Taye B Demissie1, Jenbrie M Kessete2. 1. Department of Chemistry, University of Botswana, P. Bag 0074, Gaborone 0074, Botswana. 2. Department of Chemistry, Addis Ababa University, Addis Ababa 1176, Ethiopia.
Abstract
Besides its significant challenges, efficient catalytic conversion of CO2 to value-added chemicals is highly desired. Herein, we report efficient silicon- and germanium-based catalysts for CO2 activation and its reduction to CO studied using B3LYP-GD3/6-31++G(d,p)/tetrahydrofuran (THF) and M06-2X/6-311++g(d,p)/THF density functional theory methods. The catalysts were systematically designed based on the previously reported silicon- and germanium-based compounds. The germanium-based catalysts are reported for the first time in this study. The calculated transition state energy barriers (5.7-15.8 kcal/mol) indicate that all the catalysts can easily activate CO2. Among all the B3LYP-GD3-calculated transition-state energy barriers, the highest energy barrier found (27.2-28.3 kcal/mol) is for the protonation of the carboxylic acid group of the silacarboxylic and germacarboxylic acids. Once the silacarboxylic and germacarboxylic acids are protonated, the water molecule can easily dehydrate and leave the catalysts with CO. The electrochemical reduction of the M-CO (M = Si and Ge) complexes further enhances the complexes to easily release CO, with all transition state energy barriers being lower than 10 kcal/mol. The results show that both CO2 activation and its reduction to CO using the studied catalysts are thermodynamically and kinetically favorable. This work provides an important insight for CO2 activation and its reduction to CO using earth-abundant and nontoxic main group element-based catalysts.
Besides its significant challenges, efficient catalytic conversion of CO2 to value-added chemicals is highly desired. Herein, we report efficient silicon- and germanium-based catalysts for CO2 activation and its reduction to CO studied using B3LYP-GD3/6-31++G(d,p)/tetrahydrofuran (THF) and M06-2X/6-311++g(d,p)/THF density functional theory methods. The catalysts were systematically designed based on the previously reported silicon- and germanium-based compounds. The germanium-based catalysts are reported for the first time in this study. The calculated transition state energy barriers (5.7-15.8 kcal/mol) indicate that all the catalysts can easily activate CO2. Among all the B3LYP-GD3-calculated transition-state energy barriers, the highest energy barrier found (27.2-28.3 kcal/mol) is for the protonation of the carboxylic acid group of the silacarboxylic and germacarboxylic acids. Once the silacarboxylic and germacarboxylic acids are protonated, the water molecule can easily dehydrate and leave the catalysts with CO. The electrochemical reduction of the M-CO (M = Si and Ge) complexes further enhances the complexes to easily release CO, with all transition state energy barriers being lower than 10 kcal/mol. The results show that both CO2 activation and its reduction to CO using the studied catalysts are thermodynamically and kinetically favorable. This work provides an important insight for CO2 activation and its reduction to CO using earth-abundant and nontoxic main group element-based catalysts.
The over-utilization
of natural resources is implacably fueling
the emission of carbon dioxide (CO2) into the atmosphere.
