Bradley Tyson1, Christopher M Pask2, Neil George3,1, Elena Simone4,5. 1. School of Chemical and Process Engineering, University of Leeds, Leeds LS2 9JT, United Kingdom. 2. School of Chemistry, University of Leeds, Leeds LS2 9JT, United Kingdom. 3. Syngenta Jealotts Hill Int. Research Centre, Bracknell, Berkshire RG42 6EY, United Kingdom. 4. School of Food Science and Nutrition, Food Colloids and Bioprocessing Group, University of Leeds, Leeds LS2 9JT, United Kingdom. 5. Department of Applied Science and Technology (DISAT), Politecnico di Torino, 10129 Torino, Italy.
Abstract
Natural sugar molecules such as xylose and arabinose exhibit sweetness profiles similar to sucrose, which makes them a valuable alternative in low-calorie foods as well as excipients or cocrystallization agents in pharmaceutical formulations. Xylose and arabinose are also chiral diastereomers that can exhibit specific crystallization behavior. In this work, the solid-state landscapes of the chiral pairs of both xylose and arabinose have been investigated to determine whether racemic compounds or conglomerates are formed. Furthermore, single crystals of xylose and arabinose have been grown and characterized by X-ray diffraction and optical microscopy to study their crystallographic properties and relate them to the crystallization behavior. Differential scanning calorimetry (DSC) measurements were used to determine the phase diagrams of the two analyzed chiral systems. The solubilities of the different solid forms of xylose and arabinose were measured in different solvent mixtures by a thermogravimetric method. An analysis was conducted to assess the main thermodynamic parameters and the activity coefficients of the compounds in solution. Finally, slurry experiments in a 50:50 w/w ethanol/water solvent have also been performed to determine the relative stability of each solid form and the kinetics of transformation in this solvent mixture. It was found that dl-arabinose crystallizes as a stable racemic compound, which transforms quickly from its constituent enantiomers when in solution; whereas d- and l-xylose molecules crystallize separately as a conglomerate.
Natural sugar molecules such as xylose and arabinose exhibit sweetness profiles similar to sucrose, which makes them a valuable alternative in low-calorie foods as well as excipients or cocrystallization agents in pharmaceutical formulations. Xylose and arabinose are also chiral diastereomers that can exhibit specific crystallization behavior. In this work, the solid-state landscapes of the chiral pairs of both xylose and arabinose have been investigated to determine whether racemic compounds or conglomerates are formed. Furthermore, single crystals of xylose and arabinose have been grown and characterized by X-ray diffraction and optical microscopy to study their crystallographic properties and relate them to the crystallization behavior. Differential scanning calorimetry (DSC) measurements were used to determine the phase diagrams of the two analyzed chiral systems. The solubilities of the different solid forms of xylose and arabinose were measured in different solvent mixtures by a thermogravimetric method. An analysis was conducted to assess the main thermodynamic parameters and the activity coefficients of the compounds in solution. Finally, slurry experiments in a 50:50 w/w ethanol/water solvent have also been performed to determine the relative stability of each solid form and the kinetics of transformation in this solvent mixture. It was found that dl-arabinose crystallizes as a stable racemic compound, which transforms quickly from its constituent enantiomers when in solution; whereas d- and l-xylose molecules crystallize separately as a conglomerate.
Sugar
molecules are used extensively in the pharmaceutical and
food industry mainly due to their properties as sweeteners or taste
maskers.[1,2] The most commonly used sugar for the purposes
of sweetening is the disaccharide sucrose.[3,4] Though
it is used ubiquitously, concerns for diets containing high levels
of sucrose have long been present.[5−9] A current trend is the use of natural sugars or artificial sweeteners
due to their high sweetness but lower caloric content and glycemic
response.[1,10,11] Natural sugars
are preferable to artificial sweeteners as they can be extracted from
plants, seeds, or milk without the use of organic solvents and, in
some cases, using green technologies. Furthermore, natural sugars
are nontoxic and fully biocompatible, and they are classified as a
food ingredient rather than food additives. Two monosaccharides of
recent interest are arabinose and xylose, which find many uses as
alternatives to artificial sweeteners.[1,4,10,12]l-Arabinose
is also an intermediate for drug synthesis, but it has been primarily
studied for its use as a food ingredient to control calorie intake.[1,10,13] The naturally occurring d-xylose, also known as wood sugar, is used as a sweetener and in
the production of xylitol, which is commonly found in sugar-free chewing
gum.[14−16]Aldopentose sugars such as xylose and arabinose
exhibit chiral
behavior since these molecules have four asymmetric centers. Xylose
and arabinose each exist as a d- and l-enantiomer,
mirror-like molecules that have the same chemistry and physical properties
but might present different biological activities.[17,18] Arabinose is isolated as the natural form l-arabinose,
but the d enantiomer can be synthesized through enzymatic
pathways from other sugars such as d-xylose.[19]l-Xylose is also commonly synthesized through
enzymatic pathways from other sugars since it does not exist in nature.[20] Both enantiomers of xylose and arabinose find
multiple uses in the food and pharmaceutical industries, as well as
for the synthesis of other chemicals.[21−23]Crystallization
is the most common unit operation used to recover
both d- and l-enantiomers of xylose and arabinose
after enzymatic reactions, though additional purification steps are
usually required prior to crystallization to ensure high product purity.[24] Nevertheless, these diastereomers are often
crystallized together or in the presence of multiple impurities that
can affect the rates of nucleation and growth; for example, mannose
can decrease the growth rate of d-xylose crystals of up to
30%, at a relatively low concentration.[25] Seeding can help with the isolation of a specific diastereomer from
a mixed solution,[26−28] but a good knowledge of the solubilities of the different
diastereomers and how they are affected by solvent composition is
essential to improve the yield of recovery and the purity of the final
product. Furthermore, both xylose and arabinose are known to form
cyclic structures in solution, with multiple conformations known as
anomers.[3,40,42−44] These anomers and cyclic structures are formed in solution via dynamic
ring opening and closing reactions, through their straight chain sugar
intermediates. Such solution equilibria will have an effect on the
crystallization behavior of xylose and arabinose, as only few of these
existing anomers and cyclic structures might be present in the existing
solid forms of the two sugars.[45] In fact,
regardless of the solvent from which they were crystallized, the previously
reported d-xylose crystal structures present only molecules
of the α-anomer of the six-membered ring structure, while l- and dl-arabinose crystals consist only of the β-anomer
of the same type of ring conformation.[40−42,46−48] In this work, the link between solution equilibria
and crystallization behavior of xylose and arabinose will be analyzed;
this knowledge can ensure efficient recovery and purification of these
materials.Furthermore, understanding crystallographic properties
such as
crystal habit and solid form landscape for these diastereomer systems
is required for the formulation of products containing these sugars.
