Naoaki Tsurumi1,2, Yuta Tsuji2, Noriyuki Masago1, Kazunari Yoshizawa2. 1. Research and Development Center, ROHM Co., Ltd., 21 Saiin Mizosaki-cho, Ukyo-ku, Kyoto 615-8585, Japan. 2. Institute for Materials Chemistry and Engineering and IRCCS, Kyushu University, 744 Motooka, Nishi-ku, Fukuoka 819-0395, Japan.
Abstract
Clarification of adhesive interactions in semiconductor packages can improve reliability of power electronics. In this study, the adhesion interfaces between the epoxy molding compound and Cu-based lead frames were analyzed using the density functional theory. A resin fragment was prepared based on the polymer framework formed in the curing reaction of epoxy cresol novolac (ECN) and phenol novolac (PN), which are typical molding materials. The resin fragment was optimized on the surfaces of Cu and Cu2O. We calculated the charge density differences for adhesion structures and discussed the origin of adhesive interactions. The ECN-PN fragment's adhesion to the Cu surface relied mainly on dispersion forces, whereas in the case of Cu2O, the resin bonded chemically to the surface via (1) σ-bonds formed between the ECN-PN's OH group oxygen and coordinatively unsaturated copper (CuCUS) and (2) hydrogen bonds between resin's OH groups and coordinatively unsaturated oxygen (OCUS) located close to to CuCUS, resulting in a stable adhesive structure. The energy required to detach the resin fragment from the optimized structure was determined using the nudged elastic band method in each model of the adhesive interface. Morse potential curve was used to approximate the obtained energy, and the energy differentiation by detachment distance yielded the theoretical adhesive force. The maximum adhesive stress was 1.6 and 2.2 GPa for the Cu and Cu2O surfaces, respectively. The extent to which the ECN-PN fragment bonded to the Cu2O surface stabilized was 0.5 eV higher than in the case of the Cu surface.
Clarification of adhesive interactions in semiconductor packages can improve reliability of power electronics. In this study, the adhesion interfaces between the epoxy molding compound and Cu-based lead frames were analyzed using the density functional theory. A resin fragment was prepared based on the polymer framework formed in the curing reaction of epoxy cresol novolac (ECN) and phenol novolac (PN), which are typical molding materials. The resin fragment was optimized on the surfaces of Cu and Cu2O. We calculated the charge density differences for adhesion structures and discussed the origin of adhesive interactions. The ECN-PN fragment's adhesion to the Cu surface relied mainly on dispersion forces, whereas in the case of Cu2O, the resin bonded chemically to the surface via (1) σ-bonds formed between the ECN-PN's OH group oxygen and coordinatively unsaturated copper (CuCUS) and (2) hydrogen bonds between resin's OH groups and coordinatively unsaturated oxygen (OCUS) located close to to CuCUS, resulting in a stable adhesive structure. The energy required to detach the resin fragment from the optimized structure was determined using the nudged elastic band method in each model of the adhesive interface. Morse potential curve was used to approximate the obtained energy, and the energy differentiation by detachment distance yielded the theoretical adhesive force. The maximum adhesive stress was 1.6 and 2.2 GPa for the Cu and Cu2O surfaces, respectively. The extent to which the ECN-PN fragment bonded to the Cu2O surface stabilized was 0.5 eV higher than in the case of the Cu surface.
