Yanqiu Yang1, Jibiao Luo1, Peng Song1, Yong Ding1, Lixin Xia2,3. 1. Department of Physics, Liaoning University, Shenyang 110036, P. R. China. 2. Department of Chemistry, Liaoning University, Shenyang 110036, P. R. China. 3. Yingkou Institute of Technology, Yingkou 115014, P. R. China.
Abstract
This work presents a theoretical and experimental approach for the coupling of 4-ethynylaniline (4-APA) and 4-ethynylnitrobenzene (4-NPA) in the theoretical application of density functional theory (DFT) and experimental monitoring of surface-enhanced Raman spectroscopy (SERS). The results support electromagnetic enhancement to drive the conversion of aromatic alkynamine and nitro compounds and regulation by the catalytic coupling reaction conditions. In addition, this work investigates the adsorption site effect of surface plasmon coupling reactions of 4-APA and 4-NPA molecules into alkynyl azo compounds. This study presents theoretical and experimental images used to analyze the plasmon-driven surface catalytic reaction system.
This work presents a theoretical and experimental approach for the coupling of 4-ethynylaniline (4-APA) and 4-ethynylnitrobenzene (4-NPA) in the theoretical application of density functional theory (DFT) and experimental monitoring of surface-enhanced Raman spectroscopy (SERS). The results support electromagnetic enhancement to drive the conversion of aromatic alkynamine and nitro compounds and regulation by the catalytic coupling reaction conditions. In addition, this work investigates the adsorption site effect of surface plasmon coupling reactions of 4-APA and 4-NPA molecules into alkynyl azo compounds. This study presents theoretical and experimental images used to analyze the plasmon-driven surface catalytic reaction system.
Surface
plasmon resonance (SPR) occurs when a laser is irradiated
onto plasmonic nanostructures to make the electrons collectively oscillate
at the interface with the medium and propagate along the direction
of the interface.[1−5] At this time, the state of matching the characteristic frequency
of the metal nanostructures with the excitation frequency can be called
the coherent oscillation of surface conduction electrons.[6] If light is irradiated on the molecules adsorbed
by the plasmonic metal nanostructures, charge transfer (CT) processes
will occur. SPR can cause local electromagnetic field enhancement,
which is an extremely important factor that greatly enhances the Raman
signal due to its high throughput and low energy requirements to become
the focus of research in the surface plasmon coupling reactions[7,8] and can monitor a catalytic process through surface-enhanced Raman
spectroscopy (SERS).[9−13] SERS is a powerful spectral analysis technique to make up for the
weak intensity of Raman spectroscopy and is widely used in biomolecular
detection, food safety, clinical diagnosis, environmental testing,
public safety, and medical diagnosis because it is nondestructive,
applicable at low dosage, ultrasensitive, and accurate with a low
detection limit as well as fingerprint recognition features.[14−18]The typical construction of noble metal nanostructures is
used
as a traditional SERS substrate to enhance the signal of the probe
molecules.[19−21] Therefore, the selection of target molecules on SERS
substrates is extremely important, which greatly limits the use of
SERS substrates. If the target molecule has a complex matrix, this
will hinder its access to plasmonic nanostructures and reduce the
enhancement of the Raman signal. However, if preprocessing is performed
to separate the target molecules to be detected, it will be a cumbersome
procedure, which violates the important performance of SERS rapid
detection.[22−26] A lot of research has been undertaken to show that the aromatic
compounds p-mercaptoaniline (PATP) and p-mercaptonitrobenzene (PNTP) adsorbed on plasmonic nanostructures
are catalyzed into an azo material called p-mercaptoazobenzene
(DMAB) with the aid of plasmon through plasmon-catalyzed coupling
reactions.[27−30] The p-mercaptobenzoic acid (pMBA) molecule is selected
as the probe molecule because of its prominent characteristic peaks
of 1075 and 1590 cm–1 in SERS.[31,32] However, these model molecules are all used in the traditional sulfhydryl
bonding mode, and the sulfhydryl pretreatment process for nonsulfhydryl
molecules can achieve contact with traditional noble metal nanomaterials
to achieve Raman signal enhancement. As a result, in addition to the
complexity of this process, the number of sulfhydryl probe molecules
is limited, and the application of SERS detection is further greatly
restricted. Therefore, breaking the traditional sulfhydryl contact
SERS detection mode, eliminating the constraints of SERS substrate
selection, and exploring new nonsulfhydryl probe molecules are very
critical, providing more choices for model probe molecules in the
SERS field.In this study, the research method we applied is
density functional
theory (DFT) calculations[33,34] to prove experimental
operations, to study the coupling reaction of 4-ethynylaniline (4-APA),
and 4-nitrophenylacetylene (4-NPA) molecules. Importantly, this research
avoids the traditional sulfhydryl bonding mode and uses alkynyl as
the adsorption site, and adopts a combination of theory and experiment
to clearly clarify the photocatalytic coupling reaction process and
corresponding channel mechanism.[35] The
application of noble metal silver with high catalytic performance
can greatly enhance the probe molecules.[36−39] The aromatic alkyne compounds
can be used as a new type of target molecule because of their simple
matrix to broaden the selection range of detection molecules in SERS.
