Xiaxia Kang1, Ye Hu1, Zeyu Liu2, Shahzad Sarwar3. 1. Department of Mathematics, Lvliang University, Lishi 033000, PR China. 2. College of Science, Northwest A&F University, Yangling 712100, Shaanxi, PR China. 3. Department of Mathematics & Statistics, King Fahd University of Petroleum and Minerals, Dhahran, 31261, Kingdom of Saudi Arabia.
Abstract
In this paper, we propose a new SAIR model to depict the transmission dynamics of a novel coronavirus in China. We focus on the ability of asymptomatic COVID-19 patients to transmit and the potential impact of population movements on renewed outbreak transmission. Qualitative analysis of the model shows that when the basic productive number R 0 > 1 , the system will stabilize towards a unique endemic equilibrium and pass through a transcritical bifurcation around its disease-free equilibrium. Furthermore, by constructing an appropriate Lyapunov function, we prove that the disease-free equilibrium and endemic equilibrium are globally asymptotically stable under appropriate parameter conditions. Finally, some important results have been verified by numerical simulations.
In this paper, we propose a new SAIR model to depict the transmission dynamics of a novel coronavirus in China. We focus on the ability of asymptomatic COVID-19 patients to transmit and the potential impact of population movements on renewed outbreak transmission. Qualitative analysis of the model shows that when the basic productive number R 0 > 1 , the system will stabilize towards a unique endemic equilibrium and pass through a transcritical bifurcation around its disease-free equilibrium. Furthermore, by constructing an appropriate Lyapunov function, we prove that the disease-free equilibrium and endemic equilibrium are globally asymptotically stable under appropriate parameter conditions. Finally, some important results have been verified by numerical simulations.
Since the first case of COVID-19 was diagnosed, the epidemic of COVID-19 has been one of the focuses of people’s attention. Unfortunately, as of December 20, 2021, the world hit a grim coronavirus milestone with 5.36 million confirmed deaths and close to 275.6 million confirmed cases. The number of deaths has greatly exceeded the other two coronaviruses (severe acute respiratory syndrome coronavirus, SARS-CoV, and Middle East respiratory syndrome coronavirus, MERS-CoV) [1], [2]. The global epidemic is still ongoing, which has seriously impacted the global public health and economics. Despite the joint efforts of the whole country, the coronary epidemic in China has been well controlled. However, the impact of overseas imports and population mobility (especially for asymptomatic patients) on epidemic control cannot be ignored.The establishment of the infectious disease model as a powerful tool to study the mechanism of infectious disease control and transmission is of great significance to control infectious diseases and reduce the occurrence of infectious diseases. At the beginning of the discovery of COVID-19, domestic and foreign scholars combined with epidemiological data or dynamic models to predict the peak time and scale of the epidemic, and the effective times of COVID-19 reproduction, etc [3], [4], [5], [6], [7]. Some scholars also build models to infer the turning point of the outbreak in Hubei Province and even the whole country or predict the impact of resumption of work on the development of the epidemic [8], [9], [10], [11].But the early studies lacked sufficient raw data. And the understanding of novel corona virus pneumonia is still in the exploratory stage. Therefore, most of the predictions of the epidemic situation in these studies deviated from the real situation. More importantly, these studies did not take into account the high transmission capacity of new corona virus in the incubation period, asymptomatic infection, and the impact of population mobility on the transmission of the epidemic. Intensive research on novel coronavirus pneumonia, we have learned that both patients with latent period and asymptomatic infection are possible sources of transmission. Thus, in subsequent studies, the transmission characteristic of patients with a latent period or asymptomatic infections have been incorporated into novel coronavirus pneumonia models by most scholars [12], [13], [14], [15], [16]. For instance, Manotosh Mandal et al. formulated a model introducing a quarantine class and governmental intervention. The study revealed that reducing exposure to exposed and susceptible individuals is the most critical factor in achieving disease control [12]. Khan and Atangana et al. formulated a new mathematical model for the dynamics of COVID-19 with quarantine and isolation [17]. Some scholars also put forward mathematical models to study the spread and transmission of COVID-19 in the population, especially the role of asymptomatic infected people. In Ref. [14], the authors propose a compartmental mathematical model for the spread of the COVID-19 disease to focus the infectiousness of super-spreaders individuals. But in this model, only the infectiousness of exposed persons is considered, and the infectiousness of asymptomatic with infections is not considered. In fact, studies using data from China’s early reports combined with Bayesian inference analysis indicated that asymptomatic infections accelerated the spread of the epidemic [18]. Besides, a large number of mathematical models or researches have been developed to focus on the COVID-19 and other related topics [19], [20], [21], [22], [23], [24], [25], [26]. However, it is rare to establish a model that considers the impact of both the infection characteristics of asymptomatic infected persons and population mobility