Adhesive
and bonding technologies play an important role in the
assembly of semiconductor packages. Die bonding technology is used
to connect semiconductor chips to the lead frame; wire bonding or
Cu-clip methods are applied in the building of electrical connections.[1] The long-term protection of the device from vibration,
mechanical shock, and corrosive chemical species is then achieved
by encapsulation of its electrical connections in a resin, called
the epoxy molding compound (EMC). The EMC consists of ceramic fillers
(e.g., silica and alumina), epoxy resins, curing
agents, and additives, such as curing accelerators and adhesion promoters.[2] Because EMCs affect a number of semiconductor
properties, such as insulation, stability, and flame retardancy, several
methods have been proposed and developed to improve the performance
of the compounds.[3,4] Regarding adhesives, we would
like to add that bioinspired adhesive materials have attracted much
attention in recent years. Polydopamine-based adhesives have been
reported with excellent properties like self-adhesivity and bioadhesive
applications.[5,6]A robust adhesive interface
between the EMC and lead frame in power
packages is extremely important for ensuring the reliability of the
device. Semiconductor packages are expected to withstand long-term
moisture and thermal strain. However, in actual devices, the adhesive
interface delaminates easily, which is a serious problem. Adhesion
cannot be maintained under significant thermal stresses, such as solder
reflow processes and temperature cycling tests.[7,8] Delamination
of the adhesive interface accelerates crack generation and propagation
in the die bonding area and results in rapid deterioration of the
device’s heat dissipation. Such fatal flaws can then cause
a loss of functionality in the power device. Therefore, it is necessary
to ensure a high quality, long-lasting adhesion when designing new
semiconductor packages.Several studies, which have explored
the adhesive structure and
location of the fractures to address the delamination issue, found
that the thickness of the copper oxide film on the surface of lead
frames correlates with the adhesion strength, and fractures are most
likely to occur at either Cu2O/CuO or Cu/Cu2O interfaces.[9−11] Another study analyzed fracture traces resulting
from a button shear test, which measured the shear strength of button-shaped
EMCs on a lead frame using X-ray photoelectron spectroscopy (XPS).[12] The adhesive layer fractured between the EMC
and Cu2O and the interfacial adhesion strength increased
linearly with the thickness of the Cu2O layer.[13] It was also reported that reduction of the CuO/Cu2O ratio on the lead frame surface increases the adhesion strength.[13] Despite a large amount of experimental data,
a unified view of the essential adhesion mechanism between the EMC
and the lead frame is yet to be reached.First-principles calculations
were recently employed in the theoretical
exploration of the adhesive interface structure between metals and
epoxy resins.[14−16] Density functional theory (DFT) simulations of the
adhesive interface used the energy change during the detaching process
to calculate the adhesive force.[17−19] Adhesion interactions
in electronics were also investigated to gain an insight into the
die bonding technique using conductive adhesives.[20−22] Thus, DFT calculations
could clarify molecular interactions at the adhesion interface, which
are difficult to observe experimentally. This calculation method is
effective in elucidating the adhesive interface of resin on metals
or ceramics.The purpose of this study is to theoretically elucidate
the adhesive
interactions between the Cu-based lead frame and EMC using first-principles
calculations. Because copper is a typical lead frame material, we
used DFT calculations to model an ideal adhesive interface between
the epoxy resin and metallic or oxidized Cu. The adhesion strength
was calculated using a detaching process simulation. Lastly, the probability
of fracturing at the adhesive interface between the EMC and the lead
frame was investigated from the theoretical chemistry viewpoint.
Methodology
Selection of Materials
for Modeling of Adhesive
Interface
Whereas the inorganic fillers controlling the mechanical
properties of the EMC (e.g., the Young’s modulus
and linear expansion coefficient)[23] account
for 70–90 wt % of the EMC,[24] the
resin, which causes the adhesion between the EMC and the semiconductor
chip or lead frame, represents ∼14 wt % of the EMC. Because
this study focuses on the adhesion interface between the epoxy resin
component and the surface of the lead frame, fillers that do not contribute
directly to adhesion were excluded from the modeling.EMC resins
are required to exhibit high stability, insulation, and adhesion.
The first widely used epoxy resin in semiconductor packaging applications
was ortho-cresol novolac (OCN),[25,26] which is electrically, mechanically, and thermally suitable for
the encapsulation process.[27] Many new types
of epoxy resins (e.g., biphenyl and multiaromatic
resins) with improved performance were developed in recent years.[28−30] Here, we selected the OCN epoxy resin polymer cured with phenol
novolac (PN) resin as the most basic example of an adhesive component.The molecular structures of epoxy resins modeled in this study
are illustrated in Figure . The monomers of OCN resin, which are synthesized by condensation
of ortho-cresol and formaldehyde, are connected by
methylene groups either in the ortho- or para-position.[31] Further glycidyl
etherification of the OCN’s phenolic hydroxy groups lead to
the formation of the epoxy cresol novolac (ECN), as shown in Figure a.[32] The ECN resin is then hardened by cross-linking with PN
resin (Figure b).
Epoxy ring opening can yield two different products, depending on
which of the two C–O bonds is cleaved.[33] The preferred cleavage site is determined by the type of curing
agent and the catalyst. In this study, we assumed β-cleavage,
which dominates the epoxide ring opening in phenols.[34]
Figure 1
(a) Reaction schemes for the synthesis and epoxidation of OCN resin.
(b) Cross-linking reaction between epoxidized OCN (ECN) resin and
PN resin (curing agent). The chemical structure in the area enclosed
by the dashed line is later used as a model fragment.
(a) Reaction schemes for the synthesis and epoxidation of OCN resin.
