| Literature DB >> 35076476 |
Elodie Perruchoud1, Rafaël Weissbrodt1, Henk Verloo1,2, Claude-Alexandre Fournier1, Audrey Genolet1, Joëlle Rosselet Amoussou3, Stéphanie Hannart1.
Abstract
BACKGROUND: Little documentation exists on relationships between long-term residential care facilities (LTRCFs), staff working conditions and residents' quality of care (QoC). Supporting evidence is weak because most studies examining this employ cross-sectional designs.Entities:
Keywords: health care; long-term residential care facilities; nursing staff; older adults; quality; working conditions
Year: 2021 PMID: 35076476 PMCID: PMC8788263 DOI: 10.3390/geriatrics7010006
Source DB: PubMed Journal: Geriatrics (Basel) ISSN: 2308-3417
Figure 1Flow diagram summarizing the results of our search strategy based on the PRISMA recommendations [37].
Characteristics of the included studies.
| Author | Study Type | Context | Study Length (Years) | Research Objectives | Methods and Measurement Instruments | Limitations | Recommendations |
|---|---|---|---|---|---|---|---|
| Hyer et al. [ | Cohort study | Nursing homes | 4 | Examine relationships between the HPRDs of CNAs, RNs, and LPNs and the presence of deficiencies |
HPRD and facility characteristics: Online Survey, Certification, and Reporting (OSCAR) database and Florida Nursing Home Staffing Reports Deficiencies: Total deficiency score from CMS’ Nursing Home Compare Five-Star Quality Rating System [ | OSCAR’s reliability criticized because HPRD calculated over two weeks only | Increase the number of HPRD for CNAs |
| Kim et al. [ | Cohort study | Nursing homes | 5 | Examine relationships between HPRDs of CNAs, LPNs, and RNs and the presence of deficiencies |
HPRD annual cost report data submitted to the California Office of Statewide Health Planning and Development [ Deficiencies: Automated Certification and Licensing Administrative Information and Management System (ACLAIMS) database, which includes Number of total deficiencies (administration, environment, life safety, nutrition, pharmacy, resident rights, QoC, mistreatment, and resident assessment) [ | Deficiencies pointed out via occasional inspections | Increase the number of HPRD for nursing staff as a whole, but particularly for RNs |
| Konetzka et al. [ | Cohort study | Nursing homes | 4 | Examine relationships between HPRDs of RNs/skill mix and residents’ health outcomes |
Clinical outcomes and case-mix data: Minimum Data Set (MDS) nursing home resident assessment, which includes pressure sores within last 14 days and urinary tract infections (UTIs) within last 30 days HPRD: Online Survey, Certification, and Reporting (OSCAR) database which includes RN HPRD and skill mix (% of total hours provided by RNs) | OSCAR’s reliability criticized because HPRD calculated over two weeks only | Increase the number of HPRD for RNs and RNs in the skill mix |
| Kwong et al. [ | Cohort study | Nursing homes | 0.83 | Evaluate factors affecting the development of pressure ulcers |
Pressure ulcer risk form: Chinese version of the MBS [ Human resources form: presence of nurses working in the nursing homes and the proportions of full-time nursing assistants and residents living in the homes | Small sample, including only two LTRCFs with RNs | Ensure a sufficient presence of RNs |
| Linn et al. [ | Cohort study | Nursing homes | 9 | Determine relationships between LTRCF characteristics and outcomes for residents |
Facility characteristics: number of beds, bed occupancy rate, waiting lists, staffing hours, staff–patient ratios, total number of staff, and monthly costs; Nursing Home Rating Scale [ Residents’ Outcomes: three types of outcome at six months: (a) living or dead; (b) improved, the same, deteriorated, or dead; (c) location: discharged, still in the nursing home, readmitted to the hospital, or dead | Over-representation of LTRCFs from urban areas | Increase the number of HPRD for RNs |
| Popp et al. [ | Cohort study | Nursing homes | 0.33 | Examine relationships between proportions of qualified personnel and incidence of pressure ulcers |
