Literature DB >> 35113903

Humidified and standard oxygen therapy in acute severe asthma in children (HUMOX): A pilot randomised controlled trial.

Paul S McNamara1, Dannii Clayton2, Caroline Burchett3, Vanessa Compton4, Matthew Peak5, Janet Clark5, Ashley P Jones2.   

Abstract

BACKGROUND: Oxygen (O2) is a mainstay of treatment in acute severe asthma but how it is administered varies widely. The objectives were to examine whether a trial comparing humidified O2 to standard O2 in children is feasible, and specifically to obtain data on recruitment, tolerability and outcome measure stability.
METHODS: Heated humidified, cold humidified and standard O2 treatments were compared for children (2-16 years) with acute severe asthma in a multi-centre, open, parallel, pilot randomised controlled trial (RCT). Multiple outcomes were assessed.
RESULTS: Of 258 children screened, 66 were randomised (heated humidified O2 n = 25; cold humidified O2 n = 21; standard O2 n = 20). Median (IQR) length of stay (hours) in hospital was 37.9 (29.1), 52 (35.4) and 49.1 (29.7) for standard, heated humidified and cold humidified respectively and time (hours) on O2 was 15.9 (9.4), 13.6 (14.9) and 13.1 (14.9) for the three groups respectively. The mean (standard deviation) time (hours) taken to step down nebulised to inhaled treatment was 5.6 (14.3), 35.1 (28.2) and 32.7 (20.1). Asthma Severity Score decreased in all three groups similarly, although missing data prevented complete analysis. Humidified O2 was least well tolerated with eight participants discontinuing their randomised treatment early. An important barrier to recruitment was research nurse availability.
CONCLUSION: Although, the results of this pilot study should not be extrapolated beyond the study sample and inferential conclusions should not be drawn from the results, this is the first RCT to compare humidified and standard O2 therapy in acute severe asthmatics of any age. These findings and accompanying screening data show that a large RCT of O2 therapy is feasible. However, challenges associated with randomisation and data collection should be addressed in any future trial design.

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Year:  2022        PMID: 35113903      PMCID: PMC8812987          DOI: 10.1371/journal.pone.0263044

Source DB:  PubMed          Journal:  PLoS One        ISSN: 1932-6203            Impact factor:   3.240


Introduction

Asthma is the most common chronic disease of childhood. In the UK, there is a person with asthma in one in five households and 1.1 million children are currently receiving treatment for this condition [1,2]. Oxygen (O2) is a mainstay of treatment for acute severe or life-threatening asthma. There are physiological reasons why O2 administered during an acute attack should be warmed and humidified [3]. BTS guidelines state that it is reasonable to use humidified O2 for adult patients who need O2 for longer than 24 hours or who report upper airway discomfort due to dryness (Evidence Grade D) [4], there is no such guidance for children. Currently, most children (and adults) with acute asthma receive cold (15°C), dry (un-humidified) O2 from bedside wall outlets as soon as they arrive in the Accident and Emergency (A&E) department. If hospitalised, they may or may not receive humidified O2 depending on their local hospital asthma guidelines. There are few studies to support the use of humidified O2 use in the acute setting for asthma or any respiratory condition and no randomised controlled trials. Over recent years, high flow nasal cannula O2 has crept into the management of children with severe respiratory distress (not just asthma) in hospitals throughout the UK with a limited evidence base to support its use. The HUMOX trial was performed to understand whether a future trial comparing different methods of administrating O2 to children with severe asthma is feasible with regards to recruitment and retention, participant acceptability and adherence to the protocol.

Methods

Study design and participants

A ‘Pilot study’ design was used for this trial to determine whether a larger scale study could feasibly be carried out in the future. We did not intend to conduct hypothesis testing and make inferential conclusions regarding our results but rather evaluate the various processes involved in the trial, such as randomisation, recruitment and retention [5]. This multi-centre, open-label, parallel, pilot RCT recruited participants aged between 2–16 years with severe asthma according to the BTS and Scottish Intercollegiate Guidelines Network (SIGN) asthma guidelines [6] attending A&E Departments at four sites in the UK. To provide pilot data on ease of recruitment in both secondary and tertiary care, one large paediatric teaching hospital (Alder Hey Children’s Hospital, Liverpool) and three district general hospitals (Royal Lancaster Infirmary, Warrington and Halton, and Countess of Chester) were selected. Exclusion criteria included requiring admission to intensive care, other respiratory disease or any other significant underlying medical problem. The trial compared three ways of administering O2 (heated humidified O2, cold humidified O2 or standard O2). It was not possible to blind participants or any members of the trial team.

Trial interventions

Heated humidified O2

Heated humidified O2 was delivered by a Fisher Paykel MR850 humidifier and a RT408 O2 Therapy System through a System face-mask (No 1120 or 1100 depending on participant size). The humidifier was set to a temperature of 31°C and the percentage inspired O2 was titrated to maintain the participant’s O2 saturations above 92%. The humidifier was filled with sterile water with the levels monitored and topped up as necessary.

