Yadong Feng1, Yan Liang2, Bin Yao3, Jiajia Xu4, Juncai Zang3, Youyu Zhang1, Jiong Zhang1, Guangpeng Xu3, Bo Wei3, Xiangyi Yao5, Peilin Huang6, Ruihua Shi1,2. 1. Department of Gastroenterology, Zhongda Hospital, School of Medicine, Southeast University, 87 Dingjiaqiao Road, 210009, Nanjing, China. 2. Nanjing Medical University, 101 Longmian Road, 211166, Nanjing, China. 3. Nanjing Froeasy Technology Development CO., LTD, C1 Building, Red Maple Park of Technological Industry, 210046, Nanjing, China. 4. Department of Pathology, Zhongda Hospital, School of Medicine, Southeast University, 87 Dingjiaqiao Road, 210009, Nanjing, China. 5. Faculty of Art Economic, University of Manitoba, 60 Shore Street, Winnipeg, Canada, r3T 2C8. 6. Research Institution of Southeast University, 87 Dingjiaqiao Road, 210009, Nanjing, China.
Abstract
Background: Cytological detection of early esophageal squamous cell carcinoma (ESCC) remains challenging. Therefore, we introduced a rapid cytological screening method and evaluated its efficacy as a pre-endoscopy screening for early ESCC and precursor lesions. Methods: This method consisted of a sponge sample retrieval, automatic liquid-based cytological treatment and slides preparation, computer-assisted screening and manual diagnosis. Efficacy for detection of early ESCC and precursor lesions was evaluated. Also, diagnostic efficiency was compared with manual diagnosis. Results: Eighty-three patients with early ESCC and precursor lesions and 2,090 asymptomatic participants with high risks of ESCC were enrolled. Whole procedure was accomplished within two working days. Abnormal cells were detected in all 83 patients, and in 272 (13.01%) subjects among 2,090 asymptomatic participants. Early ESCC, high-grade intraepithelial neoplasia, low-grade intraepithelial neoplasia and reflux esophagitis and normal endoscopic findings were detected in 8, 13, 11, 187 and 53 participants with abnormal cells, respectively. The calculated sensitivity, specificity, positive predictive value and negative predictive value for detection of early ESCC and precursor lesions were 100%, 88.34%, 11.76%, and 100%, respectively. Compared with manual diagnosis, this method was accomplished in a shorter time duration (5.4 ± 0.45 min vs 320.2 ± 132.4 min, p < 0.001), a higher diagnostic accuracy (96.7% vs74.4%, p = 0.015) and a better inter-observer agreement (93.3% vs66.7%, K = 0.286, p < 0.001). Conclusions: Our study provides a promising methodology as pre-endoscopy screening for early ESCC and precursor lesions.
Background: Cytological detection of early esophageal squamous cell carcinoma (ESCC) remains challenging. Therefore, we introduced a rapid cytological screening method and evaluated its efficacy as a pre-endoscopy screening for early ESCC and precursor lesions. Methods: This method consisted of a sponge sample retrieval, automatic liquid-based cytological treatment and slides preparation, computer-assisted screening and manual diagnosis. Efficacy for detection of early ESCC and precursor lesions was evaluated. Also, diagnostic efficiency was compared with manual diagnosis. Results: Eighty-three patients with early ESCC and precursor lesions and 2,090 asymptomatic participants with high risks of ESCC were enrolled. Whole procedure was accomplished within two working days. Abnormal cells were detected in all 83 patients, and in 272 (13.01%) subjects among 2,090 asymptomatic participants. Early ESCC, high-grade intraepithelial neoplasia, low-grade intraepithelial neoplasia and reflux esophagitis and normal endoscopic findings were detected in 8, 13, 11, 187 and 53 participants with abnormal cells, respectively. The calculated sensitivity, specificity, positive predictive value and negative predictive value for detection of early ESCC and precursor lesions were 100%, 88.34%, 11.76%, and 100%, respectively. Compared with manual diagnosis, this method was accomplished in a shorter time duration (5.4 ± 0.45 min vs 320.2 ± 132.4 min, p < 0.001), a higher diagnostic accuracy (96.7% vs74.4%, p = 0.015) and a better inter-observer agreement (93.3% vs66.7%, K = 0.286, p < 0.001). Conclusions: Our study provides a promising methodology as pre-endoscopy screening for early ESCC and precursor lesions.