According to the World Meteorological Organization, the CO2 concentration has exceeded the 400 ppm milestone in 2015.[1] The world is joining forces toward research and
development aimed at slowing or reducing the amount of CO2 emission to the atmosphere.[2] In this
regard, the utilization of carbon dioxide as a C1 source for the synthesis
of fine chemicals provides an attractive alternative to compounds
presently derived from coal and petroleum.[3] Besides this, it is an economical and renewable source.[4] The past decades have witnessed significant progress
in the use of carbon dioxide in chemical synthesis owing to the long-standing
challenge to chemists to utilize simple and easily accessible feedstock[2a,5] for the synthesis of structurally complex and high-value molecules.[2a,6]The effective transformation of carbon dioxide into useful
value-added
chemicals will inescapably rely on catalysts.[3b,3c,7] The issue at hand is that carbon dioxide
is a very thermodynamically and kinetically stable molecule. However,
it has been demonstrated that the molecule can be activated and converted
to value-added chemicals using varieties of catalysts.[8] There are only few cases where the balance between the
created value of the product and the cost of the required energy input
is economically favorable. Besides other interdependent factors that
have an impact on this balance, a more efficient and controlled activation
of CO2 would allow one to increase the molecular complexity
of the product and decrease the level of energy input and as a consequence
the added value of the compounds synthesized from CO2.[2a,3a−3c,6c,6d,7,8,9]Although transition-metal complexes
have been used successfully
to activate small molecules,[6a,6c,6d,7,10] methods
which employ systems that move away from transition metals hold special
interest. In this context, in recent years, metal-free homogeneous
catalysis has emerged as a sustainable approach[11] because of milder reaction conditions by which CO2 can be activated and reduced into various value-added products.[12] Metal-free catalytic systems for the activation
and reduction of CO2 offer the development of chemical
processes with low cost, earth-abundant nature, nontoxic nature, and
by utilizing low carbon footprints.[12b,13] This is also
because main group-based systems are cheaper and greener alternatives
to transition-metal systems.[14]In
the past few years, there have been many important developments
in the design of metal-free catalytic systems for the activation of
carbon dioxide.[12b,13,15] Among these are phosphine-borane-, silylene-, and germanium-based
catalysts.[10c,13,14,16] In this regard, the chemistry of stable
acyclic silylenes has evolved considerably over recent decades and
gained much attention owing to their ability to selectively activate
small molecules. Compared to carbenes, silylenes generally have a
singlet ground state as opposed to the ground electronic state of
carbenes, which exhibit a singlet or triplet state depending on the
nature of the substituents attached to the molecule.[10c] Besides, silyl groups (R3Si) are also good protecting
groups in organosilicon chemistry. The removal of the silyl groups
can be facilitated by reaction with acids or fluorides.[17,33] Singlet-state silylenes have frontier molecular orbitals with a
high-energy lone pair and a vacant p-orbital. This gives them an acceptor/donor
character which mimics the frontier d-orbitals that are found in transition
metals. This made it possible for acyclic silylenes to activate inert
molecules such as CO2, a process that was known previously
to be exclusive to transition metals. Even though there are reports
on the use of silyl and silylene complexes for the activation of small
molecules, germanium-based catalysts are not well explored in activating
CO2.Therefore, to provide a focused perspective
on the activation of
CO2 using metal-free catalysts, this work presents a computational
study on selected silyl and germyl-based metal-free catalyzed reactions
toward the activation and reduction of CO2. Density functional
theory (DFT) calculations were employed to investigate the catalysts’
ability to activate CO2 and consequently reduce it to carboxylic
acid derivatives and carbon monoxide. To the best of our knowledge,
detailed reaction mechanisms for CO2 activation and its
reduction via the formation of silacarboxylic and germacarboxylic
acids are reported for the first time in this work.The structures
of eight catalysts, namely, chloro(methyl)diphenylsilane
(1), chlorodiphenyl(trifluoromethyl)silane (2), chloro(methyl)diphenylgermane (3), chlorodiphenyl(trifluoromethyl)germane
(4), 11-chloro-11-methyl-11H-benzo[5,6][1,3,2]diazasilepino[1,7-a:3,4-a′]diindole (5), 11-chloro-11-(trifluoromethyl)-11H-benzo[5,6][1,3,2]diazasilepino[1,7-a:3,4-a′]diindole (6), 11-chloro-11-methyl-11H-benzo[5,6][1,3,2]diazagermepino[1,7-a:3,4-a′]diindole (7), and 11-chloro-11-(trifluoromethyl)-11H-benzo[5,6][1,3,2]diazagermepino[1,7-a:3,4-a′]diindole (8), considered for the activation and reduction of CO2 in
this work are presented in Figure .
Figure 1
Structures of the eight silicon- and germanium-based catalysts.
Structures of the eight silicon- and germanium-based catalysts.
