Prognostic value of the immunohistochemistry markers CD56, TTF-1, synaptophysin, CEA, EMA and NSE in surgically resected lung carcinoid tumors.

Lung carcinoid tumor is a type of neuroendocrine tumor, which is subdivided into typical carcinoid (TC) and atypical carcinoid (AT), based on the rate of mitosis and the presence of necrosis. Several prognostic factors for lung carcinoids have been reported in the literature, including the type, Ki67 index, stage, chemotherapy and radiation therapy. In the present study, 108 cases with resected carcinoid lung tumors were enrolled and the expression of CD56, thyroid transcription factor 1, synaptophysin, carcinoembryonic antigen, epithelial membrane antigen and neuron-specific enolase (NSE) in the resected tissue specimens was immunohistochemically analyzed. Patients with positive staining for NSE had an unfavorable survival prognosis compared with patients with negative staining for NSE (137.2 vs. 150.0 months, P=0.044). According to univariate analysis, none of the above immunohistochemistry markers was associated with survival, and according to multivariate analysis, NSE was an independent influencing factor for survival inpatients with AT (P=0.046) and furthermore, the stage was an independent factor of survival in patients with TC (P=0.005). Copyright: © Georgakopoulou et al.

Introduction

Lung carcinoid tumors are uncommon neuroendocrine malignant tumors, accounting for <1% of all lung cancers. There are two subcategories: Typical carcinoids (TC), which are low-grade neuroendocrine tumors, and atypical carcinoids (AC), which are intermediate-grade neuroendocrine tumors. The majority of pulmonary carcinoids are observed in the center of the lung and have the ability to metastasize (1,2).

The mean age at diagnosis is ~50 years but lung carcinoid tumors may occur at a wide range of ages (5-90 years). In addition, they are the most frequent type of childhood primary lung tumor. Risk factors for carcinoid development include a family history of carcinoids and being a carrier of the multiple endocrine neoplasia type 1 gene, while tobacco smoking has been correlated with the pathogenesis of atypical carcinoids to a much lesser extent than small cell or large cell neuroendocrine carcinomas (3,4).

The categorization into TCs and ACs is based on the rate of mitosis and the presence of necrosis. Immunohistochemistry is essential for diagnosis, with an antibody panel consisting of chromogranin A, synaptophysin and CD56 being recommended (5,6). In addition, certain carcinoids exhibit staining for thyroid transcription factor 1 (TTF-1). The Ki67 labeling index is utilized in order to avoid misdiagnosis of high-grade neuroendocrine carcinomas (5,6). Furthermore, neuron-specific enolase (NSE) is a highly specific marker for neuroendocrine cells and is expressed in lung carcinoids (7). In certain cases of lung carcinoids, positive reactions for epithelial membrane antigen (EMA) and carcinoembryonic antigen (CEA) have been described (8,9).

Several prognostic factors for pulmonary carcinoids have been reported, including age, sex, tumor size, stage, type, type of surgical procedure performed, Ki67 expression, chemotherapy and radiation therapy (10,11). CD56, TTF-1, synaptophysin, CEA, EMA and NSE have been studied as prognostic factors in various types of cancer, including non-small cell lung carcinoma (NSCLC) (12,13), prostate cancer (14), colorectal carcinoma (15), lymphoma (16) and renal carcinoma (17). The present study examined the expression of these immunohistochemical markers in surgically resected lung carcinoids and their association with patient survival.

Materials and methods

Study design

Patients that had been subjected to thoracic surgery with a histologic diagnosis of a lung carcinoid between March 2005 and March 2019 at the Department of Thoracic Surgery of Athens Medical Group (Athens, Greece), were retrospectively evaluated. The assessment of the patients included their medical history, clinical examination, chest X-ray and computed tomography (CT) of the chest, brain and upper abdomen. In addition, bone scintiscan had been performed. All patients had a preoperative examination with a fiberoptic bronchoscope, and in certain patients, endoscopic biopsy was performed, while CT-guided fine-needle aspiration biopsy was performed for tumors in the lung periphery. All samples that were resected during surgery, including mediastinal and hilar lymph nodes, were assessed by pathological examination. The categorization of the tumors into TCs and ACs was performed as stated by the World Health Organization (18). Estimation of the carcinoid stage was made in accordance with the 8th ΤΝΜ staging system for lung cancer (19). Age, sex, type of carcinoid, stage and the expression of the immunohistochemical markers CD56, TTF1, synaptophysin, CEA, EMA and NSE were recorded and the association with the patients' survival rates was determined.