Data source: Hamburger Qualitätsvergleich in der Dekubitusprophylaxe Proportions of qualified personnel: full-time equivalent posts occupied Residents classified into three groups: 1) cared for with low (< 50%); 2) medium (50–60%); and 3) high proportions of qualified personnel (≥ 60%) Incidences of pressure ulcers: number of residents with a pressure ulcer in relation to the total number of residents | Small sample | Carry out studies with larger samples |
| Shin et al. [ | Cohort study | Nursing homes | 2.75 | Examine relationships between nursing staff numbers and QoC |
Staffing information: collected using “The Nursing Facility Staff Survey” Facility characteristics: collected from administrators, directors of nursing, and administrative staff (bed size, years in operation, ownership characteristics, chain, religion of the establishment, referral hospitals, location) Outcomes: 15 indicators of the quality of care from the Korean National Health Insurance Service’s 2015 Nursing Home Evaluation Manual and the U.S. Minimum Data Set [ | Small sample; high attrition rate; self- reporting methodology | Ensure a sufficient presence of RNs |
| Temkin et al. [ | Cohort study | Nursing homes | 1.08 | Examine associations between work environments and risks of pressure ulcers and incontinence |
Environmental attributes: obtained using a survey addressed to all staff members providing direct, daily care (staff cohesion; percentage of staff in self-managed teams or formal teams; percentage of staff with consistent assignment) Facility characteristics: staffing ratios (RN, LPN, and CNA HPRD); facility location (upstate); facility ownership (not-for-profit, chain membership); percentages of Medicare/Medicaid residents were obtained using the Online Survey Certification and Reporting System (OSCAR) Outcomes: prevalence of pressure ulcers and urinary/fecal incontinence | Self-reporting methodology | Develop new management strategies (interpersonal communication and coordination of care) |
| Yoon et al. [ | Cohort study | Long-term care hospitals | 0.33 | Examine impact of organizational factors on QoC for urinary incontinence |
Data sources: Health Insurance Review and Assessment Services review of claims and assessment of care quality Urinary incontinence (UI) care quality categorized into two groups: (1) Improvement group included residents who experienced improved UI status and remained completely continent. (2) No improvement group included those who deteriorated or did not change their UI status Organizational characteristics: ownership type, location, operating period, number of beds, nurse staffing level (ratio of total nursing staff, including RNs and LPNs, per 100 beds), and RN ratio (ratio of RNs to total nursing staff) | Self-reporting methodology | Increase the ratio of RNs whatever the overall level of nursing staff |
| Zimmerman et al. [ | Cohort study | Nursing homes | 5 | Explore differences in nurse staffing levels on resident weight loss |
Data Source: EQisA project [ Weight loss: percentage of residents per nursing home who had lost more than 10% of their weight within the past 6 months Staffing: staff-to-resident ratio measured in full-time equivalents Organizational factors: facility size, bed occupancy rate, location | Majority of LTRCFs belonged to Caritas Association | Further research needed to identify factors leading to weight loss |
| Burgio et al. [ | Quasi-experimental study | Nursing homes | 10-day periods | Compare QoC results for residents according to permanent or rotating staff assignment to residents and work shifts |
Staffing assignment: permanent (PA) and rotating (RA) assignment Two work shifts: 0700–1500 (morning shift) and 1500–2300 (evening shift) Data source: collected within each randomly scheduled nursing home from cohorts of eight residents over a 10-day period Three measures: The computer-assisted behavior observational systems (CABOS), which include two systems (activity time-sampling system and daily care system); The Personal Appearance and Hygiene Index (PAI) [ Outcomes: CNA–resident interaction; resident behavioral disturbances; affect states; personal appearance and hygiene | In LTRCFs with PA of staff, residents were only matched with their primary CNA half of the time | Research is needed to determine impacts of higher rates of staff permanency (> 50%) on residents’ outcomes |
Methodological quality of the cohort studies.