Results and Discussion
CO2 Activation
The synthetic procedure of
chloro(methyl)diphenylsilane toward (methyldiphenylsilyl)lithium has
been reported by Friis et al.,[29] whereas
(diphenyl(trifluoromethyl)silyl)lithium and (diphenyl(trifluoromethyl)germyl)lithium
were adopted and reported for the first time in this work. Methyldiphenylchlorosilanes
can also be prepared using an already established procedure.[30] On the other hand, the 1,2-bis(indol-2-yl)benzene
ligand, which can be easily prepared by a coupling reaction of 2-borylindole
with 1,2-diiodobenzene, was reported by Tanaka and Osuka,[31] where the authors demonstrated that the tetracoordinated
silicon complexes of this ligand exhibit blue emission in solution
with high efficiency. To the best of our knowledge, the tetracoordinated
silicon and germanium complexes of this ligand are not used in CO2 activation and reduction. Unlike the previous study, we here
used trichloro(methyl)silane and trichloro(methyl)germane for the
proposed synthesis of the catalysts (Scheme ).
Scheme 1
Synthetic Route for the Tetracoordinated
Silicon Complexes Using
the 1,2-Bis(indol-2-yl)benzene Ligand
The use of the silicon and germanium complexes of this ligand for
either CO2 capture or reduction is reported for the first
time in this work. In the pre-CO2 capture reaction, lithium
is used mainly due to its stronger reducing agent and has a greater
tendency to lose electrons.[32] We analyzed
the heterolytic and homolytic cleavage of the R3Si–Li
bond while capturing CO2. If heterolytic cleavage is considered,
R3Si becomes an anion together with the lithium cation,
whereas the R3Si radical forms together with the lithium
atom when homolytic cleavage is considered. The energy analysis supports
the homolytic cleavage and leaves the R3Si–CO2 as an open-shell (doublet) molecule. This makes it very reactive.
It is to be noted that a related procedure has been used for the synthesis
of silacarboxylic acids.[29] The same procedure
has been followed for the germanium derivatives. The overview of the
reactions considered for CO2 activation and reduction reactions
is depicted in Figure .
Figure 2
Overview of the mechanistic components and steps for the activation
and electrochemical reduction of CO2 examined in this work;
we used HCl as a source of proton according to the literature.[29]
Overview of the mechanistic components and steps for the activation
and electrochemical reduction of CO2 examined in this work;
we used HCl as a source of proton according to the literature.[29]The aryl groups could
cooperate as additional nucleophilic groups
with the reactive sites of the silicon center, facilitating its cooperative
reactivity. As already known, the lowest unoccupied molecular orbital
(LUMO) of the CO2 molecule is found on the carbon atom,
while the highest occupied molecular orbital (HOMO) is found on the
oxygen atoms (Figure S1). This is further
supported by the spin density, which is populated on the oxygen atoms
of CO2 (Figure ). This means that the carbon center reacts with nucleophiles
and the oxygen centers are susceptible to electrophilic addition reaction.
This is evident from the structures that both silicon and germanium
atoms of the complexes attach to the carbon atom of CO2. Moreover, the considerable spin density on the oxygen atoms further
enhances the protonation process.
Figure 3
Spin density plots for the eight complexes
with activated CO2 calculated using B3LYP/6-31++G(d,p)/THF.
A contour value
of 0.008 a.u. was used for all the plots. Dark red represents positive
spin density and blue represents negative spin density.
Spin density plots for the eight complexes
with activated CO2 calculated using B3LYP/6-31++G(d,p)/THF.