Cold humidified O2

Cold humidified O2 was given through an inter-surgical humidifier nebuliser, inserted into a bottle of sterile water and attached to wall-mounted low flow O2. Elephant tubing was used to connect the nebuliser device to the participant’s face-mask. Up to 60% O2 was titrated to maintain the participant’s O2 saturations above 92%. If the participant required more than 60% O2, a Rusch multi-fit nebuliser with BOC adapter was used in the same way.

Standard O2

Standard cold (15°C), dry (un-humidified) O2 was given directly from the wall at the participant bedside via a non-rebreather mask. Once the participant required less than 10L O2 (approximately 50% FiO2), they were changed to nasal cannula.

Randomisation

Stratified block randomisation (age (2–5 years and 6–16 years) and centre, random block sizes of 3 and 6) using a ratio of 1:1:1, was used within a computer generated list prepared by an independent statistician. Allocation concealment was ensured using sequentially numbered opaque, sealed envelopes. Regular checks were conducted on the envelopes to ensure that they were being used in the correct order and had not been tampered with. Randomisation took place after completion of the screening phase and the initial nebulised treatment. The participant was re-assessed by the treating clinician and if they still required O2 and fulfilled the entry criteria then the clinician/research nurse would take consent and randomise them by opening the next consecutive numbered envelope.

Consent

The parent or legal representative of the child had an interview with the investigator, or a designated member of the investigating team, during which they were given the opportunity to understand the objectives, risks and inconveniences of the trial and the conditions under which it was to be conducted. They were provided with written information and contact details of the local study personnel should they require further information. Due to the nature of the study and the requirement to provide prompt treatment in an emergency setting, there was a short window of 90 minutes available for obtaining informed written consent in the A&E department/Paediatric Assessment Unit. Simplified written information was available for children 6–11 years, those aged 12–16 years and written assent was obtained when possible.

Procedures

Participants commenced three ‘back-to-back’ nebulised salbutamol treatments with or without ipratropium bromide. Contemporaneously, parents/guardians were provided with study information documents and a screening assessment was undertaken. If they still required O2 to maintain saturations ≥92%, then they could be randomised and if not they were treated as per standard guidelines. Trial treatment began as soon as possible after the initial nebuliser treatment had concluded and initial assessments had been performed. Following randomisation, trial participants were assessed at pre-specified time intervals (2, 4, 6, 8 and 12 hours and then every 6 hours following the start of the allocated intervention) for as long as they required O2 (and until discharge). Data were collected on time taken for nebulised treatment to be definitively stepped down from randomisation to 1 hourly, 2 hourly and 4 hourly treatments, and to salbutamol treatment delivered by metered dose inhaler and large volume spacer. Adverse events were only reported where the causal relationship to the trial treatment had been assessed by the investigator to be related. Prior to discharge the participant’s parent or guardian (and participant if appropriate) was asked to consider what they thought were meaningful outcome measures for studies in acute asthma for the future and three months following discharge they were asked about their child’s respiratory symptoms since discharge.

Outcome measures

Feasibility outcomes

Outcomes were not classified as primary or secondary. They were identified as relevant and important in a previous exercise involving consumers and paediatricians. However, during that exercise, the relative importance of these outcomes was not assessed. In this trial, the following outcomes were examined; length of time in O2, time until treatment ‘stepped down’ to hourly, two-hourly and four-hourly nebulised therapy, difference in O2 saturation in air after entry into the study, changes in Asthma Severity Score (ASS) [7], Paediatric Respiratory Assessment Measure (PRAM) [8], number of Salbutamol and Ipratropium Bromide nebules required by each participant following randomisation, requirement for escalation of treatment, adverse events, tolerability and length of stay in hospital. Data using the Liverpool Respiratory Symptom Questionnaire (LRSQ) [9] were collected three months post discharge.

Statistical analysis

Sample size

A pragmatic sample size of 90 (30 in each of the three groups) was used [10].

Data analysis

A statistical analysis plan was written prior to the analyses of the data [11]. All statistical analyses were conducted using SAS® V9.3 (SAS Institute, Cary, NC, USA). Baseline data were described using summary statistics. Hypothesis testing were not carried out, rather data were summarised using summary statistics and 95% confidence intervals. Data were analysed using the intention to treat approach. As an aid to identifying potential outcome measures for a future trial, the proportion of missing data was assessed and there was no imputation.

Approvals

The trial was approved by NRES committee North West Liverpool East on 01/11/2013 (13/NW/0738), given an International Standard Registered Clinical/social Number (62616194), sponsored by Alder Hey Children’s NHS Foundation Trust and was overseen by an Independent Trial Steering Committee.

Results

Feasibility outcomes

The first participant was randomised on the 20th June 2014 and the final participant on the 23rd November 2016, the average recruitment was 2.2 participants per month. The trail recruitment finished at the end of the funding award. Between 5th June and 1st December 2016 a total of 675 participants were screened for inclusion into the study across four centres (Fig 1) and 66 were randomised across the three intervention arms (heated humidified O2 n = 25, cold humidified O2 n = 21 and standard O2 n = 20).
Fig 1

CONSORT flow diagram.

There were 14 participants who discontinued their allocated treatment prematurely (see Fig 1). One participant in the heated humidified O2 group did not start their allocated treatment and withdrew from the trial. Two participants (standard O2 therapy) withdrew during their allocated treatment because their clinical condition deteriorated. A complete list of reasons for discontinuation is given in S1 Table.