| Study | Selection | Comparability | Outcome | Total Quality Score | ||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Representativeness of Exposed Cohort | Selection of Non-Exposed Cohort | Ascertainment of Exposure | Demonstration That Outcome of Interest Was Not Present at Start of Study | Adjusted for the Most Important Risk Factors | Adjusted for Other Risk Factors | Assessment of Outcome | Follow-Up Length | Loss-to-Follow-Up Rate | ||
| Hyer et al. [ | 1 * | 0 * | 1 * | 1 * | 1 * | 1 * | 1 * | 1 * | 0 * | 7 * |
| Linn et al. [ | 1 * | 0 * | 1 * | 1 * | 1 * | 1 * | 0 * | 1 * | 1 * | 7 * |
| Kim et al. [ | 1 * | 0 * | 1 * | 0 * | 1 * | 1 * | 1 * | 1 * | 0 * | 6 * |
| Kwong et al. [ | 0 * | 0 * | 1 * | 1 * | 1 * | 1 * | 0 * | 1 * | 1 * | 6 * |
| Popp et al. [ | 1 * | 1 * | 0 * | 1 * | 1 * | 1 * | 0 * | 1 * | 0 * | 6 * |
| Konetzka et al. [ | 1 * | 0 * | 1 * | 0 * | 1 * | 1 * | 0 * | 1 * | 0 * | 5 * |
| Yoon et al. [ | 0 * | 0 * | 1 * | 1 * | 1 * | 1 * | 0 * | 1 * | 0 * | 5 * |
| Zimmerman et al. [ | 0 * | 0 * | 1 * | 1 * | 1 * | 1 * | 0 * | 1 * | 0 * | 5 * |
| Shin et al. [ | 1 * | 0 * | 0 * | 0 * | 1 * | 1 * | 0 * | 1 * | 0 * | 4 * |
| Temkin et al. [ | 0 * | 0 * | 0 * | 0 * | 1 * | 1 * | 0 * | 1 * | 0 * | 3 * |
Note: A study could be awarded a maximum of one star for each numbered item in the Selection and Outcome categories. A maximum of two stars could be given for Comparability. Studies were evaluated on a scale from 0 to 9 stars and classified into groups of low (<6 stars), moderate (6–7 stars), or high (8–9 stars) quality. X* = X star.
Synthesis of the HPRD.
| Study | HPRD RN | HPRD LPN | HPRD CNA | HPRD Total |
|---|---|---|---|---|
| Kim et al. [ | 0.35 (0.26) | 0.61 (0.27) | 2.27 (0.41) | 3.23 (0.66) |
| Temkin et al. [ | 0.61 (0.23) | 0.83 (0.25) | 2.31 (0.40) | - |
| Linn et al. [ | M = 3.58 | M = 0.82 | M = 1.14 | - |
| Konetzka et al. [ | 0.35 (0.22) | - | - | - |
| Shin et al. [ | 0.18 | 0.17 ** | 2.68 *** | - |
| Hyer et al. [ | 1.15 (0.24) | 2.49 (0.29) | - | |
* HPRD data were collected for RNs, LPNs, and CNAs for five distinct groups of residents; ** professionals defined as CNAs in the study; *** professionals defined as QCWs, but equivalent to CNAs.
Statistical results from the cohort studies.
| Authors; Year; Country | Independent Variables | Dependent | Covariables | Statistical Results | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Statistical | IV | DV | Coefficient | Standard Error | Odds Ratio | Confidence Interval (95%) | ||||||
| Hyer et al. [ |
CNA HPRD LPN and RN HPRD |
Total deficiency score Quality of care (QoC) deficiency scores |
Control variables: | Regression models | CNA HPRD | Total deficiency score | −0.10 | 0.05 | ||||
| CNA HPRD | QoC deficiency score | −0.29 | 0.13 | |||||||||
| LPN–RN HPRD | Total deficiency score | −0.11 | 0.07 | |||||||||
| LPN–RN HPRD | QoC deficiency score | −0.20 | 0.16 | |||||||||
| Kim et al. [ |
Total nursing HPRD RN HPRD LPN HPRD NA HPRD Meeting state staffing standards |
Number of total deficiencies Quality of care (QoC) deficiencies Severe deficiencies that may cause harm or jeopardy |
Control variables: | Poisson random-effects (Res) models | Total nursing HPRD | Total deficiencies | −0.03 | 0.01 | ||||
| Total nursing HPRD | QoC deficiencies | −0.04 | 0.01 | |||||||||
| Total nursing HPRD | Serious deficiencies | −0.10 | 0.05 | |||||||||
| RN HPRD | Total deficiencies | −0.07 | 0.02 | |||||||||
| RN HPRD | QoC deficiencies | −0.09 | 0.03 | |||||||||
| RN HPRD | Serious deficiencies | −0.25 | 0.13 | |||||||||
