Saee Gharpure1, Rachana Yadwade1, Balaprasad Ankamwar1. 1. Bio-Inspired Materials Research Laboratory, Department of Chemistry, Savitribai Phule Pune University (Formerly University of Pune), Ganeshkhind, Pune 411007, India.
Abstract
As traditional cancer therapy is toxic to both normal and cancer cells, there is a need for newer approaches to specifically target cancer cells. ZnO nanoparticles can be promising due their biocompatible nature. However, ZnO nanoparticles have also shown cytotoxicity against mammalian cells in some cases, because of which there is a need for newer synthesis approaches for biocompatible ZnO nanoparticles to be used as carrier molecules in drug delivery applications. Here, we report the biosynthesis of ZnO nanoparticles using different plant parts (leaf, seed, and seed coat) of Bixa orellana followed by different characterizations. The UV-visible spectra of ZnO showed absorption maxima at 341 and 353 nm, 378 and 373 nm, and 327 and 337 nm, respectively, before and after calcination corresponding to the band gap energy of 3.636 and 3.513 eV, 3.280 and 3.324 eV, and 3.792 and 3.679 eV for L-ZnO, S-ZnO, and Sc-ZnO, respectively. X-ray diffraction analysis confirmed the formation of hexagonal wurtzite structures. Attenuated total reflectance infrared spectra revealed the presence of stretching vibrations of C-C, C=C, C=O, and NH3 + groups along with C-H deformation involving biomolecules from extracts responsible for reduction and stabilization of nanoparticles. Field emission scanning electron microscopy and transmission electron microscopy images showed spherical and almond-like morphologies of L-ZnO and Sc-ZnO with spherical morphologies, whereas S-ZnO showed almond-like morphologies. The presence of antibacterial activity was observed in L-ZnO against Staphylococcus aureus and Bacillus subtilis, in S-ZnO nanoparticles only against Escherichia coli, and in Sc-ZnO only against Staphylococcus aureus. Uncalcinated ZnO nanoparticles showed weak antibacterial activities, whereas calcinated ZnO nanoparticles showed a non-antibacterial nature. The antifungal activity against different fungi (Penicillium sp., Aspergillus flavus, Fusarium oxysporum, and Rhizoctonia solani) and cytotoxicity against HCT-116 cancer cells were not observed before and after calcination in all three ZnO nanoparticles. The antimicrobial nature and biocompatibility of ZnO nanoparticles were influenced by different parameters of the nanoparticles along with microorganisms and the human cells. Non-antimicrobial properties of ZnO nanoparticles can be treated as a pre-requisite for its biocompatibility due to its inert nature. Thus, biosynthesized ZnO nanoparticles showed a nontoxic nature, which can be exploited as promising alternatives in biomedical applications.
As traditional cancer therapy is toxic to both normal and cancer cells, there is a need for newer approaches to specifically target cancer cells. ZnO nanoparticles can be promising due their biocompatible nature. However, ZnO nanoparticles have also shown cytotoxicity against mammalian cells in some cases, because of which there is a need for newer synthesis approaches for biocompatible ZnO nanoparticles to be used as carrier molecules in drug delivery applications. Here, we report the biosynthesis of ZnO nanoparticles using different plant parts (leaf, seed, and seed coat) of Bixa orellana followed by different characterizations. The UV-visible spectra of ZnO showed absorption maxima at 341 and 353 nm, 378 and 373 nm, and 327 and 337 nm, respectively, before and after calcination corresponding to the band gap energy of 3.636 and 3.513 eV, 3.280 and 3.324 eV, and 3.792 and 3.679 eV for L-ZnO, S-ZnO, and Sc-ZnO, respectively. X-ray diffraction analysis confirmed the formation of hexagonal wurtzite structures. Attenuated total reflectance infrared spectra revealed the presence of stretching vibrations of C-C, C=C, C=O, and NH3 + groups along with C-H deformation involving biomolecules from extracts responsible for reduction and stabilization of nanoparticles. Field emission scanning electron microscopy and transmission electron microscopy images showed spherical and almond-like morphologies of L-ZnO and Sc-ZnO with spherical morphologies, whereas S-ZnO showed almond-like morphologies. The presence of antibacterial activity was observed in L-ZnO against Staphylococcus aureus and Bacillus subtilis, in S-ZnO nanoparticles only against Escherichia coli, and in Sc-ZnO only against Staphylococcus aureus. Uncalcinated ZnO nanoparticles showed weak antibacterial activities, whereas calcinated ZnO nanoparticles showed a non-antibacterial nature. The antifungal activity against different fungi (Penicillium sp., Aspergillus flavus, Fusarium oxysporum, and Rhizoctonia solani) and cytotoxicity against HCT-116 cancer cells were not observed before and after calcination in all three ZnO nanoparticles. The antimicrobial nature and biocompatibility of ZnO nanoparticles were influenced by different parameters of the nanoparticles along with microorganisms and the human cells. Non-antimicrobial properties of ZnO nanoparticles can be treated as a pre-requisite for its biocompatibility due to its inert nature. Thus, biosynthesized ZnO nanoparticles showed a nontoxic nature, which can be exploited as promising alternatives in biomedical applications.
In
recent times, the World Health Organization has stated microbial
antibiotic resistance to be among the most critical crises faced by
humans. Microbial infections have gained a lot of attention due to
its serious health hazards. New bacterial mutation, antibiotic resistance,
outbreaks of pathogenic strains, and so forth, have been increasing
at an alarming rate because of which the effective antimicrobials
are the need of the time.[1,2] There has been ever
increasing demand for development of novel anti-microbial agents due
to incidence of microbial infections. These causative agents cannot
be treated by traditional antibiotics due to newly developed antimicrobial
resistance which has been a serious issue.[3,4] Nanoparticles
can be considered to be potential antimicrobial agents due to their
excellent activity against surface contamination, adhesion, and colonization
which are detrimental for the human health.[5] Metal and metal oxide nanoparticles such as silver, gold, copper,
iron oxide, titanium oxide, zinc oxide, and so forth, have shown antimicrobial
properties at very low concentration by virtue of their unique physicochemical
properties. Some of these metal-based nanoparticles have shown a biocompatible
nature against human cells and even serve as micronutrients essential
for vital functioning of the human body.[6]Zinc is among the micronutrients which are required by the
human
body for its vital functioning as it is required for activity of various
enzymes such as carbonic anhydrase, carboxypeptidase, and alcohol
dehydrogenase, which are important in eukaryotic metabolic activities.[7] Zinc oxide (ZnO), a widely studied metal oxide,
shows a 3.37 eV band gap energy and 60 eV excitation energy along
with being considered to be “generally recognized as safe (GRAS)”
according to the US-FDA.[8] ZnO nanoparticles
are well-known for their antimicrobial properties against various
microorganisms because of which these nanoparticles have been exploited
in different fields such as food science, cosmetics, agriculture,
medicine, and pharmaceuticals.[9] Even though
the exact mechanism responsible for these activities is not completely
known, generation of reactive oxygen species (ROS) is majorly responsible
for both antibacterial and antifungal properties.[10,11] There are several reports showing that the interaction of ZnO nanoparticles
with bacterial cells results in structural changes of the microbial
cell membrane, thereby triggering cytoplasmic leakage and ultimately
resulting in cell death.[12] Action of ZnO
nanoparticles on fungal cells has been observed to cause deformation
of hyphae as a result of uncontrolled accumulation of cellular components,
interference with cellular function resulting in cell death.[13,14] In addition to its antimicrobial activities, ZnO nanoparticles have
also been used in drug delivery applications.[15] However, there are also reports by the EU hazard classification
which have classified zinc oxide as eco-toxic. Zinc compounds have
been observed to be toxic for mammalian and plant systems in trace
amounts.[16] Moreover, there are several
reports which show cytotoxicity against human and animal cells due
to oxidative stress and cellular damage caused by release of zinc
ions, thereby limiting their use in biomedical applications.[17] Use of biocompatible ZnO nanoparticles in drug
delivery applications is critical as it can be used in alternate therapy
specifically targeting cancer cells and not normal cells. This may
help overcome the drawbacks of traditional cancer treatments such
as radiation therapy and chemotherapy, which show high levels of cytotoxicity
against cancer and normal cells.[18,19] Thus, there
is a need to focus attention on synthesizing ZnO nanoparticles which
are non-toxic, ensuring that they will not elicit an immune response
when administered into the human body. Use of these nanoparticles
as “controlled release reservoirs” would in turn aid
in targeted delivery of drugs, thereby facilitating a therapy against
many diseases. Use of biocompatible ZnO nanoparticles in drug delivery
applications will always be preferred over other inorganic nanoparticles
as biodistribution studies show no adverse effects in vivo.[20,21] Previous reports have shown that the toxic
nature of ZnO nanoparticles against different microorganisms and mammalian