(b) Cross-linking reaction between epoxidized OCN (ECN) resin and
PN resin (curing agent). The chemical structure in the area enclosed
by the dashed line is later used as a model fragment.In real-life applications, further complexity of the interface
arises from (1) three-dimensional cross-linking reaction occurring
both in the bulk and vicinity of the adherend, (2) curing- and shrinkage-related
change in polymer volume resulting in additional stress, and (3) interfacial
segregation caused by the enrichment of specific resin constituents.[35,36] Although it would be intriguing to calculate the adhesive interface
using a realistic polymer model, our aim in this study was to clarify
the essential aspects of resin interaction with the adherend surface.A molecular fragment representing the characteristic part of the
ECN–PN cross-linked structure (Figure b) was selected for quantum chemical calculations.
The selected fragment includes hydroxy, ether, methylene, methylphenyl,
and phenyl moieties. The epoxy ring opens during the curing reaction
and, thus, is not included within the analyzed fragment. Notably,
the ortho- and para-positions of
the aromatic rings in the ECN–PN fragment remain unsubstituted,
whereas they would be linked by methylene groups to form a polymer
in the actual cured material. We could have substituted the ortho- and para-positions in the fragment
with methyl groups to simulate the methylene linkers; however, we
decided to use fragments with more reaction points instead, to account
for possible interactions between polymer ends and the substrate surface.
An example of such an interaction was reported with a different type
of polymer and was found to affect the wettability of the substrate
surface.[37]Lead frames in power electronics
electrically connect semiconductor
chips to their external circuit and release heat generated by the
devices. Therefore, power packages require lead frames with low electrical
resistance and high thermal conductivity to withstand a higher allowable
current. Copper represents an effective lead frame material that meets
the required criteria at a low cost. Consequently, we selected elemental
copper as the lead frame surface for our study.
Model of the Adhesive Interface between the
ECN–PN Fragment and the Cu Surface
Because Cu has
a face-centered cubic lattice (Figure a), the most densely packed plane (111), which is also
the lowest in energy, was selected for our study.[38] To create a slab model of the Cu surface, we first optimized
the Cu unit cell using the Vienna ab initio simulation
package (VASP), a plane-wave basis DFT calculation program,[39−41] and the generalized gradient approximation of Perdew–Burke–Ernzerhof
(GGA-PBE), as the exchange–correlation functional.[42] The cut-off energy was set to 500 eV and the k-point mesh = 2π × 0.05 Å–1. The self-consistent field (SCF) convergence threshold was set to
1.0 × 10–5 eV and the relaxation atomic force
threshold = 0.05 eV Å–1. Pseudopotential generated
using the projector augmented wave method was used;[43,44] the dispersion force correction methodology developed by Tkatchenko
and Scheffler was applied.[45] The optimized
Cu unit cell was then cleaved along the (111) plane and expanded into
a 5 × 5 supercell containing three atomic layers. The Cu(111)
slab model was completed by the addition of a vacuum layer (30 Å)
above the Cu surface (Figure b); the model contained 75 Cu atoms, with the bottom two layers
being fixed during the optimization. The atomic-scale structures were
drawn using VESTA.[46]
Figure 2
Optimized structures
of (a) conventional Cu unit cell and (b) Cu(111)
surface slab model. The Cu atoms in the bottom two layers are fixed
in the simulation.
Optimized structures
of (a) conventional Cu unit cell and (b) Cu(111)
surface slab model. The Cu atoms in the bottom two layers are fixed
in the simulation.The adsorption of ECN–PN
fragments onto the Cu surface was
calculated using molecular dynamics (MD) in Forcite Plus program,[47] implemented in Materials Studio 2016.[48] First, the ECN–PN fragment was placed
randomly within the Cu slab model’s vacuum layer. Then, the
MD calculation was performed using the COMPASS force field[49] with the ensemble set to NVT and the Nose–Hoover–Langevin thermostat[50] set to 350 K. The calculation length was 300
ps with a time step of 1 fs.The adsorbed structure, obtained
from the previously described
MD calculation with an NVE, was then evaluated by
quench dynamics (initial temperature = 350 K, duration of MD calculation
= 5 ps, time step = 1 fs, quench: every 250 steps). Twenty-one structures
were obtained, and the lowest energy structure was further optimized
using DFT under the same conditions as those used for the Cu cell
optimization. The adhesion interface between ECN–PN and Cu
obtained by this procedure was named ECN–PN/Cu(111).