on the COVID-19 spread.In view of the above-mentioned literature, we also present a simpler mathematical model that can be used to study the impact of population mobility and the movement of asymptomatic infectious individuals on the development of the COVID-19. Different from the existing models mentioned above, we consider the following assumptions. Firstly, considering that symptomatic infected persons have obvious diseases, they will be isolated and treated in time once they are found out. It means that the rate infection of the virus from symptomatic infections to susceptible individuals are quite low. Hence, we ignored the infection rate from symptomatic infections to susceptible individuals. Second, the epidemic situation in the provinces has basically stabilized since May. This also indicates that both medical conditions and treatment techniques have been basically stable in China. Therefore, the constant cure rate is considered in our model. However, as people step into normal life, the potential risk of re outbreak of the epidemic situation cannot be ignored due to the floating population, especially the asymptomatic individuals. Then, we focus on the impact of population mobility on the further development of the epidemic. In addition, patients who have been cured, relapse cases are very rare. Thus, we assumed that there is no transfer from the recovery of individuals to susceptible class.To sum up, we study the dynamics of a SAIR epidemic model with nonlinear incidence rate, constant input rate, and constant treatment rate. The whole paper is organized as follows, we introduce the SAIR model used for our analysis in the model formation section. Some model basic properties and the existence and uniqueness of equilibrium are also presented in this section. The analysis of the stability and bifurcation of equilibrium are given in Section “On the Stability and bifurcation of equilibrium”. The corresponding numerical simulations of some important theorems are given in Section “Numerical Simulations”. A brief summary and further discussion of these results are presented in Section “Conclusion”.
Model formation
In this section, we consider a mathematical model SAIR that describes the dynamic transmission of COVID-19 in mobile populations.The total population size N(t) is divided into four compartments, namely susceptible individuals (S(t)), asymptomatic individuals (A(t)), symptomatic individuals (I(t)) and recovered individuals (R(t)). The flow between different compartments of the model is shown in Fig. 1.
Fig. 1
The flow diagram of disease transmission. The green represents susceptible individuals. The orange represents infected individuals without symptomatic. The red represents infected individuals with symptomatic. The blue represents recovered individuals. And the arrows denote the possible flow direction of different compartments. Model parameters , , , and represent the constant input rate, the maximum transmission rate between asymptomatic and susceptible, the recovery rate, the natural death rate and the rate of disease-related death, respectively. The parameter denotes the immigration rate from asymptomatic compartment (A) to symptomatic compartment (I). is the self-cure rate of asymptomatic individuals. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)
The system of ordinary differential equations as follows where are the initial state.The flow diagram of disease transmission. The green represents susceptible individuals. The orange represents infected individuals without symptomatic. The red represents infected individuals with symptomatic. The blue represents recovered individuals. And the arrows denote the possible flow direction of different compartments. Model parameters , , , and represent the constant input rate, the maximum transmission rate between asymptomatic and susceptible, the recovery rate, the natural death rate and the rate of disease-related death, respectively. The parameter denotes the immigration rate from asymptomatic compartment (A) to symptomatic compartment (I). is the self-cure rate of asymptomatic individuals. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)Here, the parameter is the comprehensive input rate and represents the natural death rate. denotes the death rate due to disease. In our model, vertical transmission is not considered, i.e. all newborns are susceptible. According to the results of clinical practice, asymptomatic infections generally do not need treatment, but this group of people is a strong source of infection. Therefore, the incidence rate is, where indicates the effective per capita contact rate of asymptomatic infections. Some asymptomatic infected people in the fourteen-day isolation period, will show obvious signs of infection, that is, diagnosed. The parameter is the rate at which the asymptomatic individuals become symptomatic individuals. If the asymptomatic infected person is asymptomatic during the fourteen-day isolation period and the nucleic acid test is negative for two times, the isolation can be released. We hypothesized that the asymptomatic infected patients who were released from isolation were transformed into recovered individuals after they eliminated the new coronavirus through autoimmune resistance. The parameter is the rate at which the asymptomatic individuals become recovered individuals. is the recovery rate of symptomatic individuals. Clinically, relapse is rare in cured patients. Thus, in our model, it is assumed that there is no transfer from the recovery of individuals to the susceptible class. Based on the above assumptions, we formulated a dynamical system (1) consisting of four differential equations to depict the flow diagram of COVID-19.