Chiral molecules can have interesting crystallization behavior from
solutions where both enantiomers are present. When both enantiomers
crystallize together within the same unit cell, the crystal structure
formed is known as a racemic compound; whereas when the two enantiomers
crystallize separately they form a conglomerate.[17,29,30] In other cases, a solid solution may be
formed where one enantiomer is distributed within the lattice of the
other.[29] In order to design effective separation
processes and ensure enantiomeric purity of the final product, it
is essential to understand how enantiomers crystallize. In fact, while
the two enantiomers of conglomerate systems might be separated by
preferential crystallization from the same solution, additional unit
operations might be required for efficient separation of enantiomeric
pairs that form racemates or solid solutions.[31−37]Structural differences between racemic compounds and conglomerates
are identifiable by X-ray diffraction.[38,39] Experimental
studies have previously shown evidence that that dl-arabinose
system crystallizes as a racemic compound, while it is unclear how
mixtures of d- and l-xylose behave.[40,41] Racemic compounds usually have different crystal structures, and
they present different solubility and thermal properties compared
to their enantiomers or to conglomerate pairs.[29,49] A racemic compound could show the same, higher, or lower melting
point than its pure enantiomers, whereas a conglomerate would always
show a lower melting temperature.[17,29,30,50,51] In any case, the use of X-ray diffraction is an essential technique
for analyzing chiral systems.[38,39]As arabinose
and xylose are diastereomers, there will be differences
in the solid-state physical properties between the two species,[17,52] including solubility. Reliable solubility measurements are important
for the design of unit operations for the efficient separation of
arabinose and xylose from mixtures of these two diastereomers, which
are a common result of some of their extraction processes.[25,53−55], Sugar molecules usually have high water solubility
and poor alcohol solubility, as such the use of mixed solvent systems
is often employed to reduce the liquid viscosity and the solid loading
in sugar crystallization in order to facilitate this unit operation.[56−59] It has been reported that d-xylose has a higher solubility
than l-arabinose in mixed solvent systems of methanol/water
and ethanol/water, but as of yet reliable solubility data, including
those of the possible racemic compounds, are still missing.[57,58] Solubility data in different solvents are also important to determine
the relative stability of the different solid forms of xylose and
arabinose diastereomers and to estimate the kinetics of transformation
toward the most stable form.[60]In
summary, here the solid-state landscapes of dl-arabinose
and dl-xylose and the relative solubilities and
thermodynamic properties of the different solid forms have been investigated.
The results presented in this work can help in the design of efficient
crystallization processes for the separation of xylose and arabinose
diastereomers from mixed solutions, as well as in the identification
of the correct sequence of processes for the isolation of either xylose
or arabinose enantiomers from their respective racemic solutions.
Materials and Methods
d-Xylose (95% purity) was purchased from Fluorochem (Glossop,
United Kingdom). d-Arabinose (99% purity) and l-arabinose
(99% purity) were both purchased from Apollo Scientific (Manchester,
United Kingdom). l-Xylose (99%) was purchased from Fisher
Scientific (Loughborough, United Kingdom). Ethanol (absolute) purchased
from VWR (Lutterworth, United Kingdom) and distilled water were used
as solvents for the experiments. A representations of the solid materials
used in this study can be found in Figure .
Figure 1
Structural representations of the two enantiomer
pairs of dl-arabinose and dl-xylose used
in this study.
Structural representations of the two enantiomer
pairs of dl-arabinose and dl-xylose used
in this study.
Single-Crystal and Powder X-ray Diffraction
Attempts
were made to grow single crystals in 50:50 w/w ethanol–water
mixtures in 5 mL vials at a concentration of 0.2 g/mL. Vials were
left at 4 °C in a fridge for several days to create supersaturation
and induce nucleation and growth. To test if the diastereomers formed
conglomerates or racemates a 1:1 weight equivalent mixture of d- and l-enantiomers was dissolved in the same solvent.
