Literature DB >> 35149428

Consensus for HER2 alterations testing in non-small-cell lung cancer.

S Ren1, J Wang2, J Ying2, T Mitsudomi3, D H Lee4, Z Wang22, Q Chu5, P C Mack6, Y Cheng7, J Duan2, Y Fan8, B Han9, Z Hui10, A Liu11, J Liu12, Y Lu13, Z Ma14, M Shi15, Y Shu16, Q Song17, X Song18, Y Song19, C Wang20, X Wang21, Z Wang22, Y Xu23, Y Yao24, L Zhang25, M Zhao26, B Zhu27, J Zhang28, C Zhou29, F R Hirsch6.   

Abstract

Human epidermal growth factor receptor 2 (HER2) is a transmembrane glycoprotein receptor with intracellular tyrosine kinase activity. Its alterations, including mutation, amplification and overexpression, could result in oncogenic potential and have been detected in many cancers such as non-small-cell lung cancer (NSCLC). Such alterations are, in general, considered markers of poor prognosis. Anti-HER2 antibody-drug conjugates, e.g. trastuzumab deruxtecan (T-DXd, DS-8201) and disitamab vedotin (RC48), were recently approved for HER2-positive breast and gastric cancers. Meanwhile, several HER2-targeted drugs, such as T-DXd, neratinib, afatinib, poziotinib and pyrotinib, have been evaluated in patients with advanced NSCLC, with several of them demonstrating clinical benefit. Therefore, identifying HER2 alterations is pivotal for NSCLC patients to benefit from these targeted therapies. Recent guidelines on HER2 testing were developed for breast and gastric cancer, however, and have not been fully established for NSCLC. The expert group here reached a consensus on HER2 alteration testing in NSCLC with the focus on clinicopathologic characteristics, therapies, detection methods and diagnostic criteria for HER2-altered NSCLC patients. We hope this consensus could improve the clinical management of NSCLC patients with HER2 alterations.
Copyright © 2022 The Authors. Published by Elsevier Ltd.. All rights reserved.

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Keywords:  amplification; gene testing; human epidermal growth factor receptor 2; mutation; non-small-cell lung cancer; overexpression

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Year:  2022        PMID: 35149428      PMCID: PMC8844658          DOI: 10.1016/j.esmoop.2022.100395

Source DB:  PubMed          Journal:  ESMO Open        ISSN: 2059-7029


Introduction

With the discovery of oncogenic drivers and the approval of tyrosine kinase inhibitors (TKIs) targeting these drivers, the treatment strategy for advanced non-small-cell lung cancer (NSCLC) has moved from pathological-based to molecular-based modalities. These advances have made companion diagnostics for NSCLC a new standard in clinical decision-making, including human epidermal growth factor receptor 2 (HER2, also known as ErbB2) alterations. HER2 alterations, a well-recognized mediator of the carcinogenic process in a wide range of solid tumors, mainly include HER2 mutation, HER2 amplification and HER2 overexpression, with incidence rates of 1%-6.7%, 2%-22% and 7.7%-23%, respectively, in NSCLC, and all of them were associated with poor prognosis.1, 2, 3, 4, 5 In 2019, the United States Food and Drug Administration (FDA) issued an accelerated approval of trastuzumab deruxtecan (T-DXd, DS-8201), a novel HER2 antibody-conjugated drug (ADC), for patients with unresectable or metastatic HER2-positive breast cancer (BC) administered two or more prior anti-HER2-based treatments. It was also approved in 2021 for locally advanced or metastatic HER2-positive gastric or gastroesophageal adenocarcinoma with failure on trastuzumab-based therapy. Another novel ADC, disitamab vedotin (RC48), has demonstrated a clinically meaningful response and survival benefit in patients with HER2-overexpressing [immunohistochemistry (IHC) 2+ or 3+] gastric or gastroesophageal junction cancers administered ≥2 prior lines of systemic treatments, with an overall response rate (ORR) of 18.1% and a median progression-free survival (mPFS) of 3.8 months. On the basis of these findings, RC48 was approved conditionally by the National Medical Products Administration of China. Recently, several anti-HER2-targeted drugs, such as T-DXd, ado-trastuzumab emtansine (T-DM1) and the pan-HER TKIs afatinib, neratinib, poziotinib or pyrotinib, have shown effectiveness in NSCLC with HER2 alterations, with an ORR of 3.8%-55% and an mPFS of 3.0-8.2 months., Accordingly, testing HER2 alterations, especially HER2 mutation, amplification and protein expression as companion diagnostics, attracts increasing attention in the treatment and prognosis of NSCLC. Current guidelines on HER2 testing, however, were largely developed for breast or gastric cancer, and its criteria in NSCLC is still lacking. This consensus was formed according to a Delphi method. The expert group had several rounds of deep discussion and voted on clinical issues related to HER2 alterations testing in NSCLC. A consensus was reached when at least 60% of the experts voted for agreement. This consensus summarized the epidemiological and clinicopathologic characteristics and recommended therapies for HER2-altered NSCLC; it also explored the diagnostic technologies for assessing HER2 alterations in NSCLC, and proposed possible research directions. The recommendations contained in this consensus were based on the current evidence and the clinical experience of the expert panel. We believe this timely consensus would be valuable for clinical practice as well as research in this field.

Consensus on HER2 alterations in NSCLC

Epidemiology of HER2 alterations in NSCLC

HER2, also known as ErbB2, is one of the ErbB family of proteins that include epidermal growth factor receptor (EGFR or HER1/ErbB1), ErbB2, EGFR3 (or HER3/ErbB3), and EGFR4 (or HER4/ErbB4). While capable of homodimerization, HER2 favors heterodimerization with other ErbB family members (EGFR, HER3 or HER4) when they are bound to ligands., Dimerization of HER2 receptor activates downstream cascades, including primarily the phosphatidylinositol-3-kinase/protein kinase B (AKT) and mitogen-activated protein kinases (MAPK) signaling pathways, which are indispensable in cell proliferation, differentiation and migration. Moreover, HER2 mutations and amplification are some of the mechanisms of acquired resistance to EGFR TKIs in NSCLC patients., The frequencies of HER2 alterations, including HER2 mutation, HER2 amplification and protein overexpression, in NSCLC are shown in Table 1. HER2 mutations were firstly reported in 2004 to be present in 4.2% (5/120) of unselected NSCLC cases, and in 9.8% (5/51) of lung adenocarcinoma patients. Subsequently, increasing evidence confirms the presence of HER2 mutations in NSCLC at a frequency of −1%-3% among European and American populations, and 1.4%-6.7% in the Asian population (Table 1). Although most studies do not detail the use of previous targeted treatments, it was reported that HER2 mutations are acquired in 1% of EGFR TKI-treated patients. The HER2 gene is a proto-oncogene located at 17q11.2-q12, which encodes a transmembrane glycoprotein with intrinsic tyrosine kinase activity. HER2 belongs to the classical superfamily of receptor tyrosine kinases, which have extracellular, transmembrane and intracellular domains. HER2 mutations mainly occur in the intracellular domain, with the most common types being in-frame insertion mutations in exon 20 (48%), including A775_G776insYVMA (33.9%), G776delinsVC (5.7%) and G778_P780insGSP (3.4%) mutations; other frequent HER2 mutations include E1021Q, A1232FS (1.2%) and A1057V (1.7%) in exons 22-31 and I655V (4.5%) in the transmembrane domain, as well as S310F (5.1%), P122L (2.3%) and G222C (1.1%) in the extracellular domain.
Table 1