Model basic properties
In this section, we present some basic model properties that will be useful in the rest of this paper.If
and
, the solutions
and
of system
(1)
are positive for all
.It follows from the first equation of system (1) that hence, one has Both sides in last inequality are multiplied by , here . We can obtain , then Integrating this inequality from 0 to t gives Then, Similarly, we have Therefore, we prove that the solutions and of the system (1) are positive for all . This completes the proof. □The set
is a positively invariant set for the system
(1)
with initial conditions,
and
.By adding the four equations of the systems (1), we can obtain Then, . If we take we have . It implies that the region is a positive invariant set for the system (1). □In epidemiological models, the basic reproduction number is a key epidemiological parameter to determine the nature of a disease. This parameter determines whether there will be a risk of an outbreak of disease when an infected person moves among the population. Several techniques have been used to assess the basic reproduction number for an epidemic transmission [27], [28]. In our present paper, we will use the next-generation matrix approach to calculate the expected outcome of COVID-19 spread. In the absence of confusion, we omit the independent variable in the remainder of this article. Following the article Manotosh Mandal [29], we can rewrite the system (1) to whereObviously, the system (1) always exits the disease-free equilibrium . Then, the Jacobian matrix of and at the disease-free equilibrium are respectively given by where .Then,The basic reproduction number for the model (8) is the spectral radius of the matrix . Hence, .
Existence and uniqueness of equilibrium
From biological considerations, we will study the system (1) in the set . In Theorem 2, we have verified that is a positive invariant set concerning (1). The basic reproduction number . The following theorem presents the existence and uniqueness of the possible equilibrium.The system
(1)
always has a disease-free equilibrium
which exists for all parameter values. On the other hand, if
, then the system
(1)
also admits a unique endemic equilibrium
.A steady-state of the model (1) satisfying the following equations,If , then and . Therefore, the disease-free equilibrium exists for all parameters values. Furthermore, from the above equations, we can obtain , and .If , then . Besides, also satisfies the following equation, when , is the only positive root of the above equation. Further, we can get Thus, only when , the system (1) exists unique endemic equilibrium in the set . □
On the stability and bifurcation of equilibrium
In this section, we mainly investigate the stability and bifurcation of equilibrium. Firstly, we study the linear stability of by Jacobian matrixis locally unstable whenever
, and it is locally stable whenever
.The Jacobian matrix of system (1) at the disease free equilibrium point is given byThe characteristic equation at the disease-free equilibrium is given by where the four eigenvalues of the characteristic equation are and . Since , it is easy to show that (13) has a real positive root when . Hence, is unstable when . Conversely, for , it means that , and it is easy to show that (13) has four real negative roots. Hence, is locally asymptotically stable when . □Note, we see that the disease-free equilibrium losses its stability when the increases to its value greater than . So, we may conclude that at the system (1) passes through a bifurcation around its disease-free equilibrium which is discussed in the next theorem.From the above analysis, it has been observed that the disease-free equilibrium passes from stable to unstable as increases. Hence, we may conclude that there is a change of feasibility as well as stability occurs at . Next, we analyze the nature of this bifurcation treating as a bifurcation parameter.The system
(1)
passes through a transcritical bifurcation around its disease free equilibrium at
.Firstly, we can write the system (1) as follows, where . For , the Jacobian matrix at the disease-free equilibrium has an eigenvalue 0 with a right eigenvector and a left eigenvector . According to the articles [30], [31], we can obtain Therefore, we concluded that the system undergoes a transcritical bifurcation at . And Fig. 2 depicts graphically the phenomenon of transcritical bifurcation. □
Fig. 2
The transcritical bifurcation diagram depicts the exchange of stability at .