| LPN HPRD | Total deficiencies | 0.12 | 0.01 | |||||||||
| LPN HPRD | QoC deficiencies | 0.11 | 0.02 | |||||||||
| LPN HPRD | Serious deficiencies | 0.12 | 0.11 |
| ||||||||
| CNA HPRD | Total deficiencies | −0.06 | 0.01 |
| ||||||||
| CNA HPRD | QoC deficiencies | −0.08 | 0.02 |
| ||||||||
| CNA HPRD | Serious deficiencies | −0.14 | 0.07 |
| ||||||||
| Konetzka et al. [ |
RN HPRD Skill mix (% of total staffing hours, RN, LPN, and NA combined) |
Pressure ulcers within last 14 days Urinary tract infections (UTIs) within last 30 days |
Control variables: | Fixed effects model with residual inclusion IV | RN HPRD | Pressure ulcers | −3.00 | 0.52 | ||||
| RN HPRD | UTIs | −1.56 | 0.41 | |||||||||
| Skill mix | Pressure ulcers | 0.05 | 0.44 | |||||||||
| Skill mix | UTIs | −1.66 | 0.50 | |||||||||
| Occupancy rate | Pressure ulcers | −0.04 | 0.17 | |||||||||
| Occupancy rate | UTIs | 0.04 | 0.14 | |||||||||
| Kwong et al. [ |
Nurses working in the nursing home (yes) Number of nursing assistants per 100 residents |
Pressure ulcers developed in last 4 weeks | Control variables: Comorbidities: pneumonia, renal failure, stroke Activity: bedfast, chairfast | Multiple logistic regression | Nurses working in the nursing home (yes) | Pressure ulcers developed in last 4 weeks | 0.26 | [0.13–0.53] | ||||
| Number of nursing assistants per 100 residents | Pressure ulcer development in last 4 weeks | 1.09 | [1.05–1.12] | |||||||||
| Linn et al. [ |
Size RN HPRD LPN HPRD CNA HPRD Total staff/res. ratio Cost/month |
Residents were classified by 3 types of outcome, reflecting their status at the end of six months:
alive or dead improved, the same, deteriorated, or dead location: discharged, still in the nursing home, readmitted to hospital, or dead. | Control variables: | Multivariate | RN total HPRD | Mortality | 4.66 | |||||
| Function | 3.03 | |||||||||||
| Location | 3.23 | |||||||||||
| LPN total HPRD | Mortality | 0.87 | ||||||||||
| Function | 0.21 | |||||||||||
| Location | 1.26 | |||||||||||
| CNA total HPRD | Mortality | 0.04 | ||||||||||
| Function | 2.41 | |||||||||||
| Location | 0.16 | |||||||||||
| Total staff/resident ratio | Mortality | 0.09 | ||||||||||
| Function | 2.68 | |||||||||||
| Location | 0.21 | |||||||||||
| Size of institution | Mortality | 0.10 | ||||||||||
| Function | 2.11 | |||||||||||
| Location | 2.39 | |||||||||||
| Cost/month | Mortality | 0.09 | ||||||||||
| Function | 5.26 |
| ||||||||||
| Location | 0.25 | |||||||||||
| Popp et al. [ |
Care with low (< 50%) proportion of qualified personnel Care with medium proportion (50–60%) Care with high proportion (≥ 60%) |
Incidence of the development of pressure ulcers | Control variables: Level of nursing care Guidelines on pressure ulcer prophylaxis Specialization in pressure prophylaxis Certified quality management system | Multivariate logistic regression models |
Medium proportion (50–60%) of qualified personnel | Incidence of development of a new pressure ulcer | 1.50 | [0.52–4.35] | ||||
| High proportion (≥ 60%) of qualified personnel | Incidence of development of a new pressure ulcer | 0.80 | [0.25–2.54] | |||||||||
| Shin et al. [ |
Nurse staffing HPRD: RN, LPN, and CNA Skill mix Staff turnover | 15 indicators of quality of care:prevalence of falls; pressure score; aggressive behaviors; depression; cognitive decline; incontinence; UTI; weight loss; dehydration; tube feeding; bed rest; ADLs; deteriorated range of motion; antidepressants or sleeping pills; physical restraints | Control variables: Number of beds ownership form (for profit or not) occupancy rate operation duration (years) location (metropolitan / small city / rural) long-term care insurance chain of hospitals (or not) religious establishment (or not) | Repeated measures | RN HPRD | Depression | −0.28 | |||||