cells have been influenced by different physicochemical properties
of nanoparticles such as size, morphology, surface coating, concentration,
and so forth.[22] Toxicity of ZnO nanoparticles
can also be contributed by its mode of synthesis. For example, physical
and chemical methods have been reported to contribute to its toxic
nature which in turn hampers its applicability.[23] Thus, there is a need for newer methods for synthesizing
ZnO nanoparticles with unique physicochemical properties, high anti-microbial
activities, and low cytotoxicity which can be suitable for different
bio-applications.There are several reports regarding different
physical, chemical,
and biological methods used for synthesizing zinc oxide nanoparticles.[24] However, physical and chemical methods used
for synthesizing ZnO nanoparticles have associated disadvantages such
as requirement of exact instrumentation, increased expenses, and use
of hazardous chemicals which limit their widespread use in various
applications.[25] Due to these reasons, biosynthesis
has been one of the most preferred methods for synthesizing ZnO which
makes use of natural sources such as plants and plant parts, bacteria,
fungi and biomacromolecules for reduction/oxidation of zinc precursors
thus acting as capping and stabilizing agents.[26] Also, functionalization of ZnO nanoparticles with biomolecules
has been observed to contribute to their biocompatibility by decreasing
their cytotoxicity against human cells because of which it has been
a widely preferred approach.[27] There are
several reports where ZnO nanoparticles have been synthesized using
different plant parts such as leaf of Agathosma betulina, fruit of Calotropis procera, bulb
of Petroselinum crispum, bark of Boswellia ovalifoliolata, milk of Carica papaya, flower of Nyctanthes
arbortristis, and so forth which have been further
employed for various applications.[28] However,
fewer studies have been performed using different parts of the same
plant in the synthesis of ZnO nanoparticles.[29] Also, the use of different parts from the plant source Bixa orellana for synthesizing ZnO nanoparticles
have not been reported yet. It will be interesting to study the role
of different biomolecules from the same plant source in ZnO biosynthesis,
its physicochemical properties, and influence on different bio-applications.B. orellana L. which is a part of
the Bixaceae family is a high bush of height 3 m. It is also known
as Annatto and is grown in humid tropical climate conditions principally
in the Central and Southern America. Extracts from different plants
parts have been used for preventing several ailments such as constipation,
ulcers, high fever, asthma, skin diseases, infectious diseases, allergies,
and so on. Qualitative analysis of leaves, seeds, and seed coats have
reported the presence of various phytochemicals such as carbohydrates,
steroids, aromatics, terpenoids, tannins, saponins, essential oils,
proteins, and so forth, thereby contributing to a wide range of pharmacological
activities such as antimicrobial, antioxidant, anticancer, anti-inflammatory,
anticonvulsant, analgesic, and antidiarrheal activities.[30] These phytochemicals present in extracts derived
from leaves, seeds, and seed coats of B. orellana with different bioactivities act as reducing and stabilizing agents
during the biosynthesis of zinc oxide nanoparticles which can be further
exploited for various bio-applications.Herein, we have reported
the biosynthesis of zinc oxide nanoparticles
using extracts from different parts such as leaves, seeds, and seed
coats from the same plant, that is, B. orellana which act as reducing, capping and stabilizing agents followed by
their characterization. Furthermore, estimation of antimicrobial activities
using different bacteria (Escherichia coli, Pseudomonas aeruginosa, Staphylococcus aureus, Bacillus subtilis) and fungi (Penicillium sp., Aspergillus flavus, Fusarium oxysporum, Rhizoctonia solani) was performed
followed by their cytotoxicity studies on cancer cell lines (human
colorectal carcinoma cell line HCT-116).
Results
and Discussion
Biosynthesis of Zinc Oxide
Nanoparticles
ZnO nanoparticles were biosynthesized with
the help of leaf, seed,
and seed coat extracts of B. orellana (L-ZnO, S-ZnO and Sc-ZnO) using 0.05 M zinc acetate as the zinc
precursor salt. After addition of the extract and ammonia to 0.05
M zinc acetate solution, a pale yellow to brownish colored precipitate
was observed. The addition of plant extracts to zinc acetate solution
resulted in physicochemical changes in the reaction mixture. Among
all the physicochemical changes, a color change was among the most
prominent one which was observed in a time period of few minutes upon
addition of plant extracts. The change of the precipitate color from
pale yellow to brownish was due to the coating with biomolecules from
the extracts and was considered to be an initial signature for formation
of ZnO nanoparticles. Naseer et al. reported ZnO biosynthesis using
a Cassia fistula leaf extract which
showed a color change from yellow to light brown thus signifying synthesis
of ZnO nanoparticles.[31] In another study,
Sadiq et al. have shown the color change from yellow to reddish brown
thus confirming ZnO biosynthesis using Syzygium cumini leaves.[32] The biomolecules present in
leaf, seed, and seed coat extracts of B. orellana (BL, BS and BSc) acted as reducing and stabilizing agents in bio-reduction
of Zn2+ ions, thereby forming ZnO nanoparticles. The so-formed
ZnO nanoparticles were further divided into two parts, one of which
was calcined, whereas the other was air-dried. White-colored ZnO nanoparticles
were obtained after calcination. Characterization of biosynthesized
ZnO nanoparticles before and after calcination was further carried
out using UV–vis spectrometry, photoluminescence (PL) studies,
field emission scanning electron microscopy (FESEM), energy dispersive
X-ray spectroscopy (EDS), transmission electron microscopy (TEM),
X-ray diffraction (XRD), X-ray photoelectron spectroscopy (XPS), attenuated
total reflectance infrared spectroscopy (ATR-IR), Brunauer, Emmett,
Teller−Barrett, Joyner, Halenda (BET-BJH), gas chromatography−mass
spectrometry (GC–MS), high resolution−mass spectrometry
(HR-MS), and nuclear magnetic resonance (NMR) analysis.
Characterization of ZnO Nanoparticles
UV–Visible
Spectroscopic Analysis
UV–visible spectra were recorded
within the interval of
300–1100 nm for ZnO nanoparticles before calcination (line
1), after calcination (line 2) and BL, BS, and BSc extracts (line
3) as represented in Figure . The influence of biomolecules from plant extracts contributing
to bio-reduction of zinc ions to zinc oxide has been confirmed by
signatures present in the UV–visible spectra. L-ZnO showed
an absorption maxima at 341 and 353 nm, respectively, before and after
calcination with 3.636 and 3.513 eV, respectively, as the corresponding
band gap energies (Figure a). S-ZnO showed an absorption maxima at 378 and 373 nm, respectively,
before and after calcination with 3.280 and 3.324 eV respectively
as the corresponding band gap energies (Figure b). Similarly, Sc-ZnO showed an absorption
maxima at 327 and 337 nm, respectively, before and after calcination
with 3.792 and 3.679 eV, respectively, as the corresponding band gap
energies (Figure c).
Figure 1
UV–vis
absorption spectra of uncalcinated L-ZnO (line 1),
calcined L-ZnO (line 2) and BL extract (line 3) (a), uncalcinated
S-ZnO (line 1), calcined S-ZnO (line 2) and BS extract (line 3) (b)
and uncalcinated Sc-ZnO (line 1), calcined Sc-ZnO (line 2) and BSc
extract (line 3) (c)
UV–vis
absorption spectra of uncalcinated L-ZnO (line 1),
calcined L-ZnO (line 2) and BL extract (line 3) (a), uncalcinated
S-ZnO (line 1), calcined S-ZnO (line 2) and BS extract (line 3) (b)
and uncalcinated Sc-ZnO (line 1), calcined Sc-ZnO (line 2) and BSc
extract (line 3) (c)Calculations of band
gap energy have been carried out based upon
the following equationwhere h represents
Planck’s
constant (4.136 × 10–15 eV•s), c represents the velocity of light (2.998 × 108 m/s), and λ represents the cut off wavelength.Kalpana et al. reported an absorption maxima of ZnO nanoparticles
between the range 320–390 nm.[33] In
another study, the successful biosynthesis of ZnO nanoparticles using
the Rubus fairholmianus root extract
has been observed to show an absorption maxima at 357 nm with band
gap energy of 3.47 eV.[34] The absorption
maxima of ZnO nanoparticles was also reported at 337 nm with band
gap energy of 3.68 eV.[35] Thus, ZnO nanoparticles
have shown an absorption maxima ∼370 nm with 3.35 eV band gap
energy which is a characteristic of ZnO nanoparticles, thereby confirming
its synthesis as reported in several other studies.[36] A typical absorption maxima present at ∼370 nm has
been observed which can be attributed to the intrinsic band gap absorption
of the ZnO as a result of the excitation of electrons from the valence
band to the conduction band (O 2p → Zn 3d). Thus, all three
ZnO nanoparticles show a high absorption coefficient in the UV region
(<400 nm).[37] Also, the shift in the
absorption maxima has been observed in ZnO nanoparticles before and
after calcination due to various factors such as band gap, increase
in quantum confinement, oxygen deficiencies, changes in size and morphology
of nanoparticles, surface properties, and so forth.[38] BL, BS, and BSc extracts showed an absorption maxima between
the range 260–270 nm which signifies presence of flavonoids,
phenolics, and glycosides.[39] Thus, the
biosynthesis of ZnO nanoparticles has been confirmed with the help
of phytochemicals which majorly include phenolics, flavonoids, and
glycosides which aid in the bio-reduction of zinc precursor salts.