Esophageal cancer (EC) is the eighth most common cancer, and the sixth most frequent
cause of cancer mortality worldwide.
In China, esophageal squamous cell carcinoma (ESCC) is the predominant
histological subtype of esophageal cancer, which also accounts for about 70% of
worldwide cases.[2,3]
Endoscopic Lugol's iodine staining
is widely applied for screening of early ESCC
and its precursor lesions in high-risk areas.
However, massive endoscopy screening for early ESCC is medical-source
demanding. Furthermore, due to the truth that ESCC is a rare disease even in
high-risk areas, which has an incidence of approximately 30/100,000 per
year,[7,8] endoscopic
screening for early ESCC in the general population can be regarded as high-cost. In
addition, acceptance of endoscopic examination by patients is also relatively low.
Subsequently, limiting the sample size of endoscopic screening precisely by
identifying individuals who really need endoscopy examinations is more
desirable.Cytological detection can be used for a preliminary screening before endoscopy in
areas prone to a high incidence of ESCC.[9,10] However, due to low accuracy,
sensitivity and specificity, cytological screening for early ESCC remains
challenging. Some methods, such as sponge and balloon cytology, have been reported
to be not suitable for massive screening of ESCC.[10,11] In recent years, some
improvements have been achieved in terms of sampling device. A capsule device
(Cytosponge, Medtronic, Minneapolis, MN) was designed to collect esophageal
specimens. According to previous studies, this newly designed device has high
acceptability among most participants.[11-14] This capsule sampler has been
used to detect early ESCC.
Retrieved specimen can be well processed by a liquid-based method, thus, will
facilitate further cytological diagnosis.[11-16] Manually, cytological
screening for abnormal cells among a large amount of cells is not practical. Thus,
Cytosponge-derived samples are always evaluated by an alternative method, such as
immunochemical analysis or fluorescent in-situ hybridization targeting
p53.[11-14] In case of large scale screening for early esophageal lesions,
application of a simple and efficient cytological method as a primary screening is
desirable. Furthermore, how to improve the efficiency of diagnosis is a crucial
question that needs to be resolved.A barrier that hampers cytology as a preliminary screening is the diagnostic
efficiency and reproducibility. Application of artificial intelligence (AI) provides
a novel method for solution of this dilemma of analyzing large amounts of
bio-images.[17,18] By using a deep-learning approach, a computer-assisted
screening system that has robust and fast cell recognition can be constructed.
Thus, great progress has been achieved in improving the diagnostic accuracy
and effectiveness of preliminary assessments of a large number of cells.[17,18] Although a
computer-assisted analysis may promote the efficiency of cytological diagnosis, no
such method for screening of early esophageal squamous lesions is available.In this study, for the interest of establishing a novel pre-endoscopy screening
method, we designed a rapid cytological screening scheme, which consists of fast
specimen retrieval, automated sample processing, computer-assisted fast cytological
screening and manual confirmation. The aim of this study is to investigate the
efficacy of this method as a primary screening in detection of early ESCC and
precursor lesions.
Methods
This study was registered on chineseclinicaltrials.gov (ChiCTR1900028524). The
protocol is in accordance with the ethical guidelines of the 1975 Declaration of
Helsinki, as reflected in a prior approval by the review board of a Chinese tertiary
academic hospital, Zhongda Hospital, which is affiliated to Southeast University
(Ref No.2019ZDSYLL092-P01). Written informed consent was obtained from each
participant before capsule ingestion. This study was performed between July seventh,
2019 and August 30th, 2020.All main devices, including the cytosponge capsule (Shikang I®;
application for a Chinese invention patent is currently underway, 201911049863.7),
cell preservation solution (Chinese invention patent, ZL201810314036.5),
Feulgen-Eosin staining (Chinese invention patent, ZL 201710732464.5), the double
charge-coupled device camera (Chinese invention patent, ZL201110071786.2 and
ZL201110071790.9) and the computer-assisted screening system (Chinese software
copyright, 0791278, 0977924 and 3031912) are products of Nanjing Froeasy Technology
Development CO., Ltd (Foreasy Tech Co., Nanjing, China). As, Cytosponge is not
available in China, Shikang I® is a newly designed analog for retrieval of
esophageal epithelial samples and is recommended by a newly issued Chinese guideline
for early screening of early ESCC and precursor lesions.