Incidence rates of HER2 alterations in NSCLC by country or regions

Country or regionPatients and specimensMethods for evaluating HER2 alterationsIncidence rates of HER2 alterations
HER2 mutationHER2 amplificationHER2 overexpression
USAStage IV or recurrent lung adenocarcinoma cases administered no targeted therapy; tissue specimens5

Mutations assessed by fragment analysis, mass spectrometry genotyping and Sanger sequencing

Amplification assessed by FISH (HER2/CEP17 ≥2.0)

HER2 overexpression assessed by IHC (3+/2+)

3% (4/148)3% (5/175)0 (0/25)
Metastatic or recurrent lung adenocarcinoma; tissue specimens1

NGS or Sanger sequencing

2.6% (24/920)NANA
AustraliaPrimary NSCLC cases administered curative intent surgical resections; tissue specimens10

Sanger sequencing

1% (1/100)NANA
EuropeNSCLC; tissue specimens90

Direct DNA sequencing

1.7% (65/3800)NANA
GermanyAdvanced and/or metastatic stage IIIB and IV NSCLC; tissue specimens84

Amplification assessed by FISH (HER2/CEP 17 >2.0)

HER2 expression assessed by IHC (3+/2+)

NA2% (7/378)20% (83/410)
ItalyNSCLC patients administered surgical resection; tissue specimens91

Amplification assessed by FISH (HER2/CEP 17 >2.0)

HER2 expression assessed by IHC (3+/2+)

NA22% (9/41)23% (26/115)
Lung adenocarcinoma cases administered surgical resection; tissue specimens62

PCR-single-strand conformational polymorphism

2.2% (9/403)NANA
ChinaWild-type EGFR lung adenocarcinoma patients administered no preoperative neoadjuvant therapy; tissue specimens85

Mutations assessed by direct DNA sequencing

HER2 expression assessed by IHC (3+/2+)

4.8% (22/456)NA15.4% (55/357)
NSCLC; tissue specimens or ctDNA92

NGS

3.0% (NA/16 015)1.7% (NA/16 015)NA
Primary NSCLC (Taiwan) cases administered curative intent surgical resections; tissue specimens10

Sanger sequencing

1.4% (2/145)NANA
Lung adenocarcinoma patients administered no neoadjuvant treatment; tissue specimens93

Direct DNA sequencing

3.57% (8/224)NANA
NSCLC cases administered surgical resection; tissue specimens22

Direct DNA sequencing

1.9% (35/1875)NANA
NSCLC cases administered no chemotherapy or radiotherapy; tissue specimens94

Sanger sequencing

2.4% (21/859)NANA
JapanPrimary NSCLC cases administered surgical resection with curative intent; tissue specimens10

Sanger sequencing

3% (8/269)NANA
Lung cancer patients administered pulmonary resection

Direct DNA sequencing

2.6% (13/504)NANA
KoreaPatients initially diagnosed with metastatic NSCLC; tissue specimens29

NGS

2.0% (22/1108)1.4% (15/1108)NA
NSCLC patients administered surgical resection; tissue specimens2

Mutations assessed by direct DNA sequencing

Amplification assessed by FISH (HER2/CEP 17 >2.0)

HER2 expression assessed by IHC (3+/2+)

6.7% (7/104)14.3% (46/321)7.7% (25/321)
IndiaNSCLC; tissue specimens95

Direct DNA sequencing

1.5 % (3/204)NANA

CEP17, chromosome 17 centromere; ctDNA, circulating tumor DNA; EGFR, epidermal growth factor receptor; HER2, human epidermal growth factor receptor 2; IHC, immunohistochemistry; NA, not available; NGS, next-generation sequencing; NSCLC, non-small-cell lung cancer.

Incidence rates of HER2 alterations in NSCLC by country or regions Mutations assessed by fragment analysis, mass spectrometry genotyping and Sanger sequencing Amplification assessed by FISH (HER2/CEP17 ≥2.0) HER2 overexpression assessed by IHC (3+/2+) NGS or Sanger sequencing Sanger sequencing Direct DNA sequencing Amplification assessed by FISH (HER2/CEP 17 >2.0) HER2 expression assessed by IHC (3+/2+) Amplification assessed by FISH (HER2/CEP 17 >2.0) HER2 expression assessed by IHC (3+/2+) PCR-single-strand conformational polymorphism Mutations assessed by direct DNA sequencing HER2 expression assessed by IHC (3+/2+) NGS Sanger sequencing Direct DNA sequencing Direct DNA sequencing Sanger sequencing Sanger sequencing Direct DNA sequencing NGS Mutations assessed by direct DNA sequencing Amplification assessed by FISH (HER2/CEP 17 >2.0) HER2 expression assessed by IHC (3+/2+) Direct DNA sequencing CEP17, chromosome 17 centromere; ctDNA, circulating tumor DNA; EGFR, epidermal growth factor receptor; HER2, human epidermal growth factor receptor 2; IHC, immunohistochemistry; NA, not available; NGS, next-generation sequencing; NSCLC, non-small-cell lung cancer. HER2 copy-number amplification was demonstrated in 2%-22% NSCLC and HER2 protein overexpression in 7.7%-23% based on different methods and patient populations (Table 1). HER2 amplification was reported in 2% of first-line osimertinib-treated NSCLC patients who experienced disease progression and/or discontinued treatment, compared with 5% in second-line osimertinib-treated NSCLC patients., Contrary to observations in BC, the association between HER2 amplification and HER2 expression in NSCLC is poor. Only a limited subset of reported cases had both HER2 mutation, HER2 amplification and/or HER2 expression in lung cancer (LC), suggesting that each of these abnormality types may represent distinct clinical entities, clinicopathologic features and therapeutic targets.,,,

Clinicopathologic features of HER2 alterations in NSCLC

NSCLC with HER2 mutations are more likely to be found in adenocarcinoma or adenosquamous carcinoma, never (less than 100 cigarettes in a life time) or mild smokers (More than 100 cigarettes and less than 100 cigarette-years in a life time) and females. Shigematsu et al. reported that HER2 mutations predominantly occur in adenocarcinoma compared with other histological subtypes (2.8% versus 0%, P = 0.02) and in never smokers compared with smokers (More than 100 cigarettes in a life time) (2.8% versus 0%, P = 0.02). Similarly, Tomizawa et al. reported a frequency of HER2 mutations of 2.6% (13/504) in LC, versus 14.1% (11/78) in the subgroup of never smokers with adenocarcinoma or adenosquamous cell carcinoma without EGFR mutations. Compared with EGFR and HER2 double wildtype, HER2 mutations were found more commonly in adenocarcinoma or adenosquamous cell carcinoma cases (P = 0.012), never smokers (P < 0.0001) and females (P = 0.004). Bu et al. also found in NSCLC that HER2 insertions were proportionally more common in adenocarcinoma patients (91.4% versus 71.7%, P = 0.01), never smokers (97.1% versus 54.0%, P < 0.01) and females (91.4% versus 42.2%, P < 0.01) compared with the HER2 insertion-negative group. A study carried out by Sholl et al. showed that HER2 mutations are significantly associated with never-smoking status (P < 0.001) and Asian origin (P = 0.015). In addition, Offin et al. reported that 47% of LC patients with HER2 mutations have developed brain metastases at diagnosis (19%) or during treatment (28%), versus only 32% in LC patients with Kirsten rat sarcoma viral oncogene homolog (KRAS) mutations; HER2-mutant patients were more likely to experience brain metastases during treatment in comparison with KRAS-mutant and EGFR-mutant diseases (HER2, 28%; KRAS, 8%; EGFR, 16%; HER2 versus KRAS, P < 0.001; HER2 versus EGFR, P = 0.06). Moreover, patients who experienced brain metastases had worse overall survival (OS) compared with those without brain metastasis. Yang et al. reported that exon 20 YVMA insertion is notably associated with higher lifetime incidence of brain metastasis in advanced NSCLC (P = 0.002), with an estimated 12-month brain metastasis incidence of 40.2% compared with 3.6% in non-YVMA cases. These studies highlighted the importance of developing HER2-targeted agents with higher ability to penetrate the blood-brain barrier. Moreover, lung adenocarcinomas with HER2 mutations exhibit a more aggressive behavior on enhanced computed tomography compared with KRAS- and EGFR-mutant controls, and show a more frequent nodal metastatic spread compared with KRAS-mutant controls. A case report described a lung adenocarcinoma patient with lymphangitic spread and psammoma bodies harboring an HER2 exon 20 insertion mutation. Differing from HER2 mutations, HER2 amplification and HER2 overexpression are not notably associated with distinct clinical pathological characteristics. Another study by Lee et al. compared patients with HER2 amplification and HER2 mutations: adenocarcinoma histology (100% versus 73.3%, respectively, P = 0.021), non-smoking status (63.6% versus 26.7%, P = 0.027) and presence of liver metastasis (31.8% versus 0%, P = 0.025) were significantly higher in patients with HER2 mutations than those with HER2 amplification. Interestingly, EGFR mutation (40% versus 0%, P = 0.002) was more common in patients with HER2 amplification. HER2 overexpression, in accordance with HER2 amplification, more frequently occurs in adenocarcinoma than in squamous cell carcinoma. In lung adenocarcinoma, HER2 expression was reported to notably correlate with papillary predominant histology, whereas HER2 amplification correlated well with pleural invasion.