PL Analysis
The PL study of ZnO
nanoparticles before and after calcination is very important because
they provide information about the properties of nanoparticles and
their purity. The PL spectra of L-ZnO, S-ZnO and Sc-ZnO before and
after calcination have been analyzed within the interval of 200–750
nm as represented in Figure . PL spectra of L-ZnO before calcination (line 1) showed peaks
at 467 and 551 nm and that after calcination (line 2) showed peaks
at 470 and 557 nm, respectively (Figure a). PL spectra of S-ZnO before calcination
(line 1) showed peaks at 468 and 554 nm and that after calcination
(line 2) showed peaks at 469 and 552 nm, respectively (Figure b). PL spectra of Sc-ZnO before
calcination (line 1) showed peaks at 467 and 561 nm and that after
calcination (line 2) showed peaks at 468 and 558 nm, respectively
(Figure c). Previous
studies show the excitation of ZnO nanoparticles over a wide range
of wavelengths from near UV and blue light. PL spectra majorly showed
two emission peaks; one within the range 393–470 nm corresponding
to band gap excitonic emission, whereas the other between 520 and
560 nm depicting the presence of defects.[40,41]
Figure 2
PL
spectra of L-ZnO (a), S-ZnO (b) and Sc-ZnO (c) before (line
1) and after calcination (line 2)
PL
spectra of L-ZnO (a), S-ZnO (b) and Sc-ZnO (c) before (line
1) and after calcination (line 2)Emission spectra of ZnO nanoparticles are present in the visible
region which can be due to the electron–hole recombination
at a deep level emission present in the band gap occurring due to
intrinsic point defects and surface defects such as oxygen vacancies,
zinc interstitials, and incorporation of hydroxyl groups which take
place in the crystal lattice during crystal growth within the solution.[42] There have been reports where calcination has
shown both increase and decrease in PL intensities.[43,44] The PL spectra of L-ZnO and S-ZnO nanoparticles showed decrease
in intensities with increased calcination temperatures. This may be
due to aggregation of nanoparticles as a result of specific sintering
between the individual grains at a higher sintering temperature. The
transfer of energy to adjacent grains may be quenched due to the grain
boundaries and surface defects arising because of calcination.[45] Sc-ZnO nanoparticles showed increase in intensities
with increased calcination temperatures. It can be speculated that
the increase in the calcination temperature leads to photo-denaturation
of charge carriers and recombination centers in ZnO nanoparticles,
thereby leading to increased intensities.[46] A blue emission was observed within the range 450–560 nm
and a green emission was observed within the range 540–564
nm before and after calcination. The blue emission peaks were caused
by defective structures present in the ZnO crystal particles corresponding
to the singly ionized oxygen vacancy. The green emission was observed
because of oxygen transition vacancy and interstitial oxygen.[47] The asymmetric nature of the emission spectra
may be because of the presence of native defects in ZnO. The incidence
of these defects increases the luminescence characteristics in case
of ZnO present in a nano scale. Different parameters of ZnO nanoparticles
such as size, morphology, surface roughness, surface functionalization,
and so forth, have been observed to control these defect emissions.[48] These differential luminescence characteristics
can be further exploited in various bio-applications.
XRD Studies
The crystalline properties
and crystallite particle size of the biosynthesized L-ZnO, S-ZnO,
and Sc-ZnO nanoparticles were analyzed using XRD as represented in Figure . The diffraction
pattern and the sharp peaks clearly indicate the crystalline nature
of the as-prepared ZnO nanoparticles. L-ZnO nanoparticles show presence
of 2θ values such as 31.7, 34.38, 36.2, 47.5,
56.52, 62.82, and 67.9° (Figure a), S-ZnO nanoparticles show 2θ values such as 31.72, 34.38, 36.22, 47.52, 56.56, 62.86, and 67.92°
(Figure b) whereas
Sc-ZnO nanoparticles show 2θ values such as
31.72, 34.4, 36.22, 47.52, 56.56, 62.88, and 67.94° (Figure c).
Figure 3
XRD spectra of biosynthesized
L-ZnO (a), S-ZnO (b) and Sc-ZnO (c)
XRD spectra of biosynthesized
L-ZnO (a), S-ZnO (b) and Sc-ZnO (c)It was observed that the significant 2θ values
for biosynthesized ZnO nanoparticles coincide with standard 2θ values which are 31.770, 34.422, 36.253, 47.539,
56.603, 62.864, and 67.963° which have been indexed as (1, 0,
0), (0, 0, 2), (1, 0, 1), (1, 0, 2), (1, 1, 0), (1, 0, 3), and (1,
1, 2) planes. These values were found to coincide with that of a wurtzite
structure of ZnO nanoparticles in its pure form (JCPDS no. 36-1415)
upon comparison with XRD spectra of ZnO nanoparticles present in the
already reported literature.[49] From the
XRD spectra analysis, it is evident that the peak corresponding to
(1, 0, 1) plane shows a higher intensity as compared to the rest of
the peaks, thus indicating its preferential growth pattern toward
that plane for the crystal growth.[50] As
there are no undesirable peaks present in the XRD spectra, it underlines
the high purity of the so-synthesized L-ZnO, S-ZnO and Sc-ZnO nanoparticles.The average crystallite size of ZnO nanoparticles was further calculated
with the help of Debye–Scherrer’s formula (eq ) as followswhere d is the mean crystallite
size, k is the dimensionless shape factor, λ is the wavelength of Cu Kα X-ray
radiation (1.54 Å), θ is the Bragg diffraction
angle, and β is the full width at half-maximum
of the diffraction peaks in the XRD spectra. Based upon the Debye–Scherrer
formula, the average crystallite size for L-ZnO, S-ZnO, and Sc-ZnO
was observed to be 37.25, 37.38, and 28.65 nm, respectively. Several
previous studies have reported an average crystallite size within
the range 23–61 nm based upon different reaction parameters
influencing the physicochemical properties of ZnO nanoparticles.[51,52] There are previous reports showing the size estimates from TEM and
XRD with remarkable difference.[53] The present
study has reported the crystallite size calculated from XRD spectra
with remarkable difference as compared to particle size from TEM micrographs.
This may be because nanoparticles are composed of one or more crystallites.
The crystallite size is assumed to be the size of a coherently diffracting
domain, and it is not necessarily the same as the particle size because
of which particle size calculated using TEM micrographs is always
higher than the crystallite size estimated using XRD data.[54] Moreover, multiple nanocrsytallites determined
by XRD spectra overlap to form a particle estimated by TEM images
which explains higher values of particle sizes as compared to crystallite
size.[55]
X-ray
Photoelectron Spectroscopic Analysis
The elemental composition
and the purity of L-ZnO, S-ZnO, and Sc-ZnO
nanoparticles were characterized by the XPS analysis. From the XPS
survey spectrum, it was found that the L-ZnO, S-ZnO and Sc-ZnO mainly
consist of Zn and O while having a trace of C, N, and P (Figure a–c).
Figure 4
XPS spectra
of biosynthesized L-ZnO (a), S-ZnO (b) and Sc-ZnO (c)
XPS spectra
of biosynthesized L-ZnO (a), S-ZnO (b) and Sc-ZnO (c)XPS results are shown in Table . Atomic % of Zn 2p3 and O 1s
were the highest
and represented the formation of ZnO. Low atomic % of impurities,
such as Cls, N1s, P2p, and so forth were also observed which could
attributed to impurities or biomolecules associated during ZnO biosynthesis.[56,57] C 1s at ∼285 eV was used as the binding energy (BE) reference;
and therefore, it could be attributed to adventitious hydrocarbon.[50] The highest atomic % at BE peaks at 1022 eV
corresponding to Zn 2p3 confirmed the presence of ZnO.
O 1s at 531 eV, could be assigned to loosely bound oxygen (O2– ions) on the surface or oxygen deficient region
within ZnO matrix which is similar to the previously reported studies.[58,59] The high-resolution XPS spectrum of O 1s at 531 eV is characteristic
to the Zn–O and the OH group may have originated from the breaking
of Zn–O–Zn bond and the formation of a Zn–OH
bond, during the high-temperature synthesis under the ambient conditions.[55] Therefore, from the XRD and XPS analyses, it
could be inferred that the as-synthesized ZnO was highly pure.