A contour value
of 0.008 a.u. was used for all the plots. Dark red represents positive
spin density and blue represents negative spin density.The spin density plays an important role on the interaction
of
CO2 with the active part of the catalyst. The high spin
density is localized on the oxygen atom of CO2. For the
high spin to become paired, an extra electron of opposite spin is
acquired. Complexes 1, 2, 5, and 6 of Figure show a higher spin density on Si–CO2 and Ge–CO2 bonds than other complexes, which could
be due to the methyl group attached to Si and Ge. On the other hand,
there is a similar spin population in complex 3 where
there is high spin density localized at the O and Si atoms. This indicates
a favorable condition for the formation of strong Si–CO2 and Ge–CO2 bonds. Complex 4 also shows a high spin density on phenyl that weakens the Ge–CO2 bond. The spin density of the Si–CO2 bond
in complex 5 is larger than that of the spin density
of Si–CO2 in complex 7. The spin density
of the 1,2-bis(indol-2-yl)benzo group on the complexes increases when
CH3 is replaced with CF3. Moreover, the electronic
structure of complexes 7 and 8 is illustrated
by the spin density, which is localized almost over the whole structure.Both silicon and germanium complexes activate CO2 when
the silicon and germanium atoms interact with the carbon center since
there is an electronic transfer from the electron-rich Si to the electrophilic
carbon center. In such coordination with the electron-rich silicon
and germanium centers, there is a geometric transformation of the
CO2 from a linear to bent state. This is a result of the
rehybridization of the carbon atom following the LUMO of CO2 getting populated.[8] The calculated activation
energy barriers for CO2 activation range from 9.9 to 15.7
kcal/mol for catalysts 1–4, the lowest being that
of 4 (vide infra)(Figure ). The transition states and the energy barriers for
the CO2 binding to the catalysts indicate that all the
reactions are experimentally accessible reactions. Carbon dioxide
activation using catalysts 5–8 showed energy barriers
less than 10 kcal/mol, the smallest barrier (5.70 kcal/mol) being
for that of 6 (Figure ).
Figure 4
Energy diagram for the activation of CO2 using
catalysts 1–4 and the subsequent reductions leading
to the formation
of silacarboxylic and germacarboxylic acids. HCl was used as a source
of proton. All the changes in energies are reported in kcal/mol. Those
without the parenthesis were calculated using B3LYP-GD3/6-31++G(d,p)/PCM(THF),
and those in the parenthesis were calculated using M06-2X/6-311++G(d,p)/PCM(THF).
The energies are ordered based on the B3LYP-GD3 results.
Figure 5
Energy diagram for the activation of CO2 using catalysts 5–8 and the subsequent reduction, leading to the formation
of silacarboxylic and germacarboxylic acids. All the changes in energies
are reported in kcal/mol. Those without the parenthesis were calculated
using B3LYP-GD3/6-31++G(d,p)/PCM(THF) and those in the parenthesis
were calculated using M06-2X/6-311++G(d,p)/PCM(THF).
Energy diagram for the activation of CO2 using
catalysts 1–4 and the subsequent reductions leading
to the formation
of silacarboxylic and germacarboxylic acids. HCl was used as a source
of proton. All the changes in energies are reported in kcal/mol. Those
without the parenthesis were calculated using B3LYP-GD3/6-31++G(d,p)/PCM(THF),
and those in the parenthesis were calculated using M06-2X/6-311++G(d,p)/PCM(THF).
The energies are ordered based on the B3LYP-GD3 results.Energy diagram for the activation of CO2 using catalysts 5–8 and the subsequent reduction, leading to the formation
of silacarboxylic and germacarboxylic acids. All the changes in energies
are reported in kcal/mol. Those without the parenthesis were calculated
using B3LYP-GD3/6-31++G(d,p)/PCM(THF) and those in the parenthesis
were calculated using M06-2X/6-311++G(d,p)/PCM(THF).In agreement with the calculated structures, the predominant
component
of the HOMO found in the transition state (TS) is attributed by the
interaction with the LUMO orbital of the CO2 molecule (Figure S1). The catalysts stabilize the CO2 molecule in its bent form in the TS while maintaining the
electrophilic nature of the carbon atom and a weak interaction between
the lone pairs of one of the oxygen atoms of CO2 (Figure S1). The mechanism involves electron delocalization
across the electrophilic and nucleophilic centers and begins with
isolated or separate sites of electron donation and acceptance.[16] In general, all the eight silicon- and germanium-based
catalysts are found to easily activate CO2.
