| Literature DB >> 35172984 |
Gerald Stanley Zavorsky1, Jiguo Cao2.
Abstract
PURPOSE: To determine whether generalised additive models of location, scale and shape (GAMLSS) developed for pulmonary diffusing capacity are superior to segmented (piecewise) regression models, and to update reference equations for pulmonary diffusing capacity for carbon monoxide (DLCO) and nitric oxide (DLNO), which may be affected by the equipment used for its measurement.Entities:
Keywords: equipment evaluations; lung physiology; respiratory measurement
Mesh:
Substances:
Year: 2022 PMID: 35172984 PMCID: PMC8852756 DOI: 10.1136/bmjresp-2021-001087
Source DB: PubMed Journal: BMJ Open Respir Res ISSN: 2052-4439
Figure 1The pooled data used in the analysis display the number of subjects per age group. After removing outliers, 1076 subjects remained for analysis.
Figure 2A representative breakdown of the pooled data and the equipment used in the development of reference equations for pulmonary diffusing capacity.
Pooled anthropometric data previously published studies from which reference equations were made26–30
| Males (n=546) | Females (n=530) | Combined (n=1076) | |
| Age (years) | 38 (23) | 38 (23) | 38 (23) |
| Weight (kg) | 68.3 (19.5) | 57.1 (15.0) | 62.8 (18.3) |
| Height (cm) | 170 (17) | 159 (14) | 165 (16) |
| Body mass index (kg/m2) | 23.0 (4.0) | 22.0 (3.9) | 22.5 (4.0) |
| DLNO | 138 (42) | 101 (27) | 120 (40) |
| DLCO | 29.3 (8.7) | 21.9 (5.7) | 25.7 (8.3) |
| VA (L) | 5.95 (1.71) | 4.52 (1.12) | 5.25 (1.62) |
| 5.0 (0.8) | 4.9 (0.8) | 5.0 (0.8) | |
| 23.6 (4.0) | 22.6 (3.4) | 23.1 (3.7) | |
| DLNO/ | 4.73 (0.56) | 4.63 (0.52) | 4.69 (0.54) |
| Breath-hold time (s) | 6.2 (1.4) | 6.2 (1.3) | 6.2 (1.3) |
| Altitude of testing (m) | 88 (114) | 86 (112) | 87 (113) |
*Mean (SD). Brackets represent ranges. The correlation (Spearman’s rho) between height and weight was 0.66 for females and 0.72 for males.
DLCO, pulmonary diffusing capacity for carbon monoxide; DLNO, pulmonary diffusing capacity for nitric oxide; VA, alveolar volume.
Figure 3(A) predicted pulmonary diffusing capacity for carbon monoxide (DLCO) versus age, (B) predicted pulmonary diffusing capacity for nitric oxide (DLNO) versus age, (C) predicted alveolar volume (VA) versus age. The various fitted curves/lines are based on the median height for age and sex in the white US population,40 an altitude of 0 m and the Jaeger MasterScreen Pro equipment was used. Online supplemental table S10 in the supplement lists the heights with each age and sex. For DLCO and VA, the updated Global Lung Function Initiative (GLI) generalised additive models of location, scale and shape (GAMLSS) reference equations were included as a comparison.8 Notice that the (GLI) DLCO curves (grey in females, and purple in males) are lower compared with both GAMLSS and segmented regression models. The GLI GAMLSS prediction model is based on a 10 s breath-hold, which allows for a more homogenous inspired gas penetration in the lung, and thus a lower DLCO compared with the 5–6 s breath-hold manoeuvres. The GAMLSS and segmented linear regression curves/lines for DLCO, DLNO and VA are comparable.