Single crystals of sufficient size and quality were measured at −153
°C with an Agilent SuperNova diffractometer equipped with an
Atlas CCD detector connected to an Oxford Cryostream low-temperature
device, using mirror monochromated Cu Kα radiation (λ
= 1.54184 Å) from a Microfocus X-ray source. The crystal structure
was solved by intrinsic phasing using the software SHELXT[61] and then refined by a full matrix least-squares
technique based on F2 using SHELXL2014.2.[62] Powder X-ray diffraction (PXRD) patterns of the bulk crystallized
material were obtained using a Bruker D8 venture between 10 and 50°
2θ on a silicon wafer. The software Mercury 3.8[63] was used to calculate the powder X-ray diffraction patterns
for all structures solved and to study and visualize the crystallographic
structures and main hydrogen bonding motifs present in the different
solid forms. Lattice energy calculations were performed on the solved
crystal structures of all compounds using the Visual Habit module
in Mercury 3.8.[63] The Dreiding II Mod force
field was selected, and all interactions between a central and its
neighboring molecules within a 30 Å radius were estimated and
summed up to give the values for the lattice energy in kJ/mol. Lattice
energy calculations for all structures were shown to converge within
the chosen range of 30 Å.
DSC Melt Analysis and Phase
Diagram Mapping
Single
crystals of each enantiomer of xylose and arabinose and those formed
from 1:1 mixtures of the enantiomers were ground, and their thermal
properties were measured using a Mettler Toledo DSC1+.
All experiments were performed in a N2 environment to gain
precise melting points of the analyzed crystals. Heating from ambient
temperature to 100 °C was performed at a rate of 10 °C/min.
A heating rate of 2 °C/min was used between 100 and 170 °C
for the arabinose compounds and between 100 and 160 °C for the
xylose. The upper temperatures were chosen to minimize degradation
of xylose and arabinose after melting and to better detect the melting
point. Nevertheless, sugar decomposition at a high temperature could
not be avoided, and recrystallization from melt to study the formed
crystal structures was not possible. To work around this, after establishing
from X-ray diffraction whether a compound was forming a racemate or
a conglomerate, mixtures containing the predicted eutectic structure
and an excess of each enantiomer were used for DSC experiments to
study the thermal behavior of different enantiomeric compositions.
In each sealed aluminum pan, around 10 mg of material was placed inside
and flattened to ensure a uniform covering of the pan; three repeats
for each measurement were performed. Melting temperatures were calculated
from the DSC curves using the Origin Pro 2019 Peak and Onset application
with the maximum value of the peak taken as the melting temperature, Tm. The heat of fusion value was obtained by
fitting the melting with with a Voigt function, after a baseline subtraction.
The “Peak Analyzer” function was used for fitting and
integrating such peak to find its area. The area under the curve divided
by the mass of the sample represents the heat of fusion value in J
g–1. Phase diagram mapping was modeled using the
Prigogine–Defay and van’t Hoff equations shown below:[50,51]where x is the mole fraction
of the enantiomer, ΔHf and ΔHf,R are the heat of fusion of the enantiomer
and the racemic compound respectively, R is the universal
gas constant, Tm is the melting temperature
of the enantiomer or racemic compound, and T is the
given temperature in Kelvin.[30,50]
Solubility Measurements
Solubility measurements were
performed via a thermogravimetric method between 5 and 65 °C
(with 10 °C increment between each data point) in a 300 mL jacketed
vessel. The slurries were heated using a Huber 230 thermoregulator
(Huber, Germany) connected to the vessel’s jacket. A vertical
condenser was used to reduce the loss of solvent by evaporation during
the experiments. Saturated solutions (with extra solid in suspension)
were left stirring at each temperature for at least 3 h to ensure
equilibration. dl-Arabinose was preslurried for 24 h at 25
°C to ensure that equilibrium conditions were reached. Three
repeats of 3 mL injection volume of liquid sample were taken at each
temperature; and at high temperatures, the syringes were kept at the
same temperature to reduce the possibility of nucleation during sampling.
The liquid samples collected in each syringe were passed through a
Whatman 0.45 μm filter to ensure that no suspended solid matter
was collected into the weighed Petri dish. The solution was left to
dry in air at room temperature in weighed Petri dishes, with the initial
weight in grams of the Petri dish (W0),
the Petri dish containing the liquid (We) and final dry solids (Wd) weights being
measured. Solubility was calculated using eq .The solubility of xylose and arabinose solid
forms was measured in a solvent mixture of 50:50 ethanol/water at
different temperatures. Additionally, solubilities of the same compounds
were measured in solvent mixtures of increasing ethanol in 10% w/w
increments up to 90% w/w reagent grade ethanol in water at 25 °C.Equation was used
to interpolate the experimental values, where ΔHdiss and ΔSdiss are
the enthalpy and entropy of dissolution of the solid in the solvent
studied.[64]The experimental solubilities and the thermodynamic
parameters extrapolated were compared with the ideal values estimated
from thermal data (eq ).Activity coefficients were defined as the ratio between
ideal and
real solubility using eq , where γ represents the activity coefficient, expressed asAn average of the activity coefficients over
the temperature range 5–55 °C was taken to represent the
activity of the compounds in the given solutions of 50:50 and 70:30
ethanol/water. The enthalpy of mixing (ΔHmix) and the entropy of mixing (ΔSdiss) were determined by their difference from ideal solution
behavior through the relationships of eqs and 7.where the ideal dissolution
entropy and enthalpy
values (ΔSdissideal and ΔHdissideal) were obtained
via interpolating with eq the values of ideal solubilities calculated via eq for each different solid form.