Current recommendations for HER2 alteration testing

Although there is little evidence to support routine testing for various HER2 alterations at the current moment, the National Comprehensive Cancer Network (NCCN) guideline does suggest that; in addition to testing EGFR, anaplastic lymphoma kinase (ALK), RET, receptor tyrosine kinase (ROS1), v-Raf murine sarcoma viral oncogene homolog B (BRAF) and KRAS, less common oncogenic driver gene mutations such as HER2 mutations and amplification, among others, should be tested to guide effective treatment. The American Society of Clinical Oncology (ASCO) guideline suggests that HER2 molecular testing should not be routinely carried out independent of clinical trials; however, it does recommend HER2 mutations to be tested as part of a larger testing panel carried out initially or in patients with negative test results for classic oncogenic genes, including EGFR, ALK, BRAF and ROS1 (Table 2). HER2 amplification testing is recommended in clinical studies or in case of EGFR TKI resistance. The recommendations of these guidelines may principally be affected by the availability of targeted drugs for HER2 alterations. Besides, due to insufficient data for HER2 expression in patients with NSCLC, HER2 protein detection is not recommended for routine testing in current NCCN and ASCO guidelines. There are no recommendations from the European Society for Medical Oncology (ESMO) regarding the testing of HER2 mutation, amplification and HER2 expression.
Table 2

Patients recommended for HER2 alterations testing by guidelines in NSCLC

GuidelinesHER2 mutationHER2 amplification
NCCN (V5.2021)30

Testing for other genetic variants may also be done—such as NTRK gene fusions, MET amplification and ErbB2 (also known as HER2) mutations—to identify these rare oncogenic driver variants for which effective therapy may be available, although there is less evidence to support testing.

Broad molecular profiling is also recommended to identify rare driver mutations for which effective therapy may be available, such as NTRK gene fusions, high-level MET amplification, ErbB2 mutations and TMB. Although clinicopathologic features—such as smoking status, ethnicity, and histology—are associated with specific genetic variants (e.g. EGFR mutations), these features should not be used to select patients for testing.

(i) For patients with an underlying EGFR sensitizing mutation who have been treated with EGFR TKI, minimum appropriate testing includes high sensitivity evaluation for p.T790M; when there is no evidence of p.T790M, testing for alternate mechanisms of resistance (MET amplification and ErbB2 amplification) may be used to direct patients for additional therapies.
ASCO (2018)31

ErbB2 (HER2) molecular testing is not indicated as a routine standalone assay outside of the context of a clinical trial. It is appropriate to include ErbB2 (HER2) mutation analysis as part of a larger testing panel carried out either initially or in case of negative routine EGFR, ALK, BRAF and ROS1 testing.

No relevant recommendation

ALK, anaplastic lymphoma kinase; ASCO, American Society of Clinical Oncology; BRAF, v-Raf murine sarcoma viral oncogene homolog B1; EGFR, epidermal growth factor receptor; ErbB2/HER2, human epidermal growth factor receptor 2; HER2, human epidermal growth factor receptor 2; MET, mesenchymal-epithelial transition; NCCN, National Comprehensive Cancer Network; NSCLC, non-small-cell lung cancer; NTRK, neurotrophin tyrosine receptor kinase; ROS1, ROS proto-oncogene 1, receptor tyrosine kinase; TKI, tyrosine kinase inhibitor; TMB, tumor mutational burden.

Patients recommended for HER2 alterations testing by guidelines in NSCLC Testing for other genetic variants may also be done—such as NTRK gene fusions, MET amplification and ErbB2 (also known as HER2) mutations—to identify these rare oncogenic driver variants for which effective therapy may be available, although there is less evidence to support testing. Broad molecular profiling is also recommended to identify rare driver mutations for which effective therapy may be available, such as NTRK gene fusions, high-level MET amplification, ErbB2 mutations and TMB. Although clinicopathologic features—such as smoking status, ethnicity, and histology—are associated with specific genetic variants (e.g. EGFR mutations), these features should not be used to select patients for testing. ErbB2 (HER2) molecular testing is not indicated as a routine standalone assay outside of the context of a clinical trial. It is appropriate to include ErbB2 (HER2) mutation analysis as part of a larger testing panel carried out either initially or in case of negative routine EGFR, ALK, BRAF and ROS1 testing. ALK, anaplastic lymphoma kinase; ASCO, American Society of Clinical Oncology; BRAF, v-Raf murine sarcoma viral oncogene homolog B1; EGFR, epidermal growth factor receptor; ErbB2/HER2, human epidermal growth factor receptor 2; HER2, human epidermal growth factor receptor 2; MET, mesenchymal-epithelial transition; NCCN, National Comprehensive Cancer Network; NSCLC, non-small-cell lung cancer; NTRK, neurotrophin tyrosine receptor kinase; ROS1, ROS proto-oncogene 1, receptor tyrosine kinase; TKI, tyrosine kinase inhibitor; TMB, tumor mutational burden. We recommend that HER2 mutation testing should be carried out upfront as part of a larger routine testing panel using next-generation sequencing (NGS), preferentially sequencing exon 20 of HER2. In patients with unresectable stage III and IV NSCLC who meet two or three of the following criteria, HER2 mutation testing is recommended: (i) lung adenocarcinoma or adenosquamous carcinoma; (ii) never-smoking status; (iii) female. Evidence suggesting companion diagnostics and treatment in NSCLC with HER2 amplification and HER2 expression is limited. Thus, HER2 amplification and expression testing is not routinely recommended for all NSCLC patients. NGS and FISH for HER2 amplification as well as IHC for HER2 expression are recommended if tests are needed, especially for individuals in clinical studies and in case of EGFR TKI resistance, to explore the related resistance mechanisms.