Baseline characteristics

shows baseline characteristics prior to randomisation. * = 1 value missing ** = 2 values missing.

Outcomes

Length of stay in hospital (hours)

The median (IQR) was lower in the standard O2 group (37.94 (29.1)) compared to that in both the heated humidified O2 (52 (35.4)) and cold humidified O2 (49.1 (29.7)) groups.

Length of time on oxygen (hours)

The median (IQR) on O2 was very similar in the heated humidified O2 (13.6 (14.9)) and cold humidified O2 (13.1 (14.9)) groups, whereas it was over two hours more in the standard O2 group (15.9 (9.4)).

ASS and PRAM

The mean change from baseline in ASS during the first two hours was similar between the three groups (See Table 2). At six hours of treatment, the proportion of participants that had finished their treatment or had missing data rose to nearly 50% in all the groups making interpretation of data past this time point very difficult. The number of ASS assessments that were missing or not assessed was greatest between the daily hours of 00:00 and 07:59 when there were fewer staff available to take measurements (see S1 Fig).
Table 2

Change from baseline of ASS until 12 hours post-randomisation.

Baseline2 hoursMean (SD)Mean Difference (95% CI)4 hoursMean Difference (95% CI)6 hoursDifference8 hoursDifference12 hoursDifference
Heated humidified O2N = 245.88 (1.10)N = 215.67 (1.4)-0.3 (-0.8, 0.3)N = 185.17 (0.79)-0.8 (-1.4, -0.3)N = 175.06 (1.14)-0.9 (-1.7, -0.2)N = 124.67 (0.89)-1.5 (-2.3, -0.7)N = 63.00 (1.53)-2.0 (-3.5, -0.5)
Cold humidified O2N = 195.79 (0.80)N = 145.29 (1.2)-0.4 (-1.0, 0.3)N = 115.73 (1.42)0.0 (-1.0, 1.0)N = 99.00 (1.27)-0.2 (-1.8, 1.4)N = 84.00 (1.20)-1.8 (-3.0, -0.5)N = 53.80 (1.30)-2.0 (-3.8, -0.2)
Standard O2 therapyN = 186.11 (1.20)N = 205.41 (1.28)0.6 (-1.2, 0.0)N = 155.20 (1.66)-0.6 (-1.2, -0.1)N = 104.20 (1.48)-1.7 (-2.7, -0.7)N = 104.30 (1.89)-1.8 (-3.4, -0.2)N = 63.83 (2.56)-2.7 (-5.2, -0.1)
The first oversight committee meeting (held on the 23rd October 2015) noted that there was a significant amount of missing data for PRAM (S2 Fig), and so recommended that further collection should not continue. An amendment was then made to the protocol to remove PRAM as an outcome (Version 4.0 23rd November 2015).

Time until treatment ‘stepped down’

Pooling data from all participants, the total mean (SD) time taken for nebulised treatment to be definitively stepped down from randomisation to 1 hourly, 2 hourly and 4 hourly was 2.1 (4.7) hours, 8.8 (8.2) hours and 14.5 (17.5) hours respectively. The mean (SD) time between randomisation and the start of inhaled salbutamol treatment delivered by metered dose inhaler and large volume spacer device for heated humidified O2, cold humidified O2 and standard O2 therapy groups was 35.1 (28.2) hours, 32.7 (20.1) hours and 25.6 (14.3) hours respectively.

Difference in oxygen saturation

The mean (SD) change in baseline O2 saturations in air was similar between all three groups. However, change in baseline saturations tended to be lower in the standard O2 group for most time points over this period (see S3 Fig).

Salbutamol and Ipratropium bromide usage

The median (IQR) number of salbutamol nebules required in each of the three treatment groups was similar (12.0 (11.0) in the heated humidified O2, 10 (5) in the cold humidified O2 and 9.50 (7.50) in the standard O2 therapy). The median (IQR) number of ipratropium bromide nebules required were 3.0 (4.5), 2.0 (3.0) and 2.5 (4.0) for the heated humidified O2, cold humidified O2 and standard O2 therapy groups respectively.

Escalation of treatment

The number of participants who required escalation of treatment was greater in the heated humidified O2 group (16 (66.7%)) (cold humidified O2 (7 (33%)) and standard O2 group (11 (55%))).

Liverpool Respiratory Symptom Questionnaire and parental assessment of asthma outcomes

The symptom scores for each of the domains of the LRSQ were similar across the three treatment groups with the standard O2 therapy group having a slightly higher overall score than both the cold and heated humidified O2 groups (see Fig 2). The mean score given by parents for each of the suggested asthma outcomes was similar overall and between each of the treatment groups (see S4 Fig).
Fig 2

Respiratory symptom score by component and treatment group.

Adverse events

There were no serious adverse events. There were nine adverse reactions reported (all mild in severity), eight of which were related to participants being unable to tolerate their O2 (heated humidified O2 n = 6 and cold humidified O2 n = 1 and standard O2 group n = 1), and the remaining adverse reaction was related to the patient being unable to maintain O2 saturations above 92% (heated humidified O2).