Histological examination

The resected lung tissues were fixed in a 10% neutral buffered formalin solution. The specimens were set in paraffin and sliced for hematoxylin and eosin staining (2-µm-thick for each section). Antigen retrieval was performed using EnVision Flex Target Retrieval Solution High pH (Envision Pathology, LLC). The stainings of slides were applied in the AutoStainer Link 48 instrument (DAKO; Agilent Technologies, Inc.). Immunohistochemical staining against CD56, TTF-1, synaptophysin, CEA, NSE and EMA was performed to confirm the diagnosis of lung carcinoids by an experienced pathologist (AP). The samples were incubated with the antibodies and the detection of positive reactions was made usingthe EnVision Detection System (Envision Pathology, LLC). The features of the antibodies and staining protocols used are provided in Table I.

Table I

Features of the antibodies and staining protocols used for immunohistochemistry.

Target	Supplier	Clone	Dilution	Incubation time (min)
CD56	Cell Marque	123C3.D5	1/200	30
TTF-1	LEICA	NCL-L-TTF-1	1/50	30
Synaptophysin	LEICA	NCL-L-SYNAP-299	1/50	30
CEA	Cell Marque	CEA31	1/300	20
NSE	DAKO	BBS/NC/VI-H14	Ready to use	20
EMA	LEICA	NCL-L-EMA	1/100	20

The detection system was Envision and pretreatment was performed with the Envision Flex Target Retrieval Solution High pH. CEA, carcinoembryonic antigen; EMA, epithelial membrane antigen; NSE, neuron-specific enolase; TTF-1, thyroid transcription factor 1; NCL-L-TTF-1, liquid mouse monoclonal antibody to TTF-1; NCL-L-SYNAP-299, mouse anti-human synaptophysin monoclonal antibody; BBS/NC/VI-H14, mouse monoclonal anti-enolase 2/NSE antibody; NCL-L-EMA, anti-epithelial membrane antigen monoclonal antibody.

Evaluation of stainings

Immunohistochemistry marker expression was quantified by expression intensity (weak, moderate, strong) and the percentage of immunohistochemistry marker-positive tumor cells in fields of view of 200-fold magnification by an experienced pathologist (AP). Synaptophysin was considered positive if >90% of the neoplastic cells exhibited at least moderate staining intensity. TTF-1 was scored positive if >10% of the nuclei of tumor cells were positive and the staining intensity was moderate or strong. Immunostaining for NSE, EMA and CEA expression was considered negative if <5% of the cells had weak staining intensity and positive if >5% of the cells had weak staining intensity or if the cells exhibited moderate and strong staining intensity. Immunostaining for CD56 expression was considered negative if <10% of the cells had weak staining intensity and positive if >10% of the cells had weak staining intensity or if the cells had moderate and strong staining intensity (20).

Statistical analysis

SPSS version 13.0 (SPSS, Inc.) was used for statistical analysis. The assessment of survival data was performed by Kaplan-Meier analysis and the comparison of survival curves was made using the log-rank test. Survival was estimated in units of months from surgery. The Cox hazard regression model, including relative risk, probability and 95% confidence interval was also utilized for univariate analysis and multivariate analysis of the prognostic factors and 5% was selected as the level of statistical significance.

Results

Clinicopathological and demographic characteristics of the patients

A total of 108 patients hospitalized at the Department of Thoracic Surgery of Athens Medical Group (Athens, Greece), were analyzed in the present study. AC was diagnosed in 28 patients (16 males and 12 females; mean age, 56.1 years) and TC was diagnosed in 80 patients (36 males and 44 females; mean age, 47.5 years). Surgical resection was the only treatment that patients received. Furthermore, 80 patients, 18 patients and 10 patients were categorized as stage I, II and III, respectively. Immunohistochemical staining for CD56, TTF-1, synaptophysin, CEA, NSE and EMA was recorded in 102 patients. CD56 expression was noted in 78 specimens (76.5%), TTF-1 expression in 12 specimens (11.8%), synaptophysin expression in 58 specimens (56.9%), CEA expression in 14 specimens (13.7%), and NSE and EMA were detected in 40 (39.2%) and 6 (5.9%) specimens, respectively (Table II). Fig. S1 shows immunohistochemical staining of typical lung carcinoid samples.

Table II

Clinicopathological and demographic characteristics of the patients.