Silacarboxylic
and Germacarboxylic Acids
Silacarboxylic
acids have been experimentally found to be efficient carbon monoxide-releasing
molecules and used, for instance, in the synthesis of bioactive molecules.[29] In this regard, silacarboxylic and germacarboxylic
acids have been previously reported.[29,35] It has also
been indicated that silacarboxylic acids are demonstrated to be easy
to handle, air-stable,[35] and efficient
carbon monoxide precursors.[29] This has
been demonstrated in the synthesis of important bioactive compounds
such as HIV-1 inhibitor.[29] Besides these,
silylation—introduction of a substituted silyl group (R3Si) to a molecule—is an important basis of organosilicon
chemistry. In this regard, the reaction mechanisms for the syntheses
of silacarboxylic and germacarboxylic acids by themselves are worth
detailed consideration. Hence, in this work, we studied the reaction
mechanisms for the reactions leading to the formation of silacarboxylic
and germacarboxylic acids. The experimental reaction for the reaction
shown on the left-hand side of Scheme was reported by Friis et al.,[29] whereas the reaction shown at the right-hand side is proposed for
the first time in this work. However, it has been suggested that silacarboxylic
and germacarboxylic acids can be easily synthesized in high yield
from the corresponding silyl- and germyl chlorides through treatment
with lithium and reaction with CO2.[33,32] In such reactions, HCl was used as a source of proton.[33,31] The same procedures were considered for the germanium-based catalysts
investigated in this work.
Scheme 2
Synthetic Procedures of Silacarboxylic Acids
from Chlorosilanes
The energy diagram
for the reaction leading to the formation of
the carboxylic acid derivatives is presented in Figures and 5. The intermediate
products with activated CO2 using catalysts 1–4 are exergonic reactions for all the reactions considered (Figure ). The relative energies
from M06-2X functional calculations within parenthesis also show easy
CO2 reduction and exergonic reaction steps (Figure ). The relative Gibbs free
energies in parenthesis are calculated from the electronic energies
presented in Table S1. The results range
between −63.8 and −82.4 kcal/mol. This indicates that
the activated CO2 bound to both silicon and germanium centers
is stabilized. Upon reduction, the intermediate product becomes further
stabilized in all the catalysts studied, which can subsequently be
changed to the carboxylic acid derivatives upon protonation. Like
reactions catalyzed by 1–4, the change in Gibbs
free energies for the electrochemical and the protonation reactions
catalyzed by 5–8 are also all exergonic (Figure ). All the calculated
changes in Gibbs free energies show that the reactions leading to
the formation of the silacarboxylic and germacarboxylic acids precede
easily. This is in agreement with the previously reported experimental
results.[33,32]Selected structural parameters are
listed in Table .
As expected, the Si–C and Ge–C
bond lengths at the transition state are longer than those of the
complexes with activated CO2. Upon reduction of the complexes
with activated CO2, these bond lengths decreased, indicating
further stabilization of these CO2 activated complexes.
The same bond lengths after protonation (carboxylic acids) do not
show considerable changes.