Slurry Transformation Experiments
Slurry experiments
were performed at the 100 mL scale at 25 °C, with stirring via
a IKA RCT overhead stirrer (Germany) set at 300 rpm with a R1001 paddle
stirrer. A 1:1 mixture of the d- and l-enantiomers
of xylose and arabinose was slurried over the course of a week to
determine whether they formed racemic compounds and to estimate the
kinetics of such transformations. Samples were collected every 2 h,
filtered, dried, and measured by PXRD (Cu source, 1.54 Å wavelength)
between 10 and 50° (2θ).
Results and Discussion
Single
Crystals: Microscopy, Morphology, and XRD
Single
crystals of xylose and arabinose solid forms were grown via slow evaporation
from a 50:50 w/w ethanol/water solvent. The crystal structures of l-arabinose, d-xylose, and dl-arabinose were
refined with a lower R factor compared to the previous
literature, whereas structures of the d-arabinose and l-xylose were solved for the first time.[42,46] Images of the collected single crystals were taken at 4× magnification
and showed a difference in morphology between the enantiomeric arabinose
forming an elongated rod and the racemic dl-arabinose forming
a block shaped crystal. The xylose enantiomers were also shown to
form elongated rods (Figure a–c).
Figure 2
Microscopy images of grown single crystals of d-arabinose
(a), dl-arabinose (b), and d-xylose (c). All images
taken at 4× magnification.
Microscopy images of grown single crystals of d-arabinose
(a), dl-arabinose (b), and d-xylose (c). All images
taken at 4× magnification.Powder X-ray diffraction patterns for all the solved structures
were generated from their single-crystal data and are shown in Figure . The PXRD pattern
of the racemic compound of dl-arabinose displays key characteristic
peaks at 14, 15, and 20° (2θ), whereas the key peaks for
the d- and l-enantiomer arabinose are at 13, 21,
and 22° (2θ). Currently, there are no other known polymorphs
or solvated structures for either arabinose or xylose.
Figure 3
PXRD patterns generated
from single-crystal data of d-xylose
(black), l-xylose (red), d-arabinose (blue), l-arabinose (green), and dl-arabinose (purple).
PXRD patterns generated
from single-crystal data of d-xylose
(black), l-xylose (red), d-arabinose (blue), l-arabinose (green), and dl-arabinose (purple).As expected with chiral compounds, the unit cell
dimensions and
angles are the same for each pair of enantiomers, with the only difference
being the orientation of the molecules within the lattice.[17,38] The d- and l-xylose molecules were found to be
present in their respective crystal structures as six-membered ring
α-anomers,[42,45] while the d- and l-arabinose crystal structures were made of only six-membered
ring β-anomer molecules. The same β-anomer of both d- and l-arabinose molecules was also found in the
racemic compound.[2,40] In order to understand the implications
of this crystallization behavior, it is useful to examine the anomeric
solution equilibria for xylose and arabinose. As previously mentioned,
aldopentose sugars are known to form anomers in solution through ring
opening and closing interactions, which establish a dynamic equilibrium.
This dynamic equilibrium is dependent on factors such as temperature,
pH, and solvent polarity.[44,65,66]Figure shows schematically
the structures formed in solution and the anomeric equilibria in water
measured for d-xylose at 31 °C (a) and for d-arabinose at 27 °C (b). Both compounds form five-membered rings
known as furanose forms (denoted F) and six-membered rings known as
pyranose forms (denoted P). While literature data on the solution
equilibria are only available for one enantiomer, it is expected that
the opposite enantiomer will display a similar ratio of anomers in
solution. For both xylose and arabinose, the more abundant six-membered
ring molecules crystallize, rather than the five-membered ring forms.
However, both xylose and arabinose crystals (including the racemate)
contain only one type of the six-membered ring anomers, the less abundant
in aqueous solution. This means that the mutarotation equilibrium
might have an effect of the kinetics of nucleation and growth for
both xylose and arabinose.[45]
Figure 4
Representations
of solution structures with relative amounts in
water for (a) d-arabinose at 27 °C[66] and (b) d-xylose at 31 °C.[44]
Representations
of solution structures with relative amounts in
water for (a) d-arabinose at 27 °C[66] and (b) d-xylose at 31 °C.[44]It is worth noticing that there
are several factors that may affect
the equilibria of xylose and arabinose molecules in solution. One
of importance to this study is the solvent effect, as mixed aqueous–ethanolic
solvent systems were utilized for crystallization. Currently, there
are no data available for the anomeric equilibrium of either arabinose
or xylose in ethanol; however, their equilibria have been established
in DMSO.[66] It was shown that for arabinose
this lower polarity solvent shifted the equilibrium toward the furanose
forms at the expense of both the α- and β-pyranose anomer.
Conversely, xylose showed a slight increase of the pyranose α-anomer
with minimal change to the furanose forms content. This shift in a
solvent of lower polarity may lead to changes in the crystallization
rates due to the different availability of the crystallizing anomer
in solution, as well as the different chemical equilibria and mutarotation
rates.[45]A summary of the key crystallographic
information extrapolated
from single-crystal XRD analysis can be found in Table for all the crystal structures
solved in this work.