Figure 4(A) pulmonary diffusing capacity for carbon monoxide (DLCO) versus age at the lower limits of normal (LLN), (B) pulmonary diffusing capacity for nitric oxide (DLNO) versus age at the LLN, (C) alveolar volume (VA) versus age at the LLN. The various fitted curves/lines are based on the median height for age and sex in the white US population,40 an altitude of 0 m, and the Jaeger MasterScreen Pro equipment was used. Online supplemental table S10 in the supplement lists the heights with each age and sex. For DLCO and VA, the updated Global Lung Function Initiative (GLI) generalised additive models of location, scale and shape (GAMLSS) reference equations were included as a comparison.8 Notice that the (GLI) DLCO curves (grey in females, and purple in males) are lower compared to both GAMLSS and segmented regression models. The GLI GAMLSS prediction model is based on a 10 s breath-hold, which allows for a more homogenous inspired gas penetration in the lung, and thus a lower DLCO compared with the 5–6 s breath-hold manoeuvres. The segmented linear regression lines for DLNO and DLNO tend to show a lower LLN compared with the GAMLSS models, especially after 60 years of age for DLNO and after 80 years of age for DLCO.
Figure 5Between subject variability across age for (A) pulmonary diffusing capacity for carbon monoxide (DLCO) versus age, (B) pulmonary diffusing capacity for nitric oxide (DLNO) versus age, (C) alveolar volume (VA) versus age. The C.V. (%) = (predicted SD/predicted mean) ×100. The predicted mean and SD for each age were calculated using the median height of the US population at each age.40 The graph is also standardised for altitude (0 m). For DLCO and VA, the between subject variability unaffected by pulmonary function testing device. However, when measuring DLNO in females, those that were tested with the Hyp'Air Compact device showed a between subject variation of 14% compared with 10.5% in males throughout all ages (not shown). When using the Jaeger MasterScreen Pro, the between subject variation for DLNO was similar (panel B), 10.5%, females, 11.2% males). GAMLSS, generalised additive models of location, scale and shape.
Prediction accuracy between both models
| GAMLSS models | Segmented linear regression | Per cent improvement | |||||||
| AIC | BIC | Median | Range | AIC | BIC | Median | Range | ||
| Males | |||||||||
| DLNO | 4602 | 4649 | 17.7 | 15.3–20.5 | 4667 | 4697 | 17.4 | 15.2–19.9 | −2% (−7% to 3%) |
| DLCO | 2984 | 3053 | 4.0 | 3.4–4.8 | 3040 | 3070 | 3.9 | 3.3–4.7 | −2% (−7% to 3%) |
| VA | 959 | 1002 | 0.64 | 0.53–0.72 | 1082 | 1112 | 0.65 | 0.55–0.75 | −2% (−4% to 8%) |
| Females | |||||||||
| DLNO | 4104 | 4151 | 12.1 | 10.0–13.8 | 4161 | 4191 | 12.3 | 10.1–14.0 | 2% (−1% to 5%) |
| DLCO | 2538 | 2602 | 2.8 | 2.4–3.3 | 2608 | 2638 | 2.8 | 2.4–3.4 | 1% (−2% to 5%) |
| VA | 670 | 717 | 0.50 | 0.39–0.59 | 788 | 818 | 0.50 | 0.41–0.61 | 4% (−1% to 9%) |
Note: a better model fit is usually indicated by a lower Akaike information criterion (AIC) or Bayesian information criterion (BIC). Thus, it may seem that generalised additive models of location, scale and shape (GAMLSS) are a better fit to the data. However, notice that this may not be correct. Under the per cent of improvement column, a positive percentage suggests that GAMLSS is the better model, a negative percentage value suggests segmented linear regression is the better model. One can see that both models are comparable because the 95% CI of the per cent of improvement overlaps zero. The 95% CI was developed after 100 random samplings of 80% of the pooled data.
Under the Median and Range columns, the square root of the average of the squared errors is presented after 100 samplings of 80% of the pooled data.
DLCO, pulmonary diffusing capacity for carbon monoxide; DLNO, pulmonary diffusing capacity for nitric oxide; VA, alveolar volume.