Table 1
Selected Structural
Parameters (Å)
for the Activation and Reduction of CO2 Using Catalysts 1–8
catalysts
M–CO2 (TS)
M–CO2 (activated)
M–CO2 (1e reduced)
M–COOH
Methyldiphenylsilyl-
and Methyldiphenylgermyl-Based Catalysts
1: M = Si, R = CH3
3.18728
2.16409
1.94607
1.94780
2: M = Si, R = CF3
2.93511
2.13489
1.94198
1.93600
3: M = Ge, R = CH3
3.12527
2.30453
2.01879
2.00921
4: M = Ge, R = CF3
2.86174
2.25921
2.01872
1.99722
1,2-Bis(indol-2-yl)benzosilyl- and 1,2-Bis(indol-2-yl)benzogermyl-Based Catalysts
5: M = Si, R = CH3
3.03045
2.11060
1.92852
1.93287
6: M = Si, R
= CF3
2.72891
1.95615
1.93748
1.92909
7: M = Ge, R = CH3
2.71181
2.27276
2.01677
1.99483
8: M = Ge, R = CF3
3.10835
2.12521
2.05321
1.99183
Path to CO
Release
Silicon-containing compounds are
very important in organosilicon chemistry, being used as functional
materials and building blocks.[30] Among them, silacarboxylic and germacarboxylic acids
take the prominent position as a source of silyl and germyl radicals
which are important intermediates for the synthesis of organosilicon
and organogermanium compounds.[32] Silacarboxylic
acids have also a potential in releasing CO at ambient temperature
with a fluoride source.[33] It has also been
indicated that the decarboxylation of silacarboxylic and germacarboxylic
acids proceeds smoothly in the presence of a photocatalyst and results
in the formation of silyl and germyl radicals.[32] In the present work, we computationally investigated the
ability of four silacarboxylic acids and four germacarboxylic acids
in releasing CO. We used electrochemical process as an external stimulation
to release CO accompanied by the simultaneous addition of a proton
and an electron to the intermediate products. The calculated energy
diagram for the path leading to the release of CO from the silacarboxylic
and germacarboxylic acids (1–4) is presented in Figure . Selected structural
parameters are presented in Table .
Figure 6
Energy diagram for the reduction of CO2 via
silacarboxylic
and germacarboxylic acids of 1–4. All the changes
in energies are reported in kcal/mol. Those without parenthesis were
calculated using B3LYP-GD3/6-31++G(d,p)/PCM(THF), and those in parenthesis
were calculated using M06-2X/6-311++G(d,p)/PCM(THF). The electrocatalytic
CO2 conversion to CO is assumed to use HCl as the proton
source.[33]
Table 2
Selected Structural Parameters (Å)
for Silacarboxylic and Germacarboxylic Acids and Their Reductions
Leading toward the Release of CO Using Catalysts 1–8
catalysts
M–COOH
M–COOH2 (TS)
M–COOH2
MCO–OH2
M–CO
M–CO (1e reduced)
Methyldiphenylsilyl-
and Methyldiphenylgermyl-Based Catalysts
1: M = Si, R = CH3
1.94780
1.92530
1.97219
3.79405
1.96763
3.83918
2: M = Si, R = CF3
1.93600
1.91821
1.94669
2.78254
1.94167
3.71822
3: M = Ge, R = CH3
2.00921
2.00709
2.06967
2.92308
2.09082
3.53740
4: M = Ge, R = CF3
1.99722
1.97666
2.08653
2.95353
2.07406
3.41574
1,2-Bis(indol-2-yl)benzosilyl- and 1,2-Bis(indol-2-yl)benzogermyl-Based Catalysts
5: M = Si, R = CH3
1.93287
1.90180
1.93272
2.73506
1.94244
3.62041
6: M = Si, R = CF3
1.92909
1.86019
1.94048
2.77830
1.93903
4.07710
7: M = Ge, R = CH3
1.99483
1.94938
2.06268
2.82339
2.07629
3.76152
8: M = Ge, R = CF3
1.99183
2.08068
2.07733
2.72519
2.11424
3.46183
Energy diagram for the reduction of CO2 via
silacarboxylic
and germacarboxylic acids of 1–4. All the changes
in energies are reported in kcal/mol. Those without parenthesis were
calculated using B3LYP-GD3/6-31++G(d,p)/PCM(THF), and those in parenthesis
were calculated using M06-2X/6-311++G(d,p)/PCM(THF). The electrocatalytic
CO2 conversion to CO is assumed to use HCl as the proton
source.[33]The activation energies for the electrochemical
protonation of
the acids of 1–4 (Figure ) are calculated to be 27.2, 28.2, 28.3,
and 27.9 kcal/mol, respectively, indicating that the protonation reaction
proceeds without any difficulty. The visualization of the optimized
transition-state structures showed that the O–H distances range
from 1.25 to 1.28 Å, with an imaginary frequency ranging from i1900 to i2100 cm–1.