We have the following theorem on the local asymptotic stability of the endemic equilibrium .The transcritical bifurcation diagram depicts the exchange of stability at .The endemic equilibrium point
is locally asymptotic stable when
.The Jacobian matrix of system (1) at the endemic equilibrium point is given by then the characteristic equation at the endemic equilibrium is given byBy further simplification, we can obtain the equivalent equation of the above the characteristic equation, where andSince , it is easy to show that and . Further, we can easily obtain thatIn conclusion, when , we have the local stability of by the Hurwitz’s criterion. □Now we study the global asymptotic stability of the two equilibria.If
, then the disease free equilibrium
is globally asymptotically stable.Define a Lyapunov functional . We haveTherefore, ensures that for all , where holds if . By LaSalle’s invariant principle [32], we obtain that is globally asymptotically stable. □We have the following theorem on the global asymptotic stability of the endemic equilibrium .Simulations showing the effect of different initial conditions at . The blue represents solution curves start from the initial value (10000, 200, 1200, 1200). The red represents solution curves start from the initial value (60000, 800, 1800, 1800). The black represents solution curves starting from the initial value (80000, 1400, 2400, 2400). These solution curves demonstrate that the system (1) is global stable around the endemic equilibrium at . (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)If
,
and
, then the equilibrium
is globally asymptotically stable.Define a Lyapunov functional , where One has thenBecause all parameters satisfy and , we can obtain
Obviously, . From the Lyapunov–LaSalle asymptotic stability [32], [33], we obtain that the system (1) is globally stable around the endemic equilibrium . □
Numerical simulations
In this section, we give some numerical simulations to support the previous theoretical analysis.Firstly, we considered the parameter set , and these parameters are assumed with feasible value. The elements of are chose as follows, and some different initial values for each variable of state, we obtain the disease-free equilibrium and . In this case, the system (1) has only the disease-free equilibrium and it is globally asymptotically stable on the set (See Fig. 3).
Fig. 3
Simulations showing the effect of different initial conditions at . The blue represents solution curves start from the initial value (10000, 200, 1200, 1200). The red represents solution curves start from the initial value (60000, 800, 1800, 1800). The black represents solution curves starting from the initial value (80000, 1400, 2400, 2400). These solution curves demonstrate that the system (1) is global stable around the endemic equilibrium at . (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)
In Fig. 3, we use the same parameters and different initial values and obtain the following remarks, when the initial value of susceptible individuals is lower than , the number of susceptible individuals increases. When the initial value of susceptible individuals exceeds , the number of susceptible individuals decreases. In the end, they all converge to
(Fig. 3A). Also, we can obvious that the number of asymptomatic individuals (infected individuals with symptomatic) decreases and get closer to zero in Fig. 3B and Fig. 3C. In Fig. 3D, the number of recovered individuals increases quickly at first, after that it decreases and approaches zero. In short, these curves are the solution curves of equilibrium point corresponding to different initial values when the basic reproduction number is lower than 1. Therefore, when is not exceed unit 1, the trajectories starting from different initial values will eventually converge to the disease-free equilibrium point . In fact, this has happened as the contact rate between susceptible and asymptomatic individuals (i.e. ) is relatively small.Again for the different parameter conditions, we can prove that the endemic equilibrium is globally asymptotically stable in Theorem 8. As a matter of fact, we find that the endemic equilibrium is globally asymptotically stable as long as the basic regeneration number is greater than 1 (See Fig. 4). For the set of parameters all of whose values are the same as (16) except for . The elements of are as follows, and some different initial values for each variable of state, we obtain the endemic equilibrium and (but , i.e. ; , i.e. ). In this case, the system (1) has two different equilibria: one is the disease-free equilibrium and the other is the endemic equilibrium , and the endemic equilibrium is globally asymptotically stable (See Fig. 4).