Modeling of Adhesive Structure on the ECN–PN
Fragment and the Copper Oxide Surface
Copper is readily oxidized
by atmospheric oxygen to form a reddish-brown surface layer of the
Cu2O film. For our study, we decided to model the surface
of Cu2O(111) as the most energetically stable Cu oxide
structure.[51] The VASP-optimized Cu2O unit cell is shown in Figure a. The cut-off energy for this calculation was increased
to 520 eV,[52] and the 5 × 5 supercell
of the Cu2O(111) surface slab model consisted of nine O–Cu–O
trilayers (Figure b). There are two types of Cu2O(111) surface structures:
an oxygen (O)-terminated nonpolar surface and a copper (Cu)-terminated
polar surface. According to a previous study,[53] the energy of the O-terminated surface is lower than that of the
Cu-terminated one. Therefore, we selected the O-terminated surface
for our calculation. The bottom three trilayers of the Cu2O slab model were fixed during the simulation, and a vacuum layer
(30 Å) was added above the Cu2O surface (Figure b,c). The surface
layer of Cu2O(111) contains both coordinatively unsaturated
Cu (CuCUS) and O atoms (OCUS).[52,53]
Figure 3
Surface
models of copper oxide: (a) optimized copper oxide unit
cell, (b) Cu2O(111) slab model, and (c) detailed view of
the Cu2O(111) surface. Colors of atoms are assigned as
follows: Cu, pink and O, red. Only the atoms of the topmost trilayer
are shown in color in (c); the rest are represented by small gray
dots.
Surface
models of copper oxide: (a) optimized copper oxide unit
cell, (b) Cu2O(111) slab model, and (c) detailed view of
the Cu2O(111) surface. Colors of atoms are assigned as
follows: Cu, pink and O, red. Only the atoms of the topmost trilayer
are shown in color in (c); the rest are represented by small gray
dots.The surface relaxation of the
Cu2O(111) slab model was
performed using VASP, ab initio MD calculations.[54,55] First, we optimized the structure of the Cu2O(111) slab
model under the same conditions as the Cu2O unit cell described
earlier. Surface relaxation of the Cu2O(111) slab model
was then achieved by annealing in the 0–300 K temperature range
with a step number of 5000 and a time step of 1 fs.To model
adhesion between the ECN–PN fragment and relaxed
Cu2O surface, the ECN–PN fragment was first placed
randomly within the vacuum layer of the Cu2O(111) slab
model and then adsorbed to the Cu2O surface using the previously
described MD method. To prevent any unnecessary structural changes
to the relaxed Cu2O surface, all substrate atoms were fixed
during this calculation.The MD calculation was performed using
the Forcite Plus program
with the NVT ensemble, analogously to the Cu surface
calculation presented earlier. We used the COMPASS III force field,[56] implemented in Materials Studio 2020,[57] to conduct a quench dynamics simulation using
the NVE ensemble. The structure of the adhesive interface
obtained from the quench dynamics was then further optimized using
DFT, where only the atoms of the bottom three O–Cu–O
trilayers were fixed. The VASP optimization was performed under the
same conditions as the Cu2O unit cell optimization.
Numerical Analysis
The energy change
of the resin fragment, which was vertically pulled away from the optimized
adhesion structure’s surface, can be calculated according to
previously published procedures,[17,58] and the adhesive
force can be obtained by differentiation of the energy with respect
to the detachment distance. In this study, we used the nudged elastic
band (NEB) method,[59] which can identify
the minimum-energy path between two local minima. The first local
minimum was the adhesion structure optimized with quench dynamics
followed by the DFT calculation, and the second was the structure
optimized after vertical removal of the resin fragment from the surface.The NEB method was implemented using VASP. The energy curve associated
with resin detachment was obtained by plotting the energy of the intermediate
NEB images as a function of detachment distance (Δr) and can be approximated by the Morse potential curve, as shown
in eq where De corresponds
to the binding energy between the resin fragment and the surface and a is a constant that determines the width of the potential
well (calculated using the least-squares method). Differentiation
of the obtained potential energy curve with respect to Δr then gave the adhesive force. The adhesive stress was
calculated by dividing the adhesive force by the cross-sectional area
of the unit cell.To see the electron density changes resulting
from the interaction
between the surface and resin, the electron density difference, or
charge density difference, was calculated using the following equationwhere ρtotal is the electron
density of the optimized adhesion structure, ρsurface is the electron density of the surface slab model, and ρfragment is the electron density of the resin fragment.
Results and Discussion
Adhesion Interface between
ECN–PN Fragment
and Metallic Copper
The OH groups generated by the curing
reaction are not directed toward the Cu surface, as can be seen in
the DFT-optimized structure of the ECN–PN/Cu(111) adhesion
interface depicted in Figure , suggesting that the OH groups neither interact with the
Cu surface nor contribute to the adhesive interface stabilization.