| RN HPRD | Tube feeding | 0.08 | ||||||||||
| RN HPRD | Bed rest | −0.22 | ||||||||||
| LPN HPRD | Physical restraints | −0.04 | ||||||||||
| LPN HPRD | Aggressive behaviors | 0.16 | ||||||||||
| CNA HPRD | Weight loss | 0.02 | ||||||||||
| CNA HPRD | Bed rest | 0.05 | ||||||||||
| CNA HPRD | Deteriorated ADLs | 0.10 | ||||||||||
| Skill mix (RNs–LPNs) | Aggressive behaviors | −0.05 | ||||||||||
| Skill mix (RNs–LPNs) | Depression | −0.06 | ||||||||||
| Skill mix (RNs–LPNs) | Weight loss | −0.02 | ||||||||||
| Skill mix (RNs–LPNs) | Bed rest | −0.07 | ||||||||||
| Skill mix (RNs–CNAs) | Weight loss | −0.12 | ||||||||||
| RN turnover | Antidepressant | 0.01 | ||||||||||
| LPN turnover | Antidepressant | 0.01 | ||||||||||
| Temkin et al. [ |
Staff cohesion Formal teams Self-managed teams Consistent assignment Bed size |
Prevalence of pressure ulcers Prevalence of urinary/fecal incontinence | Control variables: Staffing ratios (RN, LPN, CNA- HPRD) Facility location (Upstate or downstate) Facility ownership (not-for-profit, chain membership) Percentage of Medicare/ Medicaid residents | Random effects logistic models | Staff cohesion (per 0.23 SD increase) | Pressure ulcers | 0.96 | |||||
| Staff cohesion (per 0.23 increase) | Incontinence | 0.92 | ||||||||||
| Self-managed teams | Pressure ulcers | 0.98 | ||||||||||
| Self-managed teams | Incontinence | 0.99 | ||||||||||
| Primary assignment | Pressure ulcers | 1.30 | ||||||||||
| Primary assignment | Incontinence | 0.90 | ||||||||||
| Bed size | Pressure ulcers | 0.10 | ||||||||||
| Bed size | Incontinence | 0.10 | ||||||||||
| Nursing hours (RN + LPN + CNA)/patient/day) | Pressure ulcers | 1.11 | ||||||||||
| Nursing hours (RN + LPN + CNA)/patient/day) | Incontinence | 1.28 | ||||||||||
| Yoon et al. [ |
Ownership type Location (urban or rural) Operating period Number of beds Doctor staffing level Nurse staffing level (RNs and LPNs per 100 beds) RN ratio |
Improvement group No improvement group | 8 Patients characteristics Sex Age ADL level Cognitive impairment Delirium Depressive mood Stroke Urinary tract infection |
Multi-level logistic | Location (urban) | Quality of UI car | 0.25 | 0.11 | 1.28 | [1.03–1.60] | ||
| Nurse staffing level | Quality of UI care | 0.01 | 0.01 | 1.01 | [0.99–1.04] | |||||||
| RN ratio | Quality of UI care | 0.59 | 0.26 | 1.80 | [1.08–2.99] | |||||||
| Ownership (private) | Quality of UI care | 0.05 | 0.15 | 1.05 | [0.78–1.40] | |||||||
| Number of beds | Quality of UI care | 0.00 | 0.00 | 1.00 | [1.00–1.00] | |||||||
| Zimmerman et al. [ |
RN staffing (ratio of residents to RNs) CNA staffing (ratio of residents to CNAs) |
Weight loss over the past 6 months | Control variables: Location (reference = metropolitan, urban, rural) Region Institution size (number of beds) Occupancy (occupancy rate) Resident case mix Number of residents | Multiple logistic regression | RN staffing | Weight loss | 2.30 | [1.34–3.93] | ||||
| NA staffing | Weight loss | 0.94 | [0.72–1.24] | |||||||||
| Location (urban) | Weight loss | 0.77 | [0.26–2.1] | |||||||||
| Location (rural) | Weight loss | 0.49 | [0.17–1.39] | |||||||||
| Institution size | Weight loss | 0.99 | [0.98–1.01] | |||||||||
| Number of residents | Weight loss | 1.09 | [1.04–1.16] | |||||||||
p * = p-value is statistically significant.
