| Literature DB >> 35159008 |
John F Roller1, Nirmal K Veeramachaneni2, Jun Zhang1,3.
Abstract
While lung cancer remains the leading cause of cancer death worldwide, lung cancer mortality has notably decreased in the past decade. Immunotherapy with immune checkpoint inhibitors have played a noteworthy role in contributing to this improved survival, particularly for patients with non-small cell lung cancer (NSCLC). However, until now the benefits have primarily been seen in patients with advanced or metastatic disease. Several recent early phase and ongoing phase III trials have been assessing whether the treatment benefit of immunotherapy in NSCLC can extend to the neoadjuvant setting for resectable diseases. In this comprehensive narrative review, we evaluate the most recent efficacy and safety data from these studies. We also outline questions that will need to be further examined to legitimate neoadjuvant immunotherapy's role in NSCLC treatment, including the best surrogate marker of response, the incorporation of liquid biopsy for disease monitoring, the ability to be combined with other treatment modalities, the need for further adjuvant therapy, and potential future treatment combinations.Entities:
Keywords: immune checkpoint inhibitors; immunotherapy; neoadjuvant; non-small cell lung cancer; resectable lung cancer
Year: 2022 PMID: 35159008 PMCID: PMC8833612 DOI: 10.3390/cancers14030741
Source DB: PubMed Journal: Cancers (Basel) ISSN: 2072-6694 Impact factor: 6.639
Figure 1Main theories for enhanced systemic antitumor T-cell activity by neoadjuvant anti-PD-(L)1 Therapy. (a) Anti-PD-(L)1 therapy can stimulate and rejuvenate tumor-specific cytotoxic T cells residing in the tumor microenvironment. Thus, creating an in-situ expansion of tumor-specific T-cells by facilitating their activation, proliferation, and trafficking to micrometastatic deposits. (b) Anti-PD-(L)1 therapy can also improve stimulation of tumor-specific T cells by tumor antigen-presenting dendritic cells within tumor draining lymph nodes. From [18]. Reprinted with permission from AAAS.
Summary of Efficacy Outcomes from Neaodjuvant Single Agent Immunotherapy Trials with Reported Results.
| Study | NCT Number | Population No. in Study (Stage I/II/III) | Histologic Type: | Study Arm | Primary Endpoints | % of Complete Surgical Resection (R0) | MPR and pCR Rates, |
|---|---|---|---|---|---|---|---|
| Forde et al. (2018) [ | 02259621 | Stage I–IIIA | Adeno: 13 (62) | 2 cycles (3 mg/kg every 2 weeks) nivolumab pre-operatively | Safety and Feasibility | 95% | MPR: 9/20 (45) |
| Gao et al. | 17013726 | Stage I (≥2 cm)–IIIB | Adeno: 6 (15) | 2 cycles of sintilimab (200 mg every 3 weeks) pre-operatively | Safety and Feasibility | 97% | MPR: 15/37 (40.5) |
| LCMC3 (2021) [ | 02927301 | Stage IB–IIIB Resectable NSCLC, 181 (16/80/85) | Non-squamous: 112 (62) | 2 cycles of atezolizumab (1200 mg every 2 weeks) pre-operatively | MPR | 91% | MPR: 30/147 (20) |
| NEOMUN (2020) [ | 03197467 | Stage II–IIIA Resectable NSCLC, 15 (6/9) | Adeno: 13 (87) | 2 cycles of pembrolizumab (200 mg every 3 weeks) preo-peratively | Safety and Feasibility | 100% | MPR: 4/15 (27) |
| IONESCO (2020) [ | 03030131 | Stage IB (≥4 cm)–IIIA (non N2) Resectable NSCLC, 46 (5/13/28) | Adeno: 23 (50) | 3 cycles of durvalumab (750 mg every 2 weeks) preo-peratively | % of complete surgical resection (R0) | 90% | MPR: 8/43 (18.6) |
| PRINCEPS(2020) [ | 02994576 | Stage I (≥2 cm)–IIIB (non N2) | Adeno: 25 (83) | 1 cycle of atezolizumab (1200 mg) pre-operatively | Safety and Feasibility | 96.7% | MPR: 4/29 (14) |
MPR = Major pathologic response; pCR = Pathologic complete response. If there is no further breakdown into stages of NSCLC within the table, it means there is no corresponding reported data.