In the process of exploring this type of molecular reaction and the
corresponding mechanism, we studied the effect of factors such as
irradiation time and power, and found that this reaction is affected
by the surrounding atmosphere. The important finding is that aromatic
alkyne compounds present a context of probe molecules for understanding
the photocatalytic coupling reaction.
Results
and Discussion
Figure A shows
a schematic diagram of the reaction mechanism of 4-NPA and 4-APA dimerization
into p-alkynyl azobenzene (PAAB) driven by plasmonic
nanostructures. The metal substrate is excited by a laser and decays
through the surface plasmon to form hot electron and hot hole pairs
to produce an enhancement in the electromagnetic field. The collective
electronic transition makes the hot electrons occupy the empty state
above the Fermi level, and the hot holes remain below the Fermi level.
It happens that 4-APA and 4-NPA are adsorbed on the surface of metallic
silver and are present around to provide corresponding orbitals for
electrons and holes, so there is some possibility that there are CT
processes between the surface plasmon and these two molecules. Here,
the highest occupied molecular orbital (HOMO) and the lowest unoccupied
molecular orbital (LUMO) belong to the frontier orbitals of the two
molecules in the ground state structure optimized by calculation.
It was found that the HOMO of 4-APA is 1.0 eV lower than the Fermi
level of silver, which shows that it can actually be perfectly matched
with the energy level of the hole.[40] The
calculated LUMO energy level of 4-NPA is 1.3 eV higher than the Fermi
energy level of plasmonic nanostructured silver, which also shows
that it is highly consistent with the energy level of the electrons.
In summary, it was observed that both the photooxidation of 4-APA
and the photoreduction of 4-NPA can be completed mainly by the electromagnetic
enhancement (EM) caused by SPR, which involves the assistance of these
CT reactions.
Figure 1
(A) Schematic diagram of the reaction mechanism of 4-NPA
and 4-APA
dimerization into PAAB driven by plasmonic nanostructures. The metal
substrate generates electron–hole pairs after being irradiated
with laser light. Frontier molecular orbital energy level diagrams
of 4-NPA and 4-APA on the Ag5 cluster, red represents electrons
and green represents holes. (B) The ζ potential of the plasmonic
nanostructured Ag NPs and the corresponding aromatic alkynes target
molecules.
(A) Schematic diagram of the reaction mechanism of 4-NPA
and 4-APA
dimerization into PAAB driven by plasmonic nanostructures. The metal
substrate generates electron–hole pairs after being irradiated
with laser light. Frontier molecular orbital energy level diagrams
of 4-NPA and 4-APA on the Ag5 cluster, red represents electrons
and green represents holes. (B) The ζ potential of the plasmonic
nanostructured Ag NPs and the corresponding aromatic alkynes target
molecules.Figure B shows
the ζ potential of the plasmonic nanostructured Ag NPs and the
corresponding aromatic alkyne target molecules. There is a positive
charge on the outermost layer of the silver nanostructure, but it
can be very easily removed. Further, in a stable state, there is an
inevitable tendency to adsorb a protective agent on the surface, which
makes the ζ potential value of Ag NPs become −37.1 mV.