Discussion

This is the first RCT to compare humidified and standard O2 therapy in acute severe asthma. Data on recruitment, consent and randomisation, treatment and outcome measure suitability have been generated to inform future large definitive clinical trials on interventions for acute severe asthma in children and young people. This trial highlights several practical issues pertinent to future trial design in this patient group. Firstly, although more than half the recruited cohort had had at least one previous respiratory admission, most (65%) didn’t have a formal diagnosis of asthma. As such, it would have been very difficult to prospectively recruit to this study by targeting otherwise well children attending outpatient clinics with asthma/viral induced wheeze. Secondly, predictions for recruitment to future similar studies cannot be based solely on numbers of children attending A&E requiring O2. For those children attending A&E who were hypoxic, only 60% still needed O2 after initial triple nebuliser treatment. Thirdly, recruitment was most successful in centres where there was a dedicated research nurse assigned to the study. Flexible recruitment both at weekends and during the night was also desirable given that nearly half those attending hospital with severe asthma arrived between 5pm and midnight. Lastly, even though information sheets were given at a stressful time, consent rates were high (72%). Despite offering incentives (£50 gift vouchers in prize draws), it was challenging to get nursing and medical staff to undertake an online training course to calculate the PRAM score. Ultimately, PRAM was removed from the clinical report following poor data completion. This was disappointing as PRAM has been extensively validated as an outcome measure in children and young people between 2–17 years with acute severe asthma in North America [8,12] but there have been relatively few studies using it in Europe and none in the UK. As for ASS, completion rates were better but still only half the data was complete between 00:00 and 07:59, likely reflecting the busy workloads of clinical staff out-of-hours. In the time it has taken to complete the trial, several issues relevant to future trial design have arisen. Firstly, the EU clinical trials regulation published in 2014 and approved in the UK in 2016, would now classify O2 as a drug. Secondly, clinical practice regarding the acute management of children with severe respiratory distress of whatever cause has changed, particularly in the UK. High flow heated humidified O2 given via nasal cannula therapy (HFNCO2) has ‘crept’ into the clinical management of children, often with very little evidence to support its use. Largely because of this we would see the next steps being a comparative trial of HFNCO2 and standard O2 therapy, a feasibility study for which is already in development [13]. The number of participants required for a future trial were calculated for length of time on O2 and length of time in hospital. Data for both these outcomes were not normally distributed and therefore the methods described by O’Keeffe [14] were used. A sample size calculation to detect a minimum clinically important difference of 20% for the length of time on O2 was undertaken and would require a sample size of 214 in each group and to detect the same difference for the length of time in hospital would require 114 in each group. Further work should be undertaken on what outcomes are important to patients, parents and healthcare providers for acute severe asthma and on minimally clinical important differences. How important is a 20% reduction in time requiring O2 or time in hospital equating to ~3 and 8 hours respectively to stakeholders and particularly funders, when lengths of stay are generally so short? Treatment escalation (in the form of need for HDU/PICU, IV aminophylline/salbutamol) may have better potential as a primary outcome given that it was not uncommon (particularly in those receiving heated humidified O2) and may be more important to key stakeholders. Given that HFNCO2 has crept into the management of children with severe respiratory distress in hospitals throughout the UK, any such future trial would likely incorporate this intervention rather than heated or cold humidified O2 by face-mask. (DOC) Click here for additional data file.

Number of ASS assessments missing/not assessed/assessed at different time points.

(DOCX) Click here for additional data file.

Number of PRAM assessments missing/not assessed/assessed at different time points.

(DOCX) Click here for additional data file.

Change in oxygen saturation by treatment group in the first 24 hours.

(DOCX) Click here for additional data file.

Parental assessment of outcomes.

(DOCX) Click here for additional data file.

Reasons for discontinuation of allocated intervention.