Consensus on therapies for NSCLC patients with HER2 alterations

Trastuzumab is a monoclonal antibody targeting HER2, which improves the outcome of HER2-positive BC., Trastuzumab or another HER2/HER3-targeted drug, pertuzumab, however, demonstrated minimal clinical value with an ORR of only 13% in NSCLC patients with HER2 amplification/overexpression. The ORR was 29% in HER2 exon 20-mutant NSCLC patients who received trastuzumab and pertuzumab in combination with docetaxel. Currently, there is no FDA-approved targeted therapy for HER2-positive NSCLC. Chemotherapy shows unsatisfactory efficacy. It was reported that HER2-mutant NSCLC patients derive less benefit from pemetrexed-based chemotherapy (mPFS 5.1 months) than those with ALK/ROS1 rearrangements (mPFS 9.2 months, P = 0.004). Immune checkpoint inhibitors (ICIs) targeting the programmed cell death protein 1 and programmed death-ligand 1 (PD-L1) axis, including pembrolizumab and nivolumab, have demonstrated superiority over chemotherapy.36, 37, 38 Recent research, however, showed that HER2-mutant subgroups do not derive similar benefit from these ICIs: the ORR in NSCLC patients with HER2 alteration administered ICI monotherapy was 7%, which was much lower than those of patients with KRAS (26%), BRAF (24%), ROS1 (17%), MRT (16%) and EGFR (12%) mutations. Chen et al. also reported an ORR of 0 (0/6) among HER2-mutant NSCLC patients treated with immunotherapy, and PD-L1 expression was significantly higher in patients with EGFR mutations than in those with HER2 mutations (48.6% versus 19.0%, P = 0.027). These studies highlight the urgent clinical need to develop novel therapeutic strategies for NSCLC with various HER2 alterations. Recently, ADCs have shown promising therapeutic effects in early clinical studies (Table 3). Based on these trials, two ADCs (T-DM1 and T-DXd) were recommended for NSCLC with HER2 mutations in the NCCN 2021 guidelines. T-DXd is a novel ADC composed of an anti-HER2 antibody, a cleavable tetrapeptide-based linker and a topoisomerase I inhibitor payload. In a phase II trial, HER2-mutant NSCLC patients administered T-DXd had a confirmed ORR of 72.7% (8/11) and an mPFS of 11.3 months. DESTINY-Lung01 is an ongoing, multicenter, phase II study of T-DXd in patients with nonsquamous NSCLC overexpressing HER2 or containing an HER2-activating mutation. In the DESTINY-Lung01 study, T-DXd demonstrated an ORR of 55% and an mPFS of 8.2 months in the HER2-mutant NSCLC cohort. T-DM1, an ADC incorporating the HER2-targeted monoclonal antibody trastuzumab with the cytotoxic microtubule inhibitor DM1, was shown to be effective and tolerable in 18 patients with HER2-mutant NSCLC in a clinical study conducted in the USA, with an ORR of 44% and an mPFS of 5 months. A phase II study of T-DM1 monotherapy in relapsed HER2-positive NSCLC was terminated early, however, due to limited efficacy. This trial showed that among 15 HER2-positive (IHC 2+/3+ and FISH-positive, or exon 20 mutation) patients, only 1 with HER2 mutation achieved a partial response.
Table 3

Efficacy of targeted drugs in NSCLC with HER2 alterations

ClassDrugsTargetsStudy typePatientsTotal numberEfficacy in NSCLC with HER2 alterations
ORR, %Median PFS, monthsMedian OS, monthsReferences
Humanized monoclonal antibodyTrastuzumab + pertuzumabHER2Phase IIaHER2, EGFR, BRAF or Hedgehog pathway-altered advanced refractory solid tumors251 (Total)30 (HER2-altered NSCLC treated with trastuzumab + pertuzumab)13% (2/16): HER2-amplified or HER2-overexpressed NSCLC21% (3/14): HER2-mutant NSCLCNANA(Hainsworth et al., 2018)20
Phase IIHER2 exon 20-mutant advanced NSCLC4529% (13/44)6.8 (4.0-8.5)NA(Mazieres et al., 2021)34
ADCT-DM1HER2Phase IIHER2-mutant advanced NSCLC18 (Total)11 (HER2 exon 20 mutations)44% (8/18): Total54.5% (6/11): HER2 exon 20 mutations5.0 (3.0-9.0): totalNA(Li et al., 2018)42
Phase IIPretreated HER2-positive (IHC/FISH/mutant-positive) NSCLC15 (Total)7 (HER2 exon 20 mutations)6.7% (1/15): Total14.3% (1/7): HER2 exon 20 mutations2.0 (1.4-4.0): total10.9 (4.4-12.0): total(Hotta et al., 2018)43
Phase IIHER2-overexpressed NSCLC490% (0): IHC (2+)20% (4/20): IHC (3+)2.6 (1.4-2.8): IHC (2+)2.7 (1.4-8.3): IHC (3+)12.2 (3.8-23.3): IHC (2+)15.3 (4.1-NE): IHC (3+)(Peters et al., 2019)96
Phase IIErbB2- and/or mutant lung cancers49 (Total)11 (ErbB2 amplification)28 (ErbB2 mutation)10 (concurrently ErbB2 mutation and amplification)51% (25/49): Total55% (6/11): ErbB2 amplification50% (14/28): ErbB2 mutations50% (5/10): concurrently ErbB2 mutation and amplification5.0 (3.5-5.9): totalNA(Li et al., 2020)55
T-DXdPhase IPretreated, HER2-overexpressed (IHC ≥1+), non-breast/non-gastric or HER2-mutant solid tumors60 (Total)18 (HER2-overexpressed or -mutant NSCLC)11 (HER2-mutant NSCLC)55.6% (10/18): HER2-overexpressed or -mutant NSCLC72.7% (8/11): HER2-mutant NSCLC11.3 (7.2-14.3): HER2-overexpressed or -mutant NSCLC11.3 (8.1–14.3): HER2-mutant NSCLCNA(Tsurutani et al., 2020)41
Phase IIHER2-overexpressed or HER2-mutant metastatic NSCLC49 ((HER2-overexpressed)42 (HER2 mutation)24.5% (12/49): HER2-overexpressed61.9% (26/42): HER2 mutation5.4 (2.8-7.0): HER2-overexpressed14.0 (6.4-14.0): HER2 mutationNA(Nakagawa et al., 2021)54; (Smit et al., 2021)97
TKIAfatinibEGFR, HER2 and HER4Phase IHER2-mutant positive NSCLC8002.76 (NA)10.02 (NA)(Fan et al., 2020)98
Phase IIPretreated HER2 exon 20-mutant advanced NSCLC137.7% (1/13)15.9 Weeks (6.0-35.4)56 Weeks (16.3-NE)(Dziadziuszko et al., 2019)47
Retrospective studyHER2-mutant advanced NSCLC3215.6% (5/32)3.2 (2.0-4.5)NA(Fang et al., 2020)45
Retrospective studyHER2-altered NSCLC66 (Total)54 (HER2 mutations)12 (HER2 amplification)24% (16/66): Total22% (12/54): HER2 mutations33% (4/12): HER2 amplification3.3 (2.2-4.4): total3.4 (1.4-4.7): HER2 mutations3.3 (2.6-4.0): HER2 amplification13.9 (11.4-16.5): total14.6 (11.6-17.6): HER2 mutations13.4 (0-27.6): HER2 amplification(Song et al., 2021)56
DacomitinibHER2, EGFR and HER4Phase IIHER2-mutant or amplified advanced NSCLC30 (Total)26 (HER2 mutations)11.5% (3/26): HER2 mutations0 (0): HER2 amplification3 (2-4): HER2 mutationsNA (1-5): HER2 amplification9 (7-21): HER2 mutations NA (5-22): HER2 amplification(Kris et al., 2015)99
NeratinibHER2, EGFR and HER4Phase IIHER2- and HER3-mutant cancers141 (Total)26 (HER2-mutant lung cancer)NA5.5 (NA): HER2 mutant lung cancerNA(Hyman et al., 2018)100
PoziotinibHER2, EGFR and HER4Phase IINSCLC with EGFR or HER2 exon 20 mutations205 (Total)90 (HER2 mutations)27.8% (NA): HER2 mutationsNANA(Cornelissen et al., 2021)52
Phase IINSCLC patients with EGFR or HER2 exon 20 mutations30 (Total)8 (HER2 mutations)50% (4/8): HER2 mutationsNANA(Prelaj et al., 2021)53
PyrotinibHER2, EGFR, and HER4Phase IIPretreated HER2 exon 20-mutated advanced NSCLC1553.3% (8/15)6.4 (1.60-11.20)12.9 (2.05-23.75)(Wang et al., 2019)50
Phase IIPretreated HER2-mutant advanced lung adenocarcinoma6030% (18/60)6.9 (5.5-8.3)14.4 (12.3-21.3)(Zhou et al., 2020)51
Phase IIaPretreated NSCLC patients with diverse HER2 alterations3345.5% (15/33)6.8 (5.3-9.77)NE (10.23-NE)(Yang et al, 2021)101