Table 1
XPS Results Showing the Elements with
BE and Atomic % of the Synthesized L-ZnO, S-ZnO and Sc-ZnO Nanoparticles
sample
name
start BE
peak BE
end BE
FWMH eV
atomic %
L-ZnO
Zn 2p3
1028.5
1021.83
1013
4.46
32.5
O 1s
540
531.1
526
4.11
48.75
C 1s
298
285.61
279.5
4.33
18.1
N 1s
408
395
394
0.58
0.65
S-ZnO
Zn 2p3
1028
1022.19
1013
4.17
29.34
O 1s
538.5
531.25
524.5
4.26
39.92
C 1s
293
285.17
278
4.48
30.27
N 1s
408
401.02
394
1.88
0.47
Sc-ZnO
Zn 2p3
1028
1022.17
1013
4.34
23.24
O 1s
537.5
531.34
526
4.39
38.57
C 1s
294.5
285.22
277.5
4.39
17.71
P 2p
144
139.92
126
4.49
20.14
N 1s
408
400
394
0.71
0.33
BET–BJH
Surface Area and Pore Size
Analysis
L-ZnO, S-ZnO, and Sc-ZnO nanoparticles were further
characterized by the nitrogen gas adsorption–desorption analysis
for obtaining the specific surface area, pore diameter, and the pore
volume as represented in Figure a–c. BET specific surface area along with porosity
parameters have been represented in Table . The BET specific surface area of the L-ZnO,
S-ZnO, and Sc-ZnO was measured to be about 2.301, 2.187, and 2.107
m2/g, respectively; whereas, conventional zinc oxide shows
a specific surface area of 1.5 m2/g.[60] L-ZnO, S-ZnO, and Sc-ZnO showed presence of specific surface
areas in decreasing order. Previous reports showed a BET specific
surface area within the range of 8–22 m2/g.[52] The lower specific surface area may also be
due to aggregation of nanoparticles which is evident from SEM images
as well.[61] The average BJH pore diameter
was ∼3–3.5 nm which demonstrates that the ZnO nanoparticles
comprise of micro- and mesopores as per IUPAC definition. The BJH
pore size distribution of all the ZnO nanoparticles (inset of Figure ) shows major existence
of pores within 5 nm. However, there are larger pores as well which
coexist with the smaller pores.[62]
Figure 5
BET adsorption–desorption
spectra and BJH pore size analysis
(inset) of L-ZnO (a), S-ZnO (b) and Sc-ZnO (c) nanoparticles
Table 2
Surface Area Analysis of Synthesized
L-ZnO, S-ZnO and Sc-ZnO Nanoparticles
sample
name
results
L-ZnO
surface area
2.301 m2/g
pore volume
0.00402082 cm3/g
pore diameter
3.4129 nm
S-ZnO
surface area
2.187 m2/g
pore volume
0.00344201 cm3/g
pore diameter
3.41566 nm
Sc-ZnO
surface area
2.107 m2/g
pore volume
0.00375223 cm3/g
pore diameter
3.06614 nm
BET adsorption–desorption
spectra and BJH pore size analysis
(inset) of L-ZnO (a), S-ZnO (b) and Sc-ZnO (c) nanoparticles
Morphological Analysis
Morphologies
of L-ZnO, S-ZnO, and Sc-ZnO nanoparticles were analyzed with the help
of FESEM analysis at different magnifications as represented in Figure . Nanocrystallites
of spherical morphologies have been observed in case of L-ZnO at lower
magnification as represented in Figure a and at higher magnification as represented in Figure b. Nanocrystallites
of spherical shapes have been observed within the size range 114–344
nm. Inset of Figure a shows B. orellana leaf. These nanocrystallites
aggregate to form larger nanospheres ranging from 343 to 571 nm. Nanocrystallites
of spherical and rod-like morphologies have been observed in case
of S-ZnO at higher magnification as represented in Figure c and at lower magnification
as represented in Figure d. Nanocrystallite spheres and rods have been observed within
the size range 220–440 and 330–660 nm, respectively.
Inset of Figure c
shows B. orellana seed. These nanocrystallites
aggregate to form larger nanoflowers ranging from 344 nm to 1.552
μm. Nanocrystallites of spherical and rod-like morphologies
have been observed in case of Sc-ZnO at lower magnification as represented
in Figure e and at
higher magnification as represented in Figure f. Nanocrystallite spheres and rods have
been observed within the size range 257–428 and 428–857
nm, respectively. Inset of Figure e shows B. orellana seed
coats. These nanocrystallites aggregate to form larger nanoflowers
ranging from 588 nm to 1.764 μm. It is evident from these results
that all the particles are homogenously distributed which is critical
for their bio-activities. There are several studies showing ZnO nanoparticles
within the size range 110–660 nm depending upon different synthesis
methods which in turn influence their physicochemical parameters.[63,64] The increase in the particle size as compared to individual nano-crystallites
is due to overlapping and aggregation of nanoparticles over one another.
EDS was conducted to estimate the purity of L-ZnO, S-ZnO, and Sc-ZnO
nanoparticles (Figure S1). EDS analysis
of these ZnO nanoparticles was performed in auto mode to depict overall
elemental composition and specifically for zinc (Zn) and oxygen (O)
to analyze their weight percentage. The elements Zn and O have been
observed to contribute majority percentage in all three ZnO nanoparticles.
The impurities such as carbon (C), aluminium (Al) and silicon (Si)
were observed in trace quantities. The presence of these impurities
can be justified as the samples were loaded on silicon vapor which
was placed on aluminium stub during EDS analysis and carbon tape was
used for keeping the sample in place. The weight percentages of Zn
and O were observed to be 81.48 and 18.52 for L-ZnO (Figure S1a) and Sc-ZnO (Figure S1c), whereas 72.31 and 27.69 for S-ZnO (Figure S1b) which is close to the expected stoichiometric mass percent
(80.3 for Zn and 19.7 for O) which was in accordance with previous
reports.[26,65]
Figure 6
Morphological analysis of L-ZnO (a,b) with inset
showing B. orellana leaf, S-ZnO (c,d)
with inset showing B. orellana seed
and Sc-ZnO (e,f) with inset showing B. orellana seed coat at different FESEM magnifications.
Morphological analysis of L-ZnO (a,b) with inset
showing B. orellana leaf, S-ZnO (c,d)
with inset showing B. orellana seed
and Sc-ZnO (e,f) with inset showing B. orellana seed coat at different FESEM magnifications.Morphological characteristics and particle sizes of L-ZnO, S-ZnO,
and Sc-ZnO were further confirmed using TEM micrographs at different
magnifications as represented in Figure . L-ZnO shows the presence of spherical particles
within the size range 169–259 nm (Figure a), S-ZnO shows the presence of almond-like
morphologies within the size range 304–465 nm (Figure b), whereas Sc-ZnO shows the
presence of spherical particles within the size range 278–654
nm (Figure c). Previous
studies show ZnO nanoparticles within the size range 100–650
nm depending upon different synthesis methods which in turn influence
their physicochemical parameters.[66,67]
Figure 7
TEM images,
lattice fringes and SAED patterns of L-ZnO (a), S-ZnO
(b) and Sc-ZnO (c) nanoparticles.
TEM images,
lattice fringes and SAED patterns of L-ZnO (a), S-ZnO
(b) and Sc-ZnO (c) nanoparticles.The TEM images revealed that the ZnO nanoparticles are predominantly
spherical in shape in L-ZnO and Sc-ZnO; whereas, almond-like shapes
in case of S-ZnO. L-ZnO, S-ZnO, and Sc-ZnO have been observed to show
crystalline planes having an interplanar d-spacing
of 0.251, 0.249, and 0.247 nm, respectively, all of which corresponds
to the (1, 0, 1) plane, whereas previously reported studies show the
predominant presence of (1, 0, 1) plane.[68] The SAED patterns of L-ZnO, S-ZnO, and Sc-ZnO predominantly display
concentric rings having bright spots corresponding to (1, 0, 0), (0,
0, 2), (1, 0, 1), (1, 0, 2), (1, 1, 0), (1, 0, 3), and (1, 1, 2) planes.
Similar results have been observed in the XRD analysis as well. Thus,
these ZnO nanoparticles were confirmed for a highly crystalline and
monodisperse nature which was in congruence with the previous studies.[69,70]
ATR-IR Spectra Analysis
ATR-IR
analysis of the ZnO nanoparticles, B. orellana leaf, seed, and seed coat extracts and zinc precursor salts was
performed for determining the associated molecules playing a role
in biosynthesis of ZnO nanoparticles. ATR-IR spectra of zinc acetate
salt (a), BL extract (b), BS extract (c), BSc extract (d), L-ZnO (e),
S-ZnO (f), and Sc-ZnO (g) have been depicted in Figure . ATR-IR spectra of zinc acetate which has
been used as a zinc precursor salt represent notable peaks at 3068.65
and 1547.12 cm–1 which coincide with peaks of ZnO
nanoparticles (Figure a). ATR-IR spectra of BL extract exhibit distinguished peaks at 3289.21
and 2055.26 cm–1 (Figure b). ATR-IR spectra of BS extract exhibit
distinguished peaks at 2054.20, 1634.23 and 1097.07 cm–1 (Figure c). ATR-IR
spectra of the BSc extract exhibit distinguished peaks at 1628.61
and 1075.53 cm–1 (Figure d). ATR-IR spectra of L-ZnO nanoparticles
exhibit noticeable peaks at 3211.40 and 2024.40 cm–1 (Figure e). ATR-IR
spectra of S-ZnO nanoparticles exhibit noticeable peaks at 2019.55,
1551.87 and 1040.63 cm–1 (Figure f). ATR-IR spectra of Sc-ZnO nanoparticles
exhibit noticeable peaks at 1574.05 and 1042.44 cm–1 (Figure g).