(DOCX) Click here for additional data file. (PDF) Click here for additional data file. (PDF) Click here for additional data file. (PDF) Click here for additional data file. (PDF) Click here for additional data file. 19 Nov 2020 PONE-D-20-30805 Humidified and standard oxygen therapy in acute severe asthma in children (HUMOX): a pilot randomised controlled trial PLOS ONE Dear Dr. Jones, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. It is somewhat astonishing that you would use the worst possible randomization method even in this day and age, when so much has been published about the shortcomings of permuted block randomization, even with varying block sizes.  What possible justification can there be for this?  Before you respond, please carefully review the following: Berger, VW, Ivanova, A, Deloria-Knoll, M (2003). “Minimizing Predictability while Retaining Balance through the Use of Less Restrictive Randomization Procedures”, Statistics in Medicine 22, 19, 3017-3028. Berger, VW  (2005). “Selection Bias and Covariate Imbalances in Randomized Clinical Trials”, John Wiley & Sons, Chichester. Berger, VW (2006). “Do Not Use Blocked Randomization”, Headache 46, 2, 343. Berger, VW (2006). “Varying Block Sizes Does Not Conceal the Allocation”, Journal of Critical Care 21, 2, 229. Berger, VW (2006). “Misguided Precedent Is not a Reason To Use Permuted Blocks”, Headache 46, 7, 1210-1212. Berger, VW (2015). “Failure To Look Beyond Blocks Is a Mistake”, Methods of Information in Medicine 54, 3, 290. Berger, VW  (2015). “Concealing the Block Sizes Is Not Sufficient”, Clinics in Orthopedic Surgery 7, 422-423. Berger, VW  Agnor, RC, Bejleri, K (2016). “Comparing MTI Randomization Procedures to Blocked Randomization”, Statistics in Medicine 35, 5, 685-694. Zhao, WL and Berger, VW (2017). “Better Alternatives to Permuted Block Randomization for Clinical Trials with Unequal Allocation”, Hematology 22, 1, 61-63. Zhao, WL, Berger, VW, Yu, Z (2017). "The Asymptotic Maximal Procedure for Subject Randomization in Clinical Trials", Statistical Methods in Medical Research 27, 7, 2142-2153. Especially in an unmasked trial, this is inexcusable.  It is stated that: "Allocation concealment was ensured using sequentially numbered opaque, sealed envelopes". How would sealed envelopes in any way, shape, or form ensure allocation concealment?  Short answer:  They don't.  The reality is that allocation concealment is rendered impossible by the combination of the lack of masking and the fatally flawed randomization method used.  See: Berger, VW  (2005). “Is Allocation Concealment a Binary Phenomenon?”, Medical Journal of Australia 183, 3, 165. Berger, VW  Do, AC (2010). “Allocation Concealment Continues To Be Misunderstood”, Journal of Clinical Epidemiology 63, 4, 468-470. What is the plan for dealing with missing data? How will the data be analyzed? Why are there no p-values in Table 1?  See: Berger, VW  (2009). “Do Not Test for Baseline Imbalances Unless They Are Known To Be Present?”, Quality of Life Research 18, 399. Berger, VW  (2010). “Testing for Baseline Balance: Can We Finally Get It Right?”, Journal of Clinical Epidemiology 63, 8, 939-940. Please submit your revised manuscript by Jan 03 2021 11:59PM. 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(Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #1: The manuscript entitled ‘Humidified and standard oxygen therapy in acute severe asthma in children (HUMOX): a pilot randomised controlled trial’ with the aim to examine the feasibility of humidified O2 (heated humidified or cold humidified ) to standard O2 in children with severe acute asthma and to obtain data on recruitment, tolerability and outcome measure stability. The manuscript can be further improved based on the comments below and requires thorough proofreading. Abstract Page 3 Line 39-40, the sentence ‘ (shortest for standard O2, 37.9(29.1) hours) and 14.6 (14.2) hours (shortest for cold humidified O2, 13.1(14.9) hours) respectively’ to be revised and to state for all groups with their respective Median ±IQR. Page 3 Line 41, for ‘inhaled treatment was 31.4 (22.2) hours, the group name to be stated. Likewise to include other groups readings. Introduction Page 5, Introduction was too short. More information to be provided. Methods Recruitment Page 6, more information to be provided on how the subjects were recruited (as illustrated in Figure 1) in the method section. Randomization Page 7 Line 95-96, more description to be provided for this sentence ‘Stratified block randomisation (age (2-5 years and 6-16 years) and centre, block sizes of 3 and 6)’ Outcome measures Page 8 Line 129, full name for abbreviation ASS (Asthma Severity Score) to be stated. Data analysis Page 9 Line 141, statistical software including version and publisher name which was used to perform the descriptive statistics to be stated. More information on missing data to be provided in terms of percentage, pattern etc. Results Page 10 Line 157, incomplete sentence. Page 10 Line 158-162 and 164-168, content were similar and repeated. Page 11-12, Line 180-181, sentence missing. Page 13 Line 194-199, separate groups findings to be provided. Page 10 & 14 Line 158, Line 164, Line 216, there were many ‘Error! Reference source not found:’ There were many missing data/not assessed and this needs to be discussed. Table 1, the title can be expanded. At least 1 decimal point for the percentage figures. In the table footnote, it was stated ‘***=3 values missing’ but was not found in the table. Range to be replaced with IQR. Table 2, the readings at baseline, 2-hour, 4-hour, 6-hour, 8-hour and 12-hour to be provided before deriving the mean difference. Intent to treat and n to be stated. Figure 1, the assessment period to be incorporated in and intention to treat to be stated. Figure 2, n to be stated. There were two titles. Title in the graph to be removed. ********** 6. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #1: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step. 8 Jun 2021 Response to all comments have been uploaded. Submitted filename: Response to Reviewers.docx Click here for additional data file. 6 Dec 2021
PONE-D-20-30805R1
Humidified and standard oxygen therapy in acute severe asthma in children (HUMOX): a pilot randomised controlled trial
PLOS ONE Dear Dr. Jones, Thank you for submitting your manuscript to PLOS ONE. After careful consideration, we feel that it has merit but does not fully meet PLOS ONE’s publication criteria as it currently stands. Therefore, we invite you to submit a revised version of the manuscript that addresses the points raised during the review process. Please submit your revised manuscript by Jan 20 2022 11:59PM. If you will need more time than this to complete your revisions, please reply to this message or contact the journal office at plosone@plos.org. When you're ready to submit your revision, log on to https://www.editorialmanager.com/pone/ and select the 'Submissions Needing Revision' folder to locate your manuscript file. Please include the following items when submitting your revised manuscript:
If you would like to make changes to your financial disclosure, please include your updated statement in your cover letter. Guidelines for resubmitting your figure files are available below the reviewer comments at the end of this letter. A letter that responds to each point raised by the academic editor and reviewer(s). You should upload this letter as a separate file labeled 'Response to Reviewers'. A marked-up copy of your manuscript that highlights changes made to the original version. You should upload this as a separate file labeled 'Revised Manuscript with Track Changes'. An unmarked version of your revised paper without tracked changes. You should upload this as a separate file labeled 'Manuscript'. If applicable, we recommend that you deposit your laboratory protocols in protocols.io to enhance the reproducibility of your results. Protocols.io assigns your protocol its own identifier (DOI) so that it can be cited independently in the future. For instructions see: https://journals.plos.org/plosone/s/submission-guidelines#loc-laboratory-protocols. Additionally, PLOS ONE offers an option for publishing peer-reviewed Lab Protocol articles, which describe protocols hosted on protocols.io. Read more information on sharing protocols at https://plos.org/protocols?utm_medium=editorial-email&utm_source=authorletters&utm_campaign=protocols. We look forward to receiving your revised manuscript. Kind regards, Andres Azuero, Ph.D., MBA Academic Editor PLOS ONE Journal Requirements: Please review your reference list to ensure that it is complete and correct. If you have cited papers that have been retracted, please include the rationale for doing so in the manuscript text, or remove these references and replace them with relevant current references. Any changes to the reference list should be mentioned in the rebuttal letter that accompanies your revised manuscript. If you need to cite a retracted article, indicate the article’s retracted status in the References list and also include a citation and full reference for the retraction notice. Additional Editor Comments: Dr. Jones - I have read the revision of your manuscript as well as feedback from two pulmonologists who reviewed it. I have also read the reviews from your initial submission. In my opinion, the presentation of the research is in line with what can be expected of a pilot project: the focus is on feasibility and acceptability, not inference. The goal is to try out the procedures and logistics and see what works and what doesn’t so that problems in a large confirmatory trial are avoided. The outcome data themselves are secondary, and whatever conclusion of benefit or not, apply to the sample only; no statement should be made about generalizability of results and no formal testing should be conducted, although uncertainty can be expressed in the form of confidence intervals or credible intervals. Regardless, looking at the reviews from the original submission and the revision, a common theme is that reviewers had a difficult time seeing this study as a pilot and tried to interpret it, at least partially, as if it was a confirmatory study, which is clearly not, and therefore the concerns about baseline imbalances, inferential testing, and statistical power. In addition to that, the prior academic editor, who has studied in-depth the nuances of randomization procedures, expressed concern about the randomization procedure and how it was implemented. Therefore, to avoid confusion and over-interpretation of results, the following is needed: 1) A statement in the abstract along the lines of: “Because of the small sample size of this pilot, conclusions cannot be extrapolated beyond the study sample.” So that from the beginning readers are not looking for inferential conclusions. 