The Si–C and Ge–C bond lengths slightly change upon
protonation (Table ). However, once the reaction passes the transition state, it easily
releases the water molecule, with the C–OH2 distance
ranging from 2.7 to 3.8 Å and leaving Si–CO and Ge–CO
molecules. The M–COOH2 bond distances are longer
than the M–COOH bond distances, but the M–CO bond distances
are shorter than the M–COOH2 bond distances and
M-CO (1e reduced) bond distances (Table ). These indicate that further protonation
of M–COOH could destabilize the complex and release H2O to make stable M–CO complexes. Adding a single electron
further destabilizes the complexes, and they easily release CO.All the carboxylic acids based on catalysts 1–8 subsequently release water upon protonation and addition of a single
electron to the silacarboxylic acids. The changes in Gibbs free energies
(Figures and 7) also show an exergonic reaction for all the investigated
carboxylic acids. Since the carbon–silicon and carbon–germanium
bonds are highly electron-releasing, they can stabilize the incoming
proton on the oxygen atom of CO2 through hyperconjugation.
It is also important to note that a step-by-step reduction and protonation
of the carboxylic acids proceed via barrier-less reactions. This indicates
a favorable proton-coupled electron transfer reaction to release H2O.
Figure 7
Energy diagram for the reduction of CO2 path via silacarboxylic
and germacarboxylic acids of 5–8. All the changes
in energies are reported in kcal/mol. Those without the parenthesis
were calculated using B3LYP-GD3/6-31++G(d,p)/PCM(THF), and those in
the parenthesis were calculated using M06-2X/6-311++G(d,p)/PCM(THF).
The energies are ordered based on the B3LYP-GD3 results.
Energy diagram for the reduction of CO2 path via silacarboxylic
and germacarboxylic acids of 5–8. All the changes
in energies are reported in kcal/mol. Those without the parenthesis
were calculated using B3LYP-GD3/6-31++G(d,p)/PCM(THF), and those in
the parenthesis were calculated using M06-2X/6-311++G(d,p)/PCM(THF).
The energies are ordered based on the B3LYP-GD3 results.As it can be seen from the energy diagram presented in Figure for 1–4, the calculated energy barriers for the release of CO are all less
than 10 kcal/mol for 1–4. On the other hand, attempts
to get transition-state structures for the CO release reaction from 5 to 8 were not successful since the CO molecule
detaches from the catalysts during the geometry-optimization steps.
Hence, to further shed light on this final reaction step for 5–8, we performed potential energy surface (PES) scan
calculations for the removal of CO from the M–CO complexes
of 5–8 (Figure ). PES scans starting from the M–CO equilibrium
bond distance show no barrier. The changes in energies with respect
to the M–CO bond distance indicate that the complexes easily
release the CO molecule without any energy barrier for 5–8 (Figures and 8). These reaction steps lead to the formation of
silyl and germyl radicals. However, if an electrochemical process
is used as a stimulus, the reaction proceeds without any energy barrier.
After releasing CO, the catalysts could remain as anions or radicals,
which can easily undergo either reaction with the lithium ion to regenerate
the catalysts or undergo the silylation reaction in which the silyl
group further binds itself to CO2. Test calculations for
the reactions between the catalyst radicals (Figure S2) indicated that the reactions are not feasible, which could
be mainly due to steric effects.
Figure 8
PES scans for the Si–CO and Ge–CO
bond distances
(in Å) for 5–8 calculated using B3LYP-GD3/6-31++G(d,p)/PCM(THF).
The changes in energies were calculated with respect to the energy
of the minimum structures on the PES.
PES scans for the Si–CO and Ge–CO
bond distances
(in Å) for 5–8 calculated using B3LYP-GD3/6-31++G(d,p)/PCM(THF).
The changes in energies were calculated with respect to the energy
of the minimum structures on the PES.