ATR-IR spectra
of zinc acetate (a), BL extract (b), BS extract
(c), BSc extract (d), L-ZnO (e), S-ZnO (f) antd Sc-ZnO (g)The peaks at 3289.21 and 3211.40 cm–1 represent
O–H stretching, −CONH2 stretching, N–H
stretching along with C=O stretching. The peaks at 2055.26,
2054.20, 2024.40, and 2019.55 cm–1 signify C−C
stretching and −NH3+ stretching in amino
acids. The peaks at 1634.23, 1628.61, 1574.05, and 1551.87 cm–1 denote C=C stretching, C=O stretching,
and N–H deformation. The peaks at 1097.07, 1075.53, 1042.44,
and 1040.63 cm–1 indicate C–H deformation,
C–O stretching in esters, and ethers together with C–N
stretching in amines. The decrease in wavenumbers of corresponding
functional groups in L-ZnO, S-ZnO, and Sc-ZnO nanoparticles as compared
to the BL, BS and BSc extracts denote their association with respective
ZnO nanoparticles.[71,72] To summarize, ATR-IR spectra
showed that the functional groups such as hydroxyl, amino, carboxylic
groups present in different phytochemicals from BL, BS, and BSc extracts
are involved in the reduction and stabilization of L-ZnO, S-ZnO, and
Sc-ZnO. Previous reports have shown that proteins and carbohydrates
involving C=O stretching, −NH3+ stretching and O–H stretching are responsible for stabilizing
ZnO nanoparticles.[17,73,74]
GC–MS Analysis
BL, BS, and
BSc extracts were analyzed for identification of probable molecules
with the help of GC–MS analysis as represented in Figure S2. It has been observed that BL extract
indicates existence of aromatics and vinyl compounds (Figure S2a), BS extract indicates existence of
phenolics, flavonoids, aromatics and fatty acids (Figure S2b) and BSc extract indicates existence of phenolics,
steroids, flavonoids, carotenoids, fatty acids and long chain hydrocarbons
(Figure S2c).
HR-MS
Analysis
BL, BS and BSc aqueous
extracts were analyzed for identification of probable molecules with
the help of HR-MS based upon their m/z ratios as represented in Figure S3. BL
extract confirmed the presence of molecular fragments with m/z ratios 139 and 192 corresponding to
beta-copaene and alloaromadendrene, respectively (Figure S3a).[75,76] The BS extract confirmed the
presence of molecular fragments with m/z ratios 273 and 717 corresponding to geranylgeraniol and andrographolide,
respectively (Figure S3b).[77,78] The BSc extract confirmed the presence of molecular fragments with m/z ratios 219, 284 and 315 corresponding
to octadecenal, vaccenic acid and isocarpesterol, respectively (Figure S3c).[79−81] These biomolecules were
also seen in GC–MS analysis thus underlining the role of flavonoids,
steroids, phenolics and aromatic compounds in the biosynthesis of
ZnO nanoparticles.[82]
NMR Analysis
BL, BS, and BSc extracts
were analyzed for identification of probable molecules with the help
of 1H NMR using D2O as solvent which has been
represented in Figure S4a–c. Chemical
shifts were observed in the characteristic range of alcohols (3.5–5.5
ppm), primary alkyl groups (∼0.7–1.3 ppm), secondary
alkyl groups (∼1.2–1.6 ppm), phenolic hydroxyl groups
(4–7 ppm), and aromatic protons of C-ring of flavonoids (∼4.2
ppm).[83,84] Strong peak of D2O was observed
at 4.8 ppm. Thus, BL, BS, and BSc extracts showed presence of aromatics,
flavonoids, steroids, alcohols, phenolics, and alkyl groups.
Plausible Mechanism of Synthesis of ZnO Nanoparticles
The plausible mechanism with which ZnO nanoparticles are synthesized
using BL, BS and BSc extracts has been represented in Figure . Zinc acetate which acts as
the zinc precursor salt dissociates in aqueous environment to form
Zn2+ and acetate ions. Various phytochemicals such as aromatics,
flavonoids, steroids and phenolics present in the plant extract stabilizes
the Zn2+ ions by chelating it thereby forming a complex.
Flavonoids, steroids, and phenolics with excess hydroxyl groups play
a major role during the synthesis process of ZnO nanoparticles.[85] Beta-copaene present in BL extract is an aromatic
compound (Figure a),
andrographolide present in BS extract is a flavonoid molecule (Figure b) and isocarpesterol
present in BSc extract is a steroid molecule (Figure c) which associates with the zinc precursor
thereby directing the biosynthesis of ZnO nanoparticles. The freely
available Zn2+ ions associate with the active sites which
readily chelate the freely available ions by virtue of their potential
to donate electrons via weak hydrogen bonding thereby forming a stable
complex. In this process, the Zn2+ ions reduce to form
metallic Zn atoms. However, the metallic Zn atoms take up atmospheric
oxygen thereby forming ZnO nanoparticles due to the superactive nature
of Zn0 entities. Further decomposition of this complex
results the liberation of water molecules thus forming ZnO nanoparticles
coated with biomolecules from the respective extracts.[86] The association of biomolecules with the ZnO
nanoparticles has been confirmed by ATR-IR, GC–MS, HR-MS, and
NMR analysis. The so-formed ZnO nanoparticles are highly stable and
its association with different biomolecules present in these extracts
further enhance the stability of these nanoparticles. These biomolecules
also act as binding entities thus directing shape and size of the
biosynthesized ZnO nanoparticles due to which different physicochemical
properties are seen in ZnO nanoparticles in spite of using the same
precursor salt.
Figure 9
Plausible mechanism of ZnO biosynthesis using BL (a),
BS (b) and
BSc (c) extracts
Plausible mechanism of ZnO biosynthesis using BL (a),
BS (b) and
BSc (c) extracts
Anti-bacterial
Activity of ZnO Nanoparticles
As ZnO is known for its antibacterial
properties, its in
vitro antibacterial potential has been evaluated using various
bacterial species like E. coli, S. aureus, P. aeruginosa, B. subtilis, and so forth.[87,88] In this study, the antibacterial properties of ZnO nanoparticles
synthesized using B. orellana leaf,
seed, and seed coat extracts were analyzed before and after calcination
with the help of Gram positive (S. aureus, B. subtilis) together with Gram
negative (E. coli, P.
aeruginosa) microorganisms using a well-based diffusion
technique as represented in Figure a–f. L-ZnO, S-ZnO, and Sc-ZnO were tested for
antibacterial activity at different concentrations ranging from 0.625
to 10 mg/mL before and after calcination in triplicates. BL, BS, and
BSc extracts were also tested against these microorganisms which did
not show any antibacterial activity against any of these micro-organisms.
Figure 10
Antibacterial
activity of uncalcinated and calcined L-ZnO (a,b),
S-ZnO (c,d) and Sc-ZnO (e,f) nanoparticles before and after calcination
at different concentrations against Gram positive (S. aureus, B. subtilis) together with Gram negative (E. coli, P. aeruginosa) micro-organisms.
Antibacterial
activity of uncalcinated and calcined L-ZnO (a,b),
S-ZnO (c,d) and Sc-ZnO (e,f) nanoparticles before and after calcination
at different concentrations against Gram positive (S. aureus, B. subtilis) together with Gram negative (E. coli, P. aeruginosa) micro-organisms.L-ZnO was observed to exhibit antibacterial activity
only against S. aureus and B. subtilis, S-ZnO showed antibacterial activity
only against E. coli whereas Sc-ZnO
showed antibacterial activity
only against S. aureus before calcination.
However, all the L-ZnO, S-ZnO and Sc-ZnO nanoparticles exhibited lack
of antibacterial properties against any of these micro-organisms after
calcination. Zones of inhibition of uncalcinated L-ZnO, S-ZnO and
Sc-ZnO at different concentrations have been represented in Table . Thus, L-ZnO, S-ZnO,
and Sc-ZnO show antibacterial potential in decreasing order. While
there are extensive studies which show excellent antibacterial activities
of ZnO nanoparticles,[89,90] this is the first report where
weak or no antibacterial activity has been reported to the best of
our knowledge.
Table 3
Antibacterial Activity of Uncalcinated
L-ZnO, S-ZnO and Sc-ZnO against Different Micro-organisms
concentration of ZnO nanoparticles (mg/mL)
nanoparticles
micro-organisms
10
5
2.5
1.25
0.625
L-ZnO
E. coli
S. aureus
19 mm
11 mm
9 mm
P. aeruginosa
B. subtilis
14 mm
10 mm
S-ZnO
E. coli
8 mm
S. aureus
P. aeruginosa
B. subtilis
Sc-ZnO
E. coli
S. aureus
10 mm
P. aeruginosa
B. subtilis
There are several reports elaborating antimicrobial
properties
of ZnO nanoparticles against various microorganisms. Even though exact
underlying mode of action responsible for antibacterial properties
of ZnO nanoparticles is still not completely understood, there are
several studies which have shown antibacterial properties of ZnO nanoparticles
against Gram positive and Gram negative bacteria. The antibacterial
properties of ZnO nanoparticles can be majorly attributed to the disruption
of cell membrane, generation of ROS and Zn2+ release. Electrostatic
interactions of ZnO nanoparticles with the bacterial cell membrane
facilitate their association. A physical contact between the nanoparticles
and bacterial cells results in aberrations on the cell membrane which
results in membrane leakage. Zn2+ release affects bacterial
growth by inhibiting active transport, hampering metabolism of amino
acids and inactivating various enzymes within the cell. In addition
to this, increased ROS production hamper the vital cellular functioning
thus resulting in cell death. All these mechanisms collectively result
in cell death, thereby contributing to the antibacterial properties
of ZnO nanoparticles.[91,92] However, different factors such
as particle size, morphology, illumination conditions, concentration,
surface functionalization, surface defects, and so forth, have been
reported to affect the toxicity potential of ZnO nanoparticles.[12] Size and concentration dependent toxicity have
been observed in Gram-positive and Gram-negative microorganisms. Antibacterial
potential was inversely proportional to particles size. The reason
behind this is larger surface area of smaller nanoparticles leads
to higher ROS generation which ultimately enhances its antibacterial
potential.[10,93] Similar results have been obtained
in the present study. L-ZnO nanoparticles are of smallest size and
show highest antibacterial activity. There are various particles above
200 nm in case of S-ZnO and Sc-ZnO because of which it may show restricted
cellular penetration thereby affecting its antibacterial potential.[94]Surface functionalization of ZnO nanoparticles
have also been observed
to influence its antibacterial potential. Even though surface modification
has been known to impart stability and prevent aggregation of ZnO
nanoparticles, it also influences release of Zn2+ ions
and ROS generation which in turn affects their antibacterial potential.[95] As L-ZnO, S-ZnO, and Sc-ZnO are biosynthesized
using BL, BS, and BSc extracts, they are functionalized with different
biomolecules which justifies their differential antibacterial potential.