2) A paragraph in the methods section explaining to readers the purpose of a pilot study such as yours. In addition to your reference 9 (Lancaster et al, 2004), consider using the following: https://www.nccih.nih.gov/grants/pilot-studies-common-uses-and-misuses https://www.ncbi.nlm.nih.gov/pmc/articles/PMC3081994/ https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4917389/ 3) A paragraph in the discussion about what you will do to improve the randomization in a future confirmatory trial. For instance, increase the number of random block sizes to 3, 6, 9, 12, and 15, or use a different randomization method altogether, and implement a computerized system (as opposed to the envelopes). Minor fix: typo in abstract results: “[…]time (hours) taken to step down nebulised to inhaled treatment was 5.6 (14.3),” should be 35.6 (14.3). Finally, please respond to the reviewer comments. [Note: HTML markup is below. Please do not edit.] Reviewers' comments: Reviewer's Responses to Questions Comments to the Author 1. If the authors have adequately addressed your comments raised in a previous round of review and you feel that this manuscript is now acceptable for publication, you may indicate that here to bypass the “Comments to the Author” section, enter your conflict of interest statement in the “Confidential to Editor” section, and submit your "Accept" recommendation. Reviewer #2: (No Response) Reviewer #3: (No Response) ********** 2. Is the manuscript technically sound, and do the data support the conclusions? The manuscript must describe a technically sound piece of scientific research with data that supports the conclusions. Experiments must have been conducted rigorously, with appropriate controls, replication, and sample sizes. The conclusions must be drawn appropriately based on the data presented. Reviewer #2: Yes Reviewer #3: Yes ********** 3. Has the statistical analysis been performed appropriately and rigorously? Reviewer #2: Yes Reviewer #3: Yes ********** 4. Have the authors made all data underlying the findings in their manuscript fully available? The PLOS Data policy requires authors to make all data underlying the findings described in their manuscript fully available without restriction, with rare exception (please refer to the Data Availability Statement in the manuscript PDF file). The data should be provided as part of the manuscript or its supporting information, or deposited to a public repository. For example, in addition to summary statistics, the data points behind means, medians and variance measures should be available. If there are restrictions on publicly sharing data—e.g. participant privacy or use of data from a third party—those must be specified. Reviewer #2: Yes Reviewer #3: Yes ********** 5. Is the manuscript presented in an intelligible fashion and written in standard English? PLOS ONE does not copyedit accepted manuscripts, so the language in submitted articles must be clear, correct, and unambiguous. Any typographical or grammatical errors should be corrected at revision, so please note any specific errors here. Reviewer #2: Yes Reviewer #3: Yes ********** 6. Review Comments to the Author Please use the space provided to explain your answers to the questions above. You may also include additional comments for the author, including concerns about dual publication, research ethics, or publication ethics. (Please upload your review as an attachment if it exceeds 20,000 characters) Reviewer #2: The manuscript, "Humidified and standard oxygen therapy in acute severe asthma in children (HUMOX): a pilot randomized controlled trial" by Jones and colleagues examines the feasibility of comparing types supplemental oxygen in asthmatic children experiencing acute exacerbations. The authors identify several potential barriers to a full-scale investigation, including difficulties in recruiting volunteers to complete some of the desired outcome measures, and difficulties in achieving adequate overnight data collection. As such, this manuscript provides insights that will be useful to clinical investigators studying other clinically relevant questions. Therefore, this manuscript will be of interest to a fairly general audience. The manuscript has been significantly improved by the revisions. However, there are still some areas that are not clear in the current manuscript. These minor issues include the following: 1. The Procedures section specifies the duration of assessment to be "as long as they required O2 (and until discharge)". Do the authors mean that all the patients were followed until their discharge? Alternatively, this sentence could mean the patients were followed until they were either off O2 or had been discharged. This sentence should be rewritten to be more clear. 2. The Procedures mention that the parents or guardians provided recommendations regarding potential meaningful patient outcomes and post-A&E Department therapy. The details regarding these findings are provided in the Supplemental Material. However, no reference to this is made within the Procedures section. The authors should state that these findings are provided in the Supplemental Material appendix to make it easier for the interested reader to locate them. 3. The authors state that the outcomes were not designated as primary or secondary, but do not provide a rationale for doing that. The authors should provide a rationale as to why they chose to not designate outcomes as primary or secondary. 4. The authors should provide more details regarding how they arrived at 30 per group as their sample size. Did they conduct a power analysis? Was this based on the average number of children seen in the A&E Department for acute asthma exacerbations? 5. The Discussion outlines some of the barriers experienced by the authors in obtaining their data. While they report some of the approaches that were not successful, it would be helpful if they would include potential ways that they might be successful in collecting a more complete data set in a subsequent study. This is particularly important since the difficulties with missing data precluded the use of a clinically relevant assessment, the PRAM score. Reviewer #3: In the table !, when you compare the three groups with parametric method do you use to write they are similar? Can you explain why did not carried out hypothesis testing? ********** 7. PLOS authors have the option to publish the peer review history of their article (what does this mean?). If published, this will include your full peer review and any attached files. If you choose “no”, your identity will remain anonymous but your review may still be made public. Do you want your identity to be public for this peer review? For information about this choice, including consent withdrawal, please see our Privacy Policy. Reviewer #2: No Reviewer #3: No [NOTE: If reviewer comments were submitted as an attachment file, they will be attached to this email and accessible via the submission site. Please log into your account, locate the manuscript record, and check for the action link "View Attachments". If this link does not appear, there are no attachment files.] While revising your submission, please upload your figure files to the Preflight Analysis and Conversion Engine (PACE) digital diagnostic tool, https://pacev2.apexcovantage.com/. PACE helps ensure that figures meet PLOS requirements. To use PACE, you must first register as a user. Registration is free. Then, login and navigate to the UPLOAD tab, where you will find detailed instructions on how to use the tool. If you encounter any issues or have any questions when using PACE, please email PLOS at figures@plos.org. Please note that Supporting Information files do not need this step.
22 Dec 2021 We thank the editor and reviewers for their helpful and constructive comments which have improved the manuscript. We have included a table with our responses point by point with this revision. Submitted filename: Response to Editor Comments.docx Click here for additional data file. 12 Jan 2022 Humidified and standard oxygen therapy in acute severe asthma in children (HUMOX): a pilot randomised controlled trial PONE-D-20-30805R2 Dear Dr. Jones, We’re pleased to inform you that your manuscript has been judged scientifically suitable for publication and will be formally accepted for publication once it meets all outstanding technical requirements. Within one week, you’ll receive an e-mail detailing the required amendments. When these have been addressed, you’ll receive a formal acceptance letter and your manuscript will be scheduled for publication. An invoice for payment will follow shortly after the formal acceptance. To ensure an efficient process, please log into Editorial Manager at http://www.editorialmanager.com/pone/, click the 'Update My Information' link at the top of the page, and double check that your user information is up-to-date. If you have any billing related questions, please contact our Author Billing department directly at authorbilling@plos.org. If your institution or institutions have a press office, please notify them about your upcoming paper to help maximize its impact. If they’ll be preparing press materials, please inform our press team as soon as possible -- no later than 48 hours after receiving the formal acceptance. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information, please contact onepress@plos.org. Kind regards, Andres Azuero, Ph.D., MBA Academic Editor PLOS ONE 25 Jan 2022 PONE-D-20-30805R2 Humidified and standard oxygen therapy in acute severe asthma in children (HUMOX): a pilot randomised controlled trial Dear Dr. Jones: I'm pleased to inform you that your manuscript has been deemed suitable for publication in PLOS ONE. Congratulations! Your manuscript is now with our production department. If your institution or institutions have a press office, please let them know about your upcoming paper now to help maximize its impact. If they'll be preparing press materials, please inform our press team within the next 48 hours. Your manuscript will remain under strict press embargo until 2 pm Eastern Time on the date of publication. For more information please contact onepress@plos.org. If we can help with anything else, please email us at plosone@plos.org. Thank you for submitting your work to PLOS ONE and supporting open access. Kind regards, PLOS ONE Editorial Office Staff on behalf of Dr. Andres Azuero Academic Editor PLOS ONE
Table 1