Summary of Safety Outcomes from Neaodjuvant Single Agent Immunotherapy Trials with Reported Results.
| Study | Population, | Study Arm | Protocol-Specified Timeframe for Surgery | Pts with Surgery (%)/Pts Received Neoadjuvant Therapy | Median Time to Resection | 30-Day Post-Operative Mortality/90 Day Post-Operative Mortality | tRAEs (%) |
|---|---|---|---|---|---|---|---|
| Forde et al. (2018) [ | Stage I–IIIA | 2 cycles (3 mg/kg every 2 weeks) nivolumab pre-operatively | Approximately 4 weeks after the first dose of Nivolumab | 20 (95%)/21 | 18 days | 0%/0% | trAEs Any Grade: 5/22 (23) |
| Gao et al. | Stage I (≥2 cm)–IIIB | 2 cycles of sintilimab (200 mg every 3 weeks) pre-operatively | 29–43 days after first dose of sintilimab | 37 (92.5%)/40 | NR | 5%/NA | trAEs Any Grade: 21/30 (52.5) |
| LCMC3 (2021) [ | Stage IB–IIIB Resectable NSCLC, 181 (16/80/85) | 2 cycles of atezolizumab (1200 mg every 2 weeks) preop-eratively | Day 40 ± 10 d after first dose of atezolizumab | 159 (88%)/181 | NR | 0.6%/0.6% | Preoperative trAEs Any Grade: 101/181 (56) |
| NEOMUN | Stage II–IIIA Resectable NSCLC, 15 (6/9) | 2 cycles of pembro-lizumab (200 mg every 3 weeks) preoperatively | 1–3 weeks after last cycle of pembro-lizumab | 13 (87%)/15 | NR | 0%/NA | trAEs Any Grade: 8/15 (53) |
| IONESCO | Stage IB (≥4 cm)–IIIA (non N2) Resectable NSCLC, 46 (5/13/28) | 3 cycles of durvalumab (750 mg every 2 weeks) preoperatively | Between day 2 and 14 after last cycle of durvalumab | 46 (100%)/46 | 37 days | NA/9% | None Reported. No episode of 90-day postoperative mortality thought to be treatment related. |
| PRINCEPS | Stage I (≥2 cm)–IIIB (non N2) | 1 cycle of atezolizumab (1200 mg) preoperatively | 3 weeks after atezolizumab and within <15 days of that window | 30 (100%)/30 | 24 days | NA/NA | trAEs Any Grade: 1/30 (3) |
trAEs = Treatment-Related; NR = Not Reached; NA = Not Available.
Summary of combination neoadjuvant immunotherapy and immunochemotherapy trials with reported interim results.