We assumed that the probability of coordination bonding between metallic
Cu on the surface and the OH groups in the resin fragment is minimal
owing to copper’s high d-band occupancy.[60] Conversely, the benzene ring of the ECN–PN fragment
might interact with metallic Cu, as it is oriented parallel to the
substrate’s surface.[61] A previous
study demonstrated that the Cu(111) surface can adsorb benzene at
either on top or hollow sites.[62] The expected
top site adsorption distance between a single benzene molecule and
the surface is 3.17 Å. Our model shows that both the phenyl and
methylphenyl groups stabilized slightly off the on-top site positions
(Ph–Cu distances = 3.41 and 3.20–4.15 Å, respectively),
as depicted in Figure a. The methylphenyl group is stabilized further away from the copper
surface likely owing to steric hindrance caused by the methyl group
and the molecular arrangement restrictions of the polymer fragment.
Figure 4
Top (a)
and side (b) views of the DFT-optimized ECN–PN/Cu(111)
adhesive structure. Typical adsorption sites are shown in view (a).
The measured distance between highlighted atoms of the phenyl group
and the Cu surface is depicted in view (b). The distance was calculated
based on the atomic coordinates of the optimized structure. Atoms
are color-coded as follows: Cu, pink; H, white; C, gray; and O, red.
Top (a)
and side (b) views of the DFT-optimized ECN–PN/Cu(111)
adhesive structure. Typical adsorption sites are shown in view (a).
The measured distance between highlighted atoms of the phenyl group
and the Cu surface is depicted in view (b). The distance was calculated
based on the atomic coordinates of the optimized structure. Atoms
are color-coded as follows: Cu, pink; H, white; C, gray; and O, red.The NEB-calculated potential energy change of ECN–PN/Cu(111)
is plotted as a function of Δr (Figure a). The structure optimized
at Δr = 3 Å was chosen as the endpoint
of the NEB calculation. At Δr < 3 Å,
the resin fragment readsorbed onto the Cu surface, returning to the
Δr = 0 Å structure as the optimization
progressed. The energy curve obtained from the NEB calculation was
approximated by the Morse potential (dashed line in Figure a). The determination coefficient
confirmed a good fit of the Morse approximation (R2 = 0.988) using system parameters: a = 1.14 Å–1 and De = 2.29 eV. The adhesive stress curve was plotted by differentiation
of the obtained potential energy curve with respect to Δr and dividing the result by the cross-sectional area of
the unit cell (135.59 Å2), and the maximum adhesion
stress was found to be 1.55 GPa.
Figure 5
(a) Potential energy curve of the ECN–PN
fragment detaching
from the Cu(111) surface and the fitting parameters of De [eV] and a [Å–1] of the Morse potential approximation. (b) Theoretical adhesion
stress between the ECN–PN fragment and the Cu(111) surface,
calculated by differentiating the energy potential curve with respect
to the detachment distance (Δr) and dividing
it by the cross-sectional area of the unit cell.
(a) Potential energy curve of the ECN–PN
fragment detaching
from the Cu(111) surface and the fitting parameters of De [eV] and a [Å–1] of the Morse potential approximation. (b) Theoretical adhesion
stress between the ECN–PN fragment and the Cu(111) surface,
calculated by differentiating the energy potential curve with respect
to the detachment distance (Δr) and dividing
it by the cross-sectional area of the unit cell.To understand why the calculation predicted a very high maximum
adhesion stress (1.55 GPa) at the ECN–PN/Cu(111) interface,
we visualized the differences in electron density upon adsorption
to evaluate the effects of electron transfer (Figure ). The regions with accumulated and depleted
charge, depicted in Figure , are colored in cyan and purple, respectively. We did not
observe a significant change in the electron density and, thus, concurred
that electron transfer probably does not affect the ECN–PN/Cu(111)
adhesion interface.
Figure 6
Calculated difference in electron density for the adhesive
interface
between the ECN–PN fragment and the Cu(111) surface viewed
from the top (a) and the side (b). The isovalue level = 0.002 Bohr–3. The areas of charge accumulation and depletion are
shown in cyan and purple, respectively.
Calculated difference in electron density for the adhesive
interface
between the ECN–PN fragment and the Cu(111) surface viewed
from the top (a) and the side (b). The isovalue level = 0.002 Bohr–3. The areas of charge accumulation and depletion are
shown in cyan and purple, respectively.The predicted large adhesion force at the ECN–PN/Cu(111)
interface was thus expected to originate from dispersion force contribution.
To verify this hypothesis, we separated the effects of electronic
interactions and dispersion forces. The initial structure obtained
from the quench dynamics simulation was further optimized using DFT
without the dispersion force correction. The comparison of structures
optimized with and without dispersion force correction is shown in Figure . Even though the
dispersion correction does not significantly affect the structure
of the resin fragment, the optimized distance between the resin and
Cu surface was 0.44 Å longer in the structure optimized without
the dispersion correction.