The correlation coefficients from the 100 samplings are compared between both models
| GAMLSS | Segmented regression | |||
| Average | 95% CI | Average | 95% CI | |
| Males | ||||
| DLNO | 0.91 | 0.88 to 0.93 | 0.91 | 0.88 to 0.94 |
| DLCO | 0.89 | 0.86 to 0.92 | 0.90 | 0.86 to 0.92 |
| VA | 0.93 | 0.91 to 0.95 | 0.92 | 0.90 to 0.94 |
| Females | ||||
| DLNO | 0.89 | 0.85 to 0.92 | 0.89 | 0.85 to 0.92 |
| DLCO | 0.87 | 0.83 to 0.90 | 0.86 | 0.82 to 0.90 |
| VA | 0.89 | 0.85 to 0.93 | 0.88 | 0.84 to 0.92 |
Eighty per cent of the pooled data was sampled 100 times, and the remaining 20% was used to test the fit of each model 100 times.
DLCO, pulmonary diffusing capacity for carbon monoxide; DLNO, pulmonary diffusing capacity for nitric oxide; GAMLSS, generalised additive models of location, scale and shape; VA, alveolar volume.
A breakdown of the percentage of subjects below the lower limits of normal (LLN), including the agreement between the two models for each variable
| DLCO | DLNO | VA | |
| Number and percentage of the fitted data below the LLN (z score < –1.645) | |||
| GAMLSS | 60 (5.7%) | 81 (7.5%) | 54 (5.0%) |
| Segmented linear regression | 71 (6.6%) | 57 (5.3%) | 40 (3.7%) |
| Percentage below the LLN by age group | |||
| GAMLSS (5–49 years of age) (n=727) | 42 (5.8%) | 28 (3.9%) | 37 (5.1%) |
| GAMLSS (50–95 years of age) (n=349) | 18 (5.2%) | 33 (9.5%) | 17 (4.9%) |
| Segmented linear regression (5–49 years of age) (n=727) | 53 (7.2%) | 39 (5.4%) | 31 (4.3%) |
| Segmented linear regression (50–95 years of age) (n=349) | 18 (5.2%) | 18 (5.2%) | 9 (2.6%) |
| Agreement between the two models (Kappa statistic) | 0.67 [0.57 to 0.76] | 0.64 [0.54 to 0.74] | 0.58 [0.46 to 0.70] |
Agreement between models for each variable was determined by the Kappa statistic where 1 is less than the LLN and 0≥LLN. Strength of agreement: ≤0.20=none; 0.21–0.39=minimal, 0.40–0.59=weak; 0.61–0.80=moderate; ≥0.80–0.90=strong; ≥0.90 almost perfect.44 Brackets represent the 95% CI of the Kappa statistic.
DLCO, pulmonary diffusing capacity for carbon monoxide; DLNO, pulmonary diffusing capacity for nitric oxide; GAMLSS, generalised additive models of location, scale and shape; VA, alveolar volume.
Receiver-operating characteristic (ROC) analysis for evaluating the performance of both statistical models for pulmonary diffusing capacity for carbon monoxide (DLCO), pulmonary diffusing capacity for nitric oxide (DLNO) and alveolar volume (VA) when the estimated prevalence of an abnormal result in a population is 5% (ie, when 5% of the population is below the lower limits of normal (LLN))
| DLCO | DLNO | VA | |
| Area under the ROC curve (AUC) | 0.86 (0.84, 0.88) | 0.81 (0.79, 0.83) | 0.75 (0.73, 0.78) |
| Youden’s J statistic | 0.72 (0.59, 0.82) | 0.62 (0.50, 0.72) | 0.51 (0.38, 0.64) |
| Sensitivity | 0.75 (0.62, 0.85) | 0.64 (0.51, 0.76) | 0.52 (0.38, 0.66) |
| Specificity | 0.97 (0.96, 0.98) | 0.98 (0.97, 0.99) | 0.99 (0.98, 0.99) |
| Positive predictive value | 61% (51%, 70%) | 66% (54%, 76%) | 70% (56%, 81%) |
| Negative predictive value | 99% (98%, 99%) | 98% (97%, 99%) | 98% (97%, 98%) |
| Positive likelihood ratio | 29.3 (19.5, 44.0) | 34.5 (22.0, 59.2) | 44.2 (23.8, 82.0) |
| Negative likelihood ratio | 0.26 (0.17, 0.40) | 0.37 (0.26, 0.51) | 0.49 (0.37, 0.64) |
Youden’s J statistic (sensitivity+specificity–1): measures the effectiveness of using the segmented regression models as a diagnostic test compared with generalised additive models of location, scale and shape (GAMLSS).