Capsule Device and Cytological Sample Collection
The capsule device was showed in Figure 1. The main components are an
ingestible gelatin capsule, a polyurethane made sponge mesh and an attached
string. The capsule was designed to restrain the sponge mesh. The capsule sponge
was introduced into the stomach by ingestion with water, with the end of the
string held outside the mouth without any tension. The device was kept in the
proximal stomach for 5 min for capsule dissolution and release of the sponge
mesh. When released from the capsule, the sponge mesh was used for collection of
epithelial cytological samples by gently pulling the attached string out of the
mouth. Then the string was cut and the sponge derived specimen was kept in cell
preservation solution. Epithelial samples from the upper gastrointestinal tract,
including the gastric fundus, the cardia and the esophagus, were available. For
the aim of screening of esophageal lesions, squamous cells were of interest and
chosen for evaluation.
Figure 1.
Details of Shikang I® capsule sponge. As shown in A and B, the
capsule sponge device consists of an ingestible gelatin capsule
(26.79 mm in length and was 9.5 mm in diameter), a compressed sponge
mesh made of polyurethane, and a 60-cm long string. The string is fixed
to the sponge mesh via a small glass bead. When released from the
capsule, the sponge mesh is contained within a 50-mm elliptical doom
structure (C), and it is assembled by three independent, identically
sized components (D).
Details of Shikang I® capsule sponge. As shown in A and B, the
capsule sponge device consists of an ingestible gelatin capsule
(26.79 mm in length and was 9.5 mm in diameter), a compressed sponge
mesh made of polyurethane, and a 60-cm long string. The string is fixed
to the sponge mesh via a small glass bead. When released from the
capsule, the sponge mesh is contained within a 50-mm elliptical doom
structure (C), and it is assembled by three independent, identically
sized components (D).
Brief Description of the Computer-Assisted Screening System
A strategy of screening abnormal nuclei was applied by this fast cytological
screening system. Esophageal squmaous cells were retrieved from 71 patients with
early ESCC and precursor lesions by endoscopic brushing, and were divided into
training and validation materials. In the training phase, 55,600 Feulgen-Eosin
stained cells from 21 patients were set as training set. Digital images of cells
and nuclei were acquired by automated filming and scanning by the double
charge-coupled device equipped camera (Foreasy Tech Co., Nanjing, China). The
pixel value of single cell and relevant nucleus was 89 × 89 dpi. Abnormal cells
were manually annotated by expert pathologists and were classified as atypical
squamous cells (ASC), low-grade squamous intraepithelial lesion (LSIL),
high-grade squamous intraepithelial lesion (HSIL) and squamous cell carcinoma
(SCC).[20-22]Convolutional neural networks (CNNs) were applied for establishment of this
system. Seg Net, which is a fully convolutional network, was used for automated
orientation and segmentation of digital images of nuclei and whole cells. A deep
residual network (Res Net) was applied for identifying and classifying different
morphometric features. Hence, squmaous cells could be automatically identified
and classified. The training procedure was developed by iterations through the
entire training set. After 300 epochs, the training procedure was terminated due
to no improvement in diagnostic accuracy. DNA image cytometry was set as the
main parameter for identifying abnormal cells. DNA stemline aneuploidy was
assumed if the mean value of the nuclear DNA content of a stemline was
>/<10% of 2c or 4c. Single-cell DNA aneuploidy was assumed if ≥5c occurred
(DNA index≥2.5). To increase the diagnostic sensitivity of suspicious malignant
nuclei, a ratio between digitally abnormal and diploid nuclei of ≥2.5 was set as
an auxiliary threshold. By using 86,200 cells from 50 patients with early ESCC
and precursor lesions with as validation set, the sensitivity and specificity in
identifying abnormal cells were 95.82% and 92.05%, respectively.
Participants
The flowchart is listed in Figure 2. There were two groups of participants: (1) patients with
early ESCC and precursor lesions
confirmed by prior endoscopy and biopsy (Group A); (2) asymptomatic
participants, who were with high risk factors of ESCC
and tended to undergo endoscopy examination (Group B). Participants with
capsule and endoscopic results were enrolled. Endoscopic Lugol's iodine staining
and biopsy were set as gold standard.
Figure 2.