Table 1
Key Crystallographic
Data for d-Arabinose, l-Arabinose, dl-Arabinose, d-Xylose, and l-Xylose
structure
property
d-arabinose
l-arabinose
dl-arabinose
d-xylose
l-xylose
CCDC reference
number
2114269
2114271
2114270
2114268
2114272
unit cell type
orthorhombic
orthorhombic
monoclinic
orthorhombic
orthorhombic
space group
P212121
P212121
P21/c
P212121
P212121
unit cell dimensions
a = 19.496
a = 4.785
a = 5.875
a = 5.601
a = 5.609
b = 6.443
b = 6.443
b = 7.772
b = 9.188
b = 9.166
c = 4.783
c = 19.490
c = 13.249
c = 12.574
c = 12.590
β = 99.946
R1 (%)
2.30
2.65
3.15
2.35
2.80
anomer conformation
β
β
β
α
α
calculated unit cell density (g/cm3)
1.660
1.659
1.674
1.541
1.541
lattice energy (kJ/mol)
–216.5
–211.4
–222.2
–203.5
–202.4
Hydrogen bonding is prevalent within
the crystal structure of sugars,
due to the high density of hydrogen and oxygen atoms present in this
type of molecules.[3,67] A qualitative analysis of the
crystallographic structures solved in this work showed that each different
solid form presents different hydrogen bonding motifs. A summary of
the main types of hydrogen bonds and their lengths within each structure
can be found in Table . l-Arabinose was chosen to represent enantiomer arabinose,
and d-xylose was chosen to represent enantiomer xylose in
all analyses.
Table 2
Key Hydrogen Bonding Interactions
and Distances for Enantiomer Arabinose, Racemic Arabinose, and Enantiomer
Xylose
compound
intermolecular H-bonds between hydroxyl groups bonding distance
(Å)
intermolecular H-bonds O to OH bonding distance (Å)
l-arabinose
1.899, 1.972,
2.171
1.951
dl-arabinose
1.880, 1.957, 1.987
1.880
d-xylose
1.808, 1.874, 1.918
1.959
The crystal
structure formed by β-l-arabinose molecules
has an orthorhombic unit cell of space group P212121 that contains four molecules, as
shown in Figure a.
Within the crystal structure, the β-l-arabinose molecules
are linked to each other by a network of hydrogen bonds, as shown
in Figure b. The green
molecules are positioned symmetrically to the white (identity) molecules
around three different 21 screw axes. The β-l-arabinose molecules give rise to a unit cell of 1.660 g/cm3 density, with the longest dimension of the unit cell at 19.49 Å.
The lattice energy of l-arabinose is −211.4 kJ/mol.
Four types of intermolecular H-bonds can be found in this crystal
structure: one between the ring bound oxygen and an OH group at a
distance of 1.951 Å, and three bonds between two hydroxyl groups
in two different molecules at 1.899, 1.972 and 2.171 Å.
Figure 5
(a) The unit
cell of l-arabinose. (b) Packed molecules
arranged along the b axis with symmetry related screw
axis molecules indicated in white and green. H-bonds indicated in
dotted blue lines.
(a) The unit
cell of l-arabinose. (b) Packed molecules
arranged along the b axis with symmetry related screw
axis molecules indicated in white and green. H-bonds indicated in
dotted blue lines.The racemic compound
of dl-arabinose has as a relatively
compact monoclinic structure with a P21/c space group and only β-anomers of both
enantiomers. Within the unit cell, there are four molecules, two pairs
of the same enantiomer, each pair placed around an inversion center
as shown in Figure a, where the β-d-arabinose molecules are in white,
while the β-l-arabinose is shown in orange. Both molecules
of the same enantiomer occupy the two possible positions of 21 screw axes. The unit cell of the racemic compound has an
increased density (1.674 g/cm3) compared to the pure enantiomer
crystals and a shorter longest edge of 13.25 Å. The lattice energy
of the racemic compound is −222.2 kJ/mol, which is lower than
the two arabinose enantiomer crystals. This solid form also has a
higher density than the pure enantiomers. The relative values of lattice
energy and density explain why the racemic compounds form in the presence
of both enantiomers. As specified in Table , there are four different types of H-bonds
within the crystal lattice of the racemic compound: one between the
ring oxygen and an OH group, similar to the pure enantiomer crystals
but of shorter distance of 1.880 Å, and the others between different
hydroxyl groups at distances of 1.880, 1.957, and 1.987 Å, Figure b.
Figure 6
(a) Unit cell of dl-arabinose with d-molecules
in gray and l-molecules in orange, showing their hydrogen
bonding interactions and inversion center; (b) the packing arrangement
of d- and l-molecules along the b axis.
(a) Unit cell of dl-arabinose with d-molecules
in gray and l-molecules in orange, showing their hydrogen
bonding interactions and inversion center; (b) the packing arrangement
of d- and l-molecules along the b axis.As shown in Figure b, the d- and l-arabinose
molecules are arranged
within the racemate structure in layers with a repeating DLLD pattern.