That is to say, due to the electric double layer, the number of reactive
surface hydroxyls of the reducing agent sodium citrate adsorbed on
the surface of the Ag NPs are negatively charged. The 4-NPA molecule
ionizes in the solution to form the 4-NPA anion, which produces a
negative charge (−3.38 mV) for the solution. Similarly, the
4-APA molecule ionizes in the solution to form the 4-APA cation that
is positively charged (+3.04 mV). And the ζ potential curves
with standard deviations of 4-NPA, 4-APA, and the plasmonic nanostructured
Ag NPs show the potential trend in detail, and this standard deviation
shows the accuracy and stability of the potential value (as shown
in Figure S1A–C of the Supporting
Information). Importantly, the potentials of 4-NPA and 4-APA are relatively
low, so the interaction between the two molecules and the Ag NPs is
not completed by an electrostatic interaction mechanism.In
the SEM image (shown in Figure S2 of the
Supporting Information), it can be seen that the surface
morphology of the Ag NPs is mainly spherical, with a little rod-like
appearance and the size of the nanostructure is about 50 nm. And these
Ag NPs exhibit a rough surface, which can generate a large number
of hot spots and promote surface plasmon coupling reactions of aromatic
alkynamine and nitro compounds. In the following experiments, the
investigation and analysis of the interaction between
the silver metal nanostructure and 4-NPA and 4-APA molecules are observed
in the UV–vis spectrum. First, we obtained Ag NPs by the traditional
sodium citrate reduction method, which is equivalent to the Ag5 clusters in the DFT theoretical simulation, and then formed
homogeneous mixtures with 4-NPA and 4-APA molecular solutions to perform
the ultraviolet absorption investigation experiment. Figure Aa shows that the characteristic
absorption peak of Ag NPs appeared in the experiment at 460 nm, and
the absorption peak at around 280 nm was attributed to the characteristic
peak of 4-NPA molecules. However, in Figure Ab, we can see that the characteristic absorption
peak for the probe molecule 4-APA caused using the same Ag NPs in
the experiment is around 450 nm, and the characteristic peak is around
260 nm identified as the characteristic absorption peak of 4-APA molecules.
Figure 2
(A) Experimental
interactions between the silver metal nanostructure
and 4-NPA (a) and 4-APA (b) molecules are shown in the UV–vis
spectrum. (B) The simulated UV–vis absorption spectrum was
calculated by DFT for Ag5 clusters and their complexes
with 4-NPA (a) and 4-APA (b) molecules, and the product PAAB was generated
(c).
(A) Experimental
interactions between the silver metal nanostructure
and 4-NPA (a) and 4-APA (b) molecules are shown in the UV–vis
spectrum. (B) The simulated UV–vis absorption spectrum was
calculated by DFT for Ag5 clusters and their complexes
with 4-NPA (a) and 4-APA (b) molecules, and the product PAAB was generated
(c).The simulated UV–vis absorption
spectra were calculated
using DFT for Ag5 clusters and their complexes with 4-NPA
and 4-APA molecules are shown in Figure Ba and b, respectively, and the product PAAB
generated is shown in Figure Bc. Through the simulated UV–vis spectrum, the interaction
between the alkynyl molecules of 4-NPA and 4-APA and the Ag5 cluster was studied in detail, which is used to prove the absorption
phenomenon in the experiment. It can be seen that the Ag5 cluster shows a very strong absorption peak near 320 nm, which is
similar to other Ag clusters such as Ag20 studied previously,[41] and its shoulder peak appears near 380 nm. It
can be found that the small silver clusters of Ag5 in the
theoretical simulation and the characteristic absorption peaks of
the Ag NPs synthesized through experiments are still different, but
it can be emphasized that both have some effect on the studied aromatic
alkyne compounds. What can be concluded here is that the maximum excitation
near these two absorption peaks is related to SPR, indicating that
this small Ag5 metal cluster can be used as a model system
for understanding the excitation of surface plasmons. It can also
be seen that in addition to the characteristic absorption peaks of
the Ag5 clusters, the same peaks of 4-NPA are seen at 240
and 270 nm, and it is determined that this system is a composite system
of 4-NPA and Ag5 clusters from Figure Ba. In Figure Bb, it can be found that when 4-APA molecules interact