Parameter	TC	AC	All
Sex
Male	36 (33.3)	16 (14.8)	52 (48.1)
Female	44 (40.7)	12 (11.1)	56 (51.9)
Age, years
Mean ± SD	47.5±76.0	56.1±24.0	51.5±11.0
Median (range)	50.0 (11-80)	65.0 (15-80)	52.0 (11-80)
Stage
I	64 (59.3)	16 (14.8)	80 (74.1)
II	14 (13.0)	4 (3.7)	18 (16.7)
III	2 (1.8)	8 (7.4)	10 (9.2)
TTF-1
Positive	6 (5.9)	6 (5.9)	12 (11.8)
Negative	70 (68.6)	20 (19.6)	90 (88.2)
CD56
Positive	56 (54.9)	22 (21.6)	78 (76.5)
Negative	20 (19.2)	4 (4.3)	24 (23.5)
Synaptophysin
Positive	44 (43.1)	14 (13.8)	58 (56.9)
Negative	32 (31.4)	12 (11.7)	44 (43.1)
CEA
Positive	12 (11.7)	2 (2.0)	14 (13.7)
Negative	64 (62.7)	24 (23.6)	88 (86.3)
NSE
Positive	32 (31.4)	8 (7.8)	40 (39.2)
Negative	44 (43.1)	18 (17.7)	62 (60.8)
EMA
Positive	2 (2.0)	4 (3.9)	6 (5.9)
Negative	74 (72.5)	22 (21.6)	96 (94.1)

Values are expressed as n (%) unless otherwise specified. AC, atypical carcinoid; CEA, carcinoembryonic antigen; EMA, epithelial membrane antigen; NSE, neuron-specific enolase; SD, standard deviation; TTF-1, thyroid transcription factor 1; TC, typical carcinoid.

Patients' outcome and correlation with immunohistochemistry markers expression

The patients were followed up for a mean duration of 96 months. All of the patients had good attendance of their follow-up appointments. Of the 108 patients, eight died. All of the deaths were related to the carcinoids and two of the patients were in stage I of the disease, four patients were in stage II and two patients in stage III; furthermore, six patients had AC and two had TC. There was a statistically significant difference in survival between patients with positive staining for NSE and patients with negative staining for NSE: Patients with expression of NSE had unfavorable survival (137.2 vs. 150.0 months, P=0.044). The survival rates in relation to the expression οf immunohistochemistry markers are presented in Table III. Fig. S2 shows Kaplan-Meier curves.

Table III

Kaplan-Meier survival analysis based on immunohistochemical markers.

Marker/expression status	Log-rank P-value for the difference between the Kaplan-Meier curves	Survival time (months)	95% CI	Survival (%)
TTF1	0.472
Negative		79.0	70.0-88.0	100.0
Positive		47.0	26.2-67.7	89.1
CD56	0.869
Negative		143.2	126.4-160.0	84.6
Positive		140.8	126.2-155.1	92.3
Synaptophysin	0.139
Negative		133.9	119.4-148.6	82.6
Positive		155.6	145.7-165.5	96.6
CEA	0.472
Negative		80.2	71.3-89.2	88.9
Positive		43.8	23.6-64.0	100.0
NSE	0.044
Negative		150.0	137.3-162.7	96.8
Positive		137.2	122.2-152.3	81.0
EMA	0.637
Negative		76.8	68.1-85.5	89.8
Positive		51.3	5.3-97.3	100.0

CEA, carcinoembryonic antigen; EMA, epithelial membrane antigen; NSE, neuron-specific enolase; TTF-1, thyroid transcription factor 1.

Univariate and multivariate Cox regression analysis

According to the univariate Cox regression analysis, expression of the immunohistochemistry markers CD56, TTF-1, synaptophysin, CEA, NSE and EMA was not significantly associated with patient survival (Table IV). As indicated by the multivariate Cox regression analysis, NSE was an independent factor influencing survival of patients with AC (P=0.046), while the stage was an independent factor for survival in patients with TC (P=0.005; Table V).

Table IV

Univariate Cox regression analysis of immunohistochemistry markers.

Variable	Exp(B)	P-value	95% CI for Exp(B)
TTF1 (positive vs. negative)	0.346	0.997	0.000-3x10243
CD56 (positive vs. negative)	854.316	0.241	0.011-7x107
Synaptophysin (positive vs. negative)	15.535	0.342	0.054-4432.459
CEA (positive vs. negative)	0.346	0.997	0.000-3x10243
NSE (positive vs. negative)	54202.8	0.069	0.420-7x109
EMA (positive vs. negative)	77251.8	0.673	0.000-4x1027

Exp(B), relative risk between the groups; CEA, carcinoembryonic antigen; EMA, epithelial membrane antigen; NSE, neuron-specific enolase; TTF-1, thyroid transcription factor 1.

Table V

Multivariate analysis of prognostic factors analyzed by Cox's hazard regression model (forward stepwise).