Figure 7
Structural comparison of the ECN–PN/Cu(111)
adhesive interfaces
optimized (a) with and (b) without the dispersion force correction.
Structural comparison of the ECN–PN/Cu(111)
adhesive interfaces
optimized (a) with and (b) without the dispersion force correction.The potential energy curve and adhesion stress
were calculated
according to the procedure that was used to obtain data shown in Figure . The energy change
following the resin detachment from the surface shows how the process
was affected by dispersion (Figure a): the energy required to move the fragment 3 Å
from the surface was 0.08 eV without dispersion (∼26-fold lower
than with the dispersion).
Figure 8
Comparison of (a) potential energy curves and
(b) adhesive stresses
calculated with and without the dispersion force correction for the
detachment of the ECN–PN fragment from the Cu(111) surface.
The filled circles represent dispersion-corrected results, whereas
the empty squares correspond to results lacking the dispersion correction.
The fitting parameters De [eV] and a [Å–1] of the Morse potential approximation
and determination coefficients (R2) are
shown near each potential energy curve.
Comparison of (a) potential energy curves and
(b) adhesive stresses
calculated with and without the dispersion force correction for the
detachment of the ECN–PN fragment from the Cu(111) surface.
The filled circles represent dispersion-corrected results, whereas
the empty squares correspond to results lacking the dispersion correction.
The fitting parameters De [eV] and a [Å–1] of the Morse potential approximation
and determination coefficients (R2) are
shown near each potential energy curve.The relationship between the resin detachment distance Δr and adhesive stress is depicted in Figure b. The theoretical adhesion strength of the
dispersion-disabled model was significantly weaker than that of the
dispersion-enabled. Note that the determination coefficient of the
results obtained from calculation without dispersion correction is
small (R2 = 0.546), suggesting an error
that is discussed in depth in the Supporting Information. Based on the performed analyses, we concluded that the adhesion
between the ECN–PN epoxy resin and the metallic Cu surface
relies predominantly on dispersion forces, which are the main components
of the van der Waals interactions.
Adhesive
Interactions between the ECN–PN
Fragment and the Oxidized Copper Surface
The lead frames
in semiconductor packages are commonly heated during assembly, which
increases the likelihood of surface oxidation prior to encapsulation
with mold resin. The relaxed slab model structure of the Cu2O(111) surface generated using ab initio MD, containing
nine O–Cu–O trilayers, is shown in Figure . These trilayers slightly
rearranged their respective positions during relaxation by annealing
(Figure a). The surface
copper and oxygen atoms adopt hexagonal configuration with CuCUS, which remains unsaturated even upon relaxation, at the
center of each hexagon (Figure b).[52]
Figure 9
Cu2O(111)
slab model structure relaxed by annealing
from 0 to 300 K using ab initio MD. The side view
(a) shows a slight variation of the atomic positions, whereas the
top view (b) depicts the change of CuCUS position even
as it remains unsaturated. As in Figure , only the atoms in the top surface of the
trilayer are shown in color.
Cu2O(111)
slab model structure relaxed by annealing
from 0 to 300 K using ab initio MD. The side view
(a) shows a slight variation of the atomic positions, whereas the
top view (b) depicts the change of CuCUS position even
as it remains unsaturated. As in Figure , only the atoms in the top surface of the
trilayer are shown in color.To identify the stable adsorption structure, the ECN–PN
fragment was placed randomly within the vacuum layer of the relaxed
Cu2O(111) slab model and subjected to the MD simulation,
followed by structural optimization using DFT. The optimized adhesive
interface structure shows the formation of three new bond types at
the ECN–PN/Cu2O(111) interface (Figure ): (1) a dative bond between
oxygen in the ECN–PN OH group and a surface CuCUS atom, (2) hydrogen bonding between H in the ECN–PN OH group
and OCUS in the surface, and (3) coordination bond between
the ECN–PN phenyl group and CuCUS atom. These bonds
are discussed in detail later using an electron density difference
analysis. Based on these results, we concluded that when the same
ECN–PN fragment is used, the appearance of the adhesive interface
depends predominantly on the surface state of copper (Cu(111) versus Cu2O(111)).
Figure 10
DFT-optimized adhesion
interface between the ECN–PN fragment
and the Cu2O(111) surface. The oblique view shows interactions
between (1) OH group in the fragment and CuCUS, (2) H in
the ECN–PN OH group and OCUS in the surface, and
(3) ECN–PN fragment’s phenyl group and a CuCUS atom. See the Supporting Information for
the top view.