Conclusions
Novel Si- and Ge-based catalysts and their activities
on CO2 activation and reduction to CO have been investigated
and
reported. The formation of silacarboxylic acids and germacarboxylic
acids from chlorosilane, chlorogermane, CO2, and HCl requires
an overall less than 16 kcal/mol activation energy. On the other hand,
CO2 activation with 1, 2-bis(indol-2-yl)benzosilyl (5, 6)- and 1,2-bis(indol-2-yl)benzogermyl (7, 8)-based catalysts has an energy barrier of
less than 8.8 kcal/mol. Cleavage of the C–OH bond through the
protonation of silacarboxylic acid and germacarboxylic acid has an
energy barrier less than 29 kcal/mol, which is higher than the activation
energy required to release CO (10 kcal/mol), indicating that it is
the rate-determining step. Further protonation of M–COOH destabilizes
the complexes and facilitates the easy release of H2O to
make stable M–CO molecules. Single-electron reduction of the
M–CO molecules further destabilizes the complexes and facilitates
an easy release of CO. Our results demonstrate that the reported silicon-
and germanium-based catalysts are efficient in CO2 activation
and its reduction to CO. The study on the catalytic activity of these
eight metal-free catalysts also sheds more light on the study and
application of main-group element-based catalysts for CO2 activation and reduction reactions. The calculated results for the
silicon-based catalysts agree well with the previously reported experimental
results, which used related catalysts as efficient CO-releasing molecules.
However, further experimental studies on the germanium-based catalysts
are very important to confirm our calculated results.
Computational
Details
All the calculations were carried out using the full
structural
models of the ligands without symmetry constraints. The restricted
formalism was employed for the closed-shell models and the unrestricted
formalism for the open-shell models. The calculations were performed
using the Gaussian 16 program package (version G16-C.01).[18] The geometries of the molecules involved in
the reaction mechanisms were optimized using the B3LYP[19] functional together with Grimme’s dispersion
correction[20] (labeled B3LYP-GD3) and the
6-31++g(d,p)[21] basis set. Previously calculated
results on related reactions indicated that the activation and reaction
energies computed at the B3LYP-GD3 level either follow the same trends
or are close to the reference SCS-MP2 results.[22] It has also previously been demonstrated that the 6-31++G(d,p)
basis set is appropriate for DFT studies of such reactions.[23] The optimized geometries were confirmed to be
the real minima on the PES with no imaginary frequencies by performing
a vibrational analysis at the same level of theory. The transition-state
calculations were calculated using the quadratic synchronous transit
(QST3) method,[24] which requires not only
an initial guess for the transition-state geometry but also the optimized
structures of the reactants and products. The optimized transition-state
structures were confirmed by the presence of an appropriate single
imaginary vibrational frequency. To mimic the experimental conditions,
we used the polarizable continuum model (PCM)[25] in its integral equation formalism variant (IEF-PCM)[26] together with the tetrahydrofuran (THF) solvent.
The changes in Gibbs free energies were all calculated at 298.15 K
and 1 atm. All the low-frequency modes were also taken into consideration
during the analyses of the Gibbs free energies. In addition to B3LYP-GD3,
we also used the M06-2X[28] functional together
with the 6-311++G(d,p) basis set for single-point energy calculations
on the structures optimized using the former functional. It is important
to note that the M06-2X functional is well suited for a broad range
of applications on main-group chemistry,[28] and we believe that it further refines the energy values. Solvent
effects were treated using the same way as the B3LYP-GD3 calculations.
The electronic single-point energies computed using M06-2X/6-311++G(d,p)
(EM2) were converted to Gibbs free energies
(GM2) using the following relationwhere the M1 refers
to the results calculated using B3LYP-GD3/6-31++G(d,p)/THF and M2 using M06-2X/6-311++G(d,p)/THF.The
free energy barriers (ΔG⧧) for the TSs of activation of CO2 were calculated relative
to the free catalysts and CO2. Similar procedures were
used for the other energy barrier calculations.
Authors: Oscar A Douglas-Gallardo; Ian Shepherd; Simon J Bennie; Kara E Ranaghan; Adrian J Mulholland; Esteban Vöhringer-Martinez Journal: J Comput Chem Date: 2020-07-08 Impact factor: 3.376