Opposite enantiomers within the same layers are linked through intermolecular
H-bonds between the ring bound oxygen and hydroxyl groups, while molecules
of the same enantiomer, within the same layer and between two different
layers, are linked by intermolecular H-bonds between two hydroxyl
groups.Finally, the d-xylose structure was found to
contain only
α anomer molecules in an orthorhombic unit cell with a P212121 space group. In Figure a, symmetrical molecules
with respect to the three different screw axes are indicated with
two different colors. This structure has the lowest density (1.541
g/cm3) among the ones analyzed, as well as the highest
lattice energy of all the solved structures, at −203.5 kJ/mol.
The longest edge of the unit cell is 12.57 Å long. α-d-Xylose forms four distinct hydrogen bond types: a ring bound
oxygen to a OH group with a distance of 1.959 Å and intermolecular
bonds between hydroxyl groups at 1.808, 1.874 and 1.918 Å. The
α-d-xylose lattice shows a packing arrangement similar
to the β-l-arabinose with the same space group and
similar types of H-bonds (Figure b).
Figure 7
(a) Unit cell of d-xylose showing its screw axis
symmetry
related molecules (green) and (b) its hydrogen bonding network shown
along the b axis.
(a) Unit cell of d-xylose showing its screw axis
symmetry
related molecules (green) and (b) its hydrogen bonding network shown
along the b axis.
Thermal Analysis by Differential Scanning Calorimetry
Melting
studies had previously been conducted with the pure arabinose
and xylose enantiomers, but until this work their binary phase diagrams
had not been estimated.[68,69] The main aim of this
set of experiments was to map the binary phase diagrams of both arabinose
and xylose, rationalizing their crystallization behavior (racemic
compound or conglomerate). DSC measurements were conducted using ground
samples from single crystals to give the most accurate measure of
the melting temperature and the heat of fusion. The melting temperatures
of each of the pure compounds and mixtures are shown in Table . Good repeatability was achieved
for the melting temperatures of the pure arabinose enantiomers and
the dl-arabinose racemate. The higher ΔHf and Tm values exhibited
by the racemic compound dl-arabinose suggest that it is more
thermodynamically stable than the pure enantiomers. This higher ΔHf and melting temperature values are in agreement
with findings from the lattice energy calculations and the calculated
density, both indicating that the racemic compound is more stable.
Experimental data also agrees with the modeled results from the Prigogine–Defay
equation, assuming that the system forms a racemate. The melting point
for the d-arabinose has a relatively higher standard deviation
compared to the other analyzed arabinose crystals. This may be due
to differences in sample quality; i.e., the crystal may have broad
size distribution, which may have led to an uneven distribution of
material throughout the pan. The experimental temperatures were within
1.5 °C of the predicted temperature values. The phase diagram
for dl-arabinose can be found in Figure , with the data points used in Table .
Table 3
Melting Data from
Binary Phase Diagram
Construction for dl-Arabinosea
material
average Tm (°C)
average ΔHf (J g–1)
d-arabinose
159.97
±0.45
285.6
±20
l-arabinose
158.75
±0.12
279.7
±3.5
average enantiomer
159.36
±0.61
282.7
±14
dl-arabinose
162.36
±0.11
314.1
±2.0
Melting of the pure enantiomers
shown above, and averages of experimentally gained points shown below
in the table.
Figure 8
Binary phase diagram
of d- and l-arabinose. Liquidus
and solidus lines modeled by the Prigogine–Defay and van’t
Hoff equations.
Binary phase diagram
of d- and l-arabinose. Liquidus
and solidus lines modeled by the Prigogine–Defay and van’t
Hoff equations.Melting of the pure enantiomers
shown above, and averages of experimentally gained points shown below
in the table.dl-Xylose, which did not form a racemic compound
in the single-crystal experiments, was also evaluated by plotting
a binary phase diagram. It was found that the pure enantiomers of
xylose melt at roughly 12 °C less than arabinose enantiomers.
This result is in alignment with the reported lower calculated unit
cell density and lattice energy from single-crystal data. Figure shows the experimentally
measured points plotted against a van’t Hoff ideal melting
behavior for the dl-xylose conglomerate. The experimental
trends still agree with the theoretical model, albeit with slightly
less accuracy than the arabinose. The 50:50 mixture of d-
and l-xylose melts at a eutectic temperature that is over
20 °C lower than the melting temperature of the pure enantiomers,
which is expected for conglomerates. The melting temperature of the
50:50 d- and l-mixture is around 1 °C higher
than the predicted one, with a low standard deviation of 0.25 °C
recorded between the three runs.
Figure 9
Binary phase diagram of d- and l-xylose in varying
proportions. Liquidus modeled by the van’t Hoff equation.
Binary phase diagram of d- and l-xylose in varying
proportions. Liquidus modeled by the van’t Hoff equation.Points measured at 0.1 and 0.9 mole fraction of d-xylose
are also close to the expected van’t Hoff model for a eutectic
mixture. The experimental points gathered for the 0.25 and 0.75 mole
fraction of d-xylose have instead larger standard deviations,
perhaps due to uneven distribution of material within the DSC pan.Melting
of the pure enantiomers
shown above and averages of experimentally gained points shown below
in the table.The data obtained
from the DSC measurements, while confirming the
results gained from the study of the single-crystal structures, were
essential to obtain the ideal solubilities of every analyzed solid
form. These values are shown in the following sections and compared
with experimental data.