DFT-optimized adhesion
interface between the ECN–PN fragment
and the Cu2O(111) surface. The oblique view shows interactions
between (1) OH group in the fragment and CuCUS, (2) H in
the ECN–PN OH group and OCUS in the surface, and
(3) ECN–PN fragment’s phenyl group and a CuCUS atom. See the Supporting Information for
the top view.The theoretical adhesion force
was calculated using the NEB method,
starting from the optimized ECN–PN/Cu2O(111) adhesive
structure, analogously to the Cu surface adhesion calculation. Because
the model shown in Figure contains 253 atoms, excessive computational resources would
be required to perform the NEB calculation. Hence, we removed atoms
in the bottom five O–Cu–O trilayers of the Cu2O slab, which would not affect the adhesive interface. Among the
four remaining trilayers, the bottom one was fixed and the structure
was optimized using DFT. The optimized model consisting of 133 atoms
is referred to as the small model throughout the further text. The
adhesive interface structure of the small model did not show any significant
variation from the initial model.The potential energy curve
of the ECN–PN fragment’s
detachment from the Cu2O surface was calculated based on
the optimized small model interface (Figure a). A detachment distance >4 Å was
required to completely separate the fragment molecule from the Cu2O surface with the adhesion energy of detachment 2.79, which
is ∼0.5 eV higher than the energy required to detach the ECN–PN
fragment from the metallic Cu surface. Thus, the adhesion to Cu2O(111) is more stable. The potential energy curve calculated
without correction for dispersion forces (Figure a) shows that ∼0.9 eV is required
to detach the ECN–PN fragment from the Cu2O(111)
surface. In other words, there are bonds with an energy of ∼0.9
eV in addition to the dispersion forces. The relationship between
Δr and adhesive stress is depicted in Figure b. The maximum
adhesive stress caused by detachment of the ECN–PN fragment
from the Cu2O surface was calculated to be ∼2.2
and 1 GPa for dispersion-enabled and dispersion-disabled models, respectively,
which are higher than that for the metallic Cu surface.
Figure 11
(a) Potential
energy curves for the detachment of the ECN–PN
fragment from the Cu2O(111) surface and (b) plots of the
calculated adhesive stress vs detachment distance
Δr. Two calculations, with (filled circles)
and without (empty squares) dispersion correction, are presented.
The fitting parameters De [eV] and a [Å–1] of the Morse potential approximation
and determination coefficients (R2) are
shown near each potential energy curve.
(a) Potential
energy curves for the detachment of the ECN–PN
fragment from the Cu2O(111) surface and (b) plots of the
calculated adhesive stress vs detachment distance
Δr. Two calculations, with (filled circles)
and without (empty squares) dispersion correction, are presented.
The fitting parameters De [eV] and a [Å–1] of the Morse potential approximation
and determination coefficients (R2) are
shown near each potential energy curve.The small model’s adhesion structures optimized with and
without dispersion are compared in Figure , confirming that the ECN–PN OH groups
chemically bond with CuCUS regardless of the dispersion
correction status. The lengths of newly formed bonds were almost identical
between the structures optimized with and without the dispersion correction,
indicating that dispersion forces affect the molecular structure at
the adhesion interface between the ECN–PN fragment and the
Cu2O(111) surface only minimally. This is in direct contrast
with the observations made for the adhesion to metallic Cu.
Figure 12
Structural
comparison of the adhesive interfaces between the ECN–PN
fragment and the Cu2O(111) surface optimized (a) with and
(b) without dispersion correction.
Structural
comparison of the adhesive interfaces between the ECN–PN
fragment and the Cu2O(111) surface optimized (a) with and
(b) without dispersion correction.To clarify the effect of electronic interaction on the interfacial
bonding, we calculated the electron density difference upon fragment
adsorption (Figure ) and found significant electron density changes in the proximity
of bonds formed between the surface CuCUS and OH and Ph
groups of the ECN–PN fragment (Figure b). The oxygen atom in the OH group forms
a σ-bond with the CuCUS atom on the surface via p–d orbital interaction and the lone electron
pair of OCUS concurrently shifts closer to the hydrogen
atom, resulting in hydrogen bonding.[63]
Figure 13
(a)
Plot of electron density difference calculated for the adhesion
interface of ECN–PN/Cu2O(111). The isovalue level
is set to 0.002 Bohr–3. The areas of charge accumulation
and depletion are shown in cyan and purple, respectively. (b) Corresponding
contour plots for the interaction near the CuCUS–OH
(left) and the CuCUS–phenyl (right) interfaces.