ADC, antibody-drug conjugates; BRAF, v-Raf murine sarcoma viral oncogene homolog B1; EGFR, epidermal growth factor receptor; HER2, human epidermal growth factor receptor 2; HER3, human epidermal growth factor receptor 3; HER4, human epidermal growth factor receptor 4; IHC, immunohistochemistry; NE, not evaluable/missing; NA, not available; NSCLC, non-small-cell lung cancer; ORR, overall response rate; OS, overall survival; PFS, progression-free survival; T-DM1, trastuzumab emtansine; T-DXd, trastuzumab deruxtecan; TKI, tyrosine kinase inhibitor.

The treatment regimen in this study was pyrotinib combined with apatinib.

Efficacy of targeted drugs in NSCLC with HER2 alterations ADC, antibody-drug conjugates; BRAF, v-Raf murine sarcoma viral oncogene homolog B1; EGFR, epidermal growth factor receptor; HER2, human epidermal growth factor receptor 2; HER3, human epidermal growth factor receptor 3; HER4, human epidermal growth factor receptor 4; IHC, immunohistochemistry; NE, not evaluable/missing; NA, not available; NSCLC, non-small-cell lung cancer; ORR, overall response rate; OS, overall survival; PFS, progression-free survival; T-DM1, trastuzumab emtansine; T-DXd, trastuzumab deruxtecan; TKI, tyrosine kinase inhibitor. The treatment regimen in this study was pyrotinib combined with apatinib. Key points of the consensus on the testing of HER2 alterations in NSCLC The incidence of HER2 mutation in Asian populations seems to be numerically higher than that of the European and US populations (1.4%-6.7% versus 1%-3%). HER2-ex20ins is the most common mutation (48%); The incidence rates of HER2 amplification and HER2 expression vary in different studies, which needs further investigation. NSCLC with HER2 mutations are more likely to occur in adenocarcinoma or adenosquamous carcinoma, never smokers and females; No distinct characteristics are observed in NSCLC patients with HER2 amplification or HER2 expression. HER2 mutation testing should be carried out as part of an initial larger testing panel applying next-generation sequencing, and exon 20 of HER2 mutations should be preferentially included; In patients with unresectable stage III and stage IV NSCLC meeting two or three of the following criteria, HER2 mutation testing is recommended whenever possible: (a) lung adenocarcinoma or adenosquamous carcinoma; (b) no or mild smoking history; and (c) female sex. HER2 amplification is recommended when resistance to EGFR TKI develops. In addition, HER2 amplification and expression are recommended for NSCLC in clinical trials. Monoclonal anti-HER2 antibodies, chemotherapy with or without ICIs targeting PD-1/PD-L1 have limited efficacy in NSCLC with HER2 alterations; ADCs (e.g. T-DXd, T-DM1) and TKIs (e.g. pyrotinib) are expected to be new treatment options for NSCLC with HER2 alterations. Targeted therapies for NSCLC with HER2 overexpression need to be further investigated. Tumor tissue is preferred for HER2 testing whenever it is available; In case of unavailable or too small tissue sample, other specimens, such as ctDNA, should be used. Sanger sequencing, ARMS-PCR, ddPCR and NGS can all be used for HER2 mutation testing. NGS is preferred, and an ideal NGS testing platform should be able to identify all types of HER2 exon 20 mutations related to clinical treatment, including exon 20 YVMA insertions, non-YVMA insertions and missense mutations. FISH is recommended for the testing of HER2 amplification in NSCLC-related clinical studies. In current clinical practice, NGS is a commonly used method for detecting HER2 amplification in NSCLC. HER2 amplification criteria by FISH HER2 to CEP17 ratio ≥2.0: HER2 amplification positive; HER2 to CEP17 ratio <2.0: HER2 copy number ≥6.0: HER2 amplification positive; HER2 copy number <4.0: HER2 amplification negative; HER2 copy number ≥4.0 but <6.0: amplification status cannot be determined; Numerous HER2 signals connected into clusters: no need to be calculated, i.e. HER2 amplification positive. Although HER2 expression is not frequently tested in clinical practice in NSCLC, IHC is recommended as the standard method for the detection of HER2 expression; HER2 expression criteria by IHC 0: HER2 expression negative; 1+: needs to be confirmed by further studies whether 1+ should be considered to be negative or HER2-low expression; 2+, 3+: HER2 expression positive. Due to the poor concordance between FISH and IHC in NSCLC, FISH confirmation is not required for NSCLC patients with IHC 2+/3+ to define positive HER2 expression. Further refinement of the testing procedure and companion diagnostics for HER2 mutation, amplification and HER2 expression are needed; Clinical trials in NSCLC patients with HER2 alterations should be encouraged to provide high-quality evidence so that relevant detection methods can be further optimized; Exploration of HER2 TKI resistance mechanisms in NSCLC with HER2 alterations is warranted. ADC, antibody-drug conjugate; ARMS-PCR, amplification refractory mutations system-PCR; CEP17, chromosome 17 centromere; ctDNA, circulating tumor DNA; ddPCR, droplet digital PCR; EGFR, epidermal growth factor receptor; HER2, human epidermal growth factor receptor 2; ICIs, immune checkpoint inhibitors; IHC, immunohistochemistry; NGS, next-generation sequencing; NSCLC, non-small cell lung cancer; PD-1, programmed cell death protein 1; PD-L1, programmed death-ligand 1; T-DM1, trastuzumab emtansine; T-DXd, trastuzumab deruxtecan; TKI, tyrosine kinase inhibitor. The therapeutic values of HER2 TKIs, including afatinib, dacomitinib, neratinib, poziotinib and pyrotinib are summarized in Table 3. Afatinib was reported to have antitumor activity in pretreated HER2-mutant NSCLC patients, with an ORR of 19% (3/16) and a disease control rate (DCR) of 69% (11/16), especially in the subgroup harboring the p.A775_G776insYVMA insertion in exon 20, which had an ORR of 33% (2/6) and a DCR of 100% (6/6). A retrospective multi-centered study in Chinese patients, however, reported an opposite outcome that afatinib yielded no response in the YVMA subgroup. Afatinib was recommended by NCCN guidelines (2018 update, version 1.0) as single-agent therapy for HER2-mutant NSCLC; however, this recommendation was subsequently omitted in NCCN guidelines version 3, 2018, due to poor response. In a single-arm phase II trial, afatinib therapy resulted in a lower DCR than expected in NSCLC harboring HER2 exon 20 mutations. A retrospective, nationwide study showed that chemotherapy might bring more benefit than afatinib in HER2-mutant advanced LC cases, particularly in those with A775_G776insYVMA. A recently published study may explain this result by suggesting that YVMA insertion in the HER2 kinase domain generated a more rigid conformation, which led to less potent inhibition by TKI monotherapy and the greater need of adding chemotherapy. Another TKI targeting HER2, pyrotinib, was reported to have superior antitumor activity over afatinib and T-DM1 in both HER2 insertion patient-derived organoid and xenograft models, with significant inhibition of pHER2 and downstream pERK and pAKT. In addition, pyrotinib also demonstrated promising clinical efficacy in 15 HER2-mutant NSCLC patients, with an ORR of 53.3% and an mPFS of 6.4 months. In a subsequent multicenter phase II clinical study enrolling 60 HER2-mutant lung adenocarcinoma patients previously treated with platinum-based chemotherapy, pyrotinib resulted in an ORR of 30%, an mPFS of 6.9 months and a median OS of 14.4 months. Another study also assessed the clinical effect of poziotinib in previously treated NSCLC patients harboring EGFR and HER2 exon 20 mutations, with ORRs of 14.8% and 27.8%, respectively. In addition, ORRs were 30% and 39%, respectively, in HER2-mutant LC patients who received two or three lines of therapy. Furthermore, poziotinib demonstrated benefits in metastatic NSCLC with EGFR/HER2 exon 20 insertion mutation, with an ORR of 30% (EGFR/HER2: 23%/50%) and a DCR of 80%. A few trials have assessed targeted agents in NSCLC patients with HER2 amplification and/or overexpression (Table 3). The DESTINY-Lung01 study also enrolled patients with HER2-overexpressing metastatic NSCLC, with an ORR of 24.5% and an mPFS of 5.4 months. In a study where HER2-mutant and/or -amplified NSCLC patients were treated with T-DM1, the ORR of HER2-amplified, and concurrently HER2-mutant and -amplified patients were 55% and 50%, respectively. A phase II study of T-DM1 in Japan, however, showed no definitive benefit in HER2-positive NSCLC patients. A multicenter retrospective study included metastatic NSCLC patients harboring HER2 alterations administered afatinib, revealing an ORR of 33%, an mPFS of 3.3 months and a median OS of 13.4 months in HER2 amplification. These results indicate that effective targeted drugs for NSCLC with HER2 amplification and/or overexpression need to be further investigated. Several ongoing studies in HER2-altered NSCLC patients are listed on ClinicalTrials.gov (https://clinicaltrials.gov/). These include PYRAMID-1 (NCT04447118), a phase III randomized clinical trial comparing pyrotinib and docetaxel in patients with advanced nonsquamous NSCLC harboring HER2 exon 20 mutation with failed platinum-based chemotherapy; DESTINY-Lung02 (NCT04644237), a phase II cohort study of T-DXd in HER2-mutated metastatic NSCLC patients; DESTINY-Lung03 (NCT04686305), a phase Ib study investigating the safety of T-DXd in combination with immunotherapy and chemotherapy in patients with HER2-positive advanced and metastatic NSCLC; a phase IIb study (NCT04311034) of RC48 in patients with HER2-overexpressing or HER2-mutant NSCLC; and a phase I/II study (NCT04818333) of SHR-A1811 (HER2 ADC) in HER2-altered NSCLC patients. In summary, targeted drugs, such as HER2-targeted ADCs and pyrotinib, are being actively examined with the expectation that they might be new treatment options for NSCLC with HER2 mutations and other HER2 alterations.