Sensitivity (true positive rate): probability of an abnormal result (ie, DLCO, DLNO or VA
Specificity (true negative rate): probability of a normal test result (ie, DLCO, DLNO or VA≥LLN) as identified by segmented regression when GAMLSS also show a normal test result (≥LLN) in that same variable.
Positive predictive value (precision): probability of an abnormal result (
Negative predictive value: probability of a normal result (≥LLN) in one variable as identified by GAMLSS when segmented regression also show a normal result in that same variable.
Positive likelihood ratio (true positive rate ÷ false positive rate): the ratio between the probability of an abnormal result (
Negative likelihood ratio (false-negative rate ÷ true negative rate): the ratio between the probability of a normal test result identified by segmented regression (≥LLN) when there is an abnormal test result as identified by GAMLSS (
AUC, The per cent chance that when GAMLSS is used detect abnormal results (values
Classification of impairment in pulmonary diffusing capacity for nitric oxide, pulmonary diffusing capacity for carbon monoxide and alveolar volume, using the modified one-step NO–CO technique (4–6 s breath-hold manoeuvres)
| Severe decrease | Moderate decrease | Mild decrease | Normal | Increased | |
| Suspected or prior evidence of lung disease | |||||
| z-score | −5.01 and below | −5.00 to −3.51 | −3.50 to −1.65 | −1.645 to +1.645 | >+1.645 |
| % Predicted | ≤41 (3)% | 42 (3) to 59 (3)% | 60 (3) to 80 (3)% | 81 (3) to 119 (3)% | >119 (3)% |
| Screening and case finding purposes only | |||||
| z-score | −5.01 and below | −5.00 to −3.51 | −3.50 to −1.961 | −1.96 to +1.96 | >+1.96 |
| % Predicted | ≤41 (3)% | 42 (3) to 59 (3)% | 60 (3) to 77 (3)% | 78 (3) to 123 (3)% | >123 (3)% |
The z-scores should ultimately be used for the classification of diffusion impairment or low alveolar volume. The advantage of using z-scores to define the lower limits of normal (LLN) (as opposed to per cent predicted) is that the z-scores apply to all populations. However, the per cent (%) predicted may be more intuitive than z-scores, and the % predicted may be an easier way for clinicians to assess the severity of a pulmonary function abnormality. Nevertheless, there is a large SD of 2.8% (rounded to 3%) for each per cent predicted value that is matched to each z-score category, and the SD is depicted within the parentheses. The LLN is normally at the fifth percentile (z = –1.645). However, if interpreting multiple related lung function tests, there is an increase in false-positive rates when using the fifth percentile.81 As such, the LLN at a z-score of −1.96 is recommended for screening and case-finding purposes.6
Reference equations using segmented regression
| Estimate | SE | 95% CI | Adjusted R2 | RSE | |
| DLCO, females (n=530) (mL/min/mm Hg) | |||||
| Intercept1 (for 5.0–24.2 years old) | −11.82 | 1.87 | -15.5 to 8.1 | 0.76 | 2.121 |
| Intercept2 (for 24.3–95.0 years old) | −1.54 | 3.132 | |||