Solubility Measurement and Analysis of Thermodynamic
Parameters
To further confirm the relative stabilities of
the enantiomers
and racemic compound for both arabinose and xylose, their solubility
was estimated in 50:50 and 70:30 w/w ethanol/water by a thermogravimetric
method using eq .The complete data set for d-xylose, l-arabinose,
and dl-arabinose are shown in Table . The solubility of the racemic dl-arabinose is lower than that of the enantiomer l-arabinose,
which indicates that this form is more stable than a mixture of the
two enantiomers.[50] This is in agreement
with the structural and thermal analysis shown in the previous sections.
Solubilities of all compounds were shown to increase with temperature. d-Xylose showed a much higher solubility than both the arabinose
solid forms.[57,59,70] While it has not been measured experimentally, the solubility of
the dl-xylose conglomerate will be double that of
a single enantiomer.[71] This follows the
Meyerhoffer’s double solubility rule stating that due to the
identical number of d- and l-molecules in solution,
the total solubility of the conglomerate will be the sum of the solubilities
of the two enantiomers.[72] Solubilities
were also measured at different ethanol concentrations to check the
effect of solvent composition, which is essential to determine the
optimal conditions that maximize the theoretical yield of crystallization.
The complete solubility data for the three solids in 70:30 w/w ethanol/water
can be found in Table . Experimental solubilities for each compound in the two solvent
systems can be found in Figure a–c, plotted together with the ideal solubility
(represented as a solid black line) determined by the thermal data
(eq ).
Table 5
Full Solubility Data for All Species
(d-Xylose, l-Arabinose, and the Racemic Compound dl-Arabinose)a
solubility
in 50:50 ethanol/water (gsolid/gsolution)
temperature (°C)
d-xylose
l-arabinose
dl-arabinose
5
0.1918
±0.0029
0.0709
±0.0034
0.0173
±0.0003
15
0.2483
±0.0074
0.1027
±0.0122
0.0293
±0.0002
25
0.2954
±0.0052
0.1389
±0.0038
0.0463
±0.0001
35
0.3671
±0.0037
0.1949
±0.0018
0.0713
±0.0009
45
0.4538
±0.0005
0.2735
±0.0014
0.1097
±0.0017
55
0.5257
±0.0117
0.3492
±0.0058
0.1630
±0.0026
Solubility in 50:50 ethanol/water
shown above, and 70:30 ethanol/water below.
Figure 10
van’t Hoff plots
of ideal (black lines) and measured solubility
for (a) d-xylose, (b) l-arabinose, and (c) dl-arabinose in 50:50 and 70:30 w/w ethanol/water solvent systems (red
and blue lines and points).
van’t Hoff plots
of ideal (black lines) and measured solubility
for (a) d-xylose, (b) l-arabinose, and (c) dl-arabinose in 50:50 and 70:30 w/w ethanol/water solvent systems (red
and blue lines and points).Solubility in 50:50 ethanol/water
shown above, and 70:30 ethanol/water below.While higher ethanol concentration reduced the solubility
of all
species, this parameter has a greater effect on the arabinose species,
reducing their solubility to around 30–35% of the original
mixture as opposed to the 65% for xylose. This phenomenon was further
investigated by assessing the thermodynamic parameters and activity
coefficients for each solution system (Table ).
Table 6
Thermodynamic Parameters
and Activity
Coefficients (γ) Estimated from the Solubility and Thermal Data
for Two Solvent Systems for the Enantiomer Xylose, Enantiomer Arabinose,
and Racemic Arabinose
compound
solvent (e/w)
ΔHDiss (kJ mol–1)
ΔSDiss (KJ
K–1 mol–1)
ΔHMix (kJ mol–1)
ΔSMix (KJ
K–1 mol–1)
average γ
xylose enantiomer
50/50
23.87
0.032
–17.23
–0.066
3.17 ± 1.29
70/30
23.79
0.022
–17.31
–0.075
9.58 ± 3.92
arabinose enantiomer
50/50
30.29
0.045
–12.15
–0.055
4.70 ± 1.37
70/30
31.31
0.041
–11.14
–0.057
12.26 ± 3.29
racemic arabinose
50/50
37.77
0.060
–9.38
–0.048
8.01 ± 1.82
70/30
36.45
0.048
–10.70
–0.060
19.72 ± 5.09
A thermodynamic analysis
was conducted on the measured solubility
(Table ), and the
ideal solubility was determined from DSC measurements (Table ). For all species, the ideal
solubilities are higher than the experimental ones, in both solvents
and within the temperature range analyzed. This suggests that homogeneous
interactions, either between solute–solute or solvent–solvent,
are preferred, rather than heterogeneous interactions between solvent
and solute in solution.[64]
Table 7
Thermodynamic Properties Related to
the Ideal Solubilities of Enantiomer Xylose, Enantiomer Arabinose,
and Racemic Arabinosea
compound
ΔHdissideal (kJ mol–1)
ΔSdissideal (KJ K–1 mol–1)
xylose
enantiomer
41.10
0.098
arabinose enantiomer
42.45
0.098
racemic arabinose
47.15
0.108
Values obtained from DSC data.
Values obtained from DSC data.The increase in ethanol concentration
resulted in a greater deviation
from the ideal behavior for all compounds. The highest change in activity
coefficient between the two solvents was observed with d-xylose,
which has also the lowest ΔHdiss, indicating its higher solubility compared to the other solid forms. d-Xylose also has the greatest ΔHmix term, which implies more favorable mixing in both of the
ethanol/water solvent compositions compared to the other diastereomers.
