tuberculosis cases in the previous 3 years, which included household contact tracing | Routine case detection strategy (not fully described) | Case detection among contacts | A higher tuberculosis prevalence among close contacts was detected by retrospective contact tracing (768 per 100 000) compared with the control strategy (baseline case notification rate reported to be more than 130 per 100 000 for these zones) | Low |
| Gurung et al (2021) | Nepal | 2017–18 (historical comparison 2014–17) | Prospective cohort study | Eight districts (not specified if urban or rural) | 54 239 individuals screened for tuberculosis | Three-part active case finding intervention: (1) contact tracing of close contacts (not fully described); (2) facility-based screening; (3) tuberculosis bases in various under-served communities where attendees were screened for symptoms | Passive case finding and limited household contact tracing (not fully described) | Case detection at community level | The intervention was associated with a 22·3% increase in detected tuberculosis cases in intervention districts compared with control districts, and was also associated with a 29·0% increase in detected tuberculosis cases within intervention districts compared with the previously expected trend in intervention districts | Some |
| Hanrahan et al (2019) | South Africa | 2017–19 | Cluster RCT | Catchment area of 56 primary care clinics in Limpopo province (rural) | 3655 index patients, 1677 contacts | Household contact tracing, or contacts invited for screenings at clinics with monetary incentive | Facility-based screening of all patients | Forward transmission: treatment initiation rates | There was no significant difference in tuberculosis treatment initiation rates between the facility-based screening group and household contact tracing group (treatment initiation rate ratio 1·04 [95% CI 0·83–1·30], p=0·73) | Low |
| Hernández-Garduño et al (2015) | Mexico | 1990–2010 | Longitudinal population-based study | Whole country (urban and rural) | 72 398 index patients with all forms of tuberculosis in Mexico (2007–10) | Contact investigation (not fully described) | Modelled the control group based on average number of contacts examined per reported tuberculosis case | Overall disease incidence | There was a negative correlation between the mean number of contacts examined per case and the incidence of tuberculosis (all forms; | Some |
| Khatana et al (2019) | India | 2014–15 | Quasi-RCT | Two communities in Kashmir (rural) | 282 index patients, 1191 household contacts | Household contact tracing | Passive case finding | Case detection among contacts | A higher tuberculosis prevalence among household contacts was detected by household contact tracing (27 [4·5%] of 598) compared with passive case finding (seven [1·2%] of 593; OR 3·97 [95% CI 1·73–9·11], p=0·001) | Some |
| Kliner et al (2013) | Eswatini | 2011–12 | Prospective cohort study with sequential interventions | Catchment area of a regional hospital (rural) | 122 index patients, 658 household contacts | Three sequential interventions for household contacts: (1) phone call reminders for contacts asking them to present for screening, followed by household contact tracing if contact does not present (November, 2011–February, 2012); (2) screening of contacts by phone, followed by household contact tracing if contact is not reachable by phone (March–July, 2012); (3) household contact tracing by contract referral (7 days) for high-risk contacts (≤5-years old, index patient with multidrug-resistant tuberculosis, or index patient with a high-grade [3+ grade] sputum smear), or a second invitation letter given to contacts not deemed high-risk (August–October, 2012) | Patient-initiated contact tracing, and screening of any contacts who accompanied index patients to clinic | Case detection among contacts | A greater number of tuberculosis cases was detected by patient-initiated contact tracing and screening of contacts who accompanied index patients to clinic (four [2·5%] of 157 screened contacts), compared with any of the intervention methods (0 of 137 contacts in the phone call intervention, 0 of 226 contacts in the phone screening intervention, 0 of 107 high-risk contacts in the household contact tracing by contract referral intervention, and 0 of 31 contacts who received a second invitation letter) | Low |
| Mandalakas et al (2017) | Eswatini | 2013–15 | Prospective cohort study | Seven basic management units (urban and rural) | 3258 index patients, 12 175 household contacts | Household contact tracing | No household contact tracing before the intervention (not fully specified) | Case detection at community level | The first year of the household contact tracing intervention was associated with a 32% increase in the number of children diagnosed with bacteriologically confirmed tuberculosis despite a concurrent decrease in the national tuberculosis case notification rate | Low |
| Morishita et al (2016) | Cambodia | 2012–14 | Cluster RCT (quasi-experimental) | 30 districts with high rates of poverty (not specified if urban or rural) | 25 668 index patients | Household contact tracing and screening of neighbours | Passive case finding | Case detection at community level | Household contact tracing was associated with an increase in all forms of tuberculosis detected compared with baseline (9·8% increase during year 1, when 15 of 30 districts were conducting the intervention; 23·4% increase during year 2, when 30 of 30 districts were conducting the intervention); 6 quarters after year 1, there was a decrease in all forms of tuberculosis detected (−218%) compared with the previously expected trend | Low |