Flowchart of this study. ESCC: esophageal squmaous cell carcinoma
Flowchart of this study. ESCC: esophageal squmaous cell carcinoma
Specimen Processing, Slides Preparation and Staining
All specimens were processed by a liquid-based thin layer cell preparation
technique. A two-stage cell enrichment protocol was adopted. In each round, the
sponge was washed with 60 ml of preservative fluid, and oscillated for 15 min.
We actually performed a third round of cell enrichment in several specimens;
however, no cell was detected in the third round. All cells were transferred to
the slides using a sedimentation technique and treated by Feulgen-Eosin
staining. One hundred and twenty slides were prepared for each case.
Computer -Assisted Cytological Diagnosis and Histopathological
Diagnosis
Slides were subjected to a double charge-coupled device camera for automated
scanning (Figure 3),
followed by a computer-assisted screening. Typical images of ASC, LGIN, HGIN and
SCC are shown as Figure
4. Details of the working display of this system are shown in Figure 5. Some main
parameters, including DNA content, ratio between digitally abnormal and all
diploid nuclei, total cell count and abnormal cell count, parameters of abnormal
cells in detail, were annotated automatically. Therefore, abnormal cells could
be identified and annotated. Also, clumped abnormal cells could be differed from
those normal cells (supplementary Figure 1). Annotated cells were manually reviewed
by two expert pathologists (Jiajia Xu and Peilin Huang). And, abnormal cells
were confirmed according to previous diagnostic criteria.[20-22]
Figure 3.
Digital images of cells by a double charge-coupled device camera ( × 20).
Cells were processed in Feulgen-Eosin staining. A. whole cells in color
images; B. nuclei in black images.
Figure 4.
Esophageal squmaous cells in Feulgen-Eosin staining. Cells were present
in × 20. NC: normal squmaous cells; ASC: atypical squamous cells; LSIL:
low-grade squamous intraepithelial lesion; HSIL: high-grade squamous
intraepithelial lesion; SCC: squamous cell carcinoma. Typical cells of
ASC, LSIL, HSIL and SCC were labeled with black arrows.
Figure 5.
Working display of this computer-assisted screening system (in Chinese).
Cells were treated in Feulgen-Eosin staining. Abnormal cells were
annotated automatically, and the visual field can be enlarged and
contracted. Cell images, DNA index along with some main parameters,
including nuclear perimeter, nuclear area, ellipse, nuclear heterotypic,
granularity of chromatin, nuclear line rate, rate in short axe, rate in
long axe, nuclear blured deviation, nuclear deviation, average nuclear
gray and kurtosis were listed. The whole view of scanned image of a
prepared slide was shown in the black box. And, location of interested
cells in the slide was shown in the small red box. Abnormal epithelial
squmaous cells, as presented in the yellow boxes, were automatically
identified. In detail, 1 and 2 were clumped SCCs, 3 was single LSIL.
Typical normal esophageal epithelial squmaous cell was shown in the red
box. Red arrow was a control bar for zooming in and zooming out.
Digital images of cells by a double charge-coupled device camera ( × 20).
Cells were processed in Feulgen-Eosin staining. A. whole cells in color
images; B. nuclei in black images.Esophageal squmaous cells in Feulgen-Eosin staining. Cells were present
in × 20. NC: normal squmaous cells; ASC: atypical squamous cells; LSIL:
low-grade squamous intraepithelial lesion; HSIL: high-grade squamous
intraepithelial lesion; SCC: squamous cell carcinoma. Typical cells of
ASC, LSIL, HSIL and SCC were labeled with black arrows.Working display of this computer-assisted screening system (in Chinese).
Cells were treated in Feulgen-Eosin staining. Abnormal cells were
annotated automatically, and the visual field can be enlarged and
contracted. Cell images, DNA index along with some main parameters,
including nuclear perimeter, nuclear area, ellipse, nuclear heterotypic,
granularity of chromatin, nuclear line rate, rate in short axe, rate in
long axe, nuclear blured deviation, nuclear deviation, average nuclear
gray and kurtosis were listed. The whole view of scanned image of a
prepared slide was shown in the black box. And, location of interested
cells in the slide was shown in the small red box. Abnormal epithelial
squmaous cells, as presented in the yellow boxes, were automatically
identified. In detail, 1 and 2 were clumped SCCs, 3 was single LSIL.