Recommendations for HER2 alterations testing in NSCLC

Sample collection

Tumor tissues, cytologic specimens and circulating tumor DNA (ctDNA) could be used for HER2 testing. Tumor tissues are preferred and should contain a substantial part of tumor cells without obvious necrosis, mucus and inflammatory changes. Alternatively, cytologic specimens and ctDNA can be used., It is well established that ctDNA, a tumor-specific DNA fragment released into plasma from apoptotic and necrotic tumor cells, can be used for mutations detection in NSCLC.57, 58, 59 Mack et al. demonstrated the ability to detect HER2 mutations in ctDNA from NSCLC cases, with 126 mutations identified in a series of >8000 plasma samples analyzed on a commercially available NGS platform. In this series, small in-frame insertions in exon 20 represented >60% of cases, and HER2 mutations were significantly mutually exclusive with other known NSCLC driver genes. Considering that the false-negative rate of ctDNA testing is as high as 30%, tissue collection for re-testing is recommended in case the initial peripheral blood ctDNA testing fails to identify HER2 mutations.

Sample processing and storing for HER2 alteration testing

Time from tissue acquisition to fixation (within 1 h) or storage in liquid nitrogen (within 10 min) should be as short as possible, and tissue specimens should be sliced at 5- to 10-mm intervals and fixed in sufficient volume of 10% neutral buffered formalin for 6-72 h., Unstained sections should not be left at room temperature for >6 weeks to prevent antigen loss. When ctDNA in plasma extracted from peripheral blood is collected for testing, disposable closed EDTA anticoagulant vacuum blood collection tubes should be used for sampling. Alternatively, Streck tubes or other cell-free DNA collection tubes can be used, granting additional storage time at room temperature before processing. Minimally 6-10 ml of whole blood should be collected; the plasma should be separated using a double-spin technique, and ctDNA should be extracted within 6 h. Finally, ctDNA should be stored at −80°C, and repeated thawing should be avoided. Additional considerations for ctDNA collection and extraction from plasma are provided in Rolfo et al. A sufficient proportion of tumor cells in samples is the key to determining the reliability of the test results. A study including 665 lung adenocarcinoma specimens (558 TKI-naive and 107 TKI-recurrent samples) explored the effect of tumor cellularity on NGS test results. It was found that biopsied samples with <20% tumor cellularity are associated with lower frequency of HER2 mutations compared with those with ≥20%. Literature suggested minimal tumor cell content should exceed twice the limit of detection of the testing method used. Accordingly, the optimal tumor cell content in tissue samples for NGS is 40%, and the minimum is 10%-20%. In addition to the number of tumor cells, intratumor heterogeneity should not be ignored during genetic testing, as it may result in inaccurate findings, especially false-negatives. It was shown that intratumor heterogeneity exists in HER2-mutant lung adenocarcinomas, and the heterogeneity score of HER2 is significantly higher in metastatic tumors compared with primary tumors. Therefore, it is crucial to carry out preassessment before sample processing to achieve optimal test quality.