| Sanaie et al (2016) | Afghanistan | 2011–12 | Prospective cohort study | Six provinces (not specified if urban or rural) | 2 022 127 health facility attendees, household contacts of patients with tuberculosis and internally displaced people | Household contact tracing | Facility-based screening of all patients, and screening all people in internally displaced person camps | Case detection among contacts | A higher prevalence of sputum smear-positive tuberculosis was detected by household contact tracing (268 [1·6%] of 16 645 household contacts) than by other strategies (4125 [0·2%] of 1 699 277 people presenting to health facilities with any concern; 653 [0·2%] of 306 205 people in internally displaced person camps) | Some |
| Shah et al (2020) | Peru | 2012–14 | Cluster RCT (stepped-wedge design) | Densely populated district in Lima (urban) | 3222 index patients, 12 566 household contacts | Household contact tracing | Passive case finding: index patients told to instruct household contacts to present to clinic if these contacts developed tuberculosis-like symptoms | Case detection among contacts | A higher incidence of tuberculosis among household contacts was detected by household contact tracing than by passive case finding (IRR 1·51 [95% CI 1·21–1·88], p<0·0001 for pulmonary tuberculosis; IRR 1·48 [1·19–1·84], p<0·0001 for all forms of tuberculosis) | Some |
| Young et al (2016) | USA | 2012 | Observational, with hypothetical control | All 50 states and Puerto Rico (urban and rural) | 9945 index patients, 105 100 contacts (not fully described) | Contact investigation (not fully described) with treatment of detected latent tuberculosis infection | No contact investigation or treatment of detected latent tuberculosis infection (theoretical control) | Forward transmission: cases prevented | Contact investigation and treatment of latent tuberculosis infection was estimated to prevent 128 cases (95% CI 64–252) of tuberculosis over 5 years | Some |
| Zachariah et al (2003) | Malawi | 2001–02 | Pre–post design | One district (rural) | 189 index patients, 985 household contacts | Post-period (2002): household contact tracing | Pre-period (2001): passive case finding (household visit performed only to record information on household contacts) | Case detection among contacts | A higher prevalence of tuberculosis among household contacts was observed during the post-period (eight [1·74%] of 461) compared with the pre-period (one [0·19%] of 524, p=0·01). | Some |
| Davis et al (2019) | Uganda | 2016–17 | Cluster RCT | Catchment area of seven primary care clinics in Kampala (urban) | 372 index patients, 919 household contacts | Household contact tracing: in homes, CHWs collected sputum samples from household contacts with tuberculosis symptoms or those living with HIV, with automated results provided by mobile phone SMS | Household contact tracing: CHWs refer household contacts with tuberculosis symptoms and those living with HIV for clinic evaluations | Case detection among contacts | There was no significant difference in the odds of tuberculosis diagnosis among household contacts between the intervention group and control group (OR 1·34 [95% CI 0·42–4·24], p=0·62). | Low |
| Duarte et al (2012) | Portugal | 2001–06 | Pre–post design | City of Vila Nova de Gaia (urban) | 877 index patients, 3946 household and workplace contacts | Post-period (2004–06): household and workplace contact tracing | Pre-period (2001–03): investigation of contacts named by index patients | Forward transmission: cases prevented | A greater number of estimated active tuberculosis cases were prevented during the post-period (ten cases) compared with the pre-period (five cases) | Some |
| Fatima et al (2016) | Pakistan | 2011–15 | Pre–post design | Four districts with high concentrations of low-income neighbourhoods (urban) | 89 222 household contacts, 693 821 community contacts | Post-period (2013–15): tuberculosis screening among community contacts living within 50 m of index patients, and household contact tracing | Pre-period (2011–13): household contact tracing only | Case detection among contacts | The intervention was associated with an increase in tuberculosis case detection (108 341 cases in the post-period compared with 100 384 cases in the pre-period, or a 7·9% increase) | Some |
RCT=randomised controlled trial. IRR=incidence rate ratio. DOTS=directly observed therapy, short-course. DOTS-A=enhanced directly observed therapy, short-course. CHWs=community health workers. OR=odds ratio.
Significance or non-significance of result is not stated when it was not specified in the study.
Although Hernández-Garduño and colleagues collected data from 1990–2010, the outcome of interest for our review was measured from 2007–10.
Although the first index patient from each community in Khatana et al was randomly assigned to either household contact tracing (intervention group) or passive case finding (control group), all subsequent index patients were assigned to these groups via alternate assignment.
To calculate their theoretical control results, Young and colleagues assumed a 2·4% cumulative 5-year incidence of active tuberculosis among contacts with latent tuberculosis infection not receiving treatment.