Typical normal esophageal epithelial squmaous cell was shown in the red
box. Red arrow was a control bar for zooming in and zooming out.For histopathological diagnosis, early ESCC and precursor lesions, including
early ESCC, high-grade intraepithelial neoplasia (HGIN) and low-grade
intraepithelial neoplasia (LGIN), were defined according to 2019 WHO
classification of tumors of the digestive system.
Comparison of Computer-Assisted Diagnosis and Manual Diagnosis
Thirty Feulgen-Eosin stained slides from 15 patients with early ESCC and HGIN
were randomly selected. According to previous cytological diagnosis, ASC, LSIL,
HSIL and SCC were present in 7, 7, 9 and 7 slides, respectively. Three expert
cytopathologists were masked to the cytological results and were asked to make a
manual diagnosis and a computer-assisted diagnosis.A manual system from Foreasy Tech Co., which consists of a microscope with a × 20
objective, a condenser numerical aperture (NA) of 0.75 and a camera adapter of
factor 0.87, a double charge-coupled device camera, and a computer with a
high-resolution monitor, was used for manual diagnosis. Each slide was subjected
to this system, and DNA content and cytological features were evaluated
manually. Nuclei from lymphocytes, with coefficient of variation <5%,
were chosen as internal reference cells for evaluation of DNA content.
Smears that were suspicious for abnormal nuclei were chosen for further
diagnosis. Manual diagnosis was made according to criteria for squamous
epithelial cells lesions.[20-22]For computer-assisted diagnosis, potential abnormal cells were annotated by the
computer-assisted screening system, and were subjected for further manual
diagnosis. In this procedure, normal cells confirmed by automated recognition
were remitted from manual review. Outcomes of diagnosis and inter-observer
agreements were compared between two modalities of diagnosis.
Statistical Analysis
Continuous variables are expressed as mean ± standard deviation (SD), while
categorical variables are expressed as frequencies and percentages. Setting the
pathological diagnosis as the gold standard, the diagnostic accuracy,
sensitivity, specificity, positive predictive value (PPV), negative predictive
value (NPV) of computer-assisted cytological diagnosis were calculated. The
Chi-square test, one-way analysis of variance (ANOVA), the Mann–Whitney
U test were performed using SPSS statistical software for
Windows, version 20.0 (SPSS Inc., Chicago, IL, USA). A p value
< 0.05 was considered to be statistically significant.
Results
Eighty-nine patients from Group A and 2,274 participants from Group B were
initially recruited. Among them, four patients from Group A and 29 participants
from Group B denied capsule ingestion. Two patients from Group A and nine
participants from Group B failed to ingest a capsule. Subsequently, 2,319 (83
from Group A and 2,236 from Group B) participants successfully ingested the
capsule. In Group B, 272 participants were with abnormal cells, and they all
underwent endoscopy examination. Among those who were with negative cytological
results, 146 participants denied a followed-up endoscopy. Finally, 2,173
participants were included (Figure 2). Basal characteristics of enrolled patients and
participants were listed in Table1 and 2.
Table 1.
Charactristics of 83 patients with early ESCC and precursor lesions.
Charactristics of 83 patients with early ESCC and precursor lesions.ESCC: esophageal squmasous cell carcinoma; HGIN: high-grade
intraepithelial neoplasia; LGIN: low-grade intraepithelial
neoplasiaCharactersitics of asymptomatic participants with high risk factors.ESCC: esophageal squmasous cell carcinoma; SCC: squmasous cell
carcinoma
Overview of Capsule Ingestion, Sample Processing and Laboratory
Evaluation
Finally, 2,269 participants (80 from Group A and 2,189 from Group B) swallowed
the capsule at the first attempt, while the remaining 50 participants (3 from
Group A, 47 from Group B) completed the ingestion at the second attempt. The
mean duration of capsule ingestion was 3.2 ± 1.36 (2-8) minutes. Transient
gagging was presented in 45 participants. No detachment of sponge or other
adverse events occurred. Cell enrichment, slides preparation and Feulgen-Eosin
staining were completed in 50 and 40 min, respectively. The duration of scanning
was one minute per slide; hence, scanning for all slides was accomplished within
120 min. Manual confirmation for automatically identified abnormal cells from
120 slides was completed in 50.45 ± 10.75 (8-142) minutes. The whole procedure,
from specimen retrieval to finally manual diagnosis, was completed within two
working days.