Fig. 4
Simulations showing the effect of different initial conditions at . The black represents solution curves starting from the initial value (10000, 200, 1200, 1200). The red represents solution curves starting from the initial value (60000, 800, 1800, 1800). The blue represents solution curves starting from the initial value (80000, 1400, 2400, 2400). These solution curves demonstrate that the system (1) is global stable around the endemic equilibrium at . (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)
In Fig. 4, we also use the same parameters and different initial values. When the initial value of susceptible individuals is lower than , the number of susceptible individuals increases. When the initial value of susceptible individuals exceeds , the number of susceptible individuals decreases. In the end, they all converge to (see Fig. 4 A). Also, we can obvious that the change of the number of asymptomatic individuals occurs two oscillations of different degrees, but these solution curves get closer to (see Fig. 4B). In Fig. 4C, the number of infected individuals with symptomatic decreases at first, after that it has two small rebounds. But these solution curves stabilizes towards . The changing trend of the solution curve of infected persons is also reasonable, which is related to the diagnosis process of new coronavirus infection. This is because asymptomatic individuals are diagnosed as symptomatic individuals only if they show certain clinical symptoms during the 14 day isolation period. During this period, some of the diagnosed patients may be converted to recovered individuals because of timely treatment. In Fig. 4D, it is obvious that the change of the number of recovered individuals rapidly increases at first, after that it decreases and approaches to . In brief, these curves are the solution curves of equilibrium point corresponding to different initial values when the basic reproduction number exceeds 1. Therefore, when exceeds unit 1, is globally asymptotically stable. Here, for the value of parameter (17), since here the numeric value of is larger than (16).Simulations showing the effect of different initial conditions at . The black represents solution curves starting from the initial value (10000, 200, 1200, 1200). The red represents solution curves starting from the initial value (60000, 800, 1800, 1800). The blue represents solution curves starting from the initial value (80000, 1400, 2400, 2400). These solution curves demonstrate that the system (1) is global stable around the endemic equilibrium at . (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)The impact of constant input rate on the final scale of disease at . The blue represents the number of asymptomatic individuals. The red represents the number of symptomatic individuals. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)Furthermore, we describe the impact of constant input rate on the final scale of an outbreak when the set all of whose values remain unchanged except and (see Fig. 5). Let , we guarantee that the basic regeneration number is greater than 1, that is, the endemic disease will continue to exist without effective control. It is observed that the number of asymptomatic individuals () and symptomatic individuals () in the endemic equilibrium increases with the increase of input rate as excepted.
Fig. 5
The impact of constant input rate on the final scale of disease at . The blue represents the number of asymptomatic individuals. The red represents the number of symptomatic individuals. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this article.)
In addition, we display the sensitivity analysis of the system (1) with respect to the parameters , and .The sensitivity of the system (1) for different values of the constant input rate ().The sensitivity of the system (1) for different values of the maximum infection rate ().From Fig. 6, we can observe that the constant input rate is directly proportional to all variables of the system (1).
Fig. 6
The sensitivity of the system (1) for different values of the constant input rate ().
In Fig. 7, it can be stated that the number of asymptomatic, symptomatic, and recovery individuals are directly proportional to the maximum transmission rate , but the number of susceptible individuals is inversely proportional to .
Fig. 7
The sensitivity of the system (1) for different values of the maximum infection rate ().
It is remarkable that these simulations presented in this article should be considered from a qualitative of a view.
Conclusion
This paper focuses on the impact of large-scale population migration and the gradual increase of asymptomatic infections on the late evolution of the epidemic. Therefore, we considered a SAIR model that incorporates population mobility and natural death, as well as disease-caused death, so that the total number of population may vary in time. The incidence rate is of the nonlinear infection rate. The asymptotic behavior of this multidimensional model can be determined by the basic reproduction number of the system (1). We used the stability analysis theory for nonlinear systems to study both the local and global stability of SAIR model. The threshold parameter which completely determines the local dynamics of the disease-free equilibrium under the restriction . On the other hand, when , then the endemic equilibrium point is locally asymptotically stable. If , the global stability of the disease-free equilibrium is proved by constructing Lyapunov functions. Also, the method of constructing Lyapunov function was used to show that is globally asymptotically stable under the condition of certain parameters. In fact, through numerical simulation, we found that the endemic equilibrium must be globally asymptotically stable as long as the basic reproduction number exceeds unit 1. The model is a preliminary prediction of the late development of the new coronavirus epidemic in China. The results of theoretical analysis once again alert us that the risk of re-outbreak of the COVID-19 epidemic will still exist due to the population mobility, especially the contact between susceptible and asymptomatic infected individuals. However, our model is based on certain assumptions, which will deviate from reality to a certain extent. Therefore, there may be some deviation between the preliminary results and reality. In our future work, we need to improve our model by incorporating some control strategies, for example, vaccination or isolation of asymptomatic infected individuals and so on.
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
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