A, Atypical histology
Variable	P-value
TTF1 (positive vs. negative)	NS
CD56 (positive vs. negative)	0.527
Synaptophysin (positive vs. negative)	0.460
CEA (positive vs. negative)	NS
NSE (positive vs. negative)	0.046
EMA (positive vs. negative)	NS
Age (≥45 vs. <45 years)	0.157
Sex (male vs. female)	0.157
Stage
I vs. II	0.460
I vs. III	0.460
B, Typical histology
Variable	P-value
TTF1 (positive vs. negative)	0.705
CD56 (positive vs. negative)	0.527
Synaptophysin (positive vs. negative)	0.248
CEA (positive vs. negative)	0.705
NSE (positive vs. negative)	0.083
EMA (positive vs. negative)	0.705
Age (≥45 vs. <45 years)	0.394
Sex (male vs. female)	0.131
Stage
I vs. II	0.005
I vs. III	0.005

CEA, carcinoembryonic antigen; EMA, epithelial membrane antigen; NSE, neuron-specific enolase; NS, no significance; TTF-1, thyroid transcription factor 1.

Discussion

According to the results of the present study, among the factors examined, the stage was an independent prognostic factor for patients with TC. The stage of lung carcinoids has been reported as a prognostic factor in several studies. Ramirez et al (21), in a study of 169 patients with lung carcinoids, demonstrated a statistically significant association between tumor stage and survival. Furthermore, Filosso et al (22), in a study of 157 patients with surgically resected pulmonary carcinoids, concluded that nodal deposition and advanced stage were associated with unfavorable survival.

Certain studies have explored the prognostic influence of tissue expression of CEA in cancer patients. Wang et al (23) determined in a large series of 183 patients with stage IB NSCLC that tumor expression of CEA was an independent prognostic factor for survival (P<0.05). In a study from 1986 examining a small series (n=31) of patients with lung carcinoids, tumors with positive immunohistochemical staining for CEA demonstrated more aggressive behavior, based on survival rates and presence of metastases, than those that did not stain for CEA, with a statistically significant difference (P=0.01) (9). In the present study, no significant association between CEA expression and survival outcomes was obtained for patients with lung carcinoids.

A study by Ianniello et al (24) examining 34 patients with pulmonary carcinoids suggested that TTF-1 may be a prognostic factor, while in a study by Vesterinen et al (20), in a series of 133 patients with lung carcinoids, expression of TTF-1 was not associated with patient outcomes. In the present study, no significant association of TTF-1 expression and patient survival was obtained.

CD56 expression has been investigated as a prognostic factor in patients with SCLC (25) and both CD56 and synaptophysin have been linked to poor prognosis in patients with NSCLC (26). To the best of our knowledge, the present study was the first to evaluate the role of CD56 and synaptophysin tissue expression in the prognosis of lung carcinoids. It was concluded that CD56 and synaptophysin expression were not significantly associated with patient survival.

EMA expression has been described as a prognostic factor for survival in lymphomas, renal carcinoma and hepatocellular carcinoma (17,27,28). The present study was the first to explore the prognostic role of EMA expression in lung carcinoids, to the best of our knowledge, and according to the results, EMA expression was not related to patients' survival outcomes.

Serum NSE levels have been described as a prognostic factor for the outcome of patients with SCLC (29) and NSLC (30,31). Tissue expression of NSE has been associated with longer survival in patients with advanced NSCLC in a study by Petrovic et al (32), while in a study by Tiseo et al (33), NSE expression rendered NSCLC patients with poor prognosis. The present study is one of the largest to date to examine the influence of NSE expression on the survival of patients with pulmonary carcinoids. The results indicated that patients with NSE expression had unfavorable survival in comparison to patients without NSE expression in their lung carcinoid specimens and NSE was an independent prognostic factor for survival of patients with AC.

The strength of the present study lies in the large number of patients, accompanied by reliable follow-up and outcome data. However, the current study also has certain limitations. Despite the large number of participants, the group of patients with AC was relatively smaller, which may have caused bias in the multivariate analysis. Furthermore, it is a single-center study with a retrospective design and has an inferior level of evidence compared to prospective studies. Retrospective cohort studies require large sample sizes, particularly if outcomes are rare. Another limitation is the lack of a control group, which may make it impossible to draw meaningful conclusions from a study. Larger multicenter, prospective studies are required to provide more detailed results.

In conclusion, the present study was the first, to the best of our knowledge, to study the impact of the expression of the immunohistochemical markers CD56, synaptophysin and EMA on the survival of patients with surgically resected lung carcinoids and is one of a handful of studies exploring the role of the expression of TTF-1, NSE and CEA in the prognosis of such patients. There was a statistically significant difference in survival rates of patients with positive staining for NSE compared to that of patients with negative staining for NSE. In addition, NSE was an independent influencing factor of survival for patients with AC, while the stage was an independent factor of survival for patients with TC. Further studies are required to assess the effect of the expression of these immunohistochemical markers on the survival of patients with lung carcinoids.