Baseline characteristics of individuals in the heated humidified O (n = 25), cold humidified O (n = 21) and standard therapy O (n = 20) groups.

  Heated humidified O2 (n = 25)Cold humidified O2 (n = 21)Standard therapy O2 (n = 20)
Age (years) Mean (SD)5.55 (2.6)4.81 (2.3)5.11 (2.0)
Gender: n (%) Female9 (36%)11 (52%)5 (25%)
Male16 (64%)10 (48%)15 (75%)
ASS Mean (SD)5.88* (1.1)5.79** (0.8)6.11** (1.2)
Age of asthma onset (years) Mean (SD)2.83 (1.9)2.00* (1.2)3.30 (2.2)
 Undiagnosed19 (76%)13 (65%)10 (50%)
Previous admissions for asthma: n (%) * 010 (40%)6 (30%)12 (60%)
1–413 (52%)11 (55%)2 (10%)
>42 (8%)3 (15%)6 (30%)
Time since previous admission (months) Median (IQR)3.59 (0.4, 48.0)4.00 (0.7, 30.0)19.00 (6.0, 58.4)
Missing10812
Allergy History: n (%) * None16 (64%)10 (48%)7 (35%)
Hay fever4 (16%)3 (14%)5 (25%)
Eczema5 (20%)7 (33%)9 (45%)
Food allergy1 (4%)2 (10%)4 (20%)
Missing0 (0%)1 (100%)0 (0%)
Length of current attack: n (%) * Last 24 hrs14 (56%)8 (40%)8 (40%)
Last 6 hrs or less3 (12%)1 (5%)2 (10%)
Last few days8 (32%)11.00 (55%)10.00 (50%)
Medication received prior to screening: n (%) * No13 (52%)12 (60%)11 (55%)
Not known1 (4%)1 (5%)0 (0%)
Yes11 (44%)7 (35%)9 (45%)