Cytological Diagnosis and Relationship with Endoscopic Findings
Results of Group A are listed in Table 3. Mean total cell counts and
average cell counts per slide were 7,676,803 ± 119,609 (5,201,081-10,092,737)
and 63,973 ± 9967 (43,342-84,106), respectively. Abnormal cells were detected
for all 83 patients, with a mean number of 159 ± 242 (11-1201). ASC, LSIL, HSIL
and SCC were present in 17, 31, 24 and 11 patients, respectively. Among 17
patients with ASC, 16 and 1 patient(s) were with histologically confirmed LGIN
and HGIN, respectively. Therefore, setting ASC as threshold, the positive rate
was about 98.5% in detecting histologically confirmed ESCC and HGIN, which are
with urgent clinical significances.
Table 3.
Results from patients with early ESCC and precursor lesions.
Results from patients with early ESCC and precursor lesions.ESCC: esophageal squmaous cell carcinoma; SCC: squmaous cell
carcinoma; ASC: atypical squamous cells; LSIL: low-grade squamous
intraepithelial lesion; HSIL:high-grade squamous intraepithelial
lesionResults of Group B are listed in Table 4. Mean total cell counts and
average cell counts per slide were 7,438,869 ± 1,175,753 (4,894,116-9,353,476)
and 61,990 ± 9797 (40,784-77,945), respectively. Among these, 272 participants
were with abnormal cells. There were 143, 99, 24 and 6 participants with ASC,
LSIL, HSIL and SCC, respectively. Mean number of abnormal cells was 59 ± 16
(9-204). Cytological diagnosis was compared with endoscopy examination and
biopsy (Table 5).
There were 8, 13, 11, 187 and 53 participants with early ESCC, HGIN, LGIN and
reflux esophagitis and normal endoscopic findings in those who with abnormal
cells, respectively. And, 1,746 and 72 participants were with normal findings
and reflux esophagitis in those who with normal cytological results,
respectively. According to clinically significance, 21 patients with
histologically confirmed ESCC and HGIN were re-visited for consideration of high
risk factors. Their mean age was 65.3 ± 13.2(55-72) years. Among them, 6 were
from areas with high incidence of ESCC, 7, 11, 8, 9 and 3 were with smoking,
heavy drinking, a history of SCC, family history of ESCC and with multiple (≥2)
risk factors, respectively. The sensitivity, specificity, PPV and NPV of
detection of early ESCC and the precursor lesions were 100%, 88.34%, 11.76% and
100%, respectively.
Evaluation of Diagnostic Efficacy, Accuracy and inter-Observer
Agreement
Manual confirmation by expert cytopathologists for abnormal cells identified from
thirty slides by computer-assisted diagnosis presented with a shorter time
duration for diagnosis (5.4 ± 0.45 min vs 320.2 ± 132.4 min,
p < 0.001), a significant higher diagnostic accuracy (96.7%
vs74.4%, p = 0.015) and a better inter-observer agreement
(28/30, 93.3% vs20/30, 66.7%, K = 0.286, p < 0.001) than
those of manual diagnosis only.
Discussion
Since the 1960s, some cytological methods, including endoscopic brushing, sponge and
balloon cytology, have been introduced into screening for early ESCC.[10,25] These methods
are performed without endoscopy or sedation, and can be applied at scale in limited
resource settings. However, these detections are mainly limited by unsatisfactory results.
Recently, Cytosponge has been applied for sampling for esophageal
specimens[11-14,26] and proved to be promising in detection of early esophageal
lesions.[11-14] Since manual diagnosis is not practical for population-based
large scale screening, we have developed a rapid screening procedure and evaluated
its efficiency as a pre-endoscopy screening. Specimens were retrieved by a capsule
ingestion, and sequentially subjected for cytological processing, computer-assisted
fast screening and manual diagnosis.In this study, a rapid sample collection, processing and diagnosis procedure was
present. Esophageal sampling was achieved by using a newly designed sponge device.