Techniques and platforms for detecting HER2 mutations

The methods used to assess HER2 mutations mainly include Sanger sequencing, NGS, amplification refractory mutation system-PCR (ARMS-PCR) and droplet digital PCR (ddPCR). These methods have different sensitivities, specificities and sample requirements, and vary in the types of genetic alterations tested, difficulty of operation and speed of testing. It is recommended to carefully select the testing method based on local laboratory conditions, sample type, sample size and clinical needs. Sanger sequencing can read a given DNA sequence directly and identify new mutation sites; it has high requirements regarding the content and proportion of tumor cells in the sample, and is not suitable for small biopsies or cytological specimens., ARMS-PCR shows high sensitivity and specificity, and its operation is simple; however, it cannot identify new and unknown mutations. When different mutation sites need to be tested, the required DNA amount for ARMS-PCR increases, and the probability of non-specific binding increases correspondingly. The ddPCR method also has excellent sensitivity and specificity, but no advantage in processing samples with high DNA concentrations. NGS can sequence millions or even billions of DNA molecules simultaneously; in particular, it requires less DNA for testing and shows high sensitivity.,, Therefore, NGS is recommended for HER2 mutation testing. An ideal NGS testing platform should be able to identify all types of variations in HER2 related to clinical treatment, including exon-20 YVMA insertions, non-YVMA insertions, missense point mutations, copy number variation and amplification, etc., with low requirement of required DNA amount, high speed and high repeatability.

Techniques for detecting HER2 amplification

Gene amplification refers to an increase in copy number of a specific chromosomal location in comparison with the remainder. HER2 copy number elevation can occur through focal amplification or a balanced copying of chromosome 17 where HER2 is located (defined as polysomy). A study conducted by Han et al. showed that focal amplification of HER2 may predict early relapse after adjuvant chemotherapy in patients with lung adenocarcinoma. In NSCLC tumors, however, increased copy number of HER2 is largely due to the polysomy of chromosome 17., Although several studies showed that high HER2 gene copy number is associated with reduced survival in LC, the prognostic and therapeutic implications of polysomy in LC need to be examined in prospective clinical trials., Various techniques can be used for detecting HER2 copy number changes. These include NGS, real-time quantitative (qRT)-PCR and FISH. In current clinical practice, NGS is a commonly used method for HER2 amplification in NSCLC. There is currently no uniform standard for defining amplification across NGS platforms. The advantage of NGS-based testing for copy number changes lies in its ability to assess variants across hundreds of genes simultaneously and to identify focal gene amplifications from numerous chromosomal gains, with a high level of resolution. Although qRT-PCR has also been used to detect HER2 amplification, this method has no obvious advantage over NGS; besides, the cut-off points used to define HER2 amplification vary, and no clear definition criterion has been proposed. FISH, a technique leveraging fluorophore-coupled DNA fragments to tag and detect target genomic regions, is recommended for HER2 amplification testing in NSCLC clinical studies for more evidence. As a dual-probe technique, FISH allows the determination of copy number changes for both the HER2 gene and the centromere of chromosome 17 (CEP17). HER2 copy number gain can be defined by calculating the gene copy number or the ratio of HER2 to CEP7. In comparison with the mean HER2 copy number, the HER2/CEP17 ratio is sometimes considered a better reflection of HER2 amplification status, as the former may be influenced by multiple factors, including abnormal chromosome copy number (aneusomy), mitotic index of the tumor, section thickness and nuclear truncation effects. The interpretation of FISH test results in NSCLC could refer to BC as follows. (i) HER2 to CEP17 ratio ≥2.0, positive result indicating HER2 amplification. (ii) HER2 to CEP17 ratio <2.0: HER2 copy number ≥6.0, positive result indicating HER2 amplification; HER2 copy number <4.0, negative result indicating no HER2 amplification; HER2 copy number ≥4.0 but <6.0, uncertain result, with not determinable HER2 status. (iii) If numerous HER2 signals are connected into clusters, there is no need to calculate as this is clearly indicative of HER2 amplification. In clinical studies, FISH is recommended for HER2 amplification testing in NSCLC.

Techniques for detecting HER2 overexpression

IHC is recommended as a standard method for the detection of HER2 expression in solid tumors such as BC, gastric cancer, intestinal cancer and NSCLC. HER2 IHC can be assessed using two different methods, including the H-scoring system and ASCO/College of American Pathologist (CAP) BC guidelines. H-scoring assessment is determined by multiplying the intensity of staining (0-3) by the percentage of positive cells (0%-100%), with a possible range from 0 to 300. A score >200 is generally considered to indicate overexpression, but the cut-offs of the H-scoring system vary in different studies., More research is needed to achieve an applicable standard in NSCLC. In the ASCO/CAP guidelines for BC, the final score is 0, 1+, 2+ or 3+ based on membranous staining, among which scores of 0/1+ and 3+ are considered to be negative and positive for overexpression, respectively; a score of 2+ is considered equivocal and needs to be confirmed by additional in situ hybridization testing. Since HER2 expression is not routinely tested in clinical practice for NSCLC, detection of HER2 overexpression in NSCLC in general follows the diagnostic criteria for BC.,, Intriguingly, there is no obvious correlation between HER2 amplification and overexpression in NSCLC, which is in sharp contrast with BC. A study was designed to elucidate the concordance between HER2 IHC and ISH in NSCLC; the results showed that the concordance rate of the HER2 IHC (2+) subgroup was 0.091, which was much lower than 0.975 found in the HER2 IHC (0/1+) subgroup. Another study also reported the poor concordance between IHC and silver-enhanced in situ hybridization. In addition, the sensitivity and specificity of IHC for detecting amplification were 23.9% and 94.9% at a cut-off of ≥2+, respectively. These findings indicate that detection of HER2 protein expression in NSCLC is different from that in BC, as there are much less IHC (2+) cases in FISH-positive LC patients, and IHC 2+ to detect HER2 amplification has poor sensitivity. Therefore, we recommend FISH confirmation is not required for NSCLC patients with HER2 IHC 2+. Companion diagnostic criteria of HER2 expression in NSCLC is suggested as follows: (i) 0, HER2 expression negative; (ii) 1+, currently considered to be negative. With the increased application of ADC therapy and update of research evidence, however, it needs to be confirmed whether 1 + should be considered to be HER2 expression negative or HER2-low expression; (iii) 2+, 3+: HER2 expression positive.

Testing reports and laboratory requirements

Reports should contain the following information: sample source, size and quality, methodology used and assay sensitivity. Critically, for mutation reporting, the specific amino acid substitutions must be reported, as different point mutations and insertions will likely prove to be differentially responsive to the various targeted agents currently available or in development. Samples used for DNA extraction should also indicate the content of tumor cells. In an HER2 amplification report, both the HER2/CEP17 ratio and the copy number of HER2 should be included. When testing results near the cut-off limits resulting in difficulty to determine, an alternative method for re-testing should be recommended, or the relevant information should be provided in the testing report to notify the clinician. If a novel (unreported) mutation is observed, testing should be repeated to avoid false-positives. In case of negative peripheral blood tests, we recommend the clinician to closely monitor the patient’s disease status, reassess the feasibility of tissue biopsy, and re-test HER2 with the tissue or other samples as appropriate. It should be cautioned that the presence of molecular alterations cannot be ruled out when the quality/quantity of specimens used for testing are low and/or when the results are negative. Laboratories carrying out HER2 alteration testing should meet national and international quality standards and be accredited by relevant bodies [e.g. CAP and Clinical Laboratory Improvement Amendments (CLIA)]., The laboratories must participate in regular quality control programs such as Pathology Quality Control Center (PQCC) and European Molecular Genetics Quality Network (EMQN) and other inter-laboratory quality assessment programs on an annual basis. When testing results are inconsistent (with a low confidence level) or otherwise unexpected, the laboratory should ensure that there are available alternative methods or samples to overcome these challenges. The testing personnel should have relevant educational background and corresponding work experience, with professional training and relevant qualification certificates, and operate in strict accordance with the standard operating procedures.