| Age21 (for 5.0–24.2 years old) | 0.01534 | 0.00183 | 0.012 to 0.019 | ||
| Age22 (for 24.3–95.0 years old) | −0.0018 | 0.000081 | −0.002 to −0.002 | ||
| Height (cm) | 0.183 | 0.014 | 0.156 to 0.210 | ||
| Altitude (m) | 0.0041 | 0.0012 | 0.002 to 0.006 | ||
| DLCO, males (n=546) (mL/min/mm Hg) | |||||
| Intercept1 (for 5.0–22.6 years old) | −15.22 | 2.3 | −19.7 to 10.7 | 0.80 | 2.621 |
| Intercept2 (for 22.7–95.0 years old) | 2.5 | 4.352 | |||
| Age21 (for 5.0–22.6 years) | 0.0323 | 0.0038 | 0.025 to 0.039 | ||
| Age22 (for 22.7–95.0 years old) | −0.00246 | 0.00011 | −0.009 to −0.008 | ||
| Height (cm) | 0.206 | 0.017 | 0.173 to 0.239 | ||
| Altitude (m) | 0.0041 | 0.0016 | 0.001 to 0.007 | ||
| DLNO, females (n=530) (mL/min/mm Hg) | |||||
| Intercept1 (for 5.0–22.5 years old) | −66.43 | 8.4 | -82.9 to 50.0 | 0.79 | 8.601 |
| Intercept2 (for 22.6–95.0 years old) | −30.74 | 13.632 | |||
| Age21 (for 5.0–22.5 years old) | 0.0616 | 0.01 | 0.042 to 0.082 | ||
| Age22 (for 22.6–95.0 years old) | −0.00832 | 0.00034 | −0.028 to 0.011 | ||
| Height (cm) | 0.947 | 0.063 | 0.824 to 1.070 | ||
| PFT equipment | 15.17 | 1.31 | 12.6 to 17.7 | ||
| DLNO, males (n=546) (mL/min/mm Hg) | |||||
| Intercept1 (for 5.0–22.1 years old) | −87.15 | 10.5 | -107.7 to 66.6 | 0.83 | 11.811 |
| Intercept2 (for 22.2–95.0 years old) | −14.02 | 19.252 | |||
| Age21 (for 5.0–22.1 years old) | 0.1375 | 0.018 | 0.103 to 0.173 | ||
| Age22 (for 22.2–95.0 years old) | −0.012 | 0.00048 | −0.013 to −0.011 | ||
| Height (cm) | 1.086 | 0.08 | 0.93 to 1.24 | ||
| PFT equipment | 18.00 | 1.83 | 14.4 to 21.6 | ||
| VA, females (n=530) (L) | |||||
| Intercept1 (for 5.0–30.2 years old) | −4.16 | 0.32 | −4.8 to −3.5 | 0.80 | 0.391 |
| Intercept2 (for 30.3–95.0 years old) | −2.79 | 0.582 | |||
| Age21 (for 5.0–30.2 years old) | 0.00132 | 0.00017 | 0.001 to 0.002 | ||
| Age22 (for 30.3–95.0 years old) | −0.00018 | 0.00002 | −0.0002 to −0.0001 | ||
| Height (cm) | 0.05 | 0.0023 | 0.045 to 0.055 | ||
| PFT equipment | 0.2545 | 0.054 | 0.15 to 0.36 | ||
| VA males (n=546) (L). | |||||
| Intercept1 (for 5.0–26.9 years old) | −5.64 | 0.36 | −6.4 to −4.9 | 0.86 | 0.461 |
| Intercept2 (for 27.0–95.0 years old) | −3.61 | 0.732 | |||
| Age21 (for 5.0–26.9 years old) | 0.00265 | 0.0003 | 0.002 to 0.003 | ||
| Age22 (for 27.0–95.0 years old) | −0.00013 | 0.00002 | −0.0003 to −0.0001 | ||
| Height (cm) | 0.060 | 0.0026 | 0.055 to 0.065 | ||
| PFT equipment | 0.241 | 0.07 | 0.11 to 0.37 | ||
For the PFT equipment, 1=Hyp’Air Compact, and 0=Jaeger Masterscreen. For example, for a man who is 26.9 years old with the same height and equipment used, the predicted alveolar volume (VA) (L)=0.0027‧(26.92)+0.06 ‧(180)+0.24–5.64=7.35 L with a lower limits of normal (LLN) of 7.35 – (0.46‧1.645)=6.59 L. For a man 27 years old, 180 cm tall, and who had the measurement performed on the Hyp’Air, the predicted VA (L) = –0.00013‧(272)+0.06‧(180)+0.24–3.61=7.34 L with the LLN=7.34 – (0.73‧1.645)=6.14 L.