It is worth noticing that the ideal values, obtained from DSC measurements,
have a much higher standard deviation compared to the thermogravimetric
data, which can impact the calculation of the enthalpies and entropy
of mixing. The enantiomeric arabinose is the only solid form that
presents an increase in ΔHMix with
increasing ethanol content. This increase may indicate a greater affinity
for water for l-arabinose compared to the other solid forms
studied. The dl-arabinose has the highest activity coefficients;
however, these seem less affected by changes in the ethanol concentration
compared to the other solid forms. The high value of ΔHdiss for the racemic compound indicates that
solute–solute interactions are preferred compared to interactions
of the solute with the solvent molecules. This weaker dependency of dl-arabinose solubility on the solvent composition may be of
importance for designing crystallization processes.In fact,
as the solubilities for each crystal structure seem to
vary differently with the solvent composition, it may be possible
to find a solvent mixture that favors crystallization of one specific
component from a mixture of the two diastereomers and their enantiomers.Overall, the thermodynamic data estimated from solubility experiments
are in agreement with the previously established thermodynamic analysis,
which ranked the dl-arabinose as more stable than the enantiomer
arabinose.
Relative Stability from Slurry Transformation
Experiments
As dl-arabinose was shown to form a
racemic compound in
50:50 ethanol/water, experiments were carried out to assess the kinetics
of the transformation from an enantiomeric mixture into the racemic
compound in solution. In order to do this, a slurry of d-
and l-arabinose crystals in equal parts was stirred at 25
°C for 1 week. As shown in Figure , the conversion from a mixture of enantiomers
into the racemic compound occurs within 1 h of experiment. This formation
of the racemic compound via slurrying agrees with the considerations
made in the previous section and the thermodynamic data. For the mixture
of d- and l-xylose, slurrying for 7 days showed
no change in the solid form, further indicating that the most stable
state for a dl-xylose system is that of a conglomerate.
Figure 11
PXRD
patterns of the timed slurry transformation from d- and l-arabinose to dl-arabinose (references generated
from collected single-crystal data).
PXRD
patterns of the timed slurry transformation from d- and l-arabinose to dl-arabinose (references generated
from collected single-crystal data).The slurry experiments confirmed that the most thermodynamically
stable form for the dl-arabinose is the racemate, while for
the dl-xylose it is the conglomerate. This information
is essential for the correct design of processes that can enable the
separation of the two enantiomers from a racemic solution. In fact,
while the separation of d- and l-xylose enantiomers
from a racemic solution could be achieved by crystallization (e.g.,
seeded preferential crystallization),[36,73] for arabinose
mixtures more complex strategies, such as chiral chromatography, enantiospecific
cocrystal formation, or diastereomeric salt formation will be required.[37]
Conclusions
Microscopy and XRD analysis
of single crystals confirmed differences
in crystal structure and shape between enantiomers and racemic compounds
of xylose and arabinose. The melting behavior of both dl-arabinose
and dl-xylose was consistent with the expected behavior
for a racemate and a conglomerate, respectively. Solubilities were
also measured for two mixed solvents of ethanol/water, which further
helped to confirm the relative stability of the different solid forms
and their behavior in solution. dl-Arabinose was shown to
form a racemic compound that transformed quickly from its constituent
enantiomers. This solid form also showed a markedly different crystal
structure, particle morphology, melting point, and solubility compared
to the pure enantiomers. dl-Xylose, on the other
hand, was shown to form a conglomerate, even after prolonged slurrying
of a 1:1 mixture of the pure enantiomers. Hence, while preferential
crystallization might be an option for the separation of xylose enantiomers
from a racemic solution, other strategies will need to be considered
for arabinose.Single crystals for each crystallized form were
analyzed via X-ray
diffraction and resulted in high-quality data, suitable for a close
analysis of the H-bonds motifs and the type of anomer present in each
structure. Interestingly, the anomers present in all the xylose and
arabinose structures are not the most abundant in aqueous solution,
indicating a possible effect of mutarotation equilibrium on the kinetics
of crystallization for these two sugars.Finally, the effect
of solvent composition on the solubility of
the different xylose and arabinose crystal structures was studied.
The results showed that the appropriate choice of a mixed solvent
might allow the use of crystallization processes to efficiently separate
arabinose and xylose from solutions containing both diastereomers.Overall, this work provides a crystallographic and thermodynamic
analysis of the xylose and arabinose enantiomeric systems, which can
be used for the design of more effective unit operations, particularly
crystallization, to be used in the extraction of these two natural
sugars.
Table 4
Melting Data from Binary Phase Diagram
of d- and l-Xylosea
material
average Tm (°C)
average ΔHf (J g–1)
d-xylose
148.32
±0.72
273.75
±11
l-xylose
146.04
±0.08
275.52
±1.0
average enantiomer
147.18
±1.14
274.63
±14
Melting
of the pure enantiomers
shown above and averages of experimentally gained points shown below
in the table.
Authors: Lina C Harfouche; Clément Brandel; Yohann Cartigny; Joop H Ter Horst; Gérard Coquerel; Samuel Petit Journal: Mol Pharm Date: 2019-10-08 Impact factor: 4.939
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Authors: Prithwiraj De; Anita G Amin; Eloise Valli; Mark D Perkins; Michael McNeil; Delphi Chatterjee Journal: PLoS One Date: 2015-12-03 Impact factor: 3.240