| Study | NCT Number | Population, | Study Arm | Control Group | Primary Endpoints | MPR and pCR Rates, | AEs or trAEs (%) |
|---|---|---|---|---|---|---|---|
| NEOSTAR (2021) [ | 03158129 | Stage IA–IIIA Resectable NSCLC, 44 | Two Parallel Arms: | N/A | MPR | (1) MPR: 5/21 (24) | (1) trAEs ≥ G3: 3/23 (13) |
| Reuss et al. (2020) [ | 02259621 | Stage IB (≥4 cm)–IIIA Resectable NSCLC, 9 | 1 cycle of nivolumab + ipilimumab preoperatively with addition of 2 cycles of nivolaumb postoperatively | N/A | Safety and Feasibility | MPR: 0/6 (0) | AEs Any Grade: |
| NADIM (2020) [ | 03081689 | Stage IIIA | 3 cycles of nivolumab, paclitaxel, and carboplatin preoperatively | N/A | PFS | MPR: 34/41 (83) | AEs Any Grade: |
| Shu et al. (2020) [ | 02716038 | Stage IB–IIIA | 2 cycles of atezolizumab, nab-paclitaxel, and carboplatin preoperatively; if no progression seen, 2 more cycles given preoperatively | N/A | MPR | MPR: 17/26 (65) | trAEs Any Grade: 28/30 (93%) |
| Zinner et al. (2020) | 03366766 | Stage IB (≥4 cm)–IIIA Resectable NSCLC, 13 | 3 cycles of nivolumab, cisplatin, and pemetrexed or gemcitabine preoperatively | N/A | MPR | MPR: 6/13 (85) | AEs ≥ G3: 2/13 (15) |
| Rothschild et al. (2021) [ | 02572843 | Stage IIIA (N2) Resectable NSCLC, 68 | 3 cycles of cisplatin and docetaxel followed by 2 cycles of durvalumab preoperatively. Durvalumab continued for 1 year adjuvantly | N/A | 1-Year EFS | MPR: 34/55 (62) | AEs Any Grade: |
| CheckMate-816 (2021) [ | 02998528 | Stage IB (≥4 cm)–IIIA Resectable NSCLC, 179 in each arm | 3 cycles of nivolumab with platinum doublet preoperatively | 3 cycles of platinum doublet preop-eratively | pCR and EFS | MPR Study: 66/179 (37) | trAEs ≥ G3 Study: 60/179 (33.5) |
| Zhao et al. (2021) [ | 04304248 | Stage IIIA-T3-4N2 IIIB Resectable NSCLC, 33 | 3 cycles of toripalimab, carboplatin, and pemetrexed or nab-paclitaxel preoperatively | N/A | MPR | MPR: 20/30 (66) | trAEs ≥ G3: 3/33 (9) |
| Shen et al. | N/A | Stage IIB–IIIB Resectable NSCLC, 37 | 2 cycles of pembrolizumab, nab-paclitaxel, carboplatin pre-operatively | N/A | pCR | MPR: 24/37 (65) | AEs ≥ G3: 5/37 (13.5) |
| Lei et al. | 04338620 | Stage IIIA-IIIB(N2) | 3 cycles of camrelizumab, nab-paclitaxel, cisplatin preoperatively | 3 cycles of nab-paclitaxel and cisiplatin preop-eratively | pCR | MPR: 6/7 (86) | Not reported in abstract |
| Tfayli et al. | 03480230 | Stage IB (≥4 cm)–IIIA | 4 cycles of avelumab with 3 cycles of cisplatin or carboplatin + gemcitabine or pemetrexed preoperatively | N/A | ORR | MPR: 3/11 (27) | AEs ≥ G3: 4/15 (27) |
| Yang et al. | 01820754 | Stage IB–IIIA | 2 cycles of ipilimumab with 3 cycles of paclitaxel + cisplatin or carboplatin preoperatively | N/A | Surgical Outcomes. Safety | MPR: 2/13 (15) | AEs Any Grade: |
MPR = Major Pathologic Response; pCR = Pathologic Complete Response; AEs = Adverse Events; trAEs = Treatment-Related Adverse Events; EFS = Event Free Survival; ORR = Overall Response Rate; NR = Not Reached; N/A = Not Applicable; G3: grade 3. If there is no further breakdown into stages of NSCLC within the table, it means there is no corresponding reported data.