Conclusion

The testing procedure and companion diagnostics of HER2 alterations need to be standardized worldwide. Here, we reached a consensus and recommended an algorithm for testing HER2 alterations in non-small-cell lung cancer (Table 4, Figure 1). More translational studies are warranted for establishing the criteria for HER2 companion diagnostics of HER2 amplification and HER2 expression, and confirming the relationships among HER2 mutation, amplification and protein expression in NSCLC. The definitions of HER2 expression and amplification in this consensus were determined based on available clinical studies. Further verification is recommended when HER2 amplification was detected by NGS or PCR.
Table 4

Key points of the consensus on the testing of HER2 alterations in NSCLC

1. Epidemiology of HER2 alterations in NSCLC

The incidence of HER2 mutation in Asian populations seems to be numerically higher than that of the European and US populations (1.4%-6.7% versus 1%-3%). HER2-ex20ins is the most common mutation (48%);

The incidence rates of HER2 amplification and HER2 expression vary in different studies, which needs further investigation.

2. Clinicopathologic features of HER2 alterations in NSCLC

NSCLC with HER2 mutations are more likely to occur in adenocarcinoma or adenosquamous carcinoma, never smokers and females;

No distinct characteristics are observed in NSCLC patients with HER2 amplification or HER2 expression.

3. Current recommendations for HER2 alterations testing

HER2 mutation testing should be carried out as part of an initial larger testing panel applying next-generation sequencing, and exon 20 of HER2 mutations should be preferentially included;

In patients with unresectable stage III and stage IV NSCLC meeting two or three of the following criteria, HER2 mutation testing is recommended whenever possible: (a) lung adenocarcinoma or adenosquamous carcinoma; (b) no or mild smoking history; and (c) female sex.

HER2 amplification is recommended when resistance to EGFR TKI develops. In addition, HER2 amplification and expression are recommended for NSCLC in clinical trials.

4. Therapies for NSCLC patients with HER2 alterations

Monoclonal anti-HER2 antibodies, chemotherapy with or without ICIs targeting PD-1/PD-L1 have limited efficacy in NSCLC with HER2 alterations;

ADCs (e.g. T-DXd, T-DM1) and TKIs (e.g. pyrotinib) are expected to be new treatment options for NSCLC with HER2 alterations. Targeted therapies for NSCLC with HER2 overexpression need to be further investigated.

5. Sample collection for the testing of HER2 alterations

Tumor tissue is preferred for HER2 testing whenever it is available;

In case of unavailable or too small tissue sample, other specimens, such as ctDNA, should be used.

6. Techniques and platforms for detecting HER2 mutations

Sanger sequencing, ARMS-PCR, ddPCR and NGS can all be used for HER2 mutation testing. NGS is preferred, and an ideal NGS testing platform should be able to identify all types of HER2 exon 20 mutations related to clinical treatment, including exon 20 YVMA insertions, non-YVMA insertions and missense mutations.

7. Techniques and platforms for detecting HER2 amplification

FISH is recommended for the testing of HER2 amplification in NSCLC-related clinical studies. In current clinical practice, NGS is a commonly used method for detecting HER2 amplification in NSCLC.

HER2 amplification criteria by FISH

HER2 to CEP17 ratio ≥2.0: HER2 amplification positive;

HER2 to CEP17 ratio <2.0:

HER2 copy number ≥6.0: HER2 amplification positive;

HER2 copy number <4.0: HER2 amplification negative;

HER2 copy number ≥4.0 but <6.0: amplification status cannot be determined;

Numerous HER2 signals connected into clusters: no need to be calculated, i.e. HER2 amplification positive.

8. Techniques and platforms for detecting HER2 expression

Although HER2 expression is not frequently tested in clinical practice in NSCLC, IHC is recommended as the standard method for the detection of HER2 expression;

HER2 expression criteria by IHC

0: HER2 expression negative;

1+: needs to be confirmed by further studies whether 1+ should be considered to be negative or HER2-low expression;

2+, 3+: HER2 expression positive.

Due to the poor concordance between FISH and IHC in NSCLC, FISH confirmation is not required for NSCLC patients with IHC 2+/3+ to define positive HER2 expression.

9. Future directions and optimization strategies for detecting HER2 alterations

Further refinement of the testing procedure and companion diagnostics for HER2 mutation, amplification and HER2 expression are needed;

Clinical trials in NSCLC patients with HER2 alterations should be encouraged to provide high-quality evidence so that relevant detection methods can be further optimized;

Exploration of HER2 TKI resistance mechanisms in NSCLC with HER2 alterations is warranted.

ADC, antibody-drug conjugate; ARMS-PCR, amplification refractory mutations system-PCR; CEP17, chromosome 17 centromere; ctDNA, circulating tumor DNA; ddPCR, droplet digital PCR; EGFR, epidermal growth factor receptor; HER2, human epidermal growth factor receptor 2; ICIs, immune checkpoint inhibitors; IHC, immunohistochemistry; NGS, next-generation sequencing; NSCLC, non-small cell lung cancer; PD-1, programmed cell death protein 1; PD-L1, programmed death-ligand 1; T-DM1, trastuzumab emtansine; T-DXd, trastuzumab deruxtecan; TKI, tyrosine kinase inhibitor.

Figure 1

Recommended algorithm for testing HER2 alterations in non-small-cell lung cancer.

The definitions of HER2 expression and amplification in this consensus were determined based on available clinical studies; further verification is recommended when HER2 amplification is detected by NGS or PCR.

ctDNA, circulating tumor DNA; HER2, human epidermal growth factor receptor 2; IHC, immunohistochemistry; NGS, next-generation sequencing.

Recommended algorithm for testing HER2 alterations in non-small-cell lung cancer. The definitions of HER2 expression and amplification in this consensus were determined based on available clinical studies; further verification is recommended when HER2 amplification is detected by NGS or PCR. ctDNA, circulating tumor DNA; HER2, human epidermal growth factor receptor 2; IHC, immunohistochemistry; NGS, next-generation sequencing. Several targeted drugs have shown promising efficacy in HER2-altered NSCLC patients. The optimal management of HER2-altered NSCLC, however, requires further high-quality trials (e.g. randomized phase III studies) and the exploration of new treatment strategies such as ADC combined with TKI, ICIs or chemotherapy for HER2 alterations, as well as TKI or ADC for HER2 amplification, etc. In addition, understanding the mechanisms underlying TKI or ADC resistance in NSCLC with HER2 alterations is warranted. Therefore, more attention needs to be paid to HER2-altered NSCLC, which would also help refine the companion diagnosis and treatment of HER2 alterations in other solid tumors such as gastric cancer, intestinal cancer and urothelial carcinoma.
  3 in total

Review 1.  Non-small Cell Lung Cancer with EGFR or HER2 Exon 20 Insertion Mutations: Diagnosis and Treatment Options.

Authors:  Danielle Brazel; Gianna Kroening; Misako Nagasaka
Journal:  BioDrugs       Date:  2022-10-18       Impact factor: 7.744

Review 2.  Resistance to TKIs in EGFR-Mutated Non-Small Cell Lung Cancer: From Mechanisms to New Therapeutic Strategies.

Authors:  Andreas Koulouris; Christos Tsagkaris; Anna Chiara Corriero; Giulio Metro; Giannis Mountzios
Journal:  Cancers (Basel)       Date:  2022-07-08       Impact factor: 6.575

Review 3.  HER2 in Non-Small Cell Lung Cancer: A Review of Emerging Therapies.

Authors:  Natalie F Uy; Cristina M Merkhofer; Christina S Baik
Journal:  Cancers (Basel)       Date:  2022-08-27       Impact factor: 6.575

  3 in total

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