DLCO, pulmonary diffusing capacity for carbon monoxide; DLNO, pulmonary diffusing capacity for nitric oxide; RSE, residual SE.
Reference equations using generalised additive models of location, scale and shape models
| M=mu, median | (S)=sigma, coefficient of variation, which explains the variability around median | L, lamda, which is the index of skewness | |
| Females (n=530) | |||
| DLCO (mL/min/mm Hg) | exp(– 4.481+1.406‧ln(height)+0.194‧ | exp(0.642‧ln(age) – 1.018·ln(height)+Sspline) | 0.325 |
| DLNO (mL/min/mm Hg) | exp(– 3.777+0.144‧machine+1.510‧ ln(height)+0.3405‧ln(age)+Mspline) | 0.1053 for Jaeger Masterscreen, | 0.836 |
| VA (L) | exp(– 8.323+0.060‧machine+1.842‧ ln(height)+0.1705‧ln(age)+Mspline) | exp(–0.616‧ln(height)+0.2485‧ln(age)) | 0.577 |
| Males (n=546) | |||
| DLCO (mL/min/mm Hg) | exp(– 5.163+1.500‧ln(height)+0.3507‧ ln(age)+0.0002‧altitude+Mspline) | exp(8.365+0.914‧ln(age) –2.503·ln(height)+Sspline) | 0.632 |
| DLNO (mL/min/mm Hg) | exp(– 4.339+0.138‧machine+1.617‧ ln(height)+0.410‧ln(age)+Mspline) | Exp(0.230‧machine – 2.191) | 1.113 |
| VA (L) | exp(– 9.443+0.0569‧machine+2.076‧ ln(height)+0.169‧ln(age)+Mspline) | 0.1016 | 0.0635 |
Height is in cm, age in years; Machine=1 for Hyp’Air Compact and 0 for the Jaeger Masterscreen; lower limits of normal (fifth percentile)=exp(ln(M)+ln(1–1.645‧L‧S)/L); Per cent predicted = (measured/M)‧100; Z-score = ((measured value/M)L – 1)/(L·S); exp ()=natural exponential; ln()=natural logarithm; Mspline and Sspline correspond to the age-varying coefficients provided in the supplementary materials. Model is valid from ages 5–95 years of age and an altitude of 0–300 m. Note: If pulmonary diffusing capacity for carbon monoxide (DLCO) is measured at an altitude that is more than 300 m, we recommend converting the measured DLCO to sea level first, based on the data by Gray et al,80 and then omitting the altitude covariate from the equation (as the converted DLCO will be at an altitude of 0 m). Adjusted DLCO to sea level (mL/min/mm Hg)=measured DLCO at altitude·(0.505+0.00065·barometric pressure in mm Hg at altitude). The formula to estimate barometric pressure at altitude in mm Hg is: 760·exp(– 0.284·altitude in m / (8.314·Temperature in Kelvin)), where Kelvin = °C+273.15. (see: https://planetcalc.com/938/).
DLCO, pulmonary diffusing capacity for carbon monoxide; DLNO, pulmonary diffusing capacity for nitric oxide; VA, alveolar volume.