The BL extract indicates existence of aromatics and vinyl compounds;
the BS extract indicates existence of phenolics, flavonoids, aromatics,
and fatty acids; and the BSc extract indicates existence of phenolics,
steroids, flavonoids, carotenoids, fatty acids, and long chain hydrocarbons.
Aromatic compounds, flavonoids, and fatty acids can easily penetrate
through the lipid bilayer and cause damage to the bacterial cell by
ultimately killing it. However, steroids and phenolics being bulkier
molecules cannot transverse the lipid bilayer without any transporters.
Hence, L-ZnO shows higher antibacterial activity as compared to S-ZnO
and Sc-ZnO. Also, the surface coating with biomolecules from BS and
BSc extracts has been observed to impart inertness to the nanoparticles
thereby translating into their biocompatible nature. This has been
already observed previously in case of gold and silver nanoparticles
synthesized using the Albizia lebbeck flower extract.[96,97] The presence of an inert coating
around ZnO nanoparticles affects the release of Zn2+ ions
into the environment, which in turns decreases the damage to the bacterial
cell upon interaction with ZnO nanoparticles ultimately hampering
its antibacterial potential.[98] Uncalcinated
ZnO nanoparticles have shown a higher antibacterial activity in comparison
with calcined ones. This has been observed in case of L-ZnO, S-ZnO,
and Sc-ZnO. Calcination carried out at higher temperatures adversely
affects the antibacterial potential of ZnO nanoparticles by causing
aggregation of nanoparticles which in turn leads to increase in size.[99] Penetration of larger nanoparticles into the
bacterial cell becomes difficult. Also, larger nanoparticles imply
decreased surface area which affects ROS generation and Zn2+ release.[10] Decreased antibacterial activity
upon calcination is a cumulative effect of all these factors.Selective toxicity of ZnO nanoparticles against different microorganisms
can be due to differences in the membrane structure as nanoparticles
are known to first interact with the cell wall before entering the
bacterial cell. Gram negative bacteria have been observed to show
higher susceptibility to the action of ZnO nanoparticles in comparison
with Gram positive bacteria. Different parameters such as cell membrane
structures, physiological and metabolic state of the bacteria and
extent of interaction between the nanoparticles and the bacteria are
responsible for its selective toxicity.[100] The cellular wall present in Gram positive bacteria is made up of
an approximately 20 nm thick peptidoglycan layer which constitutes
linear polysaccharides cross-linked to one another. However, the peptidoglycan
layer of Gram negative bacteria is only 7–8 nm thick. However,
it also contains a lipopolysaccharide layer above it. The presence
of a thick lipopolysaccharide layer in Gram negative microorganisms
results in an increased resistance against nanoparticles in comparison
with Gram positive microorganisms. In some cases, the presence of
peptidoglycan layers restricts entry of ZnO nanoparticles in Gram
positive bacteria, thus showing higher antibacterial potential against
Gram negative bacteria. This selective nature for entry of ZnO nanoparticles
into the micro-organisms largely depends upon the physicochemical
properties of the nanoparticles.[101] Here,
we have observed selective toxicity in Gram positive bacteria whereas
Gram negative bacteria showed no antibacterial activity when treated
with L-ZnO and Sc-ZnO. Sc-ZnO showed antibacterial activity only against S. aureus and not B. subtilis. The reason for this might be the potential of B.
subtilis to produce exopolysaccharides. The presence
of exopolysaccharides acts as a barrier for penetration of nanoparticles
into the bacterial cell.[102] These exopolysaccharides
entrap the nanoparticles before entering the bacterial cell thereby
protecting the bacteria from detrimental effects of nanoparticles.
It is due to the presence of these exopolysaccharides in B. subtilis that it fails to show any antibacterial
activity. On the contrary, S-ZnO showed selective toxicity against
Gram negative and not Gram positive microorganisms. In case of S-ZnO,
the antibacterial activity was observed only against E. coli and not P. aeruginosa. This is because P. aeruginosa upregulates
production of extracellular flagellin which causes agglomeration of
nanoparticles thereby avoiding direct contact with the bacterial cell.
It also produces the pigment pyocyanin which is capable of inactivating
metal ions released by nanoparticles thereby neutralizing its toxic
effect.[103]Also, exposure to sub-lethal
doses of ZnO nanoparticles can result
in development of defense mechanisms thereby developing tolerance
against ZnO nanoparticles. This process is known as hormesis which
functions at two different levels for developing resistance. One of
these mechanisms shows enzyme-level involvement whereas the other
mechanism involves transcription and genome-based sub-levels. At enzymatic
and transcriptional levels, antioxidant enzymes get activated upon
sensing increased ROS levels which reverse their effect thereby neutralizing
their lethality. At the genome level, increased ROS can result in
DNA damage which in turn activate different repair mechanisms. Under
unprecedented circumstances, the error-prone DNA polymerase might
add abnormal bases during the repair process thereby imparting genomic
plasticity which results in resistance against metal-based nanoparticles.[104] Thus, all these factors cumulatively contribute
to the selective lethality of ZnO nanoparticles against various micro-organisms.
Anti-fungal Activity of ZnO Nanoparticles
As ZnO is known for its antifungal properties, its in vitro antifungal potential has been evaluated using various fungal species
such as Penicillium expansum, Fusarium solani, Colletotrichum gloeosporioids, Aspergillus flavus, Rhizoctonia solani, Candida albicans, and so forth.[91,105,106] In this study, the antifungal properties of ZnO nanoparticles synthesized
using B. orellana leaf, seed, and seed
coat extracts were analyzed before and after calcination with the
help of different fungi (Penicillium sp., F. oxysporum, A. flavus, R. solani) using well-based diffusion technique as represented in Figure . The biosynthesized
ZnO nanoparticles were tested for antifungal activity at a concentration
of 10 mg/mL before and after calcination in triplicates. The BL, BS,
and BSc extracts were also tested against these fungi which did not
show any antifungal activity against any of these fungi. These ZnO
nanoparticles showed no antifungal activity against all four fungi
before and after calcination. While there are extensive studies which
show excellent antifungal activities of ZnO nanoparticles,[107] this is the first report where no antifungal
activity has been reported to the best of our knowledge.
Figure 11
Antifungal
activity of uncalcinated and calcined L-ZnO, S-ZnO and
Sc-ZnO nanoparticles before and after calcination at a concentration
of 10 mg/mL against different fungi (Penicillium spp., F. oxysporum, A. flavus, R. solani)
Antifungal
activity of uncalcinated and calcined L-ZnO, S-ZnO and
Sc-ZnO nanoparticles before and after calcination at a concentration
of 10 mg/mL against different fungi (Penicillium spp., F. oxysporum, A. flavus, R. solani)As compared to the tremendous
amount of work focusing on antibacterial
properties of ZnO nanoparticles, fewer studies have been conducted
for understanding their antifungal potential and factors affecting
the same. ZnO nanoparticles conventionally do show antifungal properties
by depending upon one or more mechanisms including disruption of vital
cell structures like cell wall, cell membrane, cell organelles, and
so forth, arrest of important biological pathways associated with
related biomacromolecules, loss of control over anti-oxidant system
via ROS generation and/or release of Zn2+ ions.[108] However, there is very little understanding
about the molecular mechanisms involved in antifungal properties of
ZnO nanoparticles as the relevant research is still in its infancy.
Based upon the limited information available, different parameters
available affecting the antifungal efficiency of ZnO nanoparticles
include size, shape, solubility, structure, concentration, surface
functionalization, surface activity, and so forth.[109] Solubilities of ZnO nanoparticles have been observed to
significantly affect its antifungal properties.[110] In the present study, ZnO nanoparticles have been observed
to form a dispersion in water which would result in lower proportion
of Zn2+ release adversely affecting its antifungal properties.