with Ag5 clusters, only the maximum absorption peak of
Ag5 appears near 340 nm. Different probe molecules have
different functional groups in the system, resulting in inconsistency
in the positions of the Ag5 absorption peaks in the two
alkynyl aromatic hydrocarbon molecular systems. In addition, the characteristic
absorption peak of the 4-APA probe molecules can be observed near
210 and 250 nm and it can be concluded that the 4-APA probe molecule
is complexed with the Ag5 cluster. In Figure Bc, it can be seen that the
absorption peaks of Ag5 clusters and probe molecules appear
at 340 and 284 nm, respectively, but at this time, it can be preliminarily
judged that alkynyl aromatic compounds have new molecular formulation
under the action of silver clusters. In the UV–vis spectrum,
the interaction between alkynyl aromatic compounds and metal nanostructures
has been fully analyzed through the experiment and theoretical simulation
calculation verification. This silver nanostructure has a certain
enhancement effect on aromatic alkyne compounds.The certain
enhancement effect of plasmonic silver metal nanostructure
on alkynyl aromatic compounds has been initially explained. However,
the specific mode of action and the result and process of the enhancement
are not clear, but this phenomenon can be further analyzed using SERS
and the vibration frequency displacement is clearly seen. Normal Raman
spectra (NRS) of 4-NPA molecules are shown in Figure A through experiment (Figure Aa) and a DFT theoretical simulation calculation
(Figure Ab). The calculated
Raman shift of 4-NPA is compared with the experimental data (2105
cm–1) and a large blue shift in the Raman quiet
zone (2053 cm–1) is observed, both of which represent
the vibration frequency of the C≡C bond.[42] The peak at 1317 cm–1 is calculated,
and in the experiment (1337 cm–1) is assigned to
the typical peak of the nitro (νNO) group
in 4-NPA.[43] The Raman peaks at 1082, 1177,
and 1190 cm–1 were calculated by simulation and
the peaks at around 1200 and 1103 cm–1 in the experiment
are attributed to the C–H in-plane bending. Although there
are slight displacement differences in experiments and calculations,
they all represent the same vibration mode, and the Raman peak of
1597 cm–1 is due to the C–C stretching modes
of the aromatic ring.[44] The calculations
based on the above provide a theoretical explanation for the experimental
Raman spectroscopic behavior of 4-NPA molecules.
Figure 3
(A) Normal Raman spectra
(NRS) of 4-NPA molecules through the experiment
(a) and DFT theoretical simulation calculations (b). (B) Raman spectrum
of the 4-APA molecule in the experiment (a) and calculation (b). (C)
Theoretically simulated SERS spectrum of the product formed by the
combination of alkynyl aromatic compound and Ag5 cluster
excited by a 532 nm laser.
(A) Normal Raman spectra
(NRS) of 4-NPA molecules through the experiment
(a) and DFT theoretical simulation calculations (b). (B) Raman spectrum
of the 4-APA molecule in the experiment (a) and calculation (b). (C)
Theoretically simulated SERS spectrum of the product formed by the
combination of alkynyl aromatic compound and Ag5 cluster
excited by a 532 nm laser.Figure B shows
the Raman spectrum of the 4-APA molecule obtained by experiment (Figure Ba) and calculation
(Figure Bb). Similarly,
in the vibration modes of this molecule, the characteristic vibration
peak of the alkynyl group can be clearly observed, which is similar
to that of the 4-NPA molecule. More importantly, the characteristic
peak of the amino (νNH2) groups is clearly seen at
1610 cm–1.[45] Obviously,
the strong characteristic peak seen at 1595 cm–1 obtained by calculation and 1594 cm–1 in the experiment
is related to the C–C vibrational modes of the aromatic ring,
and the Raman vibration peak near 1180 cm–1 is due
to C–H bending in 4-APA. The simulated Raman spectrum is consistent
with the experimental spectrum using a 532 nm laser at 2.5 mW continuously
irradiated for 10 s on 4-NPA and 4-APA molecules. The theoretically
simulated SERS spectrum of the product formed by the combination of
alkynyl aromatic compound and Ag5 cluster excited by a
532 nm laser is shown in Figure C. The obvious split peaks of 1994 and 2053 cm–1 of the C≡C region are worth noting when the
aromatic molecules with alkynyl groups interact with the metal interface.