* = 1 value missing

** = 2 values missing.

  12 in total

1.  Design and analysis of pilot studies: recommendations for good practice.

Authors:  Gillian A Lancaster; Susanna Dodd; Paula R Williamson
Journal:  J Eval Clin Pract       Date:  2004-05       Impact factor: 2.431

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Journal:  J Psychiatr Res       Date:  2010-10-28       Impact factor: 4.791

Review 3.  Is the prevalence of asthma declining? Systematic review of epidemiological studies.

Authors:  C Anandan; U Nurmatov; O C P van Schayck; A Sheikh
Journal:  Allergy       Date:  2009-11-12       Impact factor: 13.146

4.  Evaluation of an asthma severity score.

Authors:  M Yung; M South; T Byrt
Journal:  J Paediatr Child Health       Date:  1996-06       Impact factor: 1.954

Review 5.  Relationship between the humidity and temperature of inspired gas and the function of the airway mucosa.

Authors:  R Williams; N Rankin; T Smith; D Galler; P Seakins
Journal:  Crit Care Med       Date:  1996-11       Impact factor: 7.598

6.  The epidemic of allergy and asthma.

Authors:  S T Holgate
Journal:  Nature       Date:  1999-11-25       Impact factor: 49.962

7.  Spirometry and PRAM severity score changes during pediatric acute asthma exacerbation treatment in a pediatric emergency department.

Authors:  Donald H Arnold; Tebeb Gebretsadik; Tina V Hartert
Journal:  J Asthma       Date:  2012-12-21       Impact factor: 2.515

8.  The Pediatric Respiratory Assessment Measure: a valid clinical score for assessing acute asthma severity from toddlers to teenagers.

Authors:  Francine M Ducharme; Dominic Chalut; Laurie Plotnick; Cheryl Savdie; Denise Kudirka; Xun Zhang; Linyan Meng; David McGillivray
Journal:  J Pediatr       Date:  2007-10-31       Impact factor: 4.406

9.  A parent completed questionnaire to describe the patterns of wheezing and other respiratory symptoms in infants and preschool children.

Authors:  C V E Powell; P McNamara; A Solis; N J Shaw
Journal:  Arch Dis Child       Date:  2002-11       Impact factor: 3.791

10.  Sample size calculations based on a difference in medians for positively skewed outcomes in health care studies.

Authors:  Aidan G O'Keeffe; Gareth Ambler; Julie A Barber
Journal:  BMC Med Res Methodol       Date:  2017-12-02       Impact factor: 4.615

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