Even though the surface functionalization has been known to make ZnO
nanoparticles stable, biocompatible, functional, sensitive, and selective
in action along with improving their antifungal potential, direct
molecular interaction with these biomolecules can result in strong
association thus imparting inertness to these nanoparticles as a result
of which antifungal potential would be adversely affected.[111] Similar results have been observed in the present
study where strong association with these nanoparticles might have
affected Zn2+ release and ROS generation ultimately leading
to non-antifungal nature.Apart from physicochemical characteristics
of ZnO nanoparticles,
the fungal membrane structure shows a remarkable influence upon their
antifungal activity. The fungal cell wall is made up of β-1,3-d-glucan, β-1,6-d-glucan macroproteins, other
glucans, mannans, chitin, proteins, polysaccharides, and lipids which
impart rigidity to the structure.[112] This
rigid nature of the fungal cell wall makes it further difficult for
the ZnO nanoparticles to penetrate inside the fungal cell and cause
necessary damage crucial for antifungal potential. Different fungi
might also develop resistance mechanisms such as modulation of stress
responses to withstand sub-optimal concentration of ZnO nanoparticles.
Upregulation of anti-oxidant enzymes such as glutathione reductase
and superoxide dismutase has been observed in Sclerotinia
homoeocarpa. Elevated expression levels of ShSOD2
and Shgst1 genes help the fungal cells in neutralizing elevated ROS
levels caused due to ZnO nanoparticles thus helping in maintaining
fungal cell viability.[113] Similarly, modulation
of ergosterol synthesis is also observed in fungal cells in response
to exposure to elevated ROS levels. Modulation of unsaturation of
phospholipids in the lipid bilayer also takes place in response to
oxidative stress. These elevated ergosterol levels and increase in
unsaturated phospholipids constituting the fungal cell wall thus increasing
membrane fluidity inhibiting membrane damage thereby protecting fungal
cells from action of ZnO nanoparticles.[114] Thus, all these factors cumulatively influence antifungal properties
of ZnO nanoparticles.
Cytotoxicity Studies
Even though
ZnO nanoparticles are known for its biocompatible nature, previous
studies have reported both biocompatibility and anticancer activities
against mammalian cells.[115,116] In this study, the
cytotoxicity studies of ZnO nanoparticles synthesized using B. orellana leaf, seed, and seed coat extracts were
analyzed before and after calcination against HCT-116 cancer cells
using trypan blue staining as represented in Figure . Cytotoxicity studies were performed using
these biosynthesized ZnO nanoparticles at a concentration of 100 μg/mL
before and after calcination in triplicates. BL, BS, and BSc extracts
were also tested against these cancer cells which did not show any
cytotoxic activity against any of these cancer cells. L-ZnO, S-ZnO,
and Sc-ZnO nanoparticles showed no cytotoxicity against these cancer
cells before and after calcination thus underlining their biocompatible
nature.
Figure 12
Cytotoxicity studies of uncalcinated and calcined L-ZnO, S-ZnO
and Sc-ZnO nanoparticles before and after calcination at a concentration
of 100 μg/mL against HCT-116 cancer cells
Cytotoxicity studies of uncalcinated and calcined L-ZnO, S-ZnO
and Sc-ZnO nanoparticles before and after calcination at a concentration
of 100 μg/mL against HCT-116 cancer cellsThere are reports showing anticancer properties and biocompatible
nature of ZnO nanoparticles.[117,118] Thus, the mechanism
behind the cytotoxicity of ZnO nanoparticles is still ambiguous. Biocompatibility
of ZnO nanoparticles has been observed to depend upon various physico-chemical
characteristics. Before the entry of nanoparticles into medicinal
framework as alternative antibacterial or dye degradable material,
it is necessary to evaluate the biocompatibility of the synthesized
nanoparticles.[119] The clinical trials on
nanoparticles are still rare due to insufficient data on the biocompatibility
and toxicity in vitro.One of the mechanisms
contributing to the toxicity of ZnO nanoparticles
is release of Zn2+ ions by virtue of ZnO dissolution. Dissolved
free-zinc from either ZnO nanoparticles or ZnCl2 induces
apoptosis or necrosis in endothelial and epithelial cells by damaging
mitochondrial function followed by elevation of intracellular reactive-oxygen
species.[120] Toxicity of ZnO nanoparticles
is also influenced by surface functionalization of these nanoparticles.
The interaction between the ZnO and phytochemical coating them influences
the release of Zn2+ ions into the aqueous environment.[97] Strong association between the coating and ZnO
nanoparticles affects the release of Zn2+ ions into the
environment, which in turn decreases the damage to the cell upon interaction
with ZnO nanoparticles ultimately hampering its cytotoxicity against
cancer cells. Excess coating onto the ZnO nanoparticles reduces the
release of Zn2+ ions, thereby reducing their bioavailability
to interact and penetrate the cell thus contributing to its biocompatible
nature.Similarly, the dissolution of ZnO nanoparticles in an
aqueous medium
also determines its cytotoxicity against cancer cells. The extent
of dissolution of ZnO nanoparticles determines the amount of Zn2+ ions released thus contributing to its cytotoxicity. The
extent of Zn2+ ions dissociated from ZnO nanoparticles
in the culture medium is difficult to calculate as it is governed
by multiple parameters such as composition, surface functionalization,
exposure time, temperature, and so forth.[121] ZnO nanoparticles coated with phytochemicals from plant extracts
display a low solubility in the culture medium thus resulting in slow
release of ions. Due to this slow release, Zn2+ ions are
not available to interact with the cancer cells which in turn results
in lack of penetration inside the cell and therefore will not be able
to show toxicity against any mammalian cells even by using various
growth media. Due to its biocompatible nature, these ZnO nanoparticles
are suitable to be used as carrier molecules in drug delivery applications.The use of nanoparticles as a carrier system for drug delivery
applications raises concerns regarding their disposal within the host
system. However, in case of ZnO nanoparticles, as zinc is among the
important micronutrients actively assimilated in both plant and mammalian
systems, it can be utilized for functioning of various biomacromolecules,
enzymes and metalloproteins, thereby affecting catalytic and structural
functions.[122]Even though different
plant parts from the same plant source, that
is, B orellana, has been used in the
biosynthesis of ZnO nanoparticles, it is evident that there is an
observable difference in their physicochemical properties and bio-activities.
Thus, biomolecules contributed by these extracts seem to be playing
a significant role in modulating the properties of these nanoparticles.
More research study on zinc oxide nanoparticles is needed to explore
the role of different biomolecules in determining their physicochemical
parameters and its influence on biomedical applications. Also, a comprehensive
analysis of effect of various parameters such as size, morphology,
surface potential, surface modification, retention time, bio-availability,
and so forth, of ZnO nanoparticles on mammalian and plant host systems
is essential for its successful use which would require further in vivo studies.
Conclusions
Thus, we have reported a simple and economical method for the biosynthesis
of zinc oxide nanoparticles using different plant parts of B. orellana followed by their characterization using
different techniques. The remarkable difference in the physicochemical
properties of ZnO nanoparticles underlines the role of different biomolecules
from plant extracts in synthesis of ZnO nanoparticles. L-ZnO, S-ZnO,
and Sc-ZnO showed weak antibacterial properties before calcination.
No antibacterial activity was observed in all three L-ZnO, S-ZnO,
and Sc-ZnO nanoparticles after calcination. Non-antifungal nature
of L-ZnO, S-ZnO, and Sc-ZnO nanoparticles was observed against all
four fungi before and after calcination. Lack of antimicrobial potential
underlined the inert nature of the as-synthesized ZnO nanoparticles.
Uncalcinated and calcined ZnO nanoparticles showed no anticancer activities
against HCT-116 cancer cells. Non-antimicrobial and non-anticancer
potential of ZnO nanoparticles thus makes it a suitable candidate
to be used as a carrier molecule for drug delivery applications. More
research on zinc oxide nanoparticles is needed to explore the role
of different biomolecules in the biosynthesis of ZnO nanoparticles
and their potential use in biomedical applications.
Experimental Section
Materials Used
Zinc acetate dihydrate
and ammonia were procured from Merck, India. Nutrient broth used for
growing of bacterial cultures and Sabouraud’s dextrose broth
used for growing fungal cultures and nutrient agar used for estimation
of antibacterial activity and Sabouraud’s dextrose agar used
for estimation of antifungal activity were purchased from Himedia,
India. Phosphate buffered saline (PBS) tablets, Dulbecco’s
modified Eagle medium (DMEM), fetal bovine serum (FBS), and 0.4% trypan
blue solution were purchased from Thermo Fisher Scientific, India.
All analytical grade chemicals were utilized as received without any
additional purification. Milli-Q water was used for all the experimental
procedures.
Preparation of B. orellana Leaf, Seed, and Seed Coat Extracts
Leaves, seeds, and seed
coats of B. orellana were washed with
double distilled water after which 2–3 washes were given with
Milli-Q water. 250 g of leaves/seeds/seed coats were added into capped
glass bottles with 1000 mL Milli-Q water which were further subjected
to heating in a boiling water bath for duration of 5 min after which
it was evenly swirled and further cooled down at room temperature.
The leaf, seed. and seed coat extracts obtained after heating were
filtered using eight-fold muslin cloth once the extract cooled down
so as to obtain a clear filtrate.