Summary of Upcoming Neoadjuvant Radiotherapy with Neoadjuvant Immunotherapy or Chemotherapy Trials.
| Study | NCT Number | Population, | Study Arm | Control Arm | Adjuvant Treatment | Primary Endpoints | Estimated Primary Completion Date |
|---|---|---|---|---|---|---|---|
| INCREASE | EudraCT number: 2019-003454-83 | cT3-4, N0-1, M0 resectable or borderline resectable NSCLC, 29 | Ipilimumab and nivolumab followed by nivolumab after 3 weeks plus platinum-doublet chemotherapy given concurrently with radiotherapy (50 Gy) over 5 weeks preoperatively | NA | NA | pCR and Safety | 30 April 2024 |
| N/A | 03871153 | Stage III (N2) resectable NSCLC, 25 | Paclitaxel plus carboplatin plus durvalumab given concurrently with radiotherapy (45–61.2 Gy) over 5–6 weeks preoperatively | N/A | Durvalumab for 24 weeks | pCR | April 2022 |
| N/A | 03694236 | Stage III resectable NSCLC, 39 | Paclitaxel, carboplatin, and durvalumab given concurrently with radiotherapy (45 Gy) over 5 weeks preoperatively | N/A | N/A | pCR | May 2027 |
| N/A | 03237377 | Stage III resectable NSCLC, 32 | 3 cycles of durvalumab with first cycle given concurrently with radiotherapy (45 Gy) over 5 weeks preoperatively vs. 3 cycles of durvalumab plus tremelimumab with first cycle given concurrently with radiotherapy (45 Gy) over 5 weeks preoperatively | N/A | N/A | Safety and Feas-ibility | September 2022 |
| N/A, | 03446911 | Stage I (T1cN0, T2aN0, T2bN0) peripherally located resectable NSCLC, 20 | SABR preoperatively for phase 1; 2 cycles of pembrolizumab with first cycle given concurrently with SABR preoperatively for phase 2 | N/A | N/A | Safety | May 2020 |
Trial information obtained from ClinicalTrials.gov. pCR = Pathologic Complete Response, N/A = Not Applicable.
Summary of Upcoming Randomized Phase III Neoadjuvant Chemoimmunotherapy Trials.
| Study | NCT Number | Population, | Study Arm | Control Arm | Adjuvant Treatment | Primary Endpoints | Estimated Primary Completion Date |
|---|---|---|---|---|---|---|---|
| AEGEAN | 03800134 | Stage IIA–IIIB Resectable NSCLC with PD-L1 TC ≥1%, 800/ | 4 cycles of durvalumab and platinum doublet pre-operatively | 4 cycles of placebo and platinum doublet pre-operatively followed + placebo for 1 year post-operatively | Durvalumab for 48 weeks | MPR and EFS | 30 April 2024 |
| CheckMate- 77T | 04025879 | Stage IIA–IIIB (N2) Resectable NSCLC, 452 | 4 cycles of nivolumab and platinum doublet pre-operatively | 4 cycles of placebo and platinum doublet pre-operatively + placebo for 1 year post-operatively | Nivolumab for 1 year | EFS | 10 December 2023 |
| CheckMate-816 | 02998528 | Stage IB–IIIA Resectable NSCLC, 350 | 1 cycle of ipilimumab and 3 cycles of nivolumab pre-operatively vs. 3 cycles of nivolumab plus platinum doublet pre-operatively | 3 cycles of platinum doublet pre-operatively | N/A | pCR and EFS | 8 May 2023 |
| Impower030 | 03456063 | Stage II–IIIB (N2) Resectable NSCLC, 450 | 4 cycles of atezolizumab and platinum doublet pre-operatively | 4 cycles of placebo and platinum doublet pre-operatively + surveillance post-operatively | Atezolizumab for 48 weeks | MPR and EFS | 20 April 2025 |
| KEYNOTE-671 | 03425643 | Stage II–IIIB (N2) Resectable NSCLC, 786 | 4 cycles of pembro-lizumab and platinum doublet pre-operatively | 4 cycles of placebo and platinum doublet pre-operatively + placebo for 39 weeks post-operatively | Pembrolizumab for 39 weeks | EFS and OS | 20 January 2024 |
Trial information obtained from ClinicalTrials.gov. MPR = Major Pathologic Response; pCR = Pathologic Complete Response; EFS = Event Free Survival; OS = Overall Survival; N/A = Not Applicable.