(a)
Plot of electron density difference calculated for the adhesion
interface of ECN–PN/Cu2O(111). The isovalue level
is set to 0.002 Bohr–3. The areas of charge accumulation
and depletion are shown in cyan and purple, respectively. (b) Corresponding
contour plots for the interaction near the CuCUS–OH
(left) and the CuCUS–phenyl (right) interfaces.
Comparison of Calculated
Adhesion Interactions
with Experimental Data
The calculated results (Table ) were compared with actual
experimental data. The maximum adhesion force between the EMC and
Cu lead frame reported in the literature, based on the button shear
test, was ∼114 N.[64] The adhesion
stress was calculated to be 28.4 MPa for button dimensions of 2 ×
2 × 2 mm. Conversely, the adhesion stress calculated in our study
was as high as 1.55 GPa for Cu(111) and 2.18 GPa for Cu2O(111) surfaces. Although the theoretical adhesion stress seems to
be too high, it is consistent with the experimental data, where the
failure is typically considered to originate in the weakest part.
The present study suggests strong chemical bonding between the epoxy
resin and Cu2O surface, redirecting the origin of adhesion
failure to the lead frame’s oxide film or internal portion
of the EMC, rather than the interface. Therefore, the experimentally
observed adhesive forces may be smaller than the theoretical values.
To support our claim, we compared our results with previously reported
experimental bond strength measurements between EMCs and lead frame
obtained using mechanical methods and fracture mark evaluation performed
using XPS.[10,13] The experimental reports assume
the cohesive failure of EMCs and crack propagation within the surface
copper oxide layer to be the cause of delamination.
Table 1
Summary of the Calculation Results
for Adhesive Interactions between the ECN–PN Fragment and Cu
or Cu2O Surfaces
adherend
Cu(111)
Cu2O(111)
detachment distance
3 Å
4 Å
adhesion
energy
2.29 eV
2.79 eV
adhesion energy calculated
without dispersion correction
0.08 eV
0.91 eV
maximum
adhesive stress
1.55 GPa
2.18 GPa
The DFT calculations presented
in this article revealed that the
adhesion mechanisms and energies differ significantly depending on
the structure of the adherend surface at the atomic level (i.e., Cu vs Cu2O). The actual
adhesive interface may not be represented by only one specific molecular
fragment model but by a variety of structures. In this study, the
structure with the lowest energy obtained from the MD calculation
was optimized by using DFT. In the MD calculation, various other structures
with different energies were also observed (see Figure S4 in the Supporting Information). However, it is assumed
that there would be no significant change in the nature of the adhesive
interaction because the atomic configuration is only slightly different
from each other.As the next step, modeling of a lead frame
surface with a more
realistic structure should be attempted. Because CuCUS atoms
are highly reactive, water adsorption could have a significant effect
on the adhesion interface. Also, it is presumed that the degree of
oxidation of the Cu surface affects the adhesion mechanism. Therefore,
investigation into the influence of such a change in the adherend’s
surface structure on the adhesive interaction with the epoxy resin
will be valuable and is a subject for future work.
Conclusions
In this study, the adhesion interface between
EMCs and Cu-based
lead frames in semiconductor packages was analyzed using DFT calculations.
Assuming the curing reaction of ECN and PN resins, which are typical
molding materials, a resin fragment molecule was proposed based on
the polymer framework. The resin fragment was optimized on Cu and
Cu2O surfaces, and the ideal adhesive structures were calculated.
We found that dispersion forces were the source of adhesion between
the ECN–PN fragment and Cu surface, whereas in the case of
Cu2O, OH groups in the resin chemically bonded to the atoms
on the oxide surface (HO–CuCUS σ-bond and
OH–OCUS hydrogen bonding) to produce a stable adhesive
structure. The energy required to detach the resin fragment from the
optimized structure was determined using the NEB method. The theoretical
adhesive force was calculated by differentiating the energy curve,
obtained from the NEB calculation, with respect to the detachment
distance Δr. The maximum adhesive stress was
calculated to be 1.6 and 2.2 GPa for the Cu and Cu2O surfaces,
respectively. The Cu2O-bonded ECN–PN fragment was
found to be more stabilized (by 0.5 eV) than that bonded to the Cu
surface. Lastly, the surface structure of the adherends significantly
impacts the adhesion mechanism at the interface between the mold resin
and lead frame in semiconductor packages.
Authors: M Sacchi; P Singh; D M Chisnall; D J Ward; A P Jardine; W Allison; J Ellis; H Hedgeland Journal: Faraday Discuss Date: 2017-10-26 Impact factor: 4.008