Specifically, the alkynyl aromatic molecules 4-NPA and 4-APA are bonded
to the metal nanostructure through the alkynyl carbon. In addition,
it can be seen that there is a certain vibration frequency shift at
1115 cm–1 and weak bands at 1395 and 1463 cm–1 corresponding to the −N=N– bond,
so it can be concluded that alkynyl aromatic molecules are converted
into PAAB driven by plasmons.After determining the band assignment
by DFT simulation, to prove
our hypothesis further, the plasmon-driven catalytic reaction of the
complex of 4-NPA and 4-APA probe molecules with Ag NPs was monitored
by in situ SERS mapping technology using a 532 nm laser wavelength
and 2.5 mW laser power (in the experiment). Figure A, from top to bottom, shows a random selection
of a specific area to be tested to obtain a rainbow image (Figure Aa) and shows original
data in a 3-D SERS image (Figure Ab) under a microscope for 4-NPA, the mapping data
are based on the vibrational mode at 1436 cm–1.
We can see that almost all the selected areas of 4-NPA–Ag NPs
are red, indicating that the reaction has proceeded relatively adequately.
The 3-D SERS spectrum of this system has characteristic peaks at 1142,
1398, and 1436 cm–1 that are clearly assigned to
the −N=N– bond. In addition, there is a deviation
of the Raman characteristic peak of the C≡C stretching vibration
at 2067 cm–1 relative to the actual position of
the powder state, and then all these data are combined and analyzed,
which ideally proves the formation of a new compound, PAAB.
Figure 4
(A) Mapping
results of 4-NPA–Ag NPs. (a) Selected area under
the microscope. (b) View of the original data in the 3-D image based
on the vibrational band at 1436 cm–1, red. (B) Mapping
results of 4-APA–Ag NPs. (a) The SERS spectrum of a randomly
selected point is among many mapping points. (b) The corresponding
2-D SERS spectrum under laser excitation at 532 nm.
(A) Mapping
results of 4-NPA–Ag NPs. (a) Selected area under
the microscope. (b) View of the original data in the 3-D image based
on the vibrational band at 1436 cm–1, red. (B) Mapping
results of 4-APA–Ag NPs. (a) The SERS spectrum of a randomly
selected point is among many mapping points. (b) The corresponding
2-D SERS spectrum under laser excitation at 532 nm.Figure B
shows
the curve relationship diagram (Figure Ba) and the corresponding 2-D SERS spectrum (Figure Bb) for the 4-APA–Ag
NP composite system obtained using mapping technology. The N=N
characteristic vibration frequency peaks at 1152, 1397, and 1439 cm–1 and the C≡C vibration peaks at 1961 cm–1 in the upper and lower figures correspond one-to-one
to complement each other from the angle of the curve and the color
area. This proves that 4-APA target molecules are successfully transformed
into PAAB molecules under the action of Ag NPs and have relatively
high chemical reactivity. The application of this mapping technology
not only verifies that alkynyl aromatic molecules are driven by a
plasmonic metal substrate but also avoids the contingency of data
results and shows the excellent characteristics of the uniformity
and repeatability of the system.To completely monitor the plasmon-catalyzed
coupling reaction process
of alkynyl aromatic compounds further, the influence of the input
time and energy was also studied (Figure ). In the composite system of 4-NPA–Ag
NPs (Figure Aa), as
the illumination time under 532 nm laser excitation was prolonged,
significant band splitting occurred for νs(C≡C)
at 2211 and 1985 cm–1, the splitting of the peak
is considered to be caused by a small amount of polymer. In the 4-APA–Ag
NP (Figure Ba) composite
system, the characteristic vibration peak of νs(C≡C)
observed at 1965 cm–1 is blue-shifted a lot compared
with the peak position in the powder. At the same time, when the laser
irradiation time is extended, we also observe that the three vibration
mode peaks of N=N gradually become stronger within a certain
laser intensity. Other characteristic vibration peaks of C–H
and C–C also tend to increase in intensity in the composite
4-NPA–Ag NP and 4-APA–Ag NP systems. This also illustrates
the relationship between the intensity of each characteristic peak
and the laser power in Figure Ab,Bb. From 5 to 25 mW, the characteristic peak intensities
of C≡C, N=N, and C–C and C–H of the aromatic
ring increase and reach a maximum value at 25 mW. Increasing the power
too much damages the sample, here the power was varied to 25 mW. For
exploring the period of laser irradiation time and power increase,
alkynyl aromatic molecules were adsorbed onto Ag NPs through alkyne
functional groups, and 4-NPA and 4-APA molecules were converted to
PAAB on the surface of the Ag NPs driven by surface plasmons. Gradually,
with the increase of laser power and time, a larger electromagnetic
field can be generated on the surface of metallic Ag NPs, leading
to further enhancement of this catalytic reaction.