Biosynthesis
of Zinc Oxide Nanoparticles
Zinc acetate dihydrate was added
to Milli-Q water to prepare 1.5
L of 0.05 M zinc acetate solution in individual glass bottles. 750
mL of leaf, seed and seed coat extracts were then separately added
into the reaction mixture under stirring conditions at 1000 rpm followed
by addition of 30 mL of ammonia until a pale yellowish to brown precipitate
was observed. The reaction was kept overnight under static conditions
at room temperature. The pale yellow to brownish colored precipitate
settled down and the clear supernatant was slowly discarded and the
precipitate was collected. The precipitate was further separated by
centrifugation at 12,000 rpm for a time period of 12 min. 2–3
washes were given using Milli-Q water by centrifugation at 8000 rpm
for duration of 8 min. Pellets recovered after centrifugation were
then divided into two parts, one of which was air -dried and the other
was subjected to calcination at 900 °C for 2 h to obtain ZnO
nanoparticles. Both the uncalcinated and calcined nanoparticles were
further characterized.
Characterization Techniques
The optical
properties of ZnO nanoparticles biosynthesized using leaf, seed, and
seed coat extracts of B. orellana were
analyzed with the help of UV–vis spectrometric studies using
a Shimadzu dual-beam spectrophotometer, model UV-1800, 240 V in the
range 300–1100 nm and PL studies were carried out with the
help of a Jasco spectrofluorometer FP-8300 within the range 200–750
nm. XRD analysis was conducted with the help of Rigaku Ultima IV X-ray
diffractometer operating with 1.54 Å Cu Kα radiations
with 2θ values within the range 30–80°
with 0.005 s–1 scanning speed. XPS was conducted
with standard conditions using Thermo Fisher ESCALAB Xi+. Morphologies
of these nanoparticles have been analyzed by FESEM and TEM. FESEM
analysis was performed with the help of JEOL JSM-6360A with 20 kV
accelerating voltage. The elemental analysis of ZnO nanoparticles
was conducted by EDS with standard conditions using Bruker XFlash
6I30. TEM analysis was performed using a JEOL JEM 2100 PLUS with 200
kV accelerating voltage. BET surface area was conducted by N2 physisorption on a Quantachrome NOVA touch absorption analyzer from
relative pressure (P/P0) 0 to 1. The samples (∼0.5 g) were dried at 110 °C in
the oven and then degassed for at least 3 h at 150 °C under vacuum
prior to analysis. ATR-IR of ZnO nanoparticles, zinc acetate used
as a zinc precursor salt and leaf, seed, and seed coat extracts of B. orellana was performed using a Shimadzu ATR-IR
spectrophotometer FTIR-8400 ranging from 4000 to 400 cm–1. GC–MS analysis of methanolic leaf, seed, and seed coat extracts
of B. orellana was performed using
Shimatzu, GC 2010 Plus for determining the plausible molecules. HR-MS
analysis was performed where 5 μL aliquots of the aqueous leaf,
seed, and seed coat extracts of B. orellana was directly infused into the electrospray ionization (ESI) chamber
at a flow rate of 120 μL per minute. The mass spectra so obtained
were then recorded using a Bruker impact HD Q-TOF spectrometer (Bruker
Daltonics, Billerica, MA, USA). The mass spectrometric analysis has
been performed using parameters ESI as the source type with active
focus. The molecules within the range of 50–500 m/z ratio were scanned. Ion polarity was set to be
positive with set capillary at 3500 V, set end plate offset at −500
V and set charging voltage at 2000 V. The set nebulizer was at 0.3
bar with a set dry heater at 200 °C and set dry gas at a rate
4.0 L per minute. The spectra were visualized followed by baseline-correction
with the help of the software Bruker compass Data Analysis 4.2. NMR
analysis was also performed for determining the plausible molecules
in these extracts using the solvent deuterium oxide (D2O) with the help of Bruker Ascend 400 MHz.
Micro-organisms
Gram positive (S. aureus, B. subtilis) along with Gram negative (E. coli, P. aeruginosa) microorganisms were
acquired from the Microbiology Dept., S. P. Pune University, Pune,
India. The bacterial cell cultures were streaked on nutrient agar
slants and were preserved at temperature 4 °C with periodic sub-culturing
twice a month for maintenance of bacterial cell viability. Different
fungal cultures (Penicillium spp., A. flavus, F. oxysporum, R. solani) were obtained from Botany
Dept., S. P. Pune University, Pune, India. Sabouraud’s dextrose
agar slants were streaked using fungal spore suspension and were preserved
at temperature 4 °C with periodic sub-culturing every month for
maintenance of fungal cell viability.
Cancer
Cell Lines
HCT-116 human colorectal
carcinoma cell line was procured from the National Centre for Cell
Sciences (NCCS), Pune, India. The HCT-116 cancer cells were cultured
using DMEM with 10% FBS. They were maintained at sterilized condition
in a CO2 incubator (5%) at a temperature of 37 °C.
Once these cells reach 80% confluency, they were further sub-cultured.
Estimation of Antibacterial Properties
Antibacterial potential of ZnO nanoparticles was estimated using
Gram positive and Gram negative bacteria where S. aureus and B. subtilis were taken as characteristic
Gram positive bacteria whereas E. coli and P. aeruginosa were taken as characteristic
Gram negative microorganisms. These microorganisms were used to test
the antibacterial potential of ZnO nanoparticles biosynthesized using
leaf, seed, and seed coat extracts of B. orellana before and after calcination within the concentration range of 0.625–10
mg/mL using well diffusion method. Inoculation was done using one
bacterial colony in 5 mL of nutrient broth which was allowed to grow
overnight at 37 °C under stirring conditions of 120 rpm in shaker
incubator. 1% inoculum was used from the primary culture to re-inoculate
in 10 mL nutrient broth which was allowed to grow at 37 °C, 150
rpm upto 0.5 McFarland’s Standard. The broth containing bacterial
cells was further diluted with physiological saline to a final concentration
of 105 CFU/mL. 100 μL bacterial cultures were spread
on nutrient agar Petri plates using glass spreader. Nutrient agar
plates were then punctured with the help of cork borer with a diameter
of 5 mm to form wells. Both the calcined and uncalcinated ZnO nanoparticles
were dispersed using Milli-Q water as the solvent at concentrations
ranging from 0.625 to 10 mg/mL using sonication. 50 μL ZnO nanoparticles’
suspension was further added into these wells followed by incubation
at room temperature for 30 min for ensuring appropriate diffusion.
After overnight incubation of the nutrient agar plates with bacteria
and ZnO nanoparticles at 37 °C, zones of inhibition were recorded.
Estimation of Antifungal Properties
Antifungal
potential of ZnO nanoparticles was estimated using different
fungal cultures (Penicillium spp., A. flavus, F. oxysporum, R. solani). These fungal cultures
were used to test the antifungal potential of ZnO nanoparticles biosynthesized
using leaf, seed, and seed coat extracts of B. orellana before and after calcination at a concentration of 10 mg/mL using
well diffusion method. A 1 mm square of Sabouraud’s dextrose
agar containing fungal inoculum was cut using sterile blade from a
fully confluent fungal culture which was transferred to a fresh Sabouraud’s
dextrose agar Petri plate and allowed to grow at a temperature of
30 °C till full confluency was reached. A 1 mm square of Sabouraud’s
dextrose agar containing fungal inoculum was then cut from the freshly
grown fungal culture and was further tweezed after addition of 1 mL
physiological saline so as to release fungal spores. Fungal spore
counting was conducted using a haemocytometer. Fungal spore suspension
was then diluted with physiological saline to a final concentration
of 104–105 CFU/mL. 100 μL fungal
spore suspension cultures were spread on Sabouraud’s dextrose
agar Petri plates using glass spreader. Sabouraud’s dextrose
agar plates were then punctured with the help of cork borer with a
diameter of 5 mm to form wells. Both the calcined and uncalcinated
ZnO nanoparticles were dispersed using Milli-Q water as the solvent
at a final concentration of 10 mg/mL using sonication. 50 μL
ZnO nanoparticles’ suspension was further added into these
wells followed by incubation at room temperature for 30 min for ensuring
appropriate diffusion. These Sabouraud’s dextrose agar plates
with fungal cultures and ZnO nanoparticles were incubated at 30 °C
for 4–8 days after which zones of inhibition were recorded.HCT-116 cancer
cells were treated with 100 μg/mL ZnO nanoparticles (L-ZnO,
S-ZnO, Sc-ZnO) and B. orellana leaf,
seed, and seed coat extracts. Cells were seeded in a 96-well plate
at density of 5000 cells/well and grown overnight in humidified CO2 incubator in a total of 200 μL DMEM containing 10%
FBS medium. Subsequently, cells were treated with ZnO nanoparticles
and extracts in triplicate wells for 48 h. For detection of cell death,
cells were treated with 40 μL 0.4% trypan blue solution diluted
in 1× PBS in 1:1 ratio for 20 s. Cells were then washed with
PBS solution to remove excess trypan blue solution. The phase contrast
images were acquired and visualized for presence of cell death using
Magvision software for image processing.
Authors: M Abd Elkodous; Gharieb S El-Sayyad; M I A Abdel Maksoud; Ibrahim Y Abdelrahman; Farag M Mosallam; Mohamed Gobara; Ahmed I El-Batal Journal: Biol Trace Elem Res Date: 2019-09-16 Impact factor: 3.738