Although this newly designed sponge is with a larger size than that of Cytosponge,
it showed a novel acceptability and a satisfactory result in sample collecting. An
automated procedure, including automated sample processing, slides preparation and
staining, was used to process all specimens. Based on our data, the proportion of
abnormal cells was very small, and manual screening for few cells of interest among
all available cells is very challenging. Thus, some other examinations, such as
immunochemical staining of trefoil factor3
and p53,
as well as fluorescent in-situ hybridization of p53,
were applied as alternative methods for evaluation of Cytosponge derived
specimens. Although a batch strategy can be applied for laboratory treatment, it is
time-consuming to evaluate all prepared slides by manual diagnosis. Furthermore, the
cost is also increased by performing such adjunctive detections. Hence, an
AI-assisted diagnosis is appreciated for such diagnosis. According to a recent study
by Gehrung M et al.,
a deep learning based well-trained framework to analyze samples of the
Cytosponge-TFF3 test is feasible for diagnosis of Barrett's esophagus for early
detection of esophageal adenocarcinoma. In this study, we have developed a
computer-assisted screening platform for a primary screening. Abnormal DNA content,
that 5cEE (5c exceeding events, DNA index score >2.5) ≥1
was set as the first cut-off value for identifying potential abnormal nuclei.
In previous studies, 9cEE ≥1 is always used for diagnosis of cancerous
cells.[18,29] However, 9cEE ≥1 is not sufficient for screening of precursor lesions,
and a lower threshold was adopted. Due to the same reason, a ratio between
digitally abnormal and diploid nuclei of ≥2.5[20-22] was set as the second
criterion. Subsequently, few potential cells with abnormal nuclei were identified
and subjected for manual diagnosis. Taking advantages of Feulgen-Eosin staining,
morphological characteristics of whole cells and relevant nuclei are clearly
presented, which makes followed manual diagnosis convenient, high efficient and time
saving. In this study, a 100% diagnostic accuracy was achieved in patients with
early ESCC and precursor lesions. The proportion of subjects with abnormal cells was
13.01% (272/2090), and was similar with previous studies.[11,14] In addition, all participants
with endoscopically and histopathologically confirmed early ESCC and precursor
lesions were with abnormal cytological results. Thus, this method is clinically
significant as a potential method as pre-endoscopy screening for early ESCC and
precursor lesions. Participants who really need endoscopy examination can be
identified, and follow-up endoscopy for confirmation can be performed in a limited
population. Also, unnecessary endoscopy can be avoided in those who with negative
cytological findings. Hence, this detection may make endoscopic screening
medical-source saving.To achieve a high diagnostic efficiency is one crucial aim of cytological detection.
AI-assisted diagnosis provides a novel solution for boring pathological diagnosis,
and also demonstrates a high efficiency.[18,27] In this study, a final
cytological diagnosis for batch specimen can be completed within two working days by
using a semi-automated detection assisted analysis. This present semi-automated
diagnosis was superior to manual diagnosis by presenting a higher diagnostic
efficiency, reproducibility and inter-observer agreement.[18,27] Therefore, this method meets
the requirements of widespread screening. Batch processing and rapid confirmation
for multiple specimens are technically feasible in a single procedure, and the
following-up endoscopy can be performed timely.The proportions of endoscopically and histopathologically confirmed early ESCC, HGIN
and LGIN were 0.038%, 0.062% and 0.057%, respectively, and were significantly lower
than those from extremely high-prevalence regions,[11,31,32] which were about 0.19%, 0.36%
and 2.57%,
respectively. This difference may be due to our study was conducted in a
region with a relatively lower incidence of disease. Although ASC is a low
diagnostic threshold, we adopted it for primary screening for two main reasons.
Firstly, the diagnostic threshold in cytological screening for early ESCC is not
fully established, and ASC is commonly used for cytological detection of
histopathologically confirmed ESCC.
Secondly, there were some worries about increased cases of false negative
diagnosis or misdiagnosis if a higher threshold was applied. As a result, many
individuals with ASC were identified in this patient cohort. Because of presence of
ASC as atypical changes in moderate to severe esophagitis,
many cases of reflux esophagitis were confirmed by endoscopy examinations.