Figure 5
(A) Time-dependent (a)
and laser power-dependent (b) SERS spectra
of 4-NPA–Ag NPs. (B) The time-dependent (a) and laser power-dependent
(b) SERS spectra of 4-APA–Ag NPs.
(A) Time-dependent (a)
and laser power-dependent (b) SERS spectra
of 4-NPA–Ag NPs. (B) The time-dependent (a) and laser power-dependent
(b) SERS spectra of 4-APA–Ag NPs.
Conclusions
This research has achieved the expected
goals to a certain extent.
It has deepened the understanding of selective catalytic coupling
reactions on metal nanostructures and, more importantly, broadened
the selection of probe molecules based on the traditional sulfhydryl
bonding mode adding alkynyl aromatic model probe molecules in SERS.
Through the analysis of the alkynyl vibration frequency shifts and
the comparison of the peak intensities, the important adsorption site
was determined through DFT calculation and experimental SERS monitoring,
and the alkynyl carbon is bonded to the SERS-enhanced substrate. The
conversion product of these alkynyl aromatic molecules was confirmed
to be experimentally driven by plasmons on a metal substrate. The
key point is that in the process of molecular transformation, there
is a detailed analysis of the reaction mechanism for the presence
of CT Raman enhancement under the main EM enhancement mechanism. Based
on the above, we have studied the environmental impact of the selective
catalysis coupling reactions of 4-NPA and 4-APA molecules when interacting
with metal clusters and show that it depends on the irradiation time
and irradiation power. This work expands the strategy through the
elaboration of the mechanism regarding the selective conversion of
alkynyl aromatic compounds driven by plasmons on the surface of metal
nanostructures.
Experimental and Computational
Methods
Calculation
In the theoretical DFT
calculations, Ag5 metal clusters were used to simulate
the SERS substrate to investigate the bonding mode, adsorption configuration,
and the corresponding SERS spectra of 4-APA and 4-NPA. The localized
SPR induced electric field of silver nanoparticles (Ag NPs) was stimulated
under an incident laser at 532 nm. Combining the calculation of the
vibration frequency and intensity of free molecules, a detailed study
was performed on the frequency shift under the enhancement of the
Ag5 cluster. The B3LYP functional and 6–31G(d) basis
set were used to optimize the ground state geometric configuration
of C, H, O, and N atoms in the 4-APA and 4-NPA molecules, and the
ground state Ag atoms were calculated using the LANL2DZ method for
optimization. The abovementioned quantitative calculations are based
on the Gaussian 09 D01 software package for theoretical calculations.
In addition, to achieve a better agreement between the theoretical
calculation frequency and the experimental vibration frequency, calculation
data such as Raman and SERS spectra were obtained using the Multiwfn
3.6 program. The calculation of the vibrational frequencies of all
structures was performed without the imaginary frequency.
Experimental Characterization
The
Raman and SERS spectra of the samples were obtained using a Renishaw
InVia Reflex spectrometer with a 532 nm light source. Ultraviolet–visible
(UV–vis) spectra of the Ag NPs formed using the sodium citrate
reduction method and the mixed system of 4-APA–Ag NPs and 4-NPA–Ag
NPs were obtained using a Perkin Elmer Lambda 35 spectrophotometer
(Norwalk, CT). ζ Potential measurements of probe molecules and
Ag NPs materials were obtained using a Zetasizer Nano-ZS particle
analyzer (Malvern Corp., England).