Statistical results from the quasi-experimental study.
| Authors (Year) Country | Statistical | Measures | Independent Variables | Dependent | F Statistic with Degree of Freedom | Shifts | Mean (M) | Standard Error | F Statistic with Degree of Freedom | |||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Burgio et al. [ | Between-groups quasi-experimental | Direct observational systems | Rotating assignment (RA) staffing | Resident–CNA spoken interaction (occurrence per 5 min interval) | - | a.m. shift | 0.50 | 0.90 | - | |||
| p.m. shift | 0.79 | 1.34 | ||||||||||
| CNA–resident interaction | - | a.m. shift | 2.57 | 4.77 | - | |||||||
| p.m. shift | 2.66 | 4.03 | ||||||||||
| Resident disruptive behavior (% occurrence overall) | - | a.m. shift | 4.50 | 11.06 | 10.83 | |||||||
| p.m. shift | 7.38 | 17.36 | ||||||||||
| Permanent assignment (PA) staffing | Resident–CNA spoken interaction (occurrence per 5 min interval) | - | a.m. shift | 0.46 | 1.03 | - | ||||||
| p.m. shift | 0.67 | 1.08 | ||||||||||
| CNA–resident interaction | - | a.m. shift | 2.70 | 5.70 | - | |||||||
| p.m. shift | 3.17 | 4.74 | ||||||||||
| Resident disruptive behavior (% occurrence overall) | - | a.m. shift | 3.87 | 10.28 | 10.83 | |||||||
| p.m. shift | 7.06 | 14.59 | ||||||||||
| Direct Observational Systems: | Rotating assignment (RA) staffing | Resident–CNA non-negative spoken interaction (% occurrence overall) | - | a.m. shift | 0.70 | 0.68 | 4.37 | |||||
| p.m. shift | 1.02 | 1.11 | ||||||||||
| CNA–resident task-related positive spoken interaction (% occurrence overall) | - | a.m. shift | 74.62 | 31.27 | - | |||||||
| p.m. shift | 79.29 | 30.83 | ||||||||||
| Resident disruptive behavior (% occurrence overall) | - | a.m. shift | 12.13 | 23.46 | - | |||||||
| p.m. shift | 10.12 | 24.32 | ||||||||||
| Permanent assignment (PA) staffing | Resident–CNA nonnegative verbal interaction (% occurrence overall) | - | a.m. shift | 0.56 | 0.70 | 4.37 | ||||||
| p.m. shift | 0.76 | 0.94 | ||||||||||
| CAN-resident task-related positive verbal interaction (% occurrence overall) | - | a.m. shift | 78.88 | 29.27 | - | |||||||
| p.m. shift | 81.03 | 27.48 | ||||||||||
| Resident disruptive behavior (% occurrence overall) | - | a.m. shift | 10.60 | 21.02 | - | |||||||
| p.m. shift | 9.19 | 19.51 | ||||||||||
| Paper-and-Pencil Measures: | Rotating assignment (RA) staffing | Staff rating of residents’ personal appearance and hygiene | 3.94 | a.m. shift | 87.10 | 7.10 | 5.70 | |||||
| p.m. shift | 84.80 | 7.70 | ||||||||||
| Permanent assignment (PA) staffing | a.m. shift | 87.40 | 7.90 | |||||||||
| p.m. shift | 86.80 | 7.40 | ||||||||||
| Affect Rating Scale (ARS) | Rotating assignment (RA) staffing | Amount of time for which residents expressed any of the affect states | - | a.m. shift | Interest | 94.20 | 17.10 | 15.71 | ||||
| p.m. shift | 94.50 | 14.70 | ||||||||||
| Permanent assignment (PA) staffing | a.m. shift | 97.40 | 10.00 | |||||||||
| p.m. shift | 89.20 | 25.30 | ||||||||||
p * = p-value is statistically significant.