Subsequently, the specificity and PPV were not high. The present specificity and PPV
are similar with those from previous studies by performing immunochemical staining
and FISH targeting p53.[11,14] By using this threshold, the numbers of participants who need
endoscopy was significantly limited. Therefore, this method can make large-scale
endoscopy screening much cost-saving. This method is superior to previous studies by
presenting a satisfactory sensitivity and NPV.[11,14-16] Subsequently, this
cytological detection as a primary screening can be warranted by identifying
subjects who need endoscopy examination from general population. A higher diagnostic
threshold will be evaluated in the next stage by comparing outcomes of cytological
detections and endoscopic findings in a large scale of population.In recent years, wide-area transepithelial sampling of the esophagus with
computer-assisted three-dimensional analysis (WATS3D, CDx Diagnostics,
Suffern, NY) has been applied for early detection of Barrett's esophagus.[33-35]
WATS3D and our method are also a deep learning based detection, and
these two methods are similar by providing digital images for manual diagnosis.
These two detections facilitate manual diagnosis, and improve inter-observer
agreement among pathologists.
Differences between WSTA3D and our analysis are listed as follows.
Firstly, these two methods are initially designed for detection of different
diseases. Secondly, sample collections are different. Endoscopic brushing is needed
in WSTA3D sample collection. Third, WSTA3D provides a
simulated image of an in vivo, en face view of a gland for further evaluation. And
multiple two-dimensional images are needed to synthesize a single three-dimensional
image.There are some limitations of this study. Firstly, since this is a preliminary pilot
study, the sample size is relatively small. In the next stage, a multicenter
research study will be conducted for further evaluation. Secondly, this is a
one-time study, whereas in future work, additional data will be acquired, and a
cost-effectiveness analysis will be performed in the next stage.
Conclusion
We have demonstrated a new strategy for the rapid screening for early esophageal
lesions. Due to the high accuracy and efficiency, this working scheme may provide a
novelly efficient, accurate, and medical-resource-saving screening method for
screening early ESCC and precursor lesions. This method is competent for
pre-endoscopy screening for detecting early esophageal lesions. Since this the
first-stage research, the diagnostic threshold for this detection should be further
evaluated. For this aim, more patients and asymptomatic participants with high risks
of ESCC are needed for further evaluation. And, the correlation between cytology and
endoscopic findings should be explored.Click here for additional data file.Supplemental material, sj-tif-1-tct-10.1177_15330338211066200 for A Rapid
Cytological Screening as pre-Endoscopy Screening for Early Esophageal Squamous
Cell Lesions: A Prospective Pilot Study from a Chinese Academic Center by Yadong
Feng, Yan Liang, Bin Yao, Jiajia Xu, Juncai Zang, Youyu Zhang, Jiong Zhang,
Guangpeng Xu, Bo Wei, Xiangyi Yao, Peilin Huang and Ruihua Shi in Technology in
Cancer Research & TreatmentClick here for additional data file.Supplemental material, sj-docx-2-tct-10.1177_15330338211066200 for A Rapid
Cytological Screening as pre-Endoscopy Screening for Early Esophageal Squamous
Cell Lesions: A Prospective Pilot Study from a Chinese Academic Center by Yadong
Feng, Yan Liang, Bin Yao, Jiajia Xu, Juncai Zang, Youyu Zhang, Jiong Zhang,
Guangpeng Xu, Bo Wei, Xiangyi Yao, Peilin Huang and Ruihua Shi in Technology in
Cancer Research & Treatment
Authors: Kelly R Haisley; James P Dolan; Susan B Olson; Sergio A Toledo-Valdovinos; Kyle D Hart; Gene Bakis; Brintha K Enestvedt; John G Hunter Journal: J Gastrointest Surg Date: 2016-08-25 Impact factor: 3.452
Authors: Yuan Yuan Li; Ling Bin Du; Xiao Qian Hu; Sanjay Jaiswal; Shu Yan Gu; Yu Xuan Gu; Heng Jin Dong Journal: J Dig Dis Date: 2018-11-22 Impact factor: 2.325
Authors: Z He; Y Zhao; C Guo; Y Liu; M Sun; F Liu; X Wang; F Guo; K Chen; L Gao; T Ning; Y Pan; Y Li; S Zhang; C Lu; Z Wang; H Cai; Y Ke Journal: Br J Cancer Date: 2010-08-10 Impact factor: 7.640
Authors: Alfred H Böcking; David Friedrich; Dietrich Meyer-Ebrecht; Chenyan Zhu; Anna Feider; Stefan Biesterfeld Journal: Cancer Cytopathol Date: 2018